\r\n\tb. The growth of digital environments which can educate and empower as well as exploit and destroy (mobile learning, STEM education, tablets, etc.). \r\n\tc. Social, racial, class, and gender-based discriminations that restrict the developmental potential and the prosperity perspectives \r\n\td. Health hazards and illnesses such as the laters COVID-19 pandemic. \r\n\te. Armed conflicts with casualties and displacements of populations seeking refuge \r\n\tf. Lack of physical spaces that will support and nourish development and learning, etc.
\r\n
\r\n\tEducation in the post-modern era strives to address the above issues and develop policies, curricula, methodologies, and strategies to contribute to an environmentally and socially sustainable future. It embraces multiple perspectives and worldviews and seeks to touch on inequalities and discriminations in favor of equity. In this direction, children’s s agency lies at the heart of democratic approaches. Educational processes adopt forms of interactions that actualize learning as “becoming” and place it in a continuum between past, present, and future. This book intends to feature innovative approaches that employ transformative elements (targets, methods, materials, ideas, etc.) and embrace the concept of child development as “becoming” in an ever-changing and challenging world.
\r\n
\r\n\tWe invite authors to contribute original research or research review papers that present innovative approaches addressing personal and social transformation. All aspects of early childhood education will be considered, including research methodology for the early years.
",isbn:"978-1-80355-949-0",printIsbn:"978-1-80355-948-3",pdfIsbn:"978-1-80355-950-6",doi:null,price:0,priceEur:0,priceUsd:0,slug:null,numberOfPages:0,isOpenForSubmission:!1,isSalesforceBook:!1,hash:"351c41dca5c8c997f15e758f2e035178",bookSignature:"Dr. Maria Ampartzaki and Associate Prof. Michail Kalogiannakis",publishedDate:null,coverURL:"https://cdn.intechopen.com/books/images_new/11281.jpg",keywords:"Early Childhood Education, Preschool, STEAM, Environmental Sustainability, Social Sciences, Social Sustainability, ICT, Digital Devices, Education for Equity, Gender Issues, Post-modern Epistemology, Social Constructivism",numberOfDownloads:34,numberOfWosCitations:0,numberOfCrossrefCitations:0,numberOfDimensionsCitations:0,numberOfTotalCitations:0,isAvailableForWebshopOrdering:!0,dateEndFirstStepPublish:"November 16th 2021",dateEndSecondStepPublish:"December 14th 2021",dateEndThirdStepPublish:"February 12th 2022",dateEndFourthStepPublish:"May 3rd 2022",dateEndFifthStepPublish:"July 2nd 2022",remainingDaysToSecondStep:"5 months",secondStepPassed:!0,currentStepOfPublishingProcess:5,editedByType:null,kuFlag:!1,biosketch:"Dr. Maria Ampartzaki is an Assistant Professor in Early Childhood Education in the Department of Preschool Education at the University of Crete. Her research interests include ICT in education, science education in the early years, inquiry-based and art-based learning, teachers’ professional development, action research, and the Pedagogy of Multiliteracies, among others. She has run and participated in several funded and non-funded projects on the teaching of Science, Social Sciences, and ICT in education.",coeditorOneBiosketch:"Michail Kalogiannakis is an Associate Professor of the Department of Preschool\r\nEducation, University of Crete in Greece. He graduated from the Physics Department\r\nof the University of Crete and continued his post-graduate studies at the University\r\nParis-7 and University Paris-5 and received his Ph.D. degree at the University Paris 5.\r\nHis research interests include science education in early childhood, science teaching\r\nand learning, e-learning, the use of ICT in science education, and games simulations.",coeditorTwoBiosketch:null,coeditorThreeBiosketch:null,coeditorFourBiosketch:null,coeditorFiveBiosketch:null,editors:[{id:"422488",title:"Dr.",name:"Maria",middleName:null,surname:"Ampartzaki",slug:"maria-ampartzaki",fullName:"Maria Ampartzaki",profilePictureURL:"https://mts.intechopen.com/storage/users/422488/images/system/422488.jpg",biography:"Dr Maria Ampartzaki is an Assistant Professor in Early Childhood Education in the Department of Preschool Education at the University of Crete. Her research interests include ICT in education, science education in the early years, inquiry-based and art-based learning, teachers’ professional development, action research, and the Pedagogy of Multiliteracies, among others. She has run and participated in several funded and non-funded projects on the teaching of Science, Social Sciences, and ICT in education. 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He graduated from the Physics Department of the University of Crete and continued his post-graduate studies at the University Paris 7-Denis Diderot (D.E.A. in Didactic of Physics), University Paris 5-René Descartes-Sorbonne (D.E.A. in Science Education) and received his Ph.D. degree at the University Paris 5-René Descartes-Sorbonne (PhD in Science Education). His research interests include science education in early childhood, science teaching and learning, e-learning, the use of ICT in science education, games simulations, and mobile learning. 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1. Introduction
Alzheimer is an age-dependent neurodegenerative process distinct from normal aging and characterized morphologically by the presence of senile plaques and neurofibrillary tangles, which progress from the brain stem and inner parts of the temporal lobes to most the telencephalon.
Senile plaques are mainly composed of different species of fibrillar β-amyloid (Aβ), a product of the cleavage of the β-amyloid precursor protein (APP), and they are surrounded by dystrophic neurites, reactive astrocytes and microglia. Aβ fibrillar deposits also occur in diffuse plaques, subpial deposits and in the wall of the cerebral and meningeal blood vessels in the form of amyloid angiopathy. A substantial part of β-amyloid is not fibrillar but soluble and forms oligomers of differing complexity which are toxic to nerve cells.
Neurofibrillary tangles are mainly composed of various isoforms of tau protein, which is hyper-phosphorylated and nitrated. It has an altered conformation and is truncated at different sites through the action of a combination of several proteolytic enzymes giving rise to species of low molecular weight which are toxic to nerve cells. Abnormal tau deposition also occurs in the dystrophic neurites of senile plaques and within the small neuronal processes, resulting in the formation of neuropil threads.
The mechanisms of disease progression are not completely understood but Aβ initiates the pathological process in the small percentage of familial cases due to mutations in genes encoding APP, presenilin 1 and presenilin 2, the latter involved in the cleavage of APP, and potentiates tau phosphorylation in sporadic cases that represent the majority of affected individuals (β-amyloid cascade hypothesis). Moreover, Aβ act as a seed of new β-amyloid production and deposition under appropriate settings, and abnormal tau promotes the production and deposition of hyper-phosphorylated tau. Therefore, Aβ and hyper-phosphorylated tau promote the progression of the process and this may occur in an exponential way once these abnormal proteins are accumulated in the brain.
In addition to these pathological hallmarks, multiple alterations play roles in the degenerative process. Several genetic factors, such as apolipoprotein ε4 (APOE4), and external factors, such as vascular and circulatory alterations and repeated cerebral traumatisms, among others, facilitate disease progression in sporadic forms. Furthermore, metabolic components mainly, but not merely, associated with aging have a cardinal influence, including mitochondrial defects and energy production deficiencies, production of free radicals (oxidative and nitrosative reactive species: ROS and NOS) and oxidative and nitrosative damage, increased reticulum stress damage, altered composition of membranes, inflammatory responses and impaired function of degradation pathways such as autophagy and ubiquitin-proteasome system.
It has been proven that the degenerative process, at least the presence of neurofibrillary tangles, starts in middle age in selected nuclei of the brain stem and entorhinal cortex, and then progresses to other parts of the brain. Instrumental stages of Braak cover stages I and II with involvement of the entorhinal and transentorhinal cortices; stages II and IV also affect the hippocampus and limbic system together with the basal nucleus of Meynert; and stages V and VI involve the whole brain although neurofibrillary tangles are not found in selected regions such as the cerebellar cortex and the dentate gyrus. The distribution of senile plaques is a bit different as they first appear in the orbitofrontal cortex and temporal cortex and then progress to the whole convexity.
A concomitant decline in neuronal organization occurs most often in parallel with senile plaques and neurofibrillary tangles manifested as synaptic dysfunction and synaptic loss, and neuronal death and progressive isolation of remaining neurons.
An important observation is that about 80% of individuals aged 65 years have Alzheimer-related changes, at least at stages I-III, whereas only 5% have cognitive impairment and dementia. About 25% of individuals aged 85 years suffer from cognitive impairment and dementia of Alzheimer type. Stages I-IV are often silent with no clinical symptoms. Cognitive impairment and dementia usually occur at stages V and VI when the neurodegenerative process is very advanced. Importantly, the progression from stage I to stage IV may last decades, whereas the progression to stages V and VI is much more rapid. Therefore, Alzheimer is a well-tolerated degenerative process during a relatively long period of time, but it may have devastating effects once thresholds are crossed. Moreover, clinical symptoms may be complicated by concomitant vascular pathology.
Several attempts have been made to predict the evolution to disease states. Neuroimaging, including high resolution and functional magnetic resonance imaging, positron emission tomography and the use of relative selective markers of β-amyloid and tau deposition in the brain, together with reduced levels of Aβ and increased index of phospho-tau/total tau in the cerebrospinal fluid, are common complementary probes (biomarkers) in addition to the data provided by the neuropsychological examination. Unfortunately, these tests, at present, detect relatively advanced stages of the process in pathological terms.
It is very illustrating to visualize under the microscope how a brain at middle stages of the degenerative process has been working without apparent neurological deficits during life. The adaptive capacities of the brain in coping with current functions in spite of the decrepitude of composition and organization resulting from the chronic progression of the degenerative process are impressive.
Taking into consideration this scenario, it is compulsory to increase understanding of the first stages of the degenerative process and to act on selective targets before the appearance of clinical symptoms.
The present review is not a mere list of putative treatments of Alzheimer’s disease (AD) but rather an approach to learning about observations made on experimental models and early stages of disease aimed at curbing or retarding disease progression on the basis of definite rationales. It is also our aim to encourage the consideration of Alzheimer as a degenerative process not necessarily leading to dementia [1]. This concept has important clinical implications as it supports early preventive measures in the population at risk (i.e. persons over 50 years) even in the absence of clinical symptoms.
2. Experimental therapeutic strategies to prevent Alzheimer progression to Alzheimer Disease (AD) states
Several reviews have focused on various aspects related to habits and dietary elements which may act as protective factors against AD, including physical and mental exercise, low caloric intake, various diets with low fat content, and vitamin complements [2, 3]. It is worth noting that neuropathological studies in old-aged individuals usually present combined pathologies, and combination of Alzheimer changes and vascular lesions are very common [4]. It is well documented that vascular pathology potentiates primary neurodegenerative pathology and that vascular factors may be causative of cognitive impairment and dementia [5]. Therefore, therapies geared to reduce vascular risk factors are also protective factors against AD clinical manifestations.
2.1. Targeting Aβ
Most of the current drug development for the prevention or treatment of AD is based on the β-amyloid cascade hypothesis and aims at reducing the levels of Aβ in the brain. Overproduction, aggregation and deposition of the Aβ peptide begin before the onset of symptoms and they are considered an essential early event in AD pathogenesis. Thus, targeting these early Aβ alterations is assumed to reduce the progression to disease states. The different strategies developed to achieve this objective include decreasing Aβ production through modulating secretase activity, interfering with Aβ aggregation, and promoting Aβ clearance.
2.1.1. Secretase-targeting therapies
APP is processed in the brain exclusively by three membrane-bound proteases, α-, β- and γ-secretase. Therefore, specifically modifying such enzyme activity should result in a reduction of Aβ production [6].
α-secretase activators: α-secretase initiates the non-amyloidogenic pathway by cleaving APP within the Aβ sequence, thereby preventing the production of Aβ and producing a non-toxic form of APP derivative which is neuroprotective and growth- promoting [7]. Therefore, compounds that stimulate α-secretase activity could become an attractive strategy to reduce Aβ production. In fact, some indirect methods of promoting α-secretase activity, such as the stimulation of the protein kinase C (PKC) or Mitogen-activated protein kinases (MAPK) pathways, the use of α-7-nicotinic acetylcholine (ACh) receptor and 5-hydroxitryptamine (5-HT) receptor 4 agonists, and γ-aminobutyric acid A receptor modulators, result in α-secretase-mediated cleavage of APP and reduced Aβ levels in vivo [8]. However, the development of a direct activator of α-secretase as a drug treatment for AD seems premature because of the lack of knowledge about the consequences of chronic up-regulation of α-secretase-mediated cleavage on other substrates [6].
β-secretase inhibitors: the β-secretase enzyme initiates the amyloidogenic pathway, cleaving APP at the amino terminus of the Aβ peptide. Further cleavage of the resulting carboxy-terminal fragment by γ-secretase results in the release of Aβ. β-secretase activity is specifically mediated by the β-site APP cleaving enzyme 1 (BACE1), which is also involved in the processing of numerous substrates in addition to APP. The research of drugs inhibiting BACE1 activity was encouraged by studies revealing that the expression of mutated BACE1 reduces amyloidogenesis and cognitive impairment in APP transgenic mice [9, 10]. The first generation of BACE1 inhibitors was peptide-based mimetics of the APP β-cleavage site. Unfortunately, these compounds exhibited some difficulties because of the large substrate binding site of BACE1 and because of the difficulty in crossing the blood–brain barrier (BBB) and penetrating the plasma and endosomal membranes to gain access to the intracellular compartments where endogenous BACE1 plays its function. Recently, non-peptide small-molecule BACE1 inhibitors have been reported to improve bioavailability and to lower cerebral Aβ levels in animal models of AD [11, 12]. However, the involvement of BACE1 in other important physiological processes raises concerns about minimizing the potential adverse effects derived from generalized BACE1 inhibition.
