Adverse childhood experience (ACE) score definition and prevalence statistics .
Above 10% of children in the U.S. are subjected to some form of maltreatment (Table 1) . Childhood adversity can take the form of abuse, neglect, or loss, with examples including but not limited to: sexual abuse, physical abuse, emotional/psychological abuse, neglect, parental death, and bullying. Childhood adversity has been shown to have lifelong impact on the victim‘s physical and mental well-being (Table 2).
In many scientific studies invovling animal or human subjects, childhood trauma has been associated with low resting cortisol levels, altered stress response, increased inflammatory markers, and cognitive impairment . In particular, childhood maltreatment has been linked to a variety of changes in stress-responsive neurobiological systems including brain structure and function . Studies have shown that childhood maltreatment represents a strong risk factor for the development of depression and anxiety disorders in later life [3,4,5]. A presumed mechanism for such association is the persistent sensitization of central nervous system (CNS) circuits, in particular the amygdala, as a consequence of early life stress, which leads to the higher vulnerability to these psychiatric disorders .
(Did a parent or other adult in the household ...)
|1. Often or very often swear at you, insult you, or put you down?|
|2. Sometimes, often, or very often act in a way that made you fear that you might be physically hurt?|
|(Did a parent or other adult in the household ...)|
|1. Often or very often push, grab, slap or throw something at you?|
|2. Often or very often hit you so hard that you had marks or were injured?|
2. Childhood adversity and psychiatric vulnerability: Epidemiology studies
It has been shown for a long time that early life adversity significantly increases psychiatric vulnerability in adulthood ; such an effect has been replicated in many large sample studies [8,9]. High risk psychiatric conditions include depression , anxiety , substance abuse , as well as psychosis related disorders such as schizophrenia [13,14]. A very large sample ( N = 9377) 45-year prospective epidemiologic study has confirmed that such an impact is persistent throughout a person’s lifecourse . It has been identified that amygdala hyperactivity and morphological abnoramlity, together with structural and functional abnormality of other brain regions such as the anterior cingulate and prefrontal cortex, could have significant contribution to such heightened risk .
|Mental Health Disturbances|
|ACE||N||Panic reactions||Depressed affect||Anxiety||Hallucination|
What further complicates the picture is the pattern of family risk for psychiatric disorders , which goes into a vicious circle, i.e., parents with psychiatric disorders tend to maltreat their children, which increases the psychiatric risk of their children, and such a vicious circle goes on for generations and generations. There are certainly genetic factors in addition to the family enviromental factor in this vicious cycle. Research in recent years are paying more attention on the epi-genetic mechanisms modified by identifiable patterns of childhood maltreatment . Epigenetic mechanisms are mechanisms that regulate gene expression without altering the DNA sequence but rather through changing the biochemical environment of nucleotides. DNA methylation, histone modification, and chromatin remodeling are common epi-genetic mechnisms. However, it should be noted that although epigenetic mechanisms do not involve changing the DNA sequence, they are still inheritable. It is said that every sperm and every egg has a different epigenetic environment, and such differences are maintained during cell divisions for the remainder of the cell's life and may also last for multiple generations. Studies have shown that prenatal maternal stress, postnatal maternal care, and infant neglect/abuse can lead to epigenetic variation, which may have long-term effects on stress responsivity, neuronal plasticity, and behavior . The remainder of this chapter will not elucidate the exact epigenetic mechanisms invovled in the lifelong impact of childhood adversity, since that is an area of research that is still being explored in heavy mist. Instead, we are going to focus our discussion on the neurobiological phenotypes, in particular, the impact of childhood adversity on the structure and functionality of the amygdala, which in turn serves as a significnat risk factor for developing psychiatric disorders in adulthood.
3. Amygdala abnormality due to early life adversity
The amygdala is critically involved in activation of the hypothalamic-pituitary-adrenal (HPA) axis in the face of emotional challenges and threat . The HPA axis is a complex set of interactions in the neuroendocrine system, which controls stress related reactions as well as many other physiological regulations. The amygdala contains a large amount of neurons that produce corticotropin releasing hormone (CRH), as well as endogenous CRH receptors. Stress can increase CRH levels and upregulate CRH receptors in the amygdala so as to initiate fear responses (with behavioral characteristics including
Although stress-induced amygdala abnormality can happen any time in life, developmental studies have found that the amygdala is particularly sensitive to stress in early life such as during infancy and early childhood. Experiencing childhood adversity produces long lasting structural and functional changes in the amygdala during the dynamic processes of endogenous CRH production and regulation. As a behavioral result, the victim’s threshold of emotional reaction is lowered, resulting in heightened excitability of the neural system for emotional response, which puts the individual at risk of general anxiety and anxiety-related psychiatric disorders . Such an effect has been observed in many experiments as summarized in Table 3. The rest of this section will discuss these experimental evidences from behavioral neuroscience research with animal models as well as neuroimaging research with humans. At the end of this section, the complex interaction between the amygdala and other brain regions in the context of stress-related neural responses will also be discussed.
