Summary of the converter design.

## Abstract

The present work shows a comprehensive methodology and design steps to recover energy from the automotive waste heat. A thermoelectric generator must be connected to a power converter in order to extract the maximum power from the generator and, also, satisfy different constrains to charge a battery. Starting from the electrical model of thermoelectric cells, it is evaluated their combination to realize a thermoelectric generator (TEG) comply with the automotive regulation, then considering input/output electric characteristics, it is evaluated the best converter topology to satisfy all constrains. Design steps and power dissipation estimation are deeply explained. TEG and power converter models are simulated in a model-based environment to allow the design of the control algorithms. The control system consists of nested control loops. Two maximum power point tracking (MPPT) algorithms are evaluated. The MPPT output is used as reference for a current control loop. The maximum power characteristic of a TEG has a quadratic behavior and working without the tracking of the maximum power point could drastically decrease the generated power from the TEG and the system efficiency. There are presented simulation results of the control algorithms and experimental data are shown in order to validate the design steps.

### Keywords

- automotive
- thermoelectric generator
- waste heat
- storage
- DC-DC converter
- MPPT

## 1. Introduction

Nowadays the reuse of wasted energy is an important task for many fields, particularly for the automotive one. This aims at more efficient systems, reducing pollution and making the product more compatible with the environment, regulations, and consumers. Internal combustion engine vehicles do not totally convert the chemical energy into mechanical, the greater part of a typical fuel path is wasted in the coolant system and in the exhaust, and according to Chuang and Chau [1], only 25% of the energy flows into specific vehicle operations (Figure 1). The strategy is to convert the heat wasted energy into electricity by means of a thermoelectric generator (TEG), which is based on the Seebeck effect. Heat flows through the TEG that, thanks to the difference of temperature (∆T) between the hot and cold sides, generates electrical power that flows into the connected load. Figure 2 shows the quantities that interact with the TEG: heat, temperature, thermal resistance, interface material, and electrical quantities.

The increase of delta temperature also increases the available power, but for each delta temperature, there is only one maximum power that can be generated connecting a precise load. A simple approach is to connect a DC-DC converter after the TEG. The DC-DC converter can set the current flow; thus, from the TEG point of view, it acts as a variable load. Specific control algorithms can be implemented into the converter in order for each delta temperature to be the correct load. The converter output can be connected to the vehicle battery, so the generated power can be directly used for vehicle operations or stored for future needs. The described system allows to recover part of the wasted energy increasing the total efficiency of the vehicle. Figure 3 shows a conceptual diagram of the system from fuel combustion to wasted heat and the recovery system, TEG plus DC-DC, that generates power useful for vehicle operations.

## 2. Design methodology of an energy recovery system

This chapter describes a comprehensive methodology for the design of an energy recovery system. Starting from physical characteristics of the generator, its electrical model is obtained. Since the generator under examination is a thermoelectric generator, all derived parameters will be expressed as a function of the delta temperature, the temperature difference between the hot and cold sides of the generator. Firstly, it is characterized and modeled a single thermoelectric cell, then it is designed the cells combination to make the TEG generator: the resulting equivalent electrical model of the generator is similar to a single cell with grater voltage and current parameters. The parameters obtained by the generator model are used as constraint for the DC-DC converter topology definition, and the design steps are described, highlighting the necessary trade-offs. After these stages it is possible to face the control algorithms. In order to design a control algorithm, there are two necessary information: what the target is and what the weapons are to reach the target. Finally, the single sections are put together in a single simulation environment where it is possible to test the global system changing temperature and load conditions.