γ-secretase inhibitors (GSIs): γ-secretase is a complex composed of presenilin 1 and presenilin 2 (PS1 and PS2) forming the catalytic core and three accessory proteins, anterior pharynx-defective 1 (APH-1), nicastrin and presenilin enhancer protein 2 (PEN2). The γ-secretase complex displays a high degree of subunit heterogeneity and little is known about the physiological roles of the diverse complexes and how they process different trans-membrane substrates in addition to APP. This heterogeneity suggests that selective targeting of one particular subunit might be a more effective treatment strategy than non-selective γ-secretase inhibition [13]. Thus, removal of APH-1B and APH-1C isoforms in a mouse model of AD decreased Aβ plaque formation and improved behavioral deficits [14]. A number of orally bioavailable and brain-penetrating GSIs have been shown to decrease Aβ production and deposition in APP mouse models and in humans [15-17]. However, target-based toxicity of GSIs has been a major obstacle to the clinical development of these compounds. In fact, two large Phase III clinical trials of Semagacestat, the only GSI extensively studied in AD, were prematurely interrupted because of the observation of detrimental cognitive and functional effects of the drug [18]. Several dozen γ-secretase substrates have been identified, including Notch1 trans-membrane receptor, which plays an important role in a variety of developmental and physiological processes by controlling cell fate decisions. To overcome these toxicity issues, pharmaceutical companies have been trying to develop a second generation of ‘Notch-sparing’ GSIs, which revealed beneficial effects in in vitro and in animal models of AD [19-21]. They are currently under clinical studies. Such ‘Notch-sparing’ GSIs have higher pharmacological selectivity than the first GSIs probably due to the distinct binding to the substrate docking site on γ-secretase of Notch and APP. Identification of several γ-secretase inhibitors has been reviewed elsewhere [22].
2.1.2. Aβ degrading enzymes
Almost 20 enzymes are currently known to contribute to Aβ degradation in the brain, although the most studied are two zinc metalloproteases, neprilysin (NEP) and insulin-degrading enzyme (IDE). NEP is one of the major Aβ-degrading enzymes in the brain [23] and NEP levels are decreased in the brain of AD and animal models [24, 25]. Lentiviral delivery of the NEP gene to the brain of AD transgenic mice reduced Aβ pathology [26]. A number of subsequent studies with NEP and other related peptidases such as endothelin-converting enzymes 1 and 2 (ECE-1 and ECE-2) further supported this observation [27]. Similarly, over-expression of IDE in neurons significantly reduces brain Aβ levels, prevents Aβ plaque formation and its associated cytopathology, and rescues the premature lethality present in these particular APP transgenic mice [28]. A growing body of evidence has been accumulated supporting the potential therapeutic properties of IDE in AD [29].
Other specific Aβ-cleaving proteases such as angiotensin-converting enzyme (ACE), matrix metalloproteinase-9 (MMP-9) and the serine protease plasmin, which have distinct sub-cellular localizations and differential responses to aging, oxidative stress and pharmacological agents, are also potential candidates to become novel therapeutic strategies for AD prevention and treatment [27].
Targeting the delivery of these compounds to the brain remains a major challenge. The most promising current approaches include peripheral administration of agents that enhance the activity of Aβ-degrading enzymes and direct intra-cerebral release of enzymes by convection-enhanced delivery. Genetic procedures geared at increasing cerebral expression of Aβ-degrading enzymes may offer additional advantages [30].
2.1.3. Decreasing Aβ aggregation
Compounds that suppress the aggregation or reduce the stability of Aβ oligomers may bind monomers in order to attenuate formation of both the oligomeric and senile plaque fibrillar Aβ constituents. One of the amyloid-binding drugs more extensively studied in animal models and AD patients is tramiprosate (3-amino-1-propanesulfonic acid; Alzhemed). Tramiprosate was effective in reducing Aβ polymerisation in vitro, inhibiting the formation of neurotoxic aggregates, and decreasing Aβ plaque formation in animal models [31]. However, recent phase III clinical trials did not produce any significant improvement in cognition in AD patients chronically treated with tramiprosate in spite of the significant reduction in hippocampus volume loss [32]. Similarly, some other compounds known to inhibit Aβ aggregation and fibril formation showed positive effects in animal and in vitro models of AD but failed to produce conclusive results in human clinical trials. This is the case with scyllo-inositol and PBT2. Scyllo-inositol inhibited cognitive deficits in TgCRND8 mice and significantly ameliorated disease pathology, even in animals at advanced stages of AD-like pathology, without interfering with endogenous phosphatidylinositol lipid production [33, 34]. Yet a phase II clinical trial failed in supporting or refuting a benefit of scyllo-inositol in mild to moderate AD patients [35]. PBT2 is a copper/zinc ionophore which targets metal-induced aggregation of Aβ. When given orally to two models of Aβ-bearing transgenic mice, PTB2 was able to markedly decrease soluble brain Aβ levels within hours and to improve cognitive performance within days [36]. These results correlated with a rapid cognitive improvement in AD patients in a recent phase IIa clinical trial [37], an observation that argues for large-scale testing of PBT2 for AD.
Another promising recent experimental approach is the use of dendrimers as agents interfering with Aβ fibrilization. Dendrimers are globular branched polymers, typically symmetric around the core with a spherical three-dimensional morphology. Their chemical structure allows dendrimers to couple to active amyloid species through hundreds of possible sites. Dendrimers have been shown to be able to modulate Aβ peptide aggregation by interfering in different ways with the polymerization process, including fibril breaking, inhibition of fibril formation and acceleration of fibril formation [38, 39]. However, some dendrimers assayed in amyloidogenic systems are toxic to cells. The development of non-toxic glycodendrimers, which reduce toxicity by clumping fibrils together [40], opens the possibility of using dendrimers with low intrinsic toxicity in AD. Additional difficulties in dendrimer administration involve the crossing of the BBB so as to reach their targets in the brain.
2.1.4. Facilitating Aβ clearance: Immunotherapy against Aβ
Active and passive immunotherapy against Aβ peptide has been explored as a therapeutic approach to stimulate the clearance of Aβ in the brain at the preclinical and clinical stages of the disease in animal models. Pioneering studies proved that vaccination of young APP transgenic mice using a synthetic aggregated form of Aβ42 (AN-1792) effectively prevented Aβ plaque formation, neuritic dystrophy and astrogliosis in adult brains [41]. Subsequent studies further demonstrated improvement of memory loss in those APP transgenic mice vaccinated against Aβ [42, 43]. Different models, methods and ways of administration showed the beneficial effects of active and passive immunization in animal models of AD. Nevertheless, the phase II trial in humans was discontinued because of the occurrence of aseptic meningoencephalitis in a number of cases [44-46]. The cause of the meningoencephalitis was a concomitant T-cell-mediated autoimmune response [45, 46]. Moreover, several studies in APP transgenic mice have reported an increased risk of microhemorrhages at sites of cerebrovascular Aβ deposits [47]. Yet important conclusions were drawn from the studies in humans: immunization reduced the number of Aβ plaques and the number of dystrophic neurites, including tau phosphorylation around plaques, but not Aβ burden in blood vessels; however, immunization increased intracerebral levels of soluble Aβ [48-50].
New vaccines containing immunodominant B-cell epitopes of Aβ [51] and recognizing other Aβ residues [52, 53], and the use of passive immunization with deglycosylated antibodies [54] have demonstrated positive effects in the clearance of Aβ without causing inflammatory response or hemorrhages in animal models of AD [55]. These findings have prompted new clinical trials which are currently evaluating the toxicity and effectiveness of at least ten vaccines in mild-to-moderate AD patients worldwide [56]. While vaccines hold great hope as AD therapies, it is important to stress that immunization at pre-symptomatic stages is essential in order to avoid the irreversible brain damage occurring even at the early symptomatic stages [57].
2.2. Targeting tau
The interest in tau-related therapies is still emerging and very few clinical studies are underway, in part because of the difficulties encountered with anti-Aβ strategies that captured most efforts in the two last decades, but also because of the challenging identification of tractable therapeutic targets related to tau. Current research in the prevention of tau pathology developed in animal models of AD has resulted in some promising results [58]. Main rationales in tau pathology are based on: 1: inhibition of tau aggregation, 2: reduction of tau phosphorylation by inhibition of tau kinases or activation of phosphatases (including PP2a activity), 3: reduction of tau levels by increasing tau degradation or by using active immunization, and 4: stabilization of microtubule [59].
2.2.1. Inhibition of tau aggregation
Some compounds that are known to inhibit tau-tau interactions have been tested as agents aimed at slowing Alzheimer progression to disease states. Among them, phenothiaziazine methylene blue inhibits tau-tau interactions, is neuroprotective and is able to facilitate soluble tau clearance in a mouse model of human tauopathy [60, 61]. Moreover, phenothiaziazine methylene blue has shown beneficial effects in a phase II clinical trial conducted for one year [62]. Another promising inhibitor of tau aggregation is the immunosuppressant FK506, which exerts its beneficial effects in transgenic mice by directly binding tau to the FK506 binding protein 52 and by modulating microglial activation [63, 64].
However, some concerns araise from the use of tau aggregation inhibitors in that at least some tau aggregation inhibitors enhance the formation of potentially toxic tau oligomers [65].
2.2.2. Reduction of tau hyperphosphorylation
Kinases which participate in the phosphorylation of tau and phosphatases which dephosphorylate tau are clear putative therapeutic targets for AD [66]. The most widely studied tau kinases in AD pathogenesis are Glycogen synthase kinase 3 beta (GSK-3β) and Cyclin-dependent kinase (CDK5) [67, 68]. Several GSK-3β inhibitors, including lithium, aloisines, flavopiridol, hymenialdisine, paullones, and staurosporine, are under active investigation and development [69]. Lithium revealed some promising results when administered in transgenic mice expressing the P301L human 4R0N tau at pre-symptomatic stages; it improved behavior and reduced the levels of phosphorylation, aggregation and insoluble tau in transgenic mice [70]. However, several concerns have arisen in relation of the use of GSK-3β in the treatment of AD; these are based on the fact that lithium lacks specificity over GSK-3β activity and it has a narrow safety margin [71]. Moreover, GSK-3β acts on multiple metabolic pathways that are also impaired with unknown consequences after chronic treatment.
CDK5 inhibitors prevent Aβ-induced tau hyper-phosphorylation and cell death in vitro [72, 73]. A recent in vivo study further demonstrates that inhibition of CDK5 activates GSK-3β, which plays a more dominant role in overall tau phosphorylation than does CDK5 [74]. Thus, considering that CDK5 inhibitors might be unable to reverse abnormal hyper-phosphorylation of tau and treat neurofibrillary degeneration because of the interplay between CDK5 and GSK-3β, as well as the essential role played by CDK5 in multiple cell signaling pathways [75], the interest of such compounds as a tau-targeting therapy for AD is limited.
Another approach to reverse tau hyper-phosphorylation is up-regulation of tau phosphatases [66]. The major tau phosphatase, PP2A, is down-regulated in AD brain. In consequence, correcting PP2A levels is the primary target to be considered. Among the compounds known to reverse PP2A inhibition, memantine is the most outstanding because of the demonstrated clinical benefit in AD. In an animal model, memantine was able to reverse okadaic acid–induced PP2A inhibition and to prevent tau hyper-phosphorylation, restoring MAP2 expression [76]. Similarly, melatonin has also been shown to restore PP2A activity and reverse tau hyper-phosphorylation, both in vitro and in experimental animals [77]. One important concern in considering PP2A as a potential therapeutic target is that all protein phosphatases have much broader substrate specificities than protein kinases. Thus, more undesirable effects might be expected than when using kinase inhibitors [66]. A further intriguing point is that PP2A function and activity depend on multiple subunits and cofactors which are dysregulated in AD [78]. It is not clear how all these elements can be resolved to result in maintained balanced activity.
2.2.3. Reduction of tau levels
A potential alternative to modulate tau phosphorylation is reducing overall tau levels [58]. Experiments carried out in genetically-modified mice expressing reduced tau levels revealed diminished cognitive impairment and Aβ-induced neuronal damage [79-81]. An alternative method to reduce tau levels could is by targeting molecules that regulate the expression or clearance of tau. Tau can be degraded via the ubiquitin-proteasome system and the lysosomal pathways. Reduction of the levels of the tau ubiquitin-ligase CHIP increases the accumulation of tau aggregates in JNPL3 mice, suggesting that increasing the expression of CHIP could result in reduced tau levels [82]. Acetylation of tau inhibits its degradation [83], alters its microtubule binding, and enhances aggregation [84]. Thus, the combination of tau acetylation inhibition and ubiquitination-proteasome enhancement might produce a synergy that lowers the levels of pathogenic tau species.
Tau degradation can also be enhanced by immunization. Active immunization targeting phosphorylated tau reduces filamentous tau inclusions and neuronal dysfunction in JNPL3 transgenic mice [85, 86]. Moreover, recent studies have raised the possibility of modulating tau pathology by passive immunization revealing reduced behavioral impairment and tau pathology in two transgenic models of taupathies [87].
2.2.4. Microtubule stabilizers
Since microtubule disruption occurs in several models of AD and is associated with tau dysfunction, microtubule stabilizers have been assayed in preclinical and clinical trials for AD [88]. The anti-mitotic drug paclitaxel prevents Aβ-induced toxicity in cell culture [89], as well as axonal transport deficits and behavioral impairments in tau transgenic mice [90]. Unfortunately, paclitaxel is a P-glycoprotein substrate and it has very low capacity to cross the BBB, making it unsuitable for the treatment of human tauopathies. Epothilone D, which has better BBB permeability, improves microtubule density and cognition in tau transgenic mice [91]. Finally, the peptide NAP stabilizes microtubules and reduces tau hyper-phosphorylation [92]. NAP can be administered intra-nasally and has shown promising results in a phase II clinical trial [93].
2.3. Oxidative stress
Several pieces of evidence demonstrate that oxidative stress precedes other hallmarks of the neurodegenerative process in human brains and animal models of AD, including Aβ deposition, NFT formation, and metabolic dysfunction and cognitive decline. It plays a functional role in the pathogenesis of the disease [94-100]. These findings sustain the possibility of using anti-oxidants in the prevention and treatment of Alzheimer [101, 102]. Several studies in AD transgenic mouse models support the potential beneficial effect of antioxidant compounds as preventive drugs.