|Tottenham ||62||Human children||Adverse caregiving||Larger amygdala volume in previously institutionalized group.|
|Mehta et al. (2009) ||25||Human children||Adverse caregiving||Larger amygdala volume in previously institutionalized group.|
|Bremner et al. (1997) ||34||Human adult||Chronic child abuse||Smaller hippocampus and unchanged amygdala volume in PTSD patients|
|Cohen et al. (2006) ||250||Human adult||Various early-life stressors||Differences in hippocampal volume were marginally significant and amygdala were nonsignificant between groups|
|Driessen et al. (2000) ||42||Human adults||Childhood trauma/ BPD||Patients had 16% smaller hippocampal and 8% smaller amygdala volume|
|Schmahl et al. (2003) ||33||Human adult||Childhood trauma/ BPD||Patients had smaller amygdala (∼22%) and hippocampal (∼14%) volumes|
|Plotsky et al. (2005) ||20||rat||Maternal separation||Elevated CRH mRNA in amygdala|
|Tsoory et al. (2008) ||104||rat||Various||Increased neural cell adhesion molecule in basolateral amygdala|
|Ono et al. (2008) ||148||mice||Early weaning||Precocious development of amygdala at 5 weeks of age|
|Kikusui et al. (2009)||129||mice||Early weaning||Accelerated amygdala development|
|Salzberg et al. (2007) ||29||rats||Maternal Separation||Amygdala sensitization following maternal separation|
|Becker et al. (2007) ||20||rat||Separation||Higher CRF neuron levels in basolateral with lower levels in central amygdala|
|Vazquez et al. (2006) ||300||rat||Maternal separation||Higher basal CRH gene expression in amygdala than hippocampus.|
|Moriceau et al. (2004) ||108||rat||Predator odor||Exogenously administered cortisol increased amygdala activation|
|Hatalski et al. (1998) ||20||rat||Cold||Increased CRF-mRNA in the central nucleus of the amygdala|
|Sabatini et al. (2007) ||12||rat||Maternal separation||Early separation (more than later), decreased amygdala gene expression|
3.1. Evidence from behavioral neuroscience studies
In labaoratory rodents, similar to the case in humans, rodent pups (e.g., baby rats) that experience early life stress also exhibit altered adult behavioral and behavioral responses to stress. There are many ways to introduce early life stress in animal experiments, the most common ones include frequent handling, early weaning, and maternal separation. Chateracteristics of maternal behavior are also commonly used as variables for evaluating early life stress. These characteristics are usually quantified in terms of the frequencies of licking, grooming, arch-back nursing, etc. of the dams (e.g., mom rats) (Figure 2).
By manipulating the caregiving conditions of infant rodents with the above methods, behavioral neuroscience experiments found that early life maltreatment could accelerate amygdala development [38,45,46] in terms of accelerated growth of dendrites, early myelination , increases in the amount of CRH-containing neurons  (Table 3), and functional sensitization . In the central nucleus of the amygdala, decreased levels of benzodiazepine receptor binding, which plays an important role in inhibition of neuron activity, were observed among rats that received worse maternal care during infancy (Figure 4), and these rats also demonstrated higher anxiety levels behaviorally. The earlier such effects occur, the more devastating they are behaviorally , which could include socio-emotional deficits . Experiments have elucidated that the most vulnerable time is the early postnatal period . Compared to exposure to stress in adulthood, it might take 200 times less CRH in the early postnatal period to produce similar behavioral effects .
Functionally, accelerated amygdala maturation by early life adversity  promotes „aversive learning“ (one of the major functions the amygdala is involved in ), which can be essential for survival in harsh conditions if seen from an ecological perspective. More importantly, a few studies have shown that amygdala abnormality as a result of adversity may be irreversible, i.e., amygdala cellular growth in response to stress failed to recover even in reversed environment [51,52]
3.2. Amygdala abnormality in human: Neuroimaging studies
Neuroimaging techniques have made it possible to study amygdala morphometric and functional changes
As a consequence of early life adversity, accelerated amygdala maturation in the form of increased amount of neurons and dendrites can be demonstrated as increased amygdala gross volumes, which is a measure often used in human neuroimaging literature (Table 3). Neuroimaging studies have been conducted on children adopted from orphanages. These studies found increased amygdala volumes [30,48], and children adopted later tend to have larger amygdala (Figure 5). The fact that these children were adopted by families of very high socio-economic status further supported the view that amygdala abnormality as a result of early life adversity may be irreversible.