### 2.1 TEG and its electrical model

Figure 4 shows the open-circuit voltage and the maximum power characteristics of the hypothetical thermoelectric cell. They are represented as a function of the delta temperature across the cell. The maximum allowed delta temperature is 180°C. The open-circuit voltage (

Figure 5 shows the voltage-current and the power-voltage characteristics at a single delta temperature. When the TEG output is closed in short circuit, the voltage is zero, and the output current reach is local maximum (

From the voltage-current characteristic, it is also possible to extract the value of the TEG equivalent series resistance (Eq. (5)). Figure 6 shows the voltage-current characteristic at different delta temperature: different slopes mean different equivalent resistance:

Figure 7 shows the equivalent series resistance calculated at different delta temperature. Eq. (6) shows the equivalent series resistance as a function of delta temperature. The equivalent electric model of a TEG cell is a variable voltage generator with a variable series resistance, both proportional of the delta temperature:

More TEG cells can be combined in order to increase the total generated power. Combination can be done by putting the cells in series, increasing output voltage, or, in parallel, increasing the output current. Due to regulatory constraint, it is better to keep the maximum voltage under 60 V. Furthermore, the TEG pack design is strictly related to available space, point of contact of the exhaust pipe, and heat cooling passing through the TEG (it will cause different available powers between near cells) [2, 3]. The TEG pack for this application is constituted by six cells in series and four in parallel. Figure 8 shows the equivalent electric model of the TEG pack constituted by 24 cells. Under the hypothesis of a good pack design, Eqs. (7)–(12) give a general relation between electrical parameters and the number of cells in series (

### 2.2 DC-DC topology evaluation

Usually the aim of a DC-DC converter is to regulate an unregulated input voltage for a specific load; in this application the final goal is to take the maximum power from the generator at the larger possible temperature excursion, namely, manage a wide input voltage and set the current flows. A battery is connected to the output, so the output voltage must be slightly higher than the battery voltage, in order to allow the recharge. The battery voltage is set at 12 V. The input voltage is supposed to be in the range from 0 to 60 V.

Every DC-DC topology has its own relation between input and output voltages. In this test case, commonly used topologies, like buck or boost converter, are excluded. A buck converter (Figure 9) works only with input voltage higher than output; it means only with high delta temperature. A boost converter (Figure 10) works only with input voltage lower than output; it means only with low delta temperature. In order to manage input voltage lower and higher than the output, it is possible to combine these two topologies. From the combination of a buck and boost converters, there are two topologies:

Boost and buck cascaded

Non-inverting buck-boost (NIBB)

In the boost and buck cascaded topology, there are two stages: the first one is a boost stage, and the second is a buck stage. Both stages have their own inductor (Figure 11). If the input voltage is lower than the output voltage, only the first stage works, while the high-side switch belonging to the second stage is always closed; on the other hand, if the input voltage is higher than the output voltage, only the second stage works, while the low-side switch belonging to the first stage is always open. As a third working option, if the input voltage is near the output voltage, both stages could work: the boost stage slightly increases the input voltage, and the buck stage regulates and complies with the desired output voltage.

In the non-inverting buck-boost topology, the two stages are compressed, and there is only one inductor that is shared by them (Figure 12). The first leg is dedicated for buck operation, while the second leg for the boost operation. As in the previous topology, it is possible to manage input voltage that is lower or higher than the output voltage. The three working regions are:

Buck (Vi > Vo)

Boost (Vi < Vo)

Buck-boost (Vi ≈ Vo)

Practically the inductor is shared only in the buck-boost working region; on the other only one leg is active, and the other has a fixed state. In order to reduce weight, number of components, and loss sources, the NIBB topology is the perfect candidate for this application. In the next section, design steps and loss estimation of the NIBB topology are presented.

### 2.3 NIBB design

In the non-inverting buck-boost topology, a buck and a boost are fused together and share a single inductor. A technique for improving the converter’s efficiency is the synchronous rectification. The two versions of the NIBB converter are also called two-switch and four-switch non-inverting buck-boost. The two-switch NIBB (2SW-NIBB) has diodes, while in the four-switch NIBB (4SW-NIBB), the diodes are replaced by power MOSFETs (Figure 13). This topology will be used for the DC-DC converter, and in the following, the design steps are reported.

Below the starting specifications for the design are reported:

Input voltage 0 < Vi < 60 V.