2.3.1. Naturally-occurring anti-oxidants
Several nutritional antioxidants such as resveratrol, curcumin, epigallocatechin gallate, L-acetyl-carnitine, RRR-α-tocopherol (vitamin E) and ascorbic acid (vitamin C) have been tested to counteract oxidative stress-induced brain damage in AD.
Resveratrol is a polyphenolic compound found in grapes, berries and peanuts with well known anti-oxidant, anti-cancer, anti-inflammatory and estrogenic activities. In vitro and animal experiments reveal that resveratrol protects against Aβ toxicity by promoting the non-amyloidogenic cleavage of APP, thus enhancing the clearance of Aβ peptides by promoting their degradation through the ubiquitin-proteasome system, as well as reducing neuronal damage by decreasing the expression of inducible nitric oxide synthase (iNOS) and cyclooxigenase 2 (COX-2), and the pro-apoptotic factors Bax and c-Jun N-terminal kinase (JNK). Moreover, the capacity of resveratrol to induce the over-expression of sirtuins, proteins having a role in cell survival, probably contributes to its neuroprotective effect [103, 104].
Curcumin is a polyphenolic compound present in the rhizome of Curcuma longa, commonly used as a spice to color and flavor food, which has anti-inflammatory, anti-carcinogenic and anti-infectious properties. The first evidence of a protective role of curcumin in AD was derived from epidemiological studies based on populations subjected to a curcumin-enriched diet. Additionally, in vitro studies have shown that curcumin protects neurons from Aβ toxicity whereas the use of AD transgenic mouse models show that curcumin suppresses inflammation and oxidative damage as well as accelerating the Aβ rate of clearance and inhibiting Aβ aggregation. Curcumin is considered a bi-functional anti-oxidant because it is a direct scavenger of oxidants as well as a long-lasting protector promoting the expression of cytoprotective proteins through the induction of Nrf2-dependent genes [105, 106]. Regrettably, no significant improvement in cognitive function between placebo and curcumin-treated groups has been observed in the only two clinical trials carried out until now [107].
Epigallocatechin gallate (EGCG) is a polyphenolic flavonoid encountered in green tea. Human epidemiological and animal data suggest that tea may decrease the incidence of dementia and AD. EGCG has been demonstrated to exert its neuroprotective activity by reducing Aβ production and inflammation, and increasing mitochondrial stabilization, iron chelation and ROS scavenging [108]. However, to date no clinical trials have been performed to verify whether EGCG neuroprotective/neurorestorative actions can be successfully translated into human beings.
Acetyl-L-Carnitine (ALC) is a natural compound found in red meat whose biological role is to facilitate the transport of fatty acids to the mitochondria. Thus, the main mechanism of action of ALC is the improvement of mitochondrial respiration, which allows the neurons to produce the necessary ATP to maintain normal membrane potential. Yet ALC is neuroprotective through a variety of additional effects, including an increase in protein kinase C activity and modulation of synaptic plasticity by counteracting the loss of NMDA receptors in the neuronal membrane and by increasing the production of neurotrophins [105]. Moreover, ALC reduces Aβ toxicity in primary cortical neuronal cultures by increasing both heme-oxygenase 1 (HO-1) and heat-shock protein 70 (Hsp70) expression, probably through transcription factor Nrf2. In two clinical studies, ALC administered for one year significantly reduced cognitive decline in early-onset AD patients [109, 110] thus sustaining the potential use of ALC in AD prevention and treatment at early stages.
RRR-a-tocopherol (Vitamin E) is probably the most important lipid-soluble natural antioxidant in mammalian cells. Most vegetable oils, nuts and some fruits are important dietary sources of vitamin E. The interest in evaluating its potential beneficial properties in AD is also sustained by its known ability to cross the BBB and to accumulate in the central nervous system. Deficiency in the α-tocopherol transfer protein mediating vitamin E activity induces an increase in brain lipid peroxidation, earlier and more severe cognitive dysfunction, and increased Aβ deposits in the brain of Tg2576 mice; this phenotype was ameliorated with vitamin E supplementation [111]. However, although epidemiological studies have demonstrated that increasing the intake of fruit and vegetables rich in vitamins prevents or retards the onset of AD, clinical trials for vitamin E treatment have revealed paradoxical results: whereas vitamin E supplementation partially prevents the memory loss associated with the progression of the disease in some cases, the same treatment was detrimental in others [112].
Ascorbic acid (Vitamin C) is an essential nutrient since it acts as a cofactor in elemental enzymatic reactions, but in contrast to most of organisms, humans are not able to synthesize ascorbic acid. The main dietary source of vitamin C is fresh fruit and vegetables. The main interest in vitamin C for the treatment of neurodegenerative processes is related to its potent anti-oxidant properties. Some studies have revealed that vitamin C supplementation reduces oxidative stress, and mitigates Aβ oligomer formation and behavioral decline, but it did not decrease plaque deposition in AD mouse models [113, 114]. Despite epidemiological studies reporting reduced prevalence and incidence of AD in consumers of vitamin supplements [115], meta-analyses revealed the risks of chronic consumption of high doses of vitamin C thus discouraging its routine use in AD. [116]
Egb76 is a standardized Ginkgo biloba extract already approved in some countries as symptomatic treatment for dementia although the evidence for its effectiveness remains inconclusive [117]. However, Egb761 has anti-oxidant properties, inhibits Aβ oligomerization in vitro, reduces impaired memory and learning capacities and enhances hippocampal neurogenesis in AD transgenic mice [118]. For these reasons, Ginkgo biloba extract is currently under evaluation as a preventive drug in AD.
In spite of the experimental evidence of beneficial effects of natural anti-oxidants in cultured cells and transgenic models, clinical studies have demonstrated only minimal effect in humans probably due to the bioavailability and pharmacokinetics of these substances [102, 105]. What’s more, a slight acceleration in cognitive decline has been observed in patients treated for 16 weeks with a cocktail of natural antioxidants [119].
2.3.2. Mitochondrial antioxidants
In contrast to other antioxidants, those designed to target the free radical damage to mitochondria provide greater therapeutic potential.
Lipoic acid (LA) is a naturally-occurring precursor of an essential cofactor of many mitochondrial enzymes, including pyruvate dehydrogenase and alpha-ketoglutarate dehydrogenase, which is found in almost all foods. LA has been shown to present a variety of properties that can interfere with pathogenic processes of AD. LA increases ACh production, stimulates glucose uptake, protects against Aβ toxicity, chelates redox-active transition metals, scavenges reactive oxygen species (ROS) and induces anti-oxidant protective enzymes probably through the activation of the transcription factor Nrf2. Via the same mechanisms, down-regulation of redox-sensitive inflammatory processes is also achieved [120]. Data from cell culture and animal models suggest that LA can be combined with other dietary anti-oxidants to synergistically decrease oxidative stress, inflammation, Aβ levels, and thus provide a combined benefit in the treatment of AD. However, clinical benefits after LA administration were quite small in patients with mild or moderate dementia [121].
N-acetyl-cysteine (NAC) is a precursor of glutathione (GSH), the most abundant endogenous anti-oxidant. NAC acts itself as an anti-oxidant by directly interacting with free radicals, as well as by increasing GSH levels. NAC protects against Aβ-induced cognitive deficits by decreasing the associated oxidative stress and related neuroinflammation, but also by activating anti-apoptotic signaling pathways in neuronal cultures [122]. Late-stage AD patients supplemented with NAC over a period of six months showed significantly improved performance in some cognitive tasks, although levels of oxidative stress in peripheral blood did not differ significantly from untreated patients [123].
Coenzyme Q10\n\t\t\t\t\t\t\t\t(CoQ10) is a small electron-carrier of the respiratory chain with anti-oxidant properties due to its role in carrying high-energy electrons from complex I to complex II during oxidative phosphorylation. CoQ10 and its analogues, idebenone and mitoquinone (or MitoQ), have been widely used for the treatment of mitochondrial disorders, as well as for the treatment of Friedreich’s ataxia, and they are also being tested in other neurodegenerative disorders such as amyotrophic lateral sclerosis, and Huntington’s, Parkinson’s and Alzheimer’s diseases [124]. CoQ10 reduces oxidative stress damage and Aβ plaque burden, and ameliorates behavioral performance in mouse models of AD [125, 126]. However, CoQ10 presents two major weaknesses. First, the function of the enzyme is entirely dependent on the electron transport chain (ETC) which is usually damaged in AD mitochondria. Second, CoQ10 does not efficiently cross the BBB when administered systemically, being unable to directly protect neurons from damage. Consequently, CoQ10 derivatives such as MitoQ, which is a more soluble compound able to penetrate the BBB and that does not depend on ETC, are seen to offer more promising results [127].
2.4. Inflammation
There is a general consensus that neuroinflammation is a prominent feature in AD with activated microglia being one of the main manifestations. Neuroinflammation is a complex process that has both beneficial effects, in terms of maintaining brain homeostasis after various kinds of insults, and detrimental effects when sustained chronically [128]. This latter situation is what occurs in AD, in which neuroinflammation is driven by different mechanisms including Aβ production and plaque formation, tau pathology, oxidative stress, and autocrine and paracrine release of cytokines and other inflammatory molecules which contribute to a feed-forward spiral favoring the self-propagation of neuroinflammation.
Early epidemiological studies suggesting that long-term use of antiinflammatories might reduce the risk for developing AD [129] prompted several studies designed to evaluate the preventive properties of non-steroid anti-inflammatory drugs (NSAIDs). The main NSAID mechanism of action is to inhibit the activity of cyclooxigenase-1 and -2 (COX-1 and COX-2) which are the enzymes responsible of the production of prostaglandins and other inflammatory agents [130]. The administration of the NSAID ibuprofen at early stages of the pathological process resulted in the reduction of the Aβ burden, dystrophic neurites and activated microglia in at least three different AD transgenic models [131-134]. Another study indicated that ibuprofen was effective even in older mice once lesions are well established [135]. Other NSAIDs such as indomethacin and nimuselide exhibit milder effects compared to ibuprofen in the Tg2576 mice [136, 137]. In contrast, the selective COX-2 inhibitor celecoxib failed to reduce the inflammatory burden and, even worse, increased the Aβ42 levels when administered to young Tg2576 mice [138].
In spite of the promising results in animal models and the data from retrospective human epidemiological studies identifying long-term use of NSAIDs as being protective against AD, prospective clinical trials have not confirmed the efficiency of this group of drugs in the amelioration of symptoms and in the progression of AD [139].
Other anti-inflammatory agents such as trifusal have been shown to be beneficial in certain AD transgenic mice models [140].
2.5. Energetic failure: Metabolic deficiency and mitochondrial impairment
Several findings indicate that brain glucose hypometabolism, deficient bioenergetics and mitochondrial dysfunction precede clinical symptoms in AD [1, 141-143]. The energetic failure observed even in the prodromal phase of the Alzheimer process is thought to be produced by the combination of mitochondria dysfunction, alteration of energy metabolism at pore-mitochondrial level, and increase in energetic demands of altered nerve cells. Thus, strategies to improve brain energy supply and to preserve mitochondrial functions becomes relevant in the prevention of progression to disease states [1, 144-146].
2.5.1. Metabolic deficiency
The primary fuel for the brain under normal conditions is glucose, whereas the energetic contribution made by fatty acids is minor. Therefore, facilitation of energy metabolism and energy availability has been assayed in animal models and AD by facilitating glucose metabolism and shifting towards the use of alternative fuels.
Targeting reduced glucose metabolism: Reduction in the utilization of glucose in AD [147] can be due to several causes including deficient insulin signaling, impairment in glucose transport mechanisms and dysfunction in glucolysis. Preclinical studies in animal models of AD have revealed some beneficial effects of anti-diabetic treatments. Thus, the use of the insulin sensitizer rosiglitazone, an activator of peroxisome-proliferator-activated receptor gamma (PPARγ) receptor, resulted in the rescue of behavioral deficits and insulin responsiveness in Tg2576 mice [148, 149]. Similarly, exendin-4, an antidiabetic agent that stimulates the insulin signaling pathway through activation of glucagon-like peptide -1 (GLP1) receptors, shows beneficial effects in AD, and reduces brain soluble Aβ levels, amyloid plaque burden, and cognitive impairment in treated APP/PS1 transgenic mice [150, 151]. Therefore, it seems that the positive effects of targeting insulin signaling in AD are related to the role played by insulin receptor in memory formation, inflammation and Aβ neuroprotective effects rather than to the facilitation of glucose transport into the brain [149, 150]. This hypothesis seems also to be supported by a recent study revealing that insulin did not ameliorate the disruption of energetic homeostasis induced by Aβ oligomers in cultured neurons [152]. In the end, clinical trials designed to test whether PPARγ agonists could be beneficial in AD patients provided negative results [153].
Shift to alternative energy source: Under metabolically challenging conditions neurons can utilize acetyl-CoA generated from ketone body metabolism, produced distally in the liver or locally in the brain by glial cells. In this way, ketone bodies can bypass defects in glucose metabolism and enter the tricarboxylic acid cycle in the mitochondria of neurons as a source of ATP. The use of ketogenic diets reduces Aβ40 and Aβ42 levels in young AD transgenic mice [154] and enhances mitochondrial bioenergetic capacity, reducing Aβ generation and increasing mechanisms of Aβ clearance in a mouse model of AD [155]. The ketogenic compound AC-1202 administered in patients with AD has shown a significant improvement in some cognitive parameters more notable in individuals APOE4(-) [156]. Another possible alternative source of ATP is creatine. Preliminary studies have shown that creatine has protective effects against Aβ in vitro [157] and against injury in vivo by maintaining ATP levels and mitochondrial function [158], suggesting a potential therapeutic effect of creatine supplementation in AD.
