Abstract
Pyrolysis-Gas Chromatography/Mass Spectrometry has been used to characterize a wide variety of polymers. The main objective is to infer the attributes of materials in relation to their chemical composition. Applications of this technique include the development of new improved materials in the industry. Furthermore, due to the growing interest in biorefinery, it has been used to study plant biomass (lignocellulose) as a renewable energy source. This chapter describes a procedure for characterization and classification of polymeric materials using analytical pyrolysis and cheminformatics. Application of omics tools for spectral deconvolution/alignment and compound identification/annotation on the Py-GC/MS chromatograms is also described. Statistical noise is generated by production of numerous small uninformative compounds during pyrolysis. Such noise is reduced by cheminformatics here detailed and this facilitate the interpretation of results. Furthermore, some inferences made by comparison of the identified compounds to those annotated with a biological role in specialized databases are exemplified. This cheminformatic procedure has allowed to characterize in detail, and classify congruently, different lignocellulosic samples, even using different Py-GC/MS equipment. This method can also be applied to characterize other polymers, as well as to make inferences about their structure, function, resistance and health risk based on their chemical composition.
Keywords
- Biomass pyrolysis
- polymeric materials characterization
- cheminformatics
- multivariate comparative analysis
- Py-GC/MS
1. Introduction
The largest repository of lignocellulosic biomass is generated by the cell walls of plants [1]. Its main chemical components are cellulose, hemicelluloses and lignin. The proportions are variable but close to 4:3:3, respectively, and the element content is 50% C, 6% H, 44% O y ≤ 0.4% N, for resources such as wood [1]. Because biomass is a renewable resource, its study for the production of energy and value-added aromatic compounds has gained importance in recent decades [2, 3]. It has been considered that lignocellulosic biomass as a renewable energy source would satisfy around 25% of energy requirements [4]. Thus, CO2 sequestered by plants during photosynthesis would balance the CO2 generated by biofuels and their use would not contribute to global warming [5, 6]. On the other hand, after cellulose, lignin is the most abundant polymer in nature and the main natural source of aromatic compounds [1, 7]. For this reason, lignin is important in the chemical industry and it has been projected as a replacement for aromatic polymers derived from fossil fuels [8].
Lignocellulosic biomass, like other non-volatile complex materials, cannot be directly analyzed in its original state by gas chromatography. Therefore, one of the most common methods for its analysis is the Pyrolysis-Gas Chromatography/Mass Spectrometry (Py-GC/MS). This method consists of the rapid heating of the materials under analysis (close 300°C), to break the covalent bonds and produce individual fragments. The compounds derived from pyrolysis pass through a capillary column of fused silica in a Gas Chromatograph using an inert gas as carrier (e.g., He). Then the fragments are separated based on their retention times. The selective fragmentation pattern caused by Electron Impact and the m/z ratio for each pyrolysis product are registered by a detector on a Mass Spectrometer. Finally, each compound is identified by comparing its mass spectrum to those in the reference electronic libraries (NIST, MONA, etc.) or to the mass spectra produced by analytical standards [9, 10, 11, 12]. The sequential combination of these three processes in Py-GC/MS makes it a versatile and powerful tool for the analysis of lignocellulosic materials and other complex mixtures, such as polymers and copolymers [3, 13].
Analytical pyrolysis is currently implemented as a standard method for determining the ratio of H/G/S subunits in plant biomass, agricultural and industrial waste, soil samples and organic matter [6]. This technique has also been useful to elucidate the series of reactions and products derived from the pyrolysis of carbohydrates [14, 15] and lignins [16, 17]. It has been applied for monitoring changes during the delignification and bleaching process as well as for the characterization of different lignocellulosic materials [12]. In addition, it has been used to determine the S/G ratio in lignin of drought-resistant succulent species with results highly comparable to other characterization techniques [18]. On the other hand, its high sensitivity has enabled the detection of hundreds of chemical compounds, including less abundant monomers in lignin, such as acetylated subunits (i.e., sinapyl and coniferyl acetates [19]) and 5-hydroxyguaiacyl units [20]. Recently, Py-GC/MS applied to the analysis of cacti spines, with the use of cheminformatics, allowed a detailed characterization of lignocellulosic matrix, as well as the classification of the samples from a chemotaxonomic approach [21].