V

_{o}≈ 12 V.Maximum output power 300 W.

Output power is proportional to input voltage.

The steady-state relation between input and output voltages of a 4SW-NIBB is outlined in Eq. (13).

It is known from Section 2.1 that to extract the maximum power from the TEG, its output voltage must be half of the open-circuit voltage; in the following

In order to define switching frequency and inductor value, the two operation modes of a DC-DC converter are introduced: continuous current mode (CCM) and discontinuous current mode (DCM). The DCM operation is characterized by a current of the inductor that is zero during the switching period, while in the CCM, the inductor current never reduces to zero (Figure 15). The DCM operation is particularly a disadvantage for the buck region. In order to avoid the DCM operation for the buck working region, Eq. (15) must be verified. The value of

Figure 16 shows the relation between

The capacitor selection is based on maximum RMS current that is flown into it and the voltage ripple. The output capacitor selection is based on the maximum RMS current in the capacitor during the boost working region and the output voltage ripple specification. Maximum RMS current in the output capacitor is calculated in Eq. (18). Input voltage is the maximum input voltage for the boost working region. The output voltage ripple has two contributions: the first one due to capacitor equivalent series resistance (ESR) and the other related to capacitance (Eq. (19)):

Input capacitor selection closely follows the method used for the output capacitor. The maximum RMS current flowing in CIN occurs in buck mode that is calculated in Eq. (20). As for the output capacitance, the input voltage ripple has two contributions: the first one related to input capacitor ESR and the second due to capacitance (Eq. (21)):

#### 2.3.1 Loss estimation

At first approximation inductor and capacitors are due to the component’s equivalent series resistance (ESR). In Eqs. (22) and (23), the input capacitor losses and output capacitor losses are calculated, respectively; inductor losses are calculated in Eq. (24):

The MOSFET losses have two components: conduction and switching losses. Conduction losses are calculated in Eq. (25).

The final design is a trade-off between inductor and capacitor values, namely, dimension and weight, and the losses. Table 1 shows the summary of the design. Device’s parameters are comparable with real components available on the market. These parameters are used for the control algorithms and simulation sections.

Parameter/component | Value |
---|---|

f_{sw} | 30 kHz |

L | 30 μH |

L ESR | 20 mΩ |

C_{in} | 660 μF |

ESR C_{in} | 20 mΩ |

C_{out} | 330 μF |

ESR C_{out} | 40 mΩ |

R_{ds,ON} | 5 mΩ |

t_{R} | 350 ns |

t_{F} | 200 ns |

### 2.4 Control algorithms

The control system consists of nested control loops. In order to extract the maximum power from the TEG, two different maximum power point tracking (MPPT) algorithms are evaluated. The MPPT output is used as reference for voltage and current control loops. Analog variables are input and output voltage and current of the converter; commands are the duty cycles of the legs. Input voltage and current are used for the maximum power point tracking; output voltage and current are used for the other control loops.

#### 2.4.1 Maximum power point tracking

There are many MPPT algorithms that are suitable for use with a TEG, most of which have been adapted from those used by photovoltaic systems [4]. The most common are perturb and observe (P&O) and incremental conductance (IC) algorithms [5, 6, 7, 8]. P&O algorithm is an iterative algorithm, its working principle is to introduce a perturbation in the operating voltage and current, and then the operating power is observed and compared with the power of the previous step. If the power difference is positive (negative), subsequently the MPP will be reached if the perturbation is stepped in the same (opposite) direction. The flowchart for P&O is shown in Figure 19. A P&O algorithm cannot determine if the MPP is reached: when it does reach it, it will pass the operating voltage beyond which will result in a decrease of power; in response the algorithm will reverse the tracking direction. Therefore, in employing a P&O algorithm, the operating point oscillates around the MPP. In order to reduce the oscillation, it is possible to make the perturbation size smaller. However, reducing perturbation size means reducing the algorithm dynamics and increasing the time to reach the MPP. A trade-off between steady-state performance and dynamic response is the use of variable perturbation size [9, 10].

