Abstract
Thermophoretic deposition is an important technique for particle removal. The thermophoretic force of the particles under an appropriate temperature gradient can achieve a good particle removal effect. At present, there have been many studies on the deposition mechanism of ultrafine particles under the action of thermophoresis. In this chapter, the development history and current research status of the research on the thermophoretic deposition effect of ultrafine particles are summarized, and the future direction of thermophoretic deposition is proposed.
Keywords
- ultrafine particle
- deposition
- thermophoresis
- mathematical model
- environmental gas pollution
1. Introduction
Fine particles play an important role in environmental gas pollution, which are smaller than coarse particles. These particles are main driver of urban haze formation, and also the main component of tobacco aerosol and kitchen fumes. They have an aerodynamic diameter of 2.5
The thermophoretic effect plays a very important role in the deposition of fine particles, so it is necessary to study the thermophoretic deposition of fine particles. In 2012, Ström and Sasic [4] studied the improvement of particle deposition efficiency in diesel or gasoline aftertreatment systems by thermophoresis. Their results show that for a standard monolithic channel with a gas-to-wall temperature difference of 200 K, deposition efficiencies of around 15% may be possible for all particle sizes. Some scholars have also applied it to the utilization of water resources. Dhanraj and Harishb et al. [5] designed a device to extract water from the air by thermophoresis and condensation. In the microgravity environment, thermophoresis plays a more critical role, and thermophoresis may be an important way of fine particle transfer. In the microgravity environment in space, it is of great significance to consider the influence of the thermophoresis mechanism in the aerospace field.
Although thermophoresis was discovered as early as the eighteenth century, its fundamental physical process was not proposed by Maxwell until 1879. In an area with a certain temperature difference, the gas molecules in the hot and cold areas continue to hit the particles. Since the gas molecules in the hot area have a large momentum, after hitting the particles, the macroscopically shows that the particles are subjected to force from the hot area to the particle. The phenomenon of movement of the cold zone, this force is the thermophoretic force [6]. Based on the formula of thermophoretic force, scientists derived formulas of thermophoretic deposition rate. In this chapter, the studies on both thermophoretic force and deposition rate due to thermophoresis are reviewed (Figure 1).
2. Thermophoretic deposition
In the temperature field with a certain temperature difference, the gas molecules and particles in the hot zone move to the hot zone again due to the reaction force after colliding with the particles. This phenomenon is called thermal glide. Maxwell (1879) and Reynolds (1880) analyzed the relationship between the flow field and the temperature field theoretically and experimentally [7] and determined the phenomenon of thermal slip. Maxwell proposed that the slip velocity of the gas is [8]:
where is the gas kinematic viscosity,
2.1 Models of thermophoretic force
According to Maxwell’s description and slip boundary conditions, Epstein selected spherical particles in the gas as the object, and the he solved the Navier-Stokes equation with the boundary conditions of the temperature gradient field considering the heat transfer heat balance.Finally,he first obtained the formula of thermophoretic force on the particles in the continuum region [9]:
here is fluid viscosity, is particle diameter, is fluid thermal conductivity coefficient, is particle thermal conductivity coefficient, is the average temperature of fluid near particle. Epstein’s conclusion is in good agreement with the experimental results when and the thermal conductivity coefficient of the particles is low, but the theoretical value of this result is far from the experimental results when the thermal conductivity coefficient of the particles is high (L. [10]). Derjaguin and Storozhilova et al. [11]. pointed out that if high thermal conductivity particles such as sodium chloride are used, the actual thermophoretic force is two orders of magnitude higher than the theoretical [11].
In 1958, Waldmann [12] deduced the expression of the thermophoretic force of particles in the free molecular region in a single atomic gas based on the principle of molecular dynamics and the rigid body collision model between gas molecules and particles:
is Boltzmann constant, is gas molecular mass, is particle radius.