2.5.2. Mitochondrial dysfunction
In addition to the already discussed antioxidant compounds, other potential drugs targeting mitochondrial dysfunction in AD are available. Several findings point towards a role for Aβ toxicity in the mitochondrial dysfunction found in AD.
The progressive Aβ accumulation in mitochondria is associated with diminished enzymatic activity of respiratory chain complexes (III and IV) and reduction in the rate of oxygen consumption, contributing to cellular dysfunction in AD [159]. Aβ in mitochondria binds to Aβ-binding alcohol dehydrogenase (ABAD) to block ABAD activity, increasing the production of ROS, reducing the mitochondrial membrane potential and the activity of the respiratory chain complex IV, and ultimately leading to a decrease in ATP levels [160]. In fact, double transgenic mice over-expressing mutated APP and ABAD exhibit exaggerated oxidative stress and memory impairment [160]. Therefore, compounds designed to block Aβ-ABAD interactions are considered putative therapeutic agents in AD. In line with this hypothesis, a recent study has shown that AG18051, a novel small ABAD-specific compound inhibitor, partially blocked the Aβ-ABAD interaction, prevented the Aβ42-induced down-regulation of ABAD activity and protected cultured neurons against Aβ42 toxicity by reducing Aβ42-induced impairment of mitochondrial function and oxidative stress [161]. Furthermore, the introduction of an ABAD-decoy peptide into transgenic APP mice reduces Aβ-ABAD interaction and protects against Aβ-mediated mitochondrial toxicity [162].
Another line of research suggests that drugs that activate ATP-sensitive potassium (KATP) channels present in the mitochondrial inner membrane exhibit therapeutic potential in the treatment of AD, as KATP channels are activated when cellular ATP levels fall below a critical value thereby reducing excitability so as to maintain ion homeostasis and preserve ATP levels [163]. Long-term administration of diazoxide improves neuronal bioenergetics, suppresses Aβ and tau pathologies, and ameliorates memory deficits in the 3xTgAD mouse model of AD [164].
Finally, another potential drug in the treatment of AD that acts on mitochondrial pathways is latrepirdine, also known as Dimebon™ [165]. Latrepirdine reduces Aβ-induced mitochondrial impairment and increases the threshold of inductors to mitochondrial pore transition, making mitochondria more resistant to lipid peroxidation and increasing neuronal survival in vitro [166-168]. The interest in developing latrepirdine as a drug against AD is also supported by its multiple potential mechanism of action apart from mitochondrial effects, including anti-excitotoxic agent, inhibitor of AChE, channel-regulatior and neurotrophic stimulator [165]. A preliminary clinical trial revealed that latrepirdine was safe and well tolerated, and significantly improved the clinical course of the disease in patients with mild-to-moderate AD [169]. Current phase III clinical trials are already being conducted [165].
2.6. Neurotransmitter dysfunction
The alteration of several transmitter systems is assumed to trigger both cognitive and neuropsychiatric symptoms in AD. A number of post-mortem studies indicate that neurotransmitter systems are not uniformly affected in AD. Thus, while cholinergic, serotonergic and glutamatergic deficits are present at relatively early stages of AD, dopaminergic and GABAergic systems appear to be affected later [170].
2.6.1. Cholinergic system
A large body of evidence has shown that basal forebrain cholinergic neurons are vulnerable to AD leading to a progressive cholinergic denervation of the cerebral neocortex [171, 172]. Taking into account the involvement of this system in the cognitive processing of memory and attention, the current attempts in cholinergic therapy in AD are justified [172, 173]. The various cholinergic strategies include the use of ACh precursors, inhibitors of cholinesterases, muscarinic and nicotinic agonists, and ACh releasers, in addition to the rescue of cholinergic function by nerve growth factor (NGF) which is reviewed in section 2.8.
ACh precursor. Animal studies report that choline and lecithin increased the production of brain ACh which argues for their use in the treatment of cholinergic deficits in AD. However, evidence from randomized trials did not sustain this hypothesis [174].
Cholinesterase inhibitors (ChEIs). Physostigmine, tacrine and derivatives donepezil, galantamine and rivastigmine have been tested in AD patients during the last three decades. Their therapeutic properties have been profusely reviewed [172, 175-177] and for this reason a detailed revision of ChEIs is beyond the scope of this chapter. Nevertheless, it is worth briefly indicating additional mechanisms of action of these compounds beyond inhibition of cholinesterases, including increase of nicotinc ACh receptor expression, facilitation of APP processing and attenuation of Aβ-induced toxicity [173, 178]. In spite of the fact that their efficacy has been proved in several clinical trials, only approximately 50% of patients respond positively. This limited effect of ChEIs on cognitive decline, together with the occurrence of undesirable side-effects such as diarrhea, nausea, insomnia, fatigue and loss of appetite, reduces the therapeutic capacities of ChEIs.
Muscarinic receptor 1 agonist. The cholinergic deficiency in AD appears to be mainly pre-synaptic. Thus, the pharmacological stimulation of the post-synaptic M1 muscarinic receptors, which are preserved until late stages of AD, may balance the degeneration of pre-synaptic cholinergic terminals unable to properly synthesize and release ACh [173]. In fact, the selective M1 agonist AF267B reduces memory impairment, Aβ42 levels, and tau hyper-phosphorylation in AD triple transgenic mice [179], corroborating some early studies in vitro [180, 181]. This selective agonist is currently under clinical evaluation for safety and tolerability and a number of other M1 agonists are being investigated [173].
Nicotinic agonists. Preclinical studies in animal models and some pilot studies in AD have shown that the activation of pre-synaptic nicotinic ACh receptors may reduce cognitive impairment by increasing ACh release and may have beneficial effects on Aβ metabolism [182, 183]. Thus, chronic nicotine treatment results in a significant reduction in plaque burden and in cortical Aβ concentrations in Tg2575/PS1-A246E mice [184]. However, nicotine exacerbates tau pathology in 3xTg-AD mice [185]. These apparently contradictory results may be due to the presence of several subtypes of nicotinic receptors, the activation of which may have disparate effects in AD. Therefore, more specific nicotine agonists are needed to act exclusively on determinate subtypes of nicotinic receptor [186]. In this line, α7 nAChR gene delivery into mouse hippocampal neurons leads to functional receptor expression and improves spatial memory-related performance and hyperphosphorylation of tau [187]. Regarding α4β2 nicotinic receptor, the selective agonist cytisine inhibits Aβ cytotoxicity in cortical neurons [188].
ACh releasers. Facilitation of ACh release can be achieved with depolarizing agents of the cholinergic neurons acting via potassium-channel blockade as happens with linopirdine and analogues [189] or by the blockade of the pre-synaptic inhibitory M2 muscarinic receptor via specific antagonists [190, 191]. However, clinical trials using linopirdine did not demonstrate effectiveness in improving cognitive function [192]. On the other hand, certain selective M2 antagonists, such as SCH-57790 and SC-72788, restore memory impairments in animal models that mimic to some extent the cholinergic failure in AD [193]. It must be kept in mind that the potential benefit of M2 antagonists is limited because of the progressive pre-synaptic cholinergic degeneration in AD and because of the possible side-effects derived from the blockade of peripheral M2 receptors including cardiac M2 receptors.
2.6.2. Glutamatergic system
Low concentrations of Aβ oligomers are able to activate certain glutamate receptors including NMDA receptors. The activation of NMDA receptors may increase glutamate activity, raise intracellular Ca2+ concentration and promote excitotoxicity and neuronal damage [194, 195]. Another process contributing to the excessive glutamate activity in AD is the impairment of glial cells to remove glutamate form the synaptic cleft possibly due to the action of free radicals on the glutamate transporter 1 (GLT-1) [196]. Glutamatergic activation, in turn, may disrupt synaptic plasticity promoting long term depression (LTD) and inhibiting long term potentiation (LTP) of 2-amino-3-(5-methyl-3-oxo-1,2-oxazol-4-yl)propanoic acid (AMPA) receptor-mediated synaptic transmission [197]. The associated persistent reduction in the number of functional synaptic AMPA receptors reduces fast excitatory transmission and eventually triggers spine retraction and synaptic loss [198]. Moreover, glutamate receptors are not only involved in the process of Aβ-mediated synaptic dysfunction but also play important roles in Aβ production [199, 200].
Based on these observations, several studies have been designed in an attempt to correct glutamatergic dysfunction in AD, including the modulation of both AMPA and NMDA receptors [201]. First attempts were carried out with AMPAKines [202], which are drugs that prolong the action of glutamate on AMPA receptors by increasing their sensitivity. Interestingly, AMPAKines proved effective in restoring cognitive deficits in aging rats [203, 204]. These compounds were tested in AD patients [205]. The modulation of the NMDA receptor was assessed via the glycine co-agonist site in rats with disrupted glutamatergic temporal systems resulting in improved learning and memory [206]. Preliminary clinical studies suggested some promising effects in AD [207] but full-scale trials have not yet been initiated.
The most relevant glutamatergic strategy against AD is the non-competitive NMDA antagonist memantine [201, 208], which has succeeded in clinical trials in moderate and severe AD as reviewed in detail elsewhere [209, 210]. Several studies performed in animal models of AD corroborate the beneficial properties of memantine as a symptomatological and neuroprotective treatment in AD [211-215]. Nevertheless, memantine has no benefits in cases with mild AD [216] suggesting that this drug is not a good choice for preventing the progression to disease states.
2.6.3. Serotonergic system
Loss of serotonergic nerve terminals in AD was described several years ago [217, 218]. Although the suggested serotonergic dysfunction was initially related almost exclusively with the neuropsychiatric symptoms of AD, including anxiety, irritability, fear and depression, recent studies have demonstrated that serotonin signaling also plays an important role in cognition and in the development of Aβ and tau pathologies [219].
Antidepressant compounds, acting through serotonin signaling, result in cognitive improvements and reduce the levels of Aβ and tau pathology in animal models of AD [220, 221]. Similar compounds reduce amyloid burden in humans [221]. Additional serotonergic compounds that are currently being investigated in AD are 5-hydroxytryptamine (5-HT or serotonin) receptors: 5-HT1 and 5-HT6 antagonists, and 5-HT4 agonists. The 5-HT1A antagonist lecozotan (SRA-333) enhances cognition in primates and is now being tested in AD [222-224]. The pro-cognitive effects of 5-HT1A antagonists are probably due to the facilitation of glutamategic and cholinergic transmission after reduction of the inhibitory effects of serotonin. Similarly, 5-HT6 antagonists improve cognitive performance in animal models and human beings by modulating multiple neurotransmitter systems [225]. These properties mark 5-HT6 antagonists as potential symptomatic drugs in AD. In addition, 5-HT4 receptor agonists are neuroprotective, modulating the production of Aβ, and have the property of ameliorating cognitive deficits [226, 227].
2.7. Synaptic dysfunction
Synaptic dysfunction and failure are processes that occur early in the Alzheimer process and progress during the course of the disease from an initially reversible functionally-responsive stage of down-regulated synaptic function to stages irreversibly associated with degeneration.
These alterations are manifested early as impaired metabotropic glutamate receptor/phospholipase C signaling pathway [230] and up-regulation of adenosine receptors in the frontal cortex in AD [231].
The initial reversible stages are important targets for protective treatments to slow progression and preserve cognitive and functional abilities [232, 233]. In vivo and in vitro studies have demonstrated that high levels of Aβ impair structural and functional plasticity of synapses by affecting the balance between excitation and inhibition and contributing to the destabilization of neuronal networks, eventually causing synaptic loss [234]. Two main designs have been proposed to antagonize synaptic plasticity-disrupting actions of Aβ oligomers in preclinical AD: maintenance of the structure and fluidity of the lipid membranes forming the synaptic buttons, and stimulation of synaptic plasticity by neurotrophic factors.
Minor changes in the fluidity of phospholipidic membranes might have an important impact on the function of synapses by influencing neurotransmitter receptor activity. In fact, AD brains exhibit altered lipid composition of lipid rafts, key membrane microdomains that facilitate the transfer of substrates and protein-protein and lipid-protein interactions, as a result of the abnormally low levels of n-3 long-chain polyunsaturated fatty acids, mainly docosahexaenoic acid (DHA), increasing viscosity and energy consumption and contributing to synaptic dysfunction [142, 235]. Abnormal lipid raft composition may also modify the activity of key enzymes that modulate the cleavage of APP to form toxic Aβ. Thus, the preservation of adequate membrane composition has become an alternative way to prevent the deleterious effect of Aβ at the synapses. DHA is a major lipid constituent of synaptic end-sites and its delivery is a prerequisite for the conversion of nerve growth cones to mature synapses [236]. Numerous epidemiological studies have highlighted the beneficial influence of DHA on the preservation of synaptic function and memory capacity in aged individuals or after Aβ exposure, whereas DHA deficiency is presented as a risk factor for AD [237]. Moreover, a number of studies have reported the beneficial effects of dietary DHA supplementation on cognition and synaptic integrity in various AD models [238]. According to thes evidence, DHA, which can be synthesized or obtained directly from fish oil, appear to be one of the most valuable diet ingredients whose neuroprotective properties contribute to preventing AD.
Cytidine 5\'-diphosphocholine, CDP-choline, or citicoline is an essential intermediate in the biosynthetic pathway of structural phospholipids in cell membranes, particularly phosphatidylcholine. Chronic administration has been beneficial in patients with mild cognitive impairment [239].
Another emerging potential line to preserve synaptic function is the targeting of scaffolding proteins that modulate neurotransmitter receptor activity at the synapses. Scaffolding proteins stabilize post-synaptic receptors at the spines in close proximity to their intracellular signaling proteins, phosphatases and kinases, thereby facilitating signal-transduction cascades. Evidence from in vitro cell and animal models of AD indicates that reductions in the post-synaptic density membrane-associated guanylate kinase (PSD-MAGUK) proteins are linked to synaptic dysfunction that might trigger plastic changes at early stages of the Alzheimer process [240]. However, specific molecules that affect interactions between scaffolding proteins and neurotransmitter receptors are still in development and further research is necessary to evaluate their potential benefit in AD.
