Comparison among several techniques reported for eliminating SAGB in AlN, where “+” sign shows the satisfied property, and the “-” sign shows the unsatisfied property.
Abstract
AlN epilayers were grown on (0001) sapphire substrates by metal‐organic vapor phase epitaxy (MOVPE), and the influence of substrate's surface structure on the formation of in‐plane rotation domain is studied. The surface structure of sapphire substrate is found to change during thermal cleaning and temperature ramp‐up. The oxygen‐terminated surface with monolayer (ML) steps having ABAB stacking is attributed to cause the formation of a small‐angle grain boundary (SAGB). To suppress the formation of such a special grain boundary, the two‐step temperature growth technique was employed. It was found that a proper timing of the low‐temperature buffer layer (LT BL) growth is necessary to eliminate the SAGB. Moreover, the BL growth temperature (Tg) is also found to affect the surface morphology and structural quality of AlN epilayer. The optimized LT BL Tg is found to be 1050°C. The optical emission property by cathodoluminescence (CL) measurements showed higher emission intensity from AlN epilayer without SAGB.
Keywords
- small‐angle grain boundary
- SAGB
- AlN
- sapphire substrate
- MOVPE
- cathodoluminescence
- deep‐UV
- two‐step temperature growth
1. Introduction
Single crystal sapphire with corundum structure is a widely used substrate for film deposition and epitaxial growth in many technological fields, such as in optoelectronics for the growth of AlN, GaN, and InN nitride materials. This material exhibits high melting point (2050°C), extremely high chemical stability even at high temperatures, and transparency in the ultraviolet (UV) region, making it a suitable substrate especially for the growth of AlN, which requires high temperature above 1200°C due to the high viscosity of Al atoms. Sapphire also exhibits a hardness of 9 in the Mohs scale, compared to 10 for diamond. On the other hand, AlN is a promising material for UV and deep‐UV light emitters and power electronic devices because of its wide bandgap energy (6.05 eV), good stability at elevated temperature, high thermal conductivity (3.4 W⋅cm-1⋅K-1) and high electric breakdown field (11.7 × 106 V⋅cm-1). Although the native bulk AlN or GaN substrates are already available for homoepitaxial growths, the utilization of sapphire as the substrate material for heteroepitaxial growth of AlN, GaN, InN, and other emerging materials is expected for the years to come, owing to its mature growth technology, availability of large size wafer, and cost advantage [1–2]. In fact, the advances in heteroepitaxial growths have already successfully demonstrated deep‐UV light‐emitting diodes (LEDs) and photo‐pumped AlGaN multi‐quantum well lasers [3–7]. However, the radiative emission efficiencies of deep‐UV light emitters are still low, prompting for further reduction of dislocations that act as nonradiative recombination centers [3–6].
The heteroepitaxial growth of AlN on sapphire substrate induces several types of dislocations that are driven by their lattice mismatch and difference in crystal structure. With lattice mismatch, a pseudomorphic growth initially occurs, followed by misfit dislocations after exceeding the critical thickness for plastic relaxation. A 30° rotation of AlN epilayer with respect to sapphire substrate in the basal (0001) plane occurs [8]. However, the development of various growth methods has improved the epitaxial quality of AlN in recent years. These growth methods include alternating supply of source precursors (e.g., modified migration-enhanced epitaxy (MEE)) [9–15], direct and high‐temperature growth [16–18], substrate pretreatment (e.g., nitridation) [19, 20], two‐step low‐temperature (LT) AlN buffer layer (BL) and high‐temperature (HT) growth [15, 21–23], multiple‐step V/III growth [18, 24], precursor preflow [25], and so on. However, despite the improvement in the surface morphology and structural quality of AlN epilayer, the existence of in‐plane rotation domain as exhibited by small‐angle grain boundary (SAGB) is still observed, regardless of growth method employed [16, 19–21, 25, 26]. This kind of defect must be eliminated as it can have a negative impact in the optical as well as electrical properties of the devices by acting as barriers for transport or carrier sinks. Small‐angle grain boundary is one type of special grain boundary which results when the two crystals have only a slight misorientation relative to each another. Moreover, this kind of special grain can be characterized as pure low‐angle tilt boundary or pure low‐angle twist boundary, where the former is composed of an array of parallel edge dislocations, while the latter is characterized as the slight rotation of crystals about a common axis which is normal to the plane of the boundary.
2. Origin of small‐angle grain boundary (SAGB)
The SAGB in AlN grown on (0001) sapphire substrate is considered to originate from the substrate's surface structure. As in any heteroepitaxial growth, the surface structure influences the growth mode. For example, the appearance of a defect structure on the substrate surface (e.g., protrusion) could possibly lead to spiral growth. It is therefore necessary to keep the surface free from any defects as possible. However, as‐received sapphire substrates are not free from any surface defects even after undergoing polishing treatment. This includes scratches on the surface, as shown in Figure 1(a). Hence, thermal cleaning under H2 ambient is performed prior to AlN growth either at the same AlN growth temperature or slightly above it. After thermal cleaning, the substrate's surface transformed into parallel step‐and‐terrace structure as shown in Figure 1(b). The estimated step height from the line scan is about 0.21 nm.