In 1962, based on Epstein’s theory, Brock deduced the expressions of particle thermophoretic velocity and thermophoretic force applicable to the continuum region to the free-molecular region by applying the first-order slip-flow boundary conditions [13, 14]:
where is the mean free path of gas molecules,
Derjaguin [15] pointed out that Brock’s assumption that the gas molecules always have the same velocity distribution before hitting the particle interface is inaccurate whose velocity distributions in the Knudsen layer vary with distance from the wall in the presence of a tangential temperature gradient. Through experiments, it is pointed out that its velocity formula (Eq. 4) does not conform to the experimental results at medium and large particle sizes (0.3–0.6
In 1980, Talbot [10] used laser-Doppler velocimeter (LDV) to measure the thickness of the particle void region produced by the particle velocity distribution in the laminar boundary layer at the heated wall under the action of thermophoretic force. According to the experimental results and the BGK model in the particles, it is found that the reason for the large error of the Brock thermophoretic force formula (Eq. 4) is the problem of the thermal slip coefficient
Cha, McCoy [16] and Wood [17] deduced a thermophoretic calculation model with good applicability in a wide range of Knudsen numbers. Although the theoretical calculation results and the experimental data reported by other scholars at that time have small numerical errors, they are in good agreement with the overall trend. After correcting the correlation coefficient, the calculated result is in good agreement with the result of Talbot’s formula when
where is the equivalent diameter of the channel,
In 2003, Li and Wang [18, 19] deduced the theoretical calculation formula of the thermophoretic force on nanoparticles in the free molecular region based on the non-rigid collision model:
In the formula, is the mass of particles, is thermal conductivity of gases,
In terms of thermophoresis measurement technology, it is mainly divided into particle group measurement and single particle measurement. In the measurement using the particle group, the gas stream with particles enters a vacuum chamber with a temperature gradient in the vertical direction. Calculations are often inaccurate. Particle size can be determined when individual particles are measured, so it tends to be more precise. Li and Davis [21] used electrodynamic balance (EDB) to measure individual particles and compared with previous theories and obtained better data result (Figure 3).
2.2 Models of thermophoretic deposition efficiency
In the calculation of the deposition efficiency of thermophoresis, many scholars have established their expressions. Since the theoretical calculation models of various scholars under laminar flow conditions can be well in line with the experimental or simulated values, the calculation model of thermophoretic deposition efficiency under turbulent flow conditions is mainly introduced here.
In 1969 Byers and Calver [22] measured the influence of flow parameters and particle collector size on deposition efficiency and established the thermophoretic deposition efficiency expression:
where is the specific heat capacity of the gas at constant pressure,
In 1974, Nishio experimentally determined the deposition of aerosols on the temperature gradient along the length of the heat exchanger tube wall,
Batchelor and Shen [23] used the similarity method to analyze the deposition rate as the pipe length by thermophoretic effects in flow over plates, cylinders, and rotating bodies,
Where is Prandtl number of air.
In 1998, Romay et al. [24] conducted experiments in turbulent pipelines, respectively measured the influence of inlet flow velocity, flow rate, particle size, and inlet fluid temperature on the deposition efficiency of the pipeline, and compared them with the existing theoretical model Eqs. (10) and (11) of deposition efficiency at that time. For comparison, an expression for the deposition efficiency of thermophoresis in a turbulent tube is derived:
The above one-dimensional expressions are all derived under specific assumptions, and cannot be well applied to general engineering specifications. In 2005, Housiadas and Drossinos [25] developed a two-dimensional model including radial section effects after establishing the one-dimensional long-tube deposition efficiency expression suitable for laminar and turbulent flow and carried out extensive verification. Its one-dimensional expression is:
There are many studies on the calculation of key parameters under the thermophoretic effect. Because the preconditions selected by each scholar are different, the establishment of the final expression is also different. Early studies on thermophoretic deposition effects mostly focused on the mechanism. In recent years, with the maturity of numerical simulation and particle detection technologies, more scholars have begun to consider the performance of thermophoretic deposition in different scenarios. The development direction is gradually diversified.