Some neuroimaging studies might be occluding the picture with results seemingly contradictory with those from animal research. For example, many studies on trauma-exposed adults have demonstrated smaller and hyperactive amygdala [33,34]
Thus it is important to identify the time sensitivity of stress impact on amygdala, which seems to have a dichotomy in early life and late life. It is very difficult to identify specific critical time points in humans, because there are rarely isolated stressors in human life and researchers have limited options to manipulate these stressors compared to what we can do with animals. Nonetheless, identifying the turning time points can be helpful for designing timely intervention programs as demonstrated in section 7. Unlike the case in animal literature [63,64], we might be able to reverse the toxic impact on amygdala through appropriate behavioral intervention programs.
4. Amygdala in the neural network
It is important to keep in mind that amygdala should not be considered in isolation since it is interconnected with other brain regions in a complicated neural network. The amygdala has a large number of connections with a wide range of other brain regions (Figure 7). It sends excitatory signals to the HPA axis through periventricular neurons as well as to other limbic structures (such as the anterior cingulate) and the brain stem. It also receives inhibitory signals from the ventral striatum and frontal cortex (Figure 7).
Due to the complicated network formed by the interactions between the above-mentioned structures, aversive influence from early life stress rarely affects the amygdala alone. Many other structures are also impacted, with the most common ones including the hippocampus, the anterior cingulate cortex, the frontal cortex (especially the ventral medial prefrontal cortex, the orbital frontal cortex as well as inferior frontal gyrus), as well as the right anterior insula. For example, numerous studies have demonstrated reduced volumes of the hippocampus [2,30,33,34,38,48,62,65,66] and anterior cingulate cortex [65,67] as a result of early life stress. Generally speaking, as a consequence of early life adversity, brain regions typically involved in emotional response including the amygdala, anterior cingulate cortex, ventral medial prefrontal cortex, inferior frontal cortex, orbital frontal cortex, as well as the right anterior insula (Figure 8), tend to be
5. Amygdala abnormality and psychiatric disorders
Amygdala abnormality has been reported in many psychiatric disorders both in pediatric and adult patient population. Most of these disorders are associated with anxiety, such as general anxiety disorder (GAD), panic disorder, posttraumatic stress disorder (PTSD), bipolar disorder and depression. In particular, amygdala abnormality seems to be specifically responsible for the anxiety symptoms, although in the context of comorbid psychiatric disorders, such specificity could be confounded by other comorbid symptoms.
5.1. Amygdala abnormality in pediatric psychiatric disorders
Children with anxiety disorders showed an exaggerated amygdala response to fearful faces compared to healthy children, whereas depressed children showed a blunted amygdala response to these faces . In addition, the magnitude of the amygdala's signal change between fearful and neutral faces was positively correlated with the severity of everyday anxiety symptoms . Figure 9 demonstrates a recent study about the association between childhood maltreatment and amygdala responsiveness to negative facial expressions , in which the amount of childhood trauma was positively correlated with the degree of amygdala activity. Such an effect is frequently reported in literature.
Amygdala morphmetric changes in pediatric psychiatry literature is more complicated than its functional changes. Children with general anxiety disorder are reported to have enlarged right amygdala volumes  (Figure 10). But when anxiety symptoms comorbid with other symptoms, the story gets more complicated. For example, depressed children are reported to have significant reductions of amygdala volumes compared with healthy subjects . Another study found that pediatric depression patients had significantly larger amygdala/hippocampal volume ratios than controls ; these increased ratios being associated with increased severity of anxiety but not increased severity of depression or duration of illness , suggest that amygdala abnorality was specific to the anxiety symptoms. Patients with a history of childhood trauma and current BPD also have smaller amygdala volumes (Table 3) [33,34]. Such complexity might arise from the timing issue of stress impact on amygdala as discussed in section 3.2, but it may also arise from complicated geneitc and epigenetic variations underlying these comorbid psychiatric disorders.