1.1 Advantages of Py-GC/MS
Different advantages confer great versatility of application to Py-GC/MS. Firstly, its efficiency, precision and relatively low operating costs [6] make it a suitable routine technique. In addition, it is a fast technique that requires a very small sample size [22, 23]. Volatilization of samples by pyrolysis minimizes the need for pre-isolation, even when analyzing macromolecules in complex mixtures [24]. Therefore, it can be used to analyze a wide variety of materials: e.g., fibers and textiles, wood, bark and paper, artistic materials, synthetic polymers and heteropolymers [12, 13]. Likewise, comparable and reproducible results can be obtained when the conditions of the analysis are kept constant: i.e., carrier gas, heating rate, maximum temperature, homogeneous particle size and removal of non-structural compounds [18, 21]. Therefore, samples with the same composition will produce the same derivatives of pyrolysis [13, 21]. On the other hand, the advantages of the coupled GC/MS system are associated with a high speed, specificity and sensitivity, in both the separation of the pyrolysis products and in their identification [9, 12]. In addition, Py-GC/MS allows the identification of compounds without the necessity of standards. It enables the comparison to commercial or open access libraries, including some already curated for different classes of chemical compounds [21, 25, 26, 27, 28]. Finally, the raw data generated can be exported for quantitative or qualitative analysis [29, 30].
1.2 Issues related to Py-GC/MS
Although the many advantages and applications of Py-GC/MS are evident, different authors consider some problematic aspects. The main ones are: 1) pyrolysis produces a large amount of compounds, therefore, is necessary to deal with the vast amount of information registered by the Mass Spectrometer. 2) Only one part of the compounds produced can be unambiguously identified. 3) Low availability of mass spectra in databases and reference libraries. 4) Altogether, this makes the interpretation of the results from analytical pyrolysis difficult. However, most of these problems can be solved if cheminformatics is applied to the data resulting from Py-GC/MS.
The following sections will describe the use of omics tools for the deconvolution of mass spectra, as well as the alignment and annotation of the compounds identified in the chromatograms (Figure 1). This process is useful to compare different samples obtained by Py-GC/MS, under the same operating conditions, even using different equipment. In addition, different multivariate methods will be described to minimize the statistical noise generated by numerous uninformative compounds (i.e., those derived from carbohydrates). Together, the use of omics tools and multivariate methods facilitate the interpretation of the results of analytical pyrolysis. The processes detailed here may also be applicable to Py-GC/MS analysis of materials other than lignocellulosics (i.e., polymers, copolymers, soil samples and organic matter). In addition, they can be applied to raw data generated by other chromatography systems coupled to mass spectrometry (i.e., GC/MS/MS, LC/MS, and LC/MS/MS), including different equipment and output formats.
1.3 Common problems in Py-GC/MS and contribution of cheminformatics for their solution
Some apparent methodological problems attributed to pyrolysis are associated with the conditions necessary for the analysis of specific materials. Lourenço
The amount of information that is generated as a result of the entire process can be challenging aspect. One analysis of 45 minutes by Py-GC/MS on lignocellulosic samples can generate up to 2,729 mass spectra [21]. However, after cheminformatics and manual curation of the datasets, the authors were able to unambiguously recognize 451 compounds, including some putative isomers. Another common problem is the displacement of the peaks in the chromatograms for samples with different chemical composition. For example, the displacement of the peak corresponding to levoglucosan in Py-GC/MS chromatograms for syringil-rich wood [18]. The displacement is due to the absence of acetovanillone in the samples. Therefore, the peak of levoglucosan appears at a Retention Time (RT) of 22.72 min, while in species that produce acetovanillone it is observed at 23.55 min (Figure 2). The above effect is problematic when it is required to directly process a batch of several samples with differential compositions. There are two reasons: 1) the process would be very time consuming if several species are analyzed and all the peaks identified by Py-GC/MS are compared one by one (about 40 compounds per sample, using the native GC/MS software). This implies that the analysis has to be limited only to differences in the relative abundance, or the presence/absence, of only certain compounds. 2) If the raw datasets from the chromatograms are compared directly, using any multivariate method, the peak displacement would cause methodological bias because equivalent compounds are not being compared. Cheminformatics analysis solves this problem by automating the alignment of mass spectra and the identification of compounds for a batch of samples.