Figure 1.
AFM surface morphology of (a) as‐received and (b) after thermally cleaned sapphire substrate under H2 ambient (Ph.D. Thesis, R.G. Banal, Kyoto University).
The crystal lattice of sapphire (α-Al2O3) is formed by Al3+ and O2- ions. In Al2O3 corundum structure, O2- ions are shifted slightly from the idealized hexagonal close‐packed positions within the (0001) basal plane due to the empty octahedral sites (note that only two out of every three octahedral sites are occupied by Al3+ cations) as shown in Figure 2(a) [27, 28]. This results in the formation of two distorted oxygen hexagonal layers as also indicated in Figure 2(a) appearing alternately along the [0001] direction with monolayer (ML) periodicity (Figure 2(b)). The two distorted oxygen hexagonal layers are labeled as

Figure 2.
(a) Schematic of distorted oxygen hexagon layers in

Figure 3.
(a) AFM surface morphology of AlN grown directly on thermally annealed sapphire substrate (
To confirm this hypothesis, the AlN epilayer was grown directly on thermally cleaned sapphire substrate, which is having a monolayer step‐and‐terrace structure. The AlN growth temperature was 1285°C and the AlN thickness was about 0.9 μm. The atomic force microscopy (AFM) surface morphology of AlN (Figure 3(a)) indicates step‐and‐terrace structure which replicates the surface of thermally cleaned sapphire substrate. The x‐ray diffraction (XRD)
Several techniques have been introduced to eliminate the rotation domain. These include pre‐nitrogen radical treatment of the nitrided sapphire substrate [19] and post‐annealing after AlN growth [20]. However, these techniques not only entail an additional process but also obtain unsatisfactory results. Another technique is by thermal annealing in the air of sapphire substrate [26]. With the proper annealing temperature and off‐cut angle, a substrate surface with
3. Experimental methodology
The AlN epilayers were grown on (0001) sapphire substrate by metal‐organic vapor phase epitaxy. Trimethylaluminum (TMA) and NH3 were used as source precursors for Al and N, respectively, while H2 was used as the carrier gas. The total reactor pressure was kept at ∼12 Torr. During the LT‐AlN BL growth, the NH3 and TMA flowrates were set to 1000 and 55 sccm, respectively; while, during HT‐AlN growth, the NH3 and TMA flowrates were set to 130 and 45 sccm, respectively. To study the influence of substrate's surface on the structural as well as optical quality of AlN, the temperature profiles depicted in Figure 4 (

Figure 4.
Temperature profiles for two‐step growth of AlN on sapphire substrate.
4. Results and discussion
Let us then discuss the surface structure of the substrate after thermal cleaning under