In order to improve the steady-state error, the incremental conductance (IC) algorithm was implemented. It tracks by stepping the voltage like the P&O, and it operates by incrementally comparing the ratio of the derivative of conductance (

In practical application the equality condition rarely exists. Moreover, the conductance instantaneous value is related to perturbation size; because of that a marginal error (

Using nested control system, the output perturbation of the MPPT algorithm is used as a reference for the internal control loops that are described in the next subsection.

#### 2.4.2 Current loop

A change of the TEG operating point and a change of converter output current are alike. In order to control the output current, an average current control loop is used. The output of the MPPT algorithm is used as a reference for the current control loop. The average current of the inductor is related to the output current, and the stationary relation between input and output current is reported in Eq. (31):

The system-state variables of a NIBB converter are reported in Eq. (32); the model of the system is expressed in matrixial form in Eq. (33):

The Laplace form of linearized model of the converter is reported in Eq. (34):

The system is characterized by two control inputs (

The proposed controller for the average current control loop is a simple proportional integrative (PI) controller, the current reference comes from the MPPT algorithm, and the output current is the feedback. Figure 21 shows the system transfer function and the controller behavior.

### 2.5 Simulations and design validation

The complete system is simulated in a model-based environment; thermoelectric generator is modeled using the mathematical model described in Section 2.1, while for the DC-DC converter and the load, it is used as a package to use circuital and power components inside the environment; values of Table 1 are used. Sense blocks are placed before and after the converter, and measures are used in the control block in order to generate the correct commands. The complete system functional blocks are reported in Figure 22. For the purpose of validating the single control algorithm, the blocks are tested separately. Figure 23 shows a detail of the P&O MPPT algorithm simulation: the algorithm’s output is the equivalent resistance placed after the TEG. The operating point is fixed; the value of the resistance seen by the TEG is initialized at a wrong value, after some iteration; and according to the maximum power transfer theorem, the maximum power point is reached. During the steady-state operation, the resistance value continuously changes its value as seen in Section 2.4.1.

Figure 24 shows the average current loop behavior with variable reference. The reference changes with steps like the behavior of the MPPT algorithm output. The reported current is the inductor current. In order to realize a nested control loop, it is important that the inner current loop band is larger than the outer MPPT loop.

A NIBB prototype is realized using the designed components. In order to validate the functionality and loss estimation, some power tests are carried out. Figure 25 shows the overlapping of the theoretical efficiency and the real efficiency obtained with open-loop commands. The difference from real data and estimation is due to the discrepancy of parasitic values: estimation plot is referred to Table 1; real selected components have slowly better parameters.

## 3. Conclusions

A comprehensive methodology for the design of a wasted heat energy recovery system is given. The general approach is to model separately the single stages starting from physical characteristic and derivate the resulting design constraints. Starting from the characteristic of a thermoelectrical generator cell, the mathematical model and the equivalent electrical model are obtained; after this step it was possible to design the TEG pack. From this point the generator is considered a general input for the power converter. Different topologies are analyzed, and all the fundamental design steps are reported for a non-inverting buck-boost converter: as part of the design, a loss estimation analysis was carried out. The control system is described as nested control loops. Two maximum power point tracking algorithms are presented illustrating their characteristics and peculiarity. A state-space averaging method is used to obtain the converter transfer function in order to design a proper controller. Finally, simulation results and converter efficiency are shown in the last section. There are many possible advancements in this field from hardware and software point of view: development of new thermoelectric cells; use of more efficient power devices, for example, Gan FETs, in order to increase frequency and reduce passive components; and, also, development of faster and more efficient control algorithm are only some examples.

## Acknowledgments

The authors want to thank M. Lasana, E. Milani, and M. Brignone from Magneti Marelli Exhaust Systems group and the Mechatronics Laboratory (LIM) of the Politecnico di Torino for the support and knowledge shared.