On the other hand, the high degree of degradation caused by the high temperatures used in pyrolysis represents, by far, the main problem of this technique. Therefore, this technique is considered to be of little use to characterize molecules larger than monomers or dimers in biopolymers such as lignin [6]. In addition, it is considered that the large number of derivatives makes the description of the chemical composition of sample difficult. Therefore, the detailed interpretation of the results is difficult and probably not necessary [3]. For example, when analyzing carbohydrate samples, low molecular weight derivatives can originate from hexoses or pentoses [12, 32]. The reason is that cellulose and hemicelluloses involve similar thermal degradation pathways, therefore a large part of the derivatives produced are the same [33, 34]. The reason is that cellulose pyrolysis causes the heterolytic cleavage of the glycosidic C⸺O bonds. In addition, it involves complex reactions and different pathways to give rise to anhydro sugars and numerous compounds with low molecular weight: i.e., acetic acid, 1-hydroxybutan-2-one, hydroxyacetaldehyde, 1-hydroxypropan-2-one and 2-furaldehyde [15, 35, 36]. A large part of these small compounds can also be originated from the decomposition of hemicelluloses. For example, 2-furaldehyde and acetic acid can be produced from the degradation of xylan [12, 37, 38]. On the other hand, there are contrary cases, but they also contribute to the ambiguity in the identification of the compounds and their origin. Particularly when different ions are produced by the same class of compounds. The case of pyrans and furans is an example of compounds with ambiguous origin; both, with different molecular ions, can derive from the degradation of cellulose or hemicelluloses [12]. In this sense, the use of cheminformatics makes it possible to identify the abundance patterns of the compounds in a batch of samples. Based on this, it can be inferred if there are coincidences in the behavior of the pyrolysis products (Figure 3). In this way, it is possible to infer whether different compounds have the same origin, or rule out differences due to the operating conditions of the method or the characteristics of the samples [21].
For example, 2,5-dimetylfuran and 4-methyl-2
2. Cheminformatics applied to Py-GC/MS
Increased computational capacity, development of powerful deconvolution algorithms and technological advances in analysis equipment have allowed the design of specialized software for chemical analysis. Areas such as omics sciences have particularly benefited from the rise of cheminformatics [26]. However, the application of untargeted analysis is becoming broader and is no longer restricted to the discovery and characterization of compounds in metabolomics. In this sense, it is possible to use the spectral deconvolution software for the processing of the data resulting from Py-GC/MS [21]. Open source software follows the same principle as native GC/MS software for spectra deconvolution and compound identification. However, it allows the use of different input formats for the raw datasets, regardless of the type, resolution and brand of the GC/MS equipment [26, 28]. In addition, different parameters can be adjusted to improve the informative quality of the results; e.g., the parameters used for deconvolution, the use of quality controls and normalization of the relative abundances for a batch of samples, alignment parameters and identification of compounds, use of different reference libraries for mass spectra, retention indices and times of retention. Because Py-GC/MS produces a large number of derived compounds, a lot of information is generated (i.e., mass spectra recorded by the detector in the MS). Omics tools allow deconvolution of all acquired mass spectra for a batch of samples in independent experiments. Basically, the peaks are detected by deconvolution of the mass spectra, smoothing the data points by the least squares method or by linear weighted smoothing average [28, 39]. Afterwards, both the first and second derivatives are considered together with the amplitude of the ions to identify the noise threshold. Based on the noise levels, the initial retention times are calculated for each peak. For the final detection of the peaks, the unsmoothed raw chromatogram is used as a control [28]. The deconvoluted spectra for the batch of samples are aligned based on the similarity of their mass spectra and their RTs. Finally, they are compared with those spectra in the reference MS libraries and the compounds can be identified based on the maximum fit of their RT, RI and mass spectra [26]. Additionally, the deconvoluted datasets for a batch of samples can be normalized and exported in table format. The information contained in the output file is important for comparative analysis: i.e., EI fragmentation pattern, quant mass (m/z of the main ion), averaged RT, InChIKey, total similarity with the reference spectrum and relative abundance of each compound normalized for the entire batch of samples [28]. This information can be used for comparative analysis by multivariate methods. Alternatively, it can be compared with databases such as the Chemical Entities of Biological Interest (ChEBI) ontology [25], to infer biological characteristics of the original samples based on their derivatives from pyrolysis [21].