5.2. Amygdala abnormality in adult psychiatric disorders
Amygdala abnoramlity is also frequently reported from studies on adults with stress related psychiatric disorders , such as depression, anxiety, BPD, PTSD, etc. Amygdala volume is generally reduced in adult patients, an effect observed with PTSD , depression  and BPD [33,34]. It is also reported that schizophrenia patients had a left-greater-than-right amygdala asymmetry . Exaggerated amygdala responsivity to threat-related stimuli is also a prevalent effect associated with various kinds of stress-related disorders, such as depression [68,76,77], PTSD [78,79], anxiety ,etc. A recent study on PTSD using the novel resting state fMRI approach reported that amygdala was hyperactive even in
5.3. Amygdala abnormality as a risk factor for adult psychiatric disorders
In the context of lifelong human develoment, pediatric and adult psychiatric conditions are not isolated from each other. Epidemiology studies have shown that early onset depression and anxiety are highly predicative of adult psychiatric disorders . An important scientific question is to test the following causal link: ealry life adversity amygdala abnormality (and other neural abnormality) increased risk for developing psychiatric disorders. Responding to this question is a very difficult scientific challenge. To begin with, it is very hard to identify a causal relationship with emprical experiments involving human subjects, because it is difficult to conduct longitudinal studies across the human lifespan. A common appraoch is to use the cross-sectional research paradigm instead of the longitudinal approach. In order to differentiate the influence of genetic and environmental factors on psychiatric conditions, a common approach is to use twin-studies, in which researchers study monozygotic and/or dizygotic twins, particularly those reared seperatly since brith [81,82,83,84]. PTSD is a particularly good disease model to address this question, because it has a clear onset and an obviously identifiable external stressor (which may still have complicated interation with other factors in real life). A recent twin study on PTSD identified vulnerability indicators such as smaller hippocampal volumes, low intellectual ability etc, and indicated that higher resting anterior cingulate metabolism could be the consequence rather than a pre-existing risk factor of PTSD , although another recent twin study suggest that hyper-responsitivity at dorsal anterior cingulate cortex could be a familial risk factor . However, given the short history of prevelant application of neuroimaging approaches in studies of psychiatric disorders, there has not yet been a neuroimaging study directly establishing the above hypothesized causal link between early life adversity, amygdala abnoramlity and heighted vulnerability to psychiatric disorders in adulthood.
6. The neglected impact of stress from natural environment
Previous studies on childhood adversity have been focused on social stress particularly related to parental relations. However, other factors, such as malnutrition, poverty, crowded housing, urban noise, even industrial pollution and harsh natural environment, can also constitute stress factors during childhood and have equal, if not more, toxic impact on neural substrates including the amygdala, which may in turn have a lifelong influence on mental and physical health. These factors can also induce parental abuse by imposing stress thus elevating the irritability and irrationality of parents. Nonetheless, these factors have been neglected in the literature. In our laboratory, we conducted a series of multi-modal MRI studies on the long term impact of chronic hypoxia on young adults who were born and raised at high altitudes (2500-4000 meters above sea level) regions [87,88,89,90,91,92,93]. Our data did not show any effect of hypoxia on the amygdala; however, other regions typically involved in emotion processing such as the insula and hippocampus, were shown to have reduced gray matter volumes and elevated spontaneous activity among the subjects raised at high altitudes compared to control subjects . There is one study that reported smaller amygdala and hippocampal volumes among adult individuals (aged 44-48 years) that suffered from financial hardship during childhood compared to those who did not . These studies suggest a possible impact of factors that constitute childhood adversity on the structure and function of amygdale-related neural circuitry that are not directly linked to parental relationships.
7. What can we do? Neural plasticity and interventions
We hope there are ways to alleviate, if not to reverse, the toxic impact of early life adversity on the amygdala, and eventually, on behavioral patterns. More and more recent studies suggest that neural plasticity can be induced by social, cognitve and behavioral intervention . For example, a study showed that Cognitive Behavioral Therapy (CBT, a common behavioral intervention approach particularly effective for depression) administered to depressive patients, was able to reduce amygdala activity and enhance prefrontal activity  (Figure 12). Another study suggested that Mindfulness Based Stress Reduction (MBSR) training (commonly known as “meditation”) induced changes in perceived stress level as well as in amygdala gray matter density, while larger decreases in perceived stress were associated with larger decreases in amygdala gray matter density  (Figure 13).
Other studies indicated that physical exercise was able to modulate aging related neural atrophy . A significant effect was observed at the medial temporal lobe (Figure 14), but there was also a remarkable trend in the amygdala, the volume of which had a significant negative correlation with age in the low-exercise group (r=-0.62, p<0.001) but no significant correlation in the high exercise group (r=-0.21). It is possible that exercise might also help alleviate stress-induced amygdala atrophy, which is a good topic for future study.
In summary, childhood adversity can cause structural and functional changes of the amygdala, which increase the risk of developing psychiatric disorders in adulthood. Nonetheless, some behavioral intervention strategies (Figure 15) might help to promote neural plasticity, thus alleviating the neural toxicity and, thereby, reducing the risk to develop these disorders lately.
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