2.8. Neurotrophic factors
Neurotrophins represent a family of proteins that play a pivotal role in the mechanisms underlying neuronal survival, differentiation, modulation of dendritic branching and dendritic spine morphology as well as synaptic plasticity and apoptosis [241]. All the members of the neurotrophin family, including NGF, brain-derived neurotrophic factor (BDNF) and neurotrophins 3 to 7, transduce their biological effects by interacting with two types of cell surface receptors, the tyrosine kinase receptor (Trk) and the p75 pan-neurotrophin receptor (p75NTR) [241]. Other growth factor families also related to synaptic plasticity include the cytokine family of growth factors, the transforming growth factor-β (TGFβ) family, the fibroblast growth factor family and the insulin-like growth factor family. Evidence accumulated during recent years suggests that targeting neurotrophic factor signaling can retard nerve cell degeneration and to some extent preserve synaptic function. The most studied neurotrophic factors in AD are NGF, BDNF and TGFβ1.
NGF: Mature basal forebrain cholinergic neurons are highly dependent on the availability of NGF for the maintenance of their biochemical and morphological phenotype, and for survival after lesions or variegated insults [242, 243]. For this reason, exploitation of NGF activity on cholinergic neurons may provide an attractive therapeutic option for preventing cholinergic cell degeneration in AD. Levels of proNGF, the precursor form of NGF, are highly elevated in AD brains and animal models, a feature that may be associated with a reduced conversion to NGF and augmented degradation of mature NGF. These combined effects have been interpreted as causative of cholinergic atrophy in AD [244]. A role for Aβ peptide in the induction of such NGF altered metabolism has been described [245]. Minocycline, a second-generation tetracycline antibiotic known to potentiate NGF activity, is able to normalize proNGF levels and to reverse the increased activity of the NGF-degrading enzyme matrix metalloproteinase 9, as well as to increase the expression of iNOS and microglial activation, leading to improved cognitive behavior in a transgenic mouse model of AD [245]. Yet a disturbing finding is the demonstration of AD proNGF when compared to proNGF of control individuals [246-248]. Whether this abnormal form of AD-related proNGF has any impact on the pathogenesis of AD needs further investigation. Another putative therapy is the use NGF, but NGF does not readily cross the BBB and requires intra-cerebroventricular infusion to reach targeted brain areas. Pilot clinical trials were discontinued because of the side-effects of NGF infusions [249]. Therefore, the development of NGF therapy is constrained by the need to achieve adequate concentrations in the relevant brain areas with susceptible target neurons while preventing unwanted adverse effects in non-target regions or cells. Alternative strategies that are currently under development include gene therapy and nasal delivery of recombinant forms of NGF, the use of small molecules with NGF agonist activity, NGF synthesis inducers, NGF processing modulators, and proNGF antagonists [250].
BDNF: This neurotrophin is normally produced in the cerebral cortex with high levels in the entorhinal cortex and hippocampus in adulthood [241]. BDNF levels are reduced in the cerebral cortex and hippocampus in AD [251-254]. Several studies have shown beneficial effects of BDNF in animal models of AD [255]. For instance, sustained BDNF gene delivery using viral vectors after disease onset resulted in elevated BDNF levels in the entorhinal cortex and hippocampus which were associated with improvement in learning and memory, and with restoration of most genes altered as a result of mutant APP expression in that specific transgenic mice model [256]. Similar results were obtained in a different mouse model of AD, and in aged rats and primates by using distinct BDNF delivery systems [256, 257]. It is worth pointing out that BDNF did not change β-amyloid plaque density in any case suggesting that the therapeutic effects of BDNF occur independently of direct action on APP processing. However, the multiple variegated effects of BDNF on neuronal function also raise the hypothetical possibility that unintended adverse effects of BDNF may limit its clinical efficacy in AD [256]. An additional point must be considered; BDNF signaling pathway is also altered in AD as TrkB expression is reduced and truncated TrkB is highly expressed in astrocytes at least in advanced stages of the disease [251]. Therefore, regarding BDNF function in AD, there is not only an alteration in the expression of BDNF but also an impaired downstream pathway that may corrupt the signal of the trophic factor acting on inappropriate receptors. Preliminary clinical trials are currently in progress to evaluate the safety and efficacy of BDNF.
TGFβ1: Astrocytes and microglia are the major sources of TGF-β1 in the injured brain [258, 259]. Impaired TGF-β1 signaling has been demonstrated in AD brain, particularly at the early phase of the disease; this is associated with Aβ pathology and neurofibrillary tangle formation in animal models [260]. Reduced TGF-β1 seems to induce microglial activation [259] and ectopic cell-cycle re-activation in neurons [261]. Several drugs may induce TGF-β1 release by glial cells, including estrogens [262], mGlu2/3 agonists [263], lithium [264], the antidepressant venlafaxine [265] and glatiramer, which is a synthetic amino acid co-polymer currently approved for the treatment of multiple sclerosis [266]. All of them have neuroprotective effects in different in vitro and in vivo models of AD pathology [260]. Additionally, small molecules with specific TGF-β1-like activity are being developed as neuroprotectors [267].
A final point must be considered. A generalized sprouting is produced around β-amyloid deposits in senile plaques in both humans and in animal models [268-270]. The reasons for such sprouting are not well defined but amyloid species may play a trigger role. In any case, trophic factors might increase aberrant sprouting at the senile plaques through receptors expressed at these localizations.
2.9. Autophagy
Autophagy is a catabolic process occurring in all cell types in which the machinery of the lysosome degrades cellular components such as long-lived or damaged proteins and organelles. Thus, a failure of autophagy in neurons results in the accumulation of aggregate-prone proteins that might exacerbate neurodegenerative process [271, 272]. Autophagy is also implicated in the accumulation of altered mitochondria and polymorphous inclusions in the dystrophic neurites around amyloid plaques [273-278].
Indeed, autophagic dysfunction is implicated in the progression of Alzheimer from the earliest stage, when a defective lysosomal clearance of autophagic substrates and impaired autophagy initiation occurs and leads to massive buildup of incompletely digested substrates within dystrophic axons and dendrites [279]. The pharmacological induction of ‘preserved’ autophagy might enhance the clearance of intracytoplasmic aggregate-prone proteins and therefore ameliorate pathology [272]. Attempts to restore more normal lysosomal proteolysis and autophagy efficiency in mouse models of AD pathology have revealed promising therapeutic effects on neuronal function and cognitive performance, demonstrating the relevance of the failure of autophagy in the pathogenesis of AD, and the potential of autophagy modulation as a therapeutic strategy. Autophagy induction with the mTOR-inhibiting drug rapamycin in young mice resulted in a reduction in Aβ plaques, NFT and cognitive deficits in the adulthood in two different models of AD [280-283]. Interestingly, rapamycin did not alter any of those parameters when administered in old animals once the pathology was established, highlighting the importance of early treatmenting in the disease progression [282]. However, the kinase mTOR plays an important role in multiple signaling pathways apart from negatively regulating autophagy [284]. Therefore, rapamycin treatment is also a putative inducer of undesirable side-effects. Other drugs including lithium, sodium valproate and carbamazepine acting have ben proved to induce autophagy through the inhibition of of inositol monophosphatase in an mTOR-independent pathway [285]. These compunds reveal positive effects by reducing the accumulation and toxic effects of aggregation-prone proteins in cell models as well as by protecting against neurodegeneration in in vivo models of Huntington’s disease [286]. Further research is needed to learn whether they can also be useful tools in the treatment of AD.
2.10. Multi-target treatments
Considering the multifactorial etiology of AD, and the numerous and complex pathological mechanisms involved in the progression of the disease, it is quite reasonable that treatments targeting a single causal or modifying factor may have limited benefits. Therefore, growing interest is focused on therapeutic agents with pleiotropic activity, which will be able to target, in parallel, several processes affected in AD [287, 288]. Several compounds already mentioned in the previous sections fulfill these properties, such as DHA which presents anti-inflammatory, anti-oxidant, neuroprotective and anti-tau phosphorylation properties apart from the modulation of synaptic membrane composition [289], and curcumin, which in addition to anti-oxidant properties also exhibits anti-inflammatory and Aβ- and tau-binding properties [106]. Similarly, rosiglitazone and dimebon are known to produce beneficial effects through insulin receptor signaling modulation and mitochondrial protection [153, 165]. Other multi-target potential treatments currently under development for AD are based on the use of the following compounds:
Caffeine: This is one of the most consumed psychoactive drugs which mainly acts blocking adenosine receptors 1 and 2 [290, 291]. In addition, caffeine reduces amyloid burden in animal models of AD [292, 293]. Epidemiological studies in humans have also shown protection against cognitive decline [294-296].
Estrogen: This steroid hormone is known to play an important role in neuronal survival, mitochondrial function, neuroinflammation and cognition, with important neuroprotective effects [297-299]. Some of the neuroprotective actions mediated by estrogens are related to the insulin-like growth factor-1 (IGF-1) signaling pathway [300]. Several studies in animal models of AD have revealed therapeutic properties of estrogen against the progression of the disease. For instance, the treatment of ovariectomized 3xTg-AD mice with estrogen resulted in prevention of the increased Aβ accumulation and worsening memory performance induced by the depletion of sex steroid hormones [301]. Clinical and epidemiological studies in AD support the beneficial effets of estrogens [302]. However, a critical factor for success in estrogen therapy for AD is the age at the initiation of the treatment; the efficacy of estrogens is greatest in younger women and in women who initiated the estrogen therapy at the time of menopause [303].
Cannabinoids: The natural compounds derived from Cannabis sativa or synthetic compounds acting on endogenous cannabinoid system have emerged as potential agents against several neurodegenerative processes [305]. Cannabinoids offer a multi-faceted approach for the treatment of AD as the stimulation of the widely brain-expressed cannabinoid receptors provides neuroprotection against Aβ [305, 306] and reduces neuroinflammation [306-308] and tau phosphorylation [306, 309] in AD-like transgenic mice. In addition, cannabinoids support brain repair mechanisms by augmenting neurotrophin expression and enhancing neurogenesis [310]. Moreover, cannabinoids are able to reduce Aβ-dependent oxidative stress [311] and Aβ-mediated lysosomal destabilization related to apoptosis [312]. In addition, some cannabinoids are able to inhibit acetylcholinesterase activity [313]. It is worth stressing that molecular achievements of cannabinoids are accompanied by cognitive improvement and reduction of several degenerative markers in two different animal models of AD [306, 308]. Examination of the potential beneficial effects of chronic administration of low doses of cannabinoids with little psychotropic effect at early stages of the degenerative process in humans seems very promising.
Erythropoietin (EPO) and derivatives: EPO is effective in neuroprotection against ischemia and traumatic brain injury [314]. In addition, animal studies reveal that EPO both reduces tau phosphorylation through modulation of PI3K/Akt-GSK-3beta pathway [315] and protects against Aβ-induced cell death through anti-oxidant mechanisms [316]. An additional characteristic of EPO that confers potential utility in AD is the specific effect on cognition: EPO enhances hippocampal LTP and memory by modulating plasticity, synaptic connectivity and activity of memory-related neuronal networks [317]. In spite of these benefits, chronic administration of EPO is problematic because of the concomitant excessive erythropoiesis. In this sense, some new derivatives of EPO that do not bind to the classical EPO receptor (carbamylated EPO) or that have such a brief half-life in the circulation that they do not stimulate erythropoiesis (asialo EPO and neuro EPO) have demonstrated neuroprotective activities without the potential adverse effects on circulation associated with EPO [318]. Therefore, these new compounds are considered as potential treatments in AD.
Statins: Evidence has accumulated that a high cholesterol level may increase the risk of developing AD and that the use of statins to treat hyper-cholesterolemia is useful in treating and preventing AD [319]. Statins reduce the production of cholesterol and isoprenoid intermediates. These isoprenoids modulate the turnover of small GTPase molecules that are essential in numerous cell-signaling pathways, including vesicular trafficking and inflammation [320]. Thus, statins reduce the production of Aβ by disrupting secretase enzyme function and by curbing neuroinflammation in experimental models of AD [321, 322].
Ladostigil is a dual acetylcholine-butyrylcholineesterase and brain selective monoamine oxidase (MAO)-A and -B inhibitor in vivo. Interest in this compound in AD treatment research is sustained by the potential increase in brain cholinergic activity properties but also by the capacity of ladostigil to prevent gliosis and oxidative-nitrosative stress damage. Moreover, ladostigil has been demonstrated to possess potent anti-apoptotic and neuroprotective properties in vitro and in various neurodegenerative animal models including AD transgenic mice [323]. These neuroprotective activities involve regulation of APP processing, activation of protein kinase C and mitogen-activated protein kinase signaling pathways, inhibition of neuronal death markers, prevention of the fall in mitochondrial membrane potential, up-regulation of neurotrophic factors, and anti-oxidative activity.
Huperzine A is an extract of the Chinese plant Huperzia serrata. Huperzine A is a selective potent inhibitor of AChE [324]. In addition, some studies have shown that huperzine A may shift APP metabolism towards the non-amyloidogenic α-secretase pathway [325]. In addition, huperzine A reduces glutamate-induced cytotoxicity by antagonizing cerebral NMDA receptors [326]. Finally, huperzine A reverses or attenuates cognitive deficits in some animal models of AD [325]. Large-scale, randomized, placebo-controlled trials are necessary to establish the role of huperzine A in the treatment of AD [327].
Phytochemicals as curcumin, catechins and resveratrol beyond their antioxidant activity are also involved in antiamyloidogenic, anti-inflammatory mechanisms and inhibitors of NFkappaB [328-330].
Celastrol is another compound whicha appears to have multiple functions as anti-inflammatory, anti-oxidant and reductor of amyloouid via BACE 1 [331, 332].