The comparative analysis of lignocellulosic samples is highly favored by the normalization process on the data obtained for a batch of samples [21]. The normalization of the deviations of the MS signal intensities is carried out including a series of quality control (QC) samples. The QC samples are one or more samples obtained by combining all samples in the batch. For lignocellulosic materials it is suitable to use alternately one QC sample for every five samples analyzed [21]. The data obtained from the measurement of the QC samples are smoothed by the Lowess of the single-degree least-squares. The coefficients generated on the QC samples are interpolated using the cubic spline and finally all the datasets are aligned based on the spline interpolation result [28].
Additionally, the unknown compounds can be annotated using their elemental formulas and
2.1 Multivariate analysis on exported Py-GC/MS data
Interpretation of the results obtained by Py-GC/MS is a complex process. This is due to the large number of compounds that are generated by pyrolysis and the little information provided by compounds with ambiguous origin, often very numerous (as described above). Multivariate analysis applied to Py-GC/MS data from various materials helps to make data management easier, reduce the information obtained and facilitate the interpretation of the results. It has been used to characterize lignocellulosic samples and other biological samples [40, 41, 42, 43].
A common application of Py-GC/MS material analysis is the classification of samples based on the similarities of the compounds they produce. For example, to evaluate different experimental systems [44, 45] or for the optimization of two different methods [46]. It was recently used to characterize and classify lignocellulosic samples applying cheminformatics from a chemotaxonomic approach [21].
Classification of the observations into groups requires the calculation of the distance between each pair of observations. As a result, a distance matrix is obtained, also called a dissimilarity matrix. The distance most commonly used by computational algorithms is the Euclidean distance [47]; i.e., the root sum-of-squares of differences for a set of vectors [48]. As a result, observations with high values of features will be grouped together, likewise, observations with low features values will be grouped together.
Apart from the normalization performed by the spectral deconvolution software on the output datasets, it is highly recommended to standardize the variables before measuring the dissimilarities between observations [49]. This step is considered necessary as it can have a great impact on the results of the analysis on biological data [49, 50]. Figure 4 represents the differences between non-standardized data and standardized data. In standardization, the values of each variable are weighed by a scale factor in order to give more weight to the small but potentially significant changes in signal intensity [51]. Thus, the standard deviation and the mean usually take values of one and zero, respectively. On the other hand, standardization will help to obtain equivalent similarities regardless of the distance method used (e.g., Euclidian, Manhattan, Correlation or Eisen). For example, when using standardized data, there is a functional relationship between Pearson’s correlation coefficient and the standardized Euclidean distance, so that both results are comparable [48].
2.2 Groupings by k -means partition
The
2.3 Principal component analysis
Among multivariate analyses, Principal Component Analysis (PCA) is the most common method for extracting information from large datasets generated by analytical pyrolysis [3, 12]. The PCA has different objectives, it is mainly used to reduce the dimensions of the datasets by extracting the most important information. In addition, it is useful to simplify the description of the data series and to analyze the structure of the observations and variables [63, 64, 65]. The PCA generates principal components (PC) that result from linear combinations of the original variables (e.g., the identified compounds). The number of these new variables can be arbitrarily defined. Commonly, the first component explains the largest possible variance of the dataset and the second, being orthogonal to the first, will be calculated to represent the largest possible variance. The factor scores correspond to the values of these new variables for the original observations (e.g., relative abundances of the compounds). The eigenvalues associated with each component correspond to the sum of the squared factor scores for each component. Thus, the contribution of each observation to a component (i.e., importance of the observation) is represented by the ratio of the square factor score of the observation by the eigenvalue associated with that component. Contributions for a given component can take values from zero to one, so the sum of all contributions for that component is equal to one [65]. Alternatively, the correlation of the two new variables generated by the PCA can be represented by a biplot [66]. Thus, it is possible to know the compounds that contribute the most to the sets obtained in the PCA (Figure 6). As stated, the first two components extracted by the PCA represent the largest variances for the data series. However, to determine the optimal number of components to consider, it is suggested to perform the “scree” test, plotting the eigenvalues as a decreasing function of their size [64]. In the graph, an “elbow” will be observed after the point where the slope of the curve decreases (flattens), therefore the optimal number of components must include all the components before that point (Figure 7A).