3. Current status of particle thermophoretic deposition
At present, there are three main ways to study the thermophoretic effect: theoretical research, numerical simulation, and experimental research. Researchers deduce new empirical expressions based on existing theories through numerical simulations or experiments under selected specific experimental conditions. The force characteristics and motion trajectory of the particles are analyzed, and the particle motion model of the thermophoresis effect under different conditions is established. The main work is divided into three categories. One is the influence of particle shape on thermophoretic effect, the other is the study of thermophoretic deposition effect of particles in pipes or small spaces, and the changes in particle concentration distribution or deposition law caused by thermophoretic effect in indoor and outdoor temperature fields. The following is an overview of the results of the main research groups currently working on both types of work.
3.1 Research on thermophoretic deposition in pipes and tiny spaces
Thermophoretic effects in pipes or tiny spaces are a hot topic in current thermophoretic research. The researchers selected specific flow field conditions and pipeline structures and established corresponding particle motion models based on existing theories through experiments and numerical simulations. The research team of Lin and Tsai of National Chiao Tung University used the critical trajectory method to study the effect of developing flow in a circular tube on the deposition efficiency of thermophoretic particles [26]. Through theoretical and numerical analysis, a dimensionless equation for calculating thermophoretic deposition efficiency under laminar flow conditions is established. The research results show that the inlet section where the velocity and temperature are both developing is more conducive to the formation of thermophoretic sedimentation of particles due to the existence of a relatively large temperature gradient, resulting in higher thermophoretic deposition efficiency. They determined the effect of particle diffusion and particle electrostatic charge induced deposition on thermophoretic deposition efficiency in laminar and turbulent tubes [27] (Figure 5). It is found that the deposition efficiency caused by the electrostatic charge of particles is comparable to the thermophoretic deposition efficiency when the thermophoretic efficiency is usually lower than 10% in their experiments (Figure 6), so this effect should be excluded when calculating the thermophoretic deposition efficiency to obtain accurate experimental data. Even for particles in Boltzmann charge balance, the deposition efficiency of the particle electrostatic charge has a considerable effect compared to the thermophoretic deposition efficiency. In addition, Tsai et al. also studied the inhibition process of particle thermophoretic deposition through the tube wall when the tube wall temperature exceeds the gas temperature in a circular tube [28]. The particle transport equations of convection, diffusion, and thermophoresis were numerically solved, and the particle concentration distribution and deposition laws were obtained. The results show that for all particle sizes, the particle deposition rate decreases with increasing tube wall temperature and gas flow rate. When the tube wall is heated to a certain temperature slightly above the gas temperature, particle deposition is completely suppressed. And given dimensionless deposition parameters, an empirical expression is established to predict the dimensionless temperature difference required for zero deposition in laminar flow tubes (Figures 5 and 6).
The Lee’s team studied the effect of thermophoresis on the deposition rate of particles above the wafer in a clean room environment [29, 30]. Using the statistical Lagrangian particle tracking (SLPT) model, under the condition of parallel airflow, particle deposition rates above individual wafers were measured. The law of particle deposition velocity as a function of temperature difference (temperature difference between plane and ambient air), particle density, and parallel airflow velocity is summarized. With and without thermophoresis, some numerical simulation results are as follows.The results show that with the increase of particle density, the particle deposition velocity decreases sharply with the increase of particle size, and the increase of airflow velocity also leads to the increase of particle deposition velocity (Figures 7 and 8).
Research on the deposition effect of particles in pipes or tiny spaces is a very popular direction in thermophoretic research both at home and abroad. Many scholars choose different parameters or channel and space conditions to establish corresponding particle motion models under thermophoretic effects. Yu et al. [31] carried out numerical simulation and analysis on the influence of thermophoretic