3. Concluding remarks
Main targets of therapeutic intervention at early stages of Alzheimer are summarized in Figure 1. Based on the presently available data several conclusions can be drawn. Combination therapies with drugs targeting different pathological factors or the use of multi-target compounds appear to be the most effective strategy in the treatment of the neurodegenerative process in Alzheimer. Most potential experimental therapies exhibit the highest efficiency when applied during the pre-symptomatic phase of the disease. Therefore, it is essential to develop diagnostic tools to detect Alzheimer at early stages. Moreover, considering that Alzheimer, as a degenerative process not necessarily leading to dementia, affects a large percentage of individuals in the sixth decade of life, it would be wise to introduce habits and low-cost, safe treatments to prevent the progression of Alzheimer early in life, as occurs in artheriosclerosis, to transform AD into a chronic, incomplete and non-devastating disease thereby allowing for normal life in the elderly.
Figure 1.
Schematic representation of the main cellular targets that are currently under development to prevent or retard the progression of Alzheimer to disease states. Most of the experimental approaches are designed to block or mitigate (red lines) pathological events occurring at the earliest stages, including abnormal Aβ and tau aggregation, chronic inflammatory responses, and oxidative stress damage. Other strategies (blue lines) aim at stimulating the metabolism to reduce Alzheimer’s energetic failure as well as to promote intrinsic mechanisms that protect or repair cellular damage, including synaptic plasticity, preservation of the lipid membrane composition, and the promotion of damaged protein and organelle turnover. Therapeutic approaches based on the modulation of neurotransmission (green dashed lines) are designed to bypass deficient cholinergic neurotransmission whereas other compounds aim to block glutamatergic excitotoxicity. Considering the complex scenario of the Alzheimer neurodegenerative process, multi-target therapies applied at early stages of the disease appear to be the most effective strategy.
In addition to these general conclusions, several points deserve a particular comment. Recognition of the genotypic background, clinical and neuropathological subtypes and different pace of clinical manifestations is important to refine personalized treatments [333-335]. This includes modifications of the treatment as Alzheimer is not a mere accumulation of defects but rather a combination of deficiencies and plastic changes that imply shifts in molecular pathways with disease progression. Drugs and treatments beneficious at first stages of the degenerative process may be harmful at advanced stages. Special effort must be put into practice to learn about the combination of drugs at which determinate time for every particular individual.
Acknowledgments
Parts of the work used in this review were supported by the project BESAD-P (Instituto Carlos III), Mutua Madrileña and Agrupación Mútua. We wish to thank T. Yohannan for editorial assistance.
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Introduction ",level:"1"},{id:"sec_2",title:"2. Experimental therapeutic strategies to prevent Alzheimer progression to Alzheimer Disease (AD) states",level:"1"},{id:"sec_2_2",title:"2.1. Targeting Aβ",level:"2"},{id:"sec_2_3",title:"2.1.1. Secretase-targeting therapies",level:"3"},{id:"sec_3_3",title:"2.1.2. Aβ degrading enzymes",level:"3"},{id:"sec_4_3",title:"2.1.3. Decreasing Aβ aggregation",level:"3"},{id:"sec_5_3",title:"2.1.4. Facilitating Aβ clearance: Immunotherapy against Aβ",level:"3"},{id:"sec_7_2",title:"2.2. Targeting tau",level:"2"},{id:"sec_7_3",title:"2.2.1. Inhibition of tau aggregation",level:"3"},{id:"sec_8_3",title:"2.2.2. Reduction of tau hyperphosphorylation ",level:"3"},{id:"sec_9_3",title:"2.2.3. Reduction of tau levels ",level:"3"},{id:"sec_10_3",title:"2.2.4. Microtubule stabilizers",level:"3"},{id:"sec_12_2",title:"2.3. Oxidative stress",level:"2"},{id:"sec_12_3",title:"2.3.1. Naturally-occurring anti-oxidants",level:"3"},{id:"sec_13_3",title:"2.3.2. Mitochondrial antioxidants ",level:"3"},{id:"sec_15_2",title:"2.4. Inflammation",level:"2"},{id:"sec_16_2",title:"2.5. Energetic failure: Metabolic deficiency and mitochondrial impairment",level:"2"},{id:"sec_16_3",title:"2.5.1. Metabolic deficiency",level:"3"},{id:"sec_17_3",title:"2.5.2. Mitochondrial dysfunction",level:"3"},{id:"sec_19_2",title:"2.6. Neurotransmitter dysfunction",level:"2"},{id:"sec_19_3",title:"2.6.1. Cholinergic system",level:"3"},{id:"sec_20_3",title:"2.6.2. Glutamatergic system",level:"3"},{id:"sec_21_3",title:"2.6.3. Serotonergic system",level:"3"},{id:"sec_23_2",title:"2.7. Synaptic dysfunction",level:"2"},{id:"sec_24_2",title:"2.8. Neurotrophic factors",level:"2"},{id:"sec_25_2",title:"2.9. Autophagy",level:"2"},{id:"sec_26_2",title:"2.10. Multi-target treatments",level:"2"},{id:"sec_28",title:"3. Concluding remarks",level:"1"},{id:"sec_29",title:"Acknowledgments",level:"1"}],chapterReferences:[{id:"B1",body:'Ferrer I. 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Neuropathologically defined subtypes of Alzheimer\'s disease with distinct clinical characteristics: a retrospective study. Lancet Neurol. 2011; 10: 785-796. '},{id:"B335",body:'Reiman EM, Langbaum JB, Fleisher AS, Caselli RJ, Chen K, Ayutyanont N, Quiroz YT, Kosik KS, Lopera F, Tariot PN.Alzheimer\'s Prevention Initiative: a plan to accelerate the evaluation of presymptomatic treatments. J Alzheimers Dis. 2011; 26 Suppl 3:321-329.'},{id:"B336",body:'Henderson ST, Poirier J. Pharmacogenetic analysis of the effects of polymorphisms in APOE, IDE and IL1B on a ketone body based therapeutic on cognition in mild to moderate Alzheimer\'s disease; a randomized, double-blind, placebo-controlled study. BMC Med Genet. 2011; 12:137. '}],footnotes:[],contributors:[{corresp:null,contributorFullName:"Ester Aso",address:null,affiliation:'
Institut de Neuropatologia, Hospital Universitari de Bellvitge, Universitat de Barcelona, CIBERNED, Spain
Institut de Neuropatologia, Hospital Universitari de Bellvitge, Universitat de Barcelona, CIBERNED, Spain
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1. Introduction
The brain and spinal cord are soft and vulnerable structures by their very nature. Cerebrospinal fluid (CSF) is the air cushion of the central nervous system (CNS), which protects the nerve tissue by reducing the speed of the blows to the CNS. 90% of this fluid is produced continuously by specialized cells called choroid plexus in the ventricle and 10% by ependymal cells lining the ventricle surface. CSF, which flows through F. Luschka and F. Magendie into the subarachnoid space to surround the brain and spinal cord, drains into the venous system via arachnoid granulation. Colombian neurosurgeon Hakim et al. [1, 2, 3] described a clinic in 1964 characterized by progressive cognitive decline with ventricular dilatation (normal CSF pressure during lumbar puncture), difficulty walking, and urinary incontinence syndrome. Hakim named this syndrome Normal Pressure Hydrocephalus (NPH). Although a clear clinical triad has been defined, there are important differences in the clinical presentation and progression of this syndrome. This situation leads to an increase in the problems related to the diagnosis and treatment of NPH. In fact, although there have been remarkable developments in the field of medicine since NPH was first defined in 1964, the guidelines determining the diagnosis, management, and operation criteria of NPH were first prepared in 2004 to be implemented only in Japan. Only in 2008 did Ishikawa et al. [4] produce worldwide applicable guidelines for its diagnosis and treatment. The information presented above is the most convincing evidence of the type of dynamic disease we are dealing with. On the other hand, due to reasons such as advancements in health, improved treatment options, increased education level, and conscientious diet, the share of the older population is constantly increasing. It is projected that as people’s quality of life improves and their life expectancy rises, more old people would develop this condition. In the light of current information, it is predicted that 20% of the world population will be individuals over 65 years old by 2050. While the world’s population has grown 4 times in the last 100 years (1950–2050), the fact that the elderly population will grow 10 times is a significant point that should be highlighted. In this case, it becomes even more important to age healthy and to keep the elderly population active. The most important task of neurologists, neurosurgeons, and psychiatrists in society is to provide early diagnosis and appropriate treatment of patients with NPH in society, especially given the socioeconomic consequences of this disease, particularly the burden of dementia on the individual, their families, and society. This is because it is emphasized that the earlier these patients are diagnosed and treated correctly, the more (most if not all) of the clinical symptoms are reversible.
2. Classification
NPH is divided into two groups as secondary NPH (sNPH) that develops due to decreased resorption of CSF due to inflammation and fibrosis at the arachnoid granulation level caused by subarachnoid hemorrhage, intraventricular hemorrhage, meningitis, or traumatic brain injury, and the second is the idiopathic NPH (iNPH) which does not have a causal disorder. A common feature of both diseases is that they do not contain any obstructions to the flow of CSF within the ventricular system of the brain. iNPH and sNPH do not differ in terms of prognosis. The sole significant clinical difference between them is that sNPH affects people of all ages, whereas iNPH often occurs more in the 60-70s [5, 6].
3. Incidence-prevalence
Epidemiological data on NPH are limited. Furthermore, due to the lack of uniform diagnostic criteria, reports on the incidence and prevalence of this disease, which has a wide clinical range, are partially inconsistent. The annual incidence of NPH is estimated to be between 0. 2 and 5.5 cases per 100,000 individuals. Its prevalence is reported to be 0.003% for persons under 65 years of age and 0. 2% to 2.9% for persons 65 years and older [7, 8]. In an epidemiological study conducted by Jaraj et al. [9], the probable prevalence of iNPH was found to be 0. 2% in people aged 70–79, and 5.9% in people aged 80 and older. Another recent epidemiological study also confirmed the inadequacy of incidence-prevalence reports of NPH [10]. Like other neurodegenerative diseases, the prevalence and incidence of NPH increases in direct proportion to age. In various studies, it was determined that there was no difference between males and females in terms of incidence [11, 12, 13].
4. Pathophysiology
It is important to clarify its pathophysiology for reliable diagnosis and treatment of NPH patients. Its pathophysiology is yet unknown, and it differs from other adult hydrocephalus causes. In addition to the fact that pathological alterations change CSF pressure, it is also related to changes in CSF dynamics. The CSF circulation spaces in the brain parenchyma within a rigid cranium work as a dynamic system that continually seeks to adapt to new situations in order to keep the ICP constant. These structures give instantaneous responses to changes in CSF production-absorption, changes in arterial–venous flow to the brain, changes in the compliance of intracranial structures, and changes in intracranial pressure. This process is very important in terms of ensuring the correct functioning of the brain. Cerebral blood flow differs with heart rhythm. The arterial supply is pulsative, whereas the venous flow is non-pulsative, causing temporary rises in CSF pressure. In two ways, the system tries to compensate for this. First, vascular structures can reduce arterial blood flow by changing compliance. The second is that the outflow of CSF increases along the cerebral aqueduct. ICP is attempted to be kept constant thanks to these compensatory mechanisms. The decrease in arterial modulation is first compensated by increased pulsatile CSF flow. However, the progressive increase of the pulsatility amplitude causes large ICP pulsations that determine the “water-hammer” effect. These enhanced vibrations create venous damage in the periventricular region, and the process of pushing the brain against the skull continues to expand the ventricles, resulting in hydrocephalus. As a result, the compensatory mechanisms, that are activated in order to maintain the ICP stable, create pathological changes in neural tissue [14]. In fact, hydrocephalus can be defined as the expansion of the ventricles in response to the reduction of the subarachnoid space in the cerebral tissue. This situation is secondary to the increase in the pressure gradient between the ventricles and the subarachnoid space, known as the transmantle pressure [15]. It is still unclear what triggers the initial reduction in arterial compliance in this process. Ischemia emerging in the white matter surrounding arterioles could explain the insufficiency in autoregulation. The ventricular enlargement causes the arterioles and venules around the ventricle to compress and stretch over time, resulting in poor/insufficient cerebral perfusion [16, 17, 18, 19]. Moreover, a strong relationship has been described between impaired cerebral blood flow and NPH. Therefore, clinically, the association of NPH with cerebrovascular disease is frequently encountered. Ischemic changes in cerebral tissue caused by decreased/insufficient perfusion were shown in Cranial MRI. These structural changes detected by neuro-radiological imaging have also been supported by neuropathological studies [20, 21, 22, 23]. Vascular changes that occur as a natural consequence of aging in humans may be the triggering mechanism in the reduction of vascular compliance. This may explain the relationship between iNPH and vascular disease [24].
NPH also reduces compliance in large vascular structures such as the superior sagittal sinus [25, 26]. Increased transvenular resistance in the sagittal sinuses has been hypothesized as a factor in the onset of NPH. According to this viewpoint, CSF resorption will be affected by increased transvenular resistance [27, 28]. As a result, none of the proposed theories can adequately explain how NPH develops, what factors trigger it, or how structural alterations occur. Although these presented hypotheses appear to complement one other, the debates about pathogenesis continue.
5. Clinic
Symptoms in NPH have been defined as a “triad”. However, having all of the symptoms at the same time is not necessary for diagnosis. The presence of two or more of the key symptoms (even a cardinal clinical symptom) such as apraxia of gait, dementia, and urinary incontinence, as well as bilateral dilatation of the ventricles, is necessary to diagnose the disease. The clinical signs and symptoms of this syndrome are highly diverse. Symptoms of this disease, which has an insidious onset, appear gradually over a period of at least 6 months. The rate and extent of worsening of symptoms vary from one patient to another. Some patients and families are unaware of symptoms until a triggering event, such as surgery, occurs. Careful questioning can clarify the nature of symptom onset.