Figure 5.
AFM surface morphologies of sapphire substrate after (a) thermal cleaning under
On the other hand, for sapphire substrate under
The corresponding surface morphologies for AlN grown under
Figure 6 shows the asymmetric (10‐12)

Figure 6.
XRD
To further confirm the existence of the special grain boundary in AlN under

Figure 7.
Plan‐view TEM bright‐field image of AlN grown under (a)

Figure 8.
(a) LT‐AlN BL
Then the LT‐AlN BL
To demonstrate the effect of eliminating the SAGB on the optical properties of AlN epilayer, we obtained the CL spectra for both profiles, as shown in Figure 9. The CL measurements were acquired at 93 K under 10 kV and 0.1 μA emission condition (spot size is ∼1 μm). CL peaks are assigned to free and bound excitonic emissions, including the LO phonon replicas, as shown in the inset figure [14]. Moreover, the emission intensity of AlN under

Figure 9.
CL spectra of AlN grown under (a)
Hence, the origin of SAGB can be ascribed to the surface structure of sapphire substrate. It was shown that as long as the surface has ML steps, even the introduction of LT‐AlN BL would be ineffective in eliminating the SAGB. Hence, there is a maximum allowable BL
On the other hand, the SAGB can also be prevented even when using thermally cleaned substrate. In fact, a lot of AlN growth optimizations have been performed under such condition and yet, there was no observation of SAGB or hardly any mention if at all. The reason could be due to the weakening of the epitaxial relationship between the sapphire and AlN after introducing some extrinsic factors such as nitridation before LT‐AlN BL or AlN seeding layer [11, 14, 26]. This could be the reason why the growth interruption by V/III ratio resulted in not only dislocation bending or coalescence but also the elimination of domain structure [18, 24]. Moreover, the insertion of an intermediate layer after LT‐AlN BL could have also eliminated the rotation domain [30]. In addition, the no observation of rotation domain on thermally cleaned substrate would also depend on thermal cleaning temperature or temperature ramp‐up. In their study, substrate surface after thermal cleaning at 1145°C prior to LT‐AlN BL growth could have 2 ML step structure, thus preventing the SAGB [23]. Also, the initial supply of TMA (TMA preflow) during the pulse growth could have replaced the oxygen‐terminated surface into Al‐terminated one [25]. As mentioned earlier, the sapphire's surface with Al termination is expected to have no rotation domain.
Finally, Table 1 shows the comparison between several techniques for eliminating the SAGB performed on as‐received and nitrided sapphire substrates. Note that techniques included in the table are only those that directly discussed the rotation domain. Although a high‐quality AlN could be obtained from nitrided sapphire substrate, residual SAGB still exists, albeit coalesced with other domain upon nitrogen radical or annealing treatment [19, 20]. Moreover, the step bunching of sapphire substrate into
Sapphire substrate | Pre/post‐treatment technique | Suppression of SAGB | Smooth surface | In situ treatment |
---|---|---|---|---|
As‐received | LT AlN BL without thermal cleaning (present technique) | + | + | + |
As‐received | TMA preflow [25] NH3 preflow [25] |
+ - |
+ + |
+ + |
As‐received | LT AlN BL with thermal cleaning [21] Nitridation and LT AlN BL [21] |
- + |
+/- +/- |
+ + |
As‐received | Thermal cleaning [16, 26] | - | + | + |
As‐received | Annealing in air [26] | + | + | - |
Nitrided | Annealing [20] | - | - | + |
Nitrided | Nitrogen radical treatment [19] | - | - | + |
Table 1.
5. Summary
In summary, the surface structure of sapphire substrate is found to influence the formation of small‐angle grain boundary in subsequently grown AlN epilayer. The small‐angle grain boundary is formed when the surface of the sapphire (0001) substrate is terminated by
Acknowledgments
The authors acknowledge Dr. M. Sumiya, Dr. K. Watanabe, and Dr. N. Ishida for their helpful discussions and assistance throughout this work.
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