2.4 Classification of samples using only the most informative compounds
Multivariate analyses are very useful when working with a large number of data. If lignocellulosic samples are analyzed by Py-GC/MS and the deconvolution method is applied, hundreds of derived compounds can be expected for each sample [21]. The PCA and clustering analysis allows separately to reduce the dimensionality of the datasets, identify relationships between the variables, and quantify the significance of the variables that can explain the resulting clusters [67]. The dimensionality of the data directly influences the results; the higher the dimensionality the classifications obtained will be more reliable [68, 69]. For the analysis of chemical compounds in materials the optimal relation of data points to variables is 6:1 or higher, with an absolute minimum of 3:1 [69, 70, 71]. However, to achieve these high proportions in the optimal ratio it is necessary to increase the number of experiments. An alternative to achieve the optimal relationship when it is not possible to increase the number of experiments is by reducing the number of variables [68]. In that sense, the HCPC analysis is a very powerful tool (Figure 7A–C). Compared with PCA and CA, the HCPC analysis increases the objectivity and robustness of the results. That is, the classifications are restricted only to the dimensions that contain the most significant information [67, 72]. In this way, the statistical noise caused by the many uninformative derivatives of pyrolysis is minimized [21]. In addition, it improves the visualization of the data and provides information on the variables (i.e., compounds) that contribute predominantly to the resulting clusters [21, 67]. The HCPC is an exploratory statistical analysis whose computational algorithm can be summarized in three steps: first, the reduction of dimensions can be by any factorial method. PCA for quantitative variables, multiple correspondence analysis for categorical data, or multiple factor analysis to jointly integrate different data blocks [72, 73]. This step allows the determination of the relationships between the concentrations of most abundant compounds and the trace compounds. In addition, it simplifies the dataset by reducing the number of variables to only two principal components that explain most of the variance [74] (Figure 7C). Second, the hierarchical cluster analysis (HCA), by using the Euclidean distance, form clusters of samples according to the similarities in their chemical composition [73, 74] (Figure 7D). Each object is treated as a single cluster and pairs of groups are successively merged until all clusters merge into one large group [48]. The algorithm uses Ward’s method to minimize the total intragroup variance [47, 72, 75]. Finally, the partition with
2.5 Simplified visualization of abundance and similarity patterns from Py-GC/MS data
The heat map method is a simple but highly efficient tool for the graphical representation of large datasets (Figure 3). This method is very useful in studies where it is necessary to interpret a large amount of quantitative data; e.g., metabolomics, proteomics, lipidomics, and genomics [76, 77, 78]. The quantitative data (i.e., relative abundances of the ions detected by the MS) are represented in different color scales in the format of a two-dimensional matrix [79, 80]. The basic structure of the matrix is given by columns and rows; each column represents a sample and each row represents a compound [76]. The quantitative values correspond to the relative abundance for each compound in each sample. For a certain range of values a particular color is assigned. The highest relative abundances are represented by one end of the color scale and the lowest abundances are represented by the opposite end of that color scale [77]. Additionally, the columns and rows of the matrix are rearranged to recognize significant patterns in the heat map. To do this, rows and columns with similar profiles are arranged so that they are closer to each other, making these profiles easily visible to the eye [79, 80]. The permutation of rows and columns is made based on the result of the CA on the correlation matrix of the variables for each set of variables [77]. Alternatively, the dendrograms resulting from the CA can be represented at the edges of the matrix, both for the samples and for the compounds [77, 79, 81, 82]. This form of representation of the relative abundances is so efficient that after rearranging the rows and columns of the matrices the abundance patterns of the compounds become obvious [76, 83].