Decreased cerebral perfusion as a result of ventriculomegaly may be a reason for the classic symptoms of NPH. Neurological signs and symptoms, such as apraxia of walking, are thought to be caused by a combination of mechanical stretching of the periventricular fiber tracts, disruption of brain parenchyma tissue as a result of reduced cerebral blood flow, and periventricular edema [29, 30, 31, 32, 33, 34]. Neuro-psychiatric symptoms have been suggested to be associated with brain regions such as the anterior cingulate cortex (ACC) and thalamus [35, 36, 37] because it has been determined that there is low perfusion in the anterior cingulate cortex and thalamus in NPH patients. Dysfunction in these regions is effective in the emergence of psychiatric symptoms. Therefore, increased/improved cerebral perfusion and oxygen metabolism from the frontal cortex and thalamus may cause neuropsychiatric and other symptoms in NPH patients after shunt surgery [38, 39]. There are publications reporting that psychiatric symptoms and syndromes occurring in the NPH clinic are related to changes in central neurotransmitter activity [40].
Although any of the main symptoms can present as the initial symptom in the NPH clinic, gait and balance disorders usually occur early and have a substantial impact on the individual’s life. Dementia and urinary incontinence are symptoms that progress with the disease, albeit they usually appear at later stages of the disease [41].
6. Gait disorder
As described in many published series and guidelines, gait disturbance is the first clinical symptom that affects almost all patients. Dizziness is a common initial complaint among patients. The instability in NPH is better with the patient’s eyes open, but patients still stand on a wide base even with their eyes open. When a patient’s walking ability is compromised, it has a detrimental influence on their quality of life. At first, gait and balance disorders may appear to be mild. Patients initially complain of climbing and descending stairs, as well as getting up and sitting in a chair. Parallel to the progression of the disease, the patient’s gait pattern deteriorates. Instead of the heel-to-toe gait cycle, which should normally be accomplished by raising the feet, these patients tend to slide their feet on the ground. This way of walking is described as “robotic”, “sticky-footed” or “magnetic phenomenon” [42]. The disconnection between the basal ganglia and the frontal cortex during walking, as well as the co-contraction of opposing muscles, is suggested to be the source of this gait pattern, which is usually found in parkinsonism (bradykinetic, magnetic) [43, 44]. In the absence of primary sensorimotor deficits, these patients have a higher level of gait disturbance and impaired postural and locomotor reflexes [45]. Gait apraxia develops with the advent of cognitive disorders in the later stages of the disease, and individuals become unable to walk. If these patients are not diagnosed and treated early, they are eventually confined to a wheelchair.
Extrapyramidal symptoms may occur rarely in patients with NPH, but spasticity, hyperreflexia, and other upper motor neuron signs and lateralizing findings are not common. Since the symptoms are bilateral in NPH, lateralizing findings should alert the clinician to the presence of other neuropsychiatric disorders in the differential diagnosis. To assess diagnosis and prognosis, a standard gait assessment (e.g., Tinetti score, Boon Scale) should be performed both before and after the lumbar puncture (LP). The clinical finding with the highest probability of recovery (more than 85 percent) after shunt surgery is apraxia of walking, which is frequently the first main symptom of the disease [46, 47, 48].
7. Cognitive disorder
Cognitive deficit in NPH is basically of the “subcortical” type, which includes memory impairment, psychomotor retardation, and impaired ability to apply/use the acquired knowledge [49, 50]. These cognitive and behavioral disorders accompanying NPH are generally defined as “frontal-subcortical dementia or frontal-subcortical dysfunction” [51, 52]. This term is used to describe a pattern of mental decline marked by a lack of interest (apathy) in one’s surroundings and oneself, as well as a lack of inner strength (amotivation) that drives one’s activities and behaviors [53, 54]. For this reason, patients have difficulty in performing their daily living activities even at the onset of the disease. In this period, it is possible that an abnormality will not be identified in the psychometric tests that will be done on the patients.
Dementia is the most serious symptom in the clinical triad, as it has a negative impact on patients’ work capacity as well as their social functioning. NPH is thought to be the etiological cause of 5% of dementia [55]. Even everyday activities like driving, shopping, and keeping track of appointments are challenging for these patients. There is no single type of dementia since dementia symptoms in NPH span a broad clinical spectrum. Instead, depending on the degree of permanent brain damage that has occurred, there are variable degrees of cognitive alteration. For this reason, it is not a very correct approach to define cognitive disorders that occur in NPH as dementia in the early period. Some patients have no clinical evidence of dementia, only mild or moderate cognitive deficits, and most of these patients respond well to shunt surgery [56, 57]. At least two of the following must be present for cognitive abnormalities in NPH patients to be defined as dementia.
In the late phase of the disease, indifference/indifference to environmental stimuli, decreased desire to speak/not speaking at all, decreased thinking/reasoning ability [58].
Since the Mini-Mental State Test and the DEMTEC Test were designed to evaluate cortical dementias, they are not appropriate for evaluating subcortical frontal lobe deficiencies (cognitive deficits) in NPH [59]. The Stroop test, digit span test, and Rey auditory-verbal learning test can be used instead. However, personality changes, anxiety, depression, psychotic syndromes such as delusions, hallucinations, and aggression may also be seen in NPH patients, as well as obsessive–compulsive disorder, Othello syndrome, and various other cognitive disorders such as theft, and mania [60, 61, 62, 63]. Depression can be seen in the NPH clinic, although it is rare. In fact, only a tiny portion of these patients who show clinical signs of depression is really diagnosed with depression. Symptoms such as apathy and bradyphrenia that occur in NPH patients may mimic depression. Differential diagnosis between depression and NPH can be challenging as neuropsychological assessment profiles are similar [64, 65]. Therefore, before being diagnosed with depression, NPH patients should have a thorough psychiatric examination, and therapy should be started if actual depression is present. Again, delirium is not encountered in the NPH clinic, and its presence implies the existence of another disease or pharmacological side effect accompanying the disease [41]. Boon AJ et al. [66] reported that iNPH patients showed severe attention deficits. Although the NPH clinic contains quite different and complex neuropsychiatric symptoms, the decision to have an early shunt surgery can continue to improve cognitive deficits in approximately 80% of patients with NPH, however, the presence of vascular dementia, Alzheimer’s dementia, or comorbid diseases at the same time affects the success of surgical treatment negatively and reduces the recovery rate.
8. Urinary incontinence
Urinary symptoms in NPH may occur as urinary frequency, urgency, or incontinence. The bladder dysfunction of NPH is usually in the form of urinary urgency and this condition is almost always present [67, 68]. These patients have difficulty in preventing bladder emptying [69]. Patients have difficulties keeping urinary continence and may suffer urgency with a few drops of urine leakage before reaching the toilet, even though they are aware of the need to urinate at first. Therefore, nocturia is common in NPH patients. Incontinence or having wet clothes are not characteristic of NPH. True urinary incontinence develops later in the course of the disease. While patients initially suffer from increased urinary frequency, they then develop sudden incontinence and eventually persistent urinary incontinence. Bladder dysfunction is due to stretching of the periventricular nerve fibers and loss of subsequent inhibition (partial) of bladder contractions. Bladder function disorders in NPH are caused by detrusor overactivity due to a lack of central inhibitory control, which can be partial or complete [70]. It is extremely rare for fecal incontinence to occur as a symptom of NPH. Therefore, the presence of fecal incontinence in a patient with NPH should first raise suspicion of another type of neurodegenerative disease in the clinician. If a patient with NPH has fecal incontinence as one of the clinical indicators, it suggests he has severe frontal subcortical dysfunction.
When applied early, a CSF shunt can help about 80% of NPH patients with bladder dysfunction; however, if surgery is done at an advanced stage in the disease, as in other symptoms, the percentage would be no more than 50-60%.
9. Diagnosis
For diagnosis, the physical and neurological examinations, clinical symptoms, neuropsychological and neuroimaging findings should all be evaluated as a whole. For this purpose, the clinician should clearly demonstrate the presence of hydrocephalus and the absence of severe cortical atrophy. All patients with NPH should have enlarged ventricles. Although ventriculomegaly is detected in many neurodegenerative diseases and senile cerebral atrophy, these patients may not have any clinical signs of hydrocephalus. Hence, the terms hydrocephalus and ventriculomegaly are not synonymous. To summarize, not all elderly patients with large ventricles have NPH. Ventriculomegaly makes sense when accompanied by clinical symptoms.
Today, in most cases where neurological symptoms are new, Computerized Brain Tomography (CBT) is often used because it is quick and easy to obtain, or Magnetic Resonance Imaging (MRI) because it provides more detailed information about cerebral anatomy/pathology. Furthermore, high-speed and high-resolution MRI techniques can better define aqueductal stenosis, and MRI phase-contrast techniques show the hyperdynamic aqueductal CSF flow that has been associated with shunt-responsive NPH.
Radiological findings detected by MRI/CBT (Figure 1).
Disproportionate ventricular enlargement to sulcal atrophy with typical rounding of frontal horns.
Periventricular high-density and/or low-density areas (leukoaraiosis) seen diffusely/locally in the white matter due to the transependymal passage of CSF.
Thinning and elevation of the corpus callosum [71].
The Evans index, as determined by dilatation of the third and lateral ventricles without obstruction in the CSF circulation and by MRI or CT, should be at least 0. 3 [72].
Flow gap in the aqueduct detected in spin-echo sequences and called hyperdynamic aqueduct or jet sign (this should be confirmed by hyperdynamic aqueduct phase-contrast MRI) [73].
Figure 1.
MRI images of NPH a: Periventricular hyperintensity, B: Enlargement of Sylvian cistern (sagittal), C: Enlargement of Sylvian cistern (coronal), D: Dilatation in the third ventricle, E: Callosal angle, F: Evans index, G: Hyperintensity in white matter, H: Bulging on the roof of the ventricle, I: Effacement of sulci at midline vertex.
The presence of a narrow CSF area in high convexity/midline areas on radiological imaging, and disproportionately enlarged subarachnoid spaces particularly in the Sylvian fissure and basal cisterns, are termed ‘Disproportionally Enlarged Subarachnoid Spaces Hydrocephalus’ (DESH). This is an indirect sign that CSF flow between the basal cisterns and the arachnoid granulations is being blocked. The existence of this symptom is thought to be the most sensitive indicator for shunt surgery, while its absence indicates brain atrophy [74]. So far, no characteristic neuropathological lesion of NPH has been detected [75, 76, 77].
Neuroimaging tests are necessary but not sufficient to diagnose NPH. Invasive tests such as lumbar puncture (LP). and External Lumbar Drainage (ELD) are needed in addition to non-invasive procedures like radiological imaging to improve diagnostic and prognostic accuracy in these patients. Both International and Japanese guidelines recommend diagnostic LP and/or ELD to all patients with suspected NPH. While there is a response to CSF intake in the presence of NPH, there is no response to CSF intake in the absence or minimal level of NPH. CSF drainage also has predictive value for shunt surgery. Patients whose symptoms are relieved by CSF drainage are expected to respond positively to shunt surgery as well. With LP taking 30–50 mL of CSF, changes in gait and cognitive functions are expected after 30 minutes to 4 hours (rarely a few days). If there is a positive response to the tap test, shunt surgery may be recommended, but failure to respond does not exclude the shunt response, because even in patients with normal CSF pressure in the LP, recovery was observed in approximately 50% of them following shunt surgery [78, 79, 80, 81, 82]. ELD may be considered in patients who do not respond to the Tap test but are still clinically suspected of having NPH. With ELD, controlled CSF drainage of approximately 10 mL/h for 2–3 days or 150 to 200 mL per day for 2 to 7 days is performed. The patient’s gait and neuropsychological tests are recorded daily before the procedure, during CSF drainage, and after catheter removal.
It is difficult to explain the detection of CSF pressure at normal levels in NPH dynamics. Although normal CSF pressure can be detected with a single LP, in fact, 24-hour monitoring might occasionally reveal abnormally high pressures or consistently high/normal pressures. Although CSF pressure has been found to be normal in a single LP, there is a consensus that episodes of increased CSF pressure occur in NPH. For the development of iNPH or sNPH, it is predicted that the baseline ICP is high, at least during the disease stages, and that this high pressure decreases with dilatation of the ventricles. Long-term intracranial pressure (ICP) measurements, such as those taken by some centers for 24 to 72 hours, are not advised for routine usage, both because their predictive values have not yet been adequately documented and because they necessitate specialized equipment and expertise.
10. Differential diagnosis
Regression in motor and cognitive functions, as well as urine incontinence, are common with aging. The addition of other neurodegenerative diseases, such as those that increase with age, and some surgery (cervical/lumbar spinal stenosis) and internal diseases (hypothyroidism, vitamin B12 deficiency) make the differential diagnosis difficult. It may not be easy to distinguish Alzheimer’s disease (AD) and Parkinson’s disease, which exhibit similar clinical symptoms such as gait disturbance and dementia, from NPH. Also, having vascular or Alzheimer’s dementia simultaneously in three-quarters (75%) of their patients with NPH makes the situation even more complicated. On the other hand, because each of the cardinal symptoms of NPH has a variety of etiologies, it might mimic a variety of neurodegenerative diseases. Patients with isolated NPH are extremely uncommon in clinical practice due to the numerous comorbidities that often accompany the symptoms of NPH. The clinical triad peculiar to this disease is actually non-classical, as similar symptoms can be found in a variety of disorders. Therefore, a comprehensive differential diagnosis table ranging from psychiatric disorders to neurological diseases should be considered when distinguishing NPH from other diseases in elderly patients. The differential diagnosis of gait disorders includes peripheral neuropathy, inner ear disorders, spinal cord diseases, alcohol use, and deficiencies of vitamins such as B6 and B12. Clinical and neuroimaging data are very important in the differential diagnosis. Early and accurate determination of the differential diagnosis will save both the clinician and the patient from a series of invasive and noninvasive tests.
Findings that make a diagnosis of NPH less likely include the following:
ICP: Above 25 cm H2O.
AGE: Patients younger than 40 years old.
SYMPTOM: Asymmetrical or transient symptoms.
CORTICAL DYSFUNCTION: Having deficits such as aphasia, paresis.
DEMENTIA: The absence of gait disturbance accompanying the dementia clinic.
CLINICAL PROCESS: No progression of symptoms.
Some of the diseases frequently encountered in the differential diagnosis are Alzheimer’s disease (AD) and Parkinson’s disease. Similar to Parkinson’s disease, episodes of hesitation and freezing may occur in the gait of NPH patients. However, resting tremors and the typically unilateral symptoms of Parkinson’s disease are uncommon in NPH. NPH patients’ failure to respond to anti-parkinsonian medicines may also help with diagnosis.
The subject AD, another common disease in differential diagnosis, is quite complex and difficult. AD is thought to account for 50–60% of all dementias in the elderly [83, 84, 85]. It is not always possible to distinguish between patients with NPH and those with AD based solely on their medical history and physical examination. Thanks to data gained from MRI and neuropsychological tests, distinguishing AD from NPH is now easier than in past years. The mental disorder in NPH is a subcortical type. While the severity of cognitive impairment is mild or moderate in patients with NPH, mental disorders in AD patients are both the first symptom and advanced. Again, dementia signs occur with more severe symptoms in AD than in NPH. This condition was confirmed by the presence of hippocampal atrophy on CT or MRI [86, 87, 88, 89]. Again, motor symptoms such as gait disturbance are rare in AD. In AD, long-term, short-term, and sensory memories are all impaired, while in NPH memory is partially preserved. In NPH, brain dysfunction mainly arises in the frontal cortex, whereas in AD, the major dysfunction originates from the medial temporal lobe, thus, medial temporal lobe atrophy on MRI suggests AD [90]. On the other hand, when considering the response to shunt surgery, it is critical to distinguish these two diseases, which overlap in terms of clinical symptoms. From this standpoint, many studies have investigated biomarkers in CSF to both improve diagnosis and predict shunt efficacy. The specific combination of low Aβ-42 and increased P-tau detected in the CSF has actually been accepted as the biological signature of AD [91]. In contrast, Graff-Radford [92] reported that CSF markers are not useful in distinguishing between the NPH patients from the patients with comorbid AD. Complete blood count, biochemical profile, neuropsychological tests, MRI of the cervical, thoracic or lumbar spine in addition to cranial MRI, electromyography/nerve conduction velocity study and urology consultation can be performed to comprehensively evaluate the differential diagnosis.
11. Treatment
Although NPH is a clinically well-known disease, the indications for shunt surgery and the estimation of surgical outcomes are not clear. Although many devoted articles have been published to identify the most suitable candidates for surgical treatment, there is still no consensus on who is the best candidate for surgery and how to select these patients. Reliable indications of good surgical response are still lacking, particularly with regard to the shunt procedure. In the presence of short history, a known cause of hydrocephalus, predominance of gait disturbances, and CT or MRI findings for hydrodynamic hydrocephalus, it is not difficult to decide on surgery and recommend a shunt to the patient. Today, identifying patients with NPH and applying effective treatment methods still pose challenges for neurosurgeons. However, despite all these difficulties, if diagnosed and treated early, the unusual appearance of these symptoms affecting elderly individuals can be prevented and significant improvements in their life quality can be achieved.
Advanced diagnostic and therapeutic methods and clinical successes have shown that surgical treatment for NPH is superior to conservative treatment. Even if one or two main symptoms are present, NPH should be diagnosed and treated, as waiting for the clinical triad to occur for diagnosis can drastically diminish the response to shunt surgery. This is because the longer NPH patients go without treatment, the worse their prognosis becomes and the shorter their life expectancy becomes.
Using a catheter to alter the flow path of CSF is now the recognized therapeutic procedure all around the world. Shunt surgery is indicated for patients who respond to CSF drainage or who have CSF hydrodynamic variables consistent with NPH [75, 93, 94, 95].
However, it is crucial to identify other diseases that mimic NPH before deciding on surgical treatment as it will directly affect the quality of life of patients. There is no evidence that the time spent identifying and treating these disorders in the differential diagnosis lowers the chances of response to shunt surgery. The most essential component that promotes surgical success is a more thorough evaluation performed without haste. Moreover, it should be noted that not all patients with NPH are candidates for shunt surgery. For each patient, the benefit–risk ratio should be assessed separately. Before the surgical operation, possible complications of shunt surgery (infection, embolization, shunt failure, subdural hematoma, and effusion) should be considered and patients should be informed about the surgical risks as well as the potential benefit. Patients should be informed about the problems they will encounter in their daily lives (such as gait disturbance, dementia, incontinence) and potential complications of shunt surgery if they are not operated on. Providing information on the following issues prior to surgical consent will improve the patient’s and their relatives’ compliance with post-surgery treatment.
After surgical treatment, iNPH has a potential cure rate of 30-50% and sNPH of 50-70%.
The least reversible symptom with surgical treatment is dementia.
The complication rate of surgical treatment varies between 20% and 40%, but serious complications do not exceed 5-8%.
The passage of CSF from one compartment to another by bypassing the natural flow pathways with the aid of a catheter remains the main treatment method for NPH. This shunt procedure is based on the notion that it will minimize the elevated transmantle pressure caused by ventriculomegaly, therefore relieving the symptoms associated with NPH [14]. Today, ventriculoperitoneal (VP) shunts are the most commonly used ones for this purpose. Shunt valves and configuration are dependent on surgeon experience and patient preference. There is no objective evidence that one type of shunt is superior to another. Low-pressure shunts were frequently employed in the past, and the clinical response was better. However, because complications including excessive drainage and subdural hematoma are more common with these shunts, they have been phased out except in rare circumstances. Today, medium pressure shunts or adjustable shunts are more preferred. Adjustable shunts have the advantage of allowing the pressure setting to be gradually lowered or raised until the patient’s symptoms improve. In this way, complications that may arise as a result of under or excess drainage can be avoided by changing the pressure without surgery. Another advantage is that it can be administered safely in patients who are on anticoagulation therapy for cardiac or neurological disorders [96].
In Japan, patients with iNPH are mainly treated with lumbar peritoneal shunts. In recent years, this surgical procedure has been widely used all over the world. In terms of effectiveness, one type of shunt has no superiority over the other. However, although the complication rate associated with the device itself is higher in lumbar peritoneal shunts than in ventriculoperitoneal shunts, the fact that lumbar peritoneal shunts are minimally invasive, do not have the fatal complications seen in ventriculoperitoneal shunts, and are more economical has allowed them to be a step forward in treatment [97]. Endoscopic third ventriculostomy has not been proven to be effective in the treatment of iNPH. In patients who are debilitated and shunt surgery is contraindicated, serial lumbar punctures are not recommended as an alternate treatment, except for a limited period of time.
Although it is difficult to draw definitive conclusions, three decades of publications on NPH and surgical experience have summarized the factors that can help predict post-shunt outcomes as follows [98].
Factors predicting a good surgical outcome.
Clinical gait disturbances appearing before cognitive deficits.
Short duration of mental deterioration history.
Mild or moderate level of mental disorder.
Presence of hydrocephalus with known etiology such as subarachnoid hemorrhage, meningitis.
Detection of significant improvement in clinical findings after CSF drainage.
Occurrence of 50% or more B waves in continuous intracranial pressure monitoring.
Absence of significant white matter lesions on MRI.
Factors predicting poor surgical outcomes.
Dementia being the first symptom among clinical findings.
Detection of clinical signs of severe dementia.
Detection of significant cerebral atrophy or diffuse white matter involvement on MRI.
Although some studies have indicated a high success (recovery) rate of roughly 80-90% in the improvement of clinical symptoms following surgery [99, 100], the overall rate has been reported to be 65-70% for sNPH cases and 30-50% for iNPH cases [50, 82, 101]. This discrepancy in surgical outcomes could be attributed to the presence of other NPH-related neurodegenerative and/or cerebrovascular disorders. Therefore, meticulousness in differential diagnosis and early treatment of comorbidities can eliminate this inconsistency.
However, the reasons why patients treated with shunts do not respond to shunt surgery are not fully understood. Before concluding that the surgical treatment was unsuccessful, it should be suspected that the failure was due to candidate selection or that the shunt was ineffective in cases where the desired clinical improvement was not achieved after surgery, particularly in patients whose ventricular size did not decrease after shunt or in those who only experienced temporary improvement after surgery [102].
Acknowledgments
I would especially like to thank my colleague İsmail KAYA for his help in English editing of the chapter.
\n',keywords:"normal pressure hydrocephalus, elderly individuals, neurodegenerative diseases, cognitive deficits, early surgical treatment",chapterPDFUrl:"https://cdn.intechopen.com/pdfs/77725.pdf",chapterXML:"https://mts.intechopen.com/source/xml/77725.xml",downloadPdfUrl:"/chapter/pdf-download/77725",previewPdfUrl:"/chapter/pdf-preview/77725",totalDownloads:156,totalViews:0,totalCrossrefCites:0,dateSubmitted:"June 17th 2021",dateReviewed:"July 3rd 2021",datePrePublished:"July 29th 2021",datePublished:"January 19th 2022",dateFinished:"July 29th 2021",readingETA:"0",abstract:"Inadequate absorption of cerebrospinal fluid (CSF) at the arachnoid granulation level during circulation results in an increase in CSF in the ventricle and certain neuropsychiatric clinical findings. This syndrome, which often presents with ventricular dilatation, progressive cognitive decline, walking difficulties, and urinary incontinence symptoms in elderly individuals, is called Normal Pressure Hydrocephalus (NPH). It is projected that as people’s quality of life improves and their life expectancy rises, more old people would develop this condition. Although a clear clinical triad has been defined, the identification of patients with NPH and the application of effective treatment modalities still pose a number of challenges for neurosurgeons today. However, despite all these difficulties, if diagnosed and treated early, the unusual appearance of these symptoms affecting elderly individuals can be prevented and significant improvements in quality of life can be achieved.",reviewType:"peer-reviewed",bibtexUrl:"/chapter/bibtex/77725",risUrl:"/chapter/ris/77725",signatures:"Hüseyin Yakar",book:{id:"11018",type:"book",title:"Cerebrospinal Fluid",subtitle:null,fullTitle:"Cerebrospinal Fluid",slug:"cerebrospinal-fluid",publishedDate:"January 19th 2022",bookSignature:"Pınar Kuru Bektaşoğlu and Bora Gürer",coverURL:"https://cdn.intechopen.com/books/images_new/11018.jpg",licenceType:"CC BY 3.0",editedByType:"Edited by",isbn:"978-1-83969-696-1",printIsbn:"978-1-83969-695-4",pdfIsbn:"978-1-83969-697-8",isAvailableForWebshopOrdering:!0,editors:[{id:"95341",title:"Prof.",name:"Bora",middleName:null,surname:"Gürer",slug:"bora-gurer",fullName:"Bora Gürer"}],productType:{id:"1",title:"Edited Volume",chapterContentType:"chapter",authoredCaption:"Edited by"}},authors:[{id:"354970",title:"Assistant Prof.",name:"Hüseyin",middleName:null,surname:"Yakar",fullName:"Hüseyin Yakar",slug:"huseyin-yakar",email:"hsyakar@gmail.com",position:null,profilePictureURL:"//cdnintech.com/web/frontend/www/assets/author.svg",institution:null}],sections:[{id:"sec_1",title:"1. Introduction",level:"1"},{id:"sec_2",title:"2. Classification",level:"1"},{id:"sec_3",title:"3. Incidence-prevalence",level:"1"},{id:"sec_4",title:"4. Pathophysiology",level:"1"},{id:"sec_5",title:"5. Clinic",level:"1"},{id:"sec_6",title:"6. Gait disorder",level:"1"},{id:"sec_7",title:"7. Cognitive disorder",level:"1"},{id:"sec_8",title:"8. Urinary incontinence",level:"1"},{id:"sec_9",title:"9. Diagnosis",level:"1"},{id:"sec_10",title:"10. Differential diagnosis",level:"1"},{id:"sec_11",title:"11. Treatment",level:"1"},{id:"sec_12",title:"Acknowledgments",level:"1"}],chapterReferences:[{id:"B1",body:'Hakim S, Adams RD. The special clinical problem of symptomatic hydrocephalus with normal cerebrospinal fluid pressure. Observations on cerebrospinal fluid hydrodynamics. J Neurol Sci. 1965; 2: 307-327'},{id:"B2",body:'Hakim S, Venegas JG, Burton JD. The physics of the cranial cavity, hydrocephalus and normal pressure hydrocephalus: mechanical interpretation and mathematical model. Surg Neurol. 1976; 5: 187-210'},{id:"B3",body:'Adams RD. Fisher CM, Hakim S. et al. Symptomatic occult hydrocephalus with “normal” cerebrospinal-fluid pressure. A treatable syndrome. N Engl J Med. 1965; 273: 117-126'},{id:"B4",body:'Ishikawa M, Hashimoto M, Kuwana N, Mori E, Miyake H, Wachi A, Takeuchi T, Kazui H, Koyama H. Guidelines for management of idiopathic normal pressure hydrocephalus. Neurologia Medico-Chirurgica. 2008;48 (Suppl):1-23'},{id:"B5",body:'Torkelson RD, Leibrock LG, Gustavson JL, Sundell RR. Neurological and neuropsychological effects of cerebrospinal fluid shunting in children with assumed arrested “normal pressure” pressure hydrocephalus. J Neurol Neurosurg Psychiatry. 1985;48: 799-806'},{id:"B6",body:'Bret P, Chazal J. Chronic (“normal pressure”) hydrocephalus in childhood and adolescence. A review of 16 cases and reappraisal of the syndrome. Childs Nerv Syst. 1995; 11:687-691'},{id:"B7",body:'Brean A, Eide PK. Prevalence of probable idiopathic normal pres