The standardization (e.g., Z-transformation) of the variables from each series of variables highly influences the correct representation of the similarity patterns obtained [77, 80]. If raw, non-standardized data are used, the low relative abundances will be obscured by the higher relative abundances (Figure 4A–C). When using transformed data it is possible to infer that those compounds with similar abundance patterns imply equal origins [21, 79].
An interactive variant of the heat map method has been referred by several authors in the field of metabolomics [76, 84, 85]. Of course, this can also be applied to Py-GC/MS data. This online variant allows the visualization of important information from the mass spectra on the matrix. Metadata such as mass spectrum, retention time, extracted ion chromatograms (EICs), box and whisker plots as well as matches for each compound can be displayed in real time for each observation [76, 86].
On the other hand, alternative methods for interpreting the data resulting from Py-GC/MS have emerged recently. The Van Krevelen (VK) diagrams have been successfully applied for interpretation of high resolution GC/MS data [3, 87]. These diagrams allows to visualize the chemical composition of complex chemical mixtures by plotting the H:C ratio against the O:C ratio for every compound in the mixture [6]. Thus, the VK diagrams provide information about the classes of compounds present and allow accurately evaluate the number of compounds in a sample [88]. Furthermore, van Krevelen diagrams play an important role in the deconvolution of high resolution MS spectra for complex lignin samples [6].
3. Potential areas of cheminformatics applied to Py-GC/MS
Due to its versatility, Py-GC/MS has been successfully applied to different areas of knowledge. Among these areas, cheminformatics reviewed in this chapter also has important application opportunities. Environmental, chemical and materials sciences, engineering, energy and biorefinery, biology, biotechnology, and conservation and restoration of cultural heritage are among the most cited in the literature. The fields of application are also varied; for example, in the development and optimization of the properties of new materials and resources, such as synthetic polymers, resins and biofuels [3, 10, 11, 13]. On the other hand, several samples of environmental materials have been characterized by analytical pyrolysis; e.g., organic matter, soil and pollutants in different natural substrates [89, 90, 91]. In addition, Kush [13] list a series of applications for polymers, in which the following can be highlighted: 1) identification of polymers through the use of reference libraries, 2) qualitative analysis of copolymers, 3) investigation of thermal stability and kinetics degradation of polymers and copolymers and 4) determination of monomers in polymers and volatile organic compounds.
4. Conclusions
Cheminformatics detailed in this chapter can be applied to the analysis of any type of polymeric materials by Py-GC/MS. The use of open access software to deconvolution of mass spectra streamlines the processing of the resulting data series for a large number of samples. The computational processing capacity of current equipment makes this technique suitable for any laboratory with a Py-GC/MS equipment. In a few minutes a large number of samples can be processed: e.g., deconvolution, alignment and identification of compounds for 30 samples can take about 30 min. On the other hand, the interpretation of the results is greatly aided by the use of the chemometric techniques exemplified here. In addition, cheminformatics makes it possible to compare the mass spectra of the studied compounds, not only with commercial databases, but with other open access databases. Some of the open access databases contain relevant biological information about the compounds (e.g., the ontology of CheBI, MassBank, LipidBlast and GNPS). This is important in studies of materials (e.g., in the case of elements with carcinogenic potential), or of biological interest (e.g., in samples with antibacterial, antibiotic, or medicinal properties). There are currently a significant number of open access MS libraries. Actually, with the diversification of the application field for deconvolution software it is expected that the number of mass spectra in open access libraries will increase. Finally, studies like this leave open the possibility of knowing most of the chemical compounds that take part in the decomposition and secondary reactions during pyrolysis of polymeric materials.
Acknowledgments
JR-R thanks to DGAPA, UNAM by the postdoctoral fellowship [Programa de becas posdoctorales en la UNAM; communiqué 113/2017] and to Facultad de Estudios Superiores Zaragoza, UNAM for supporting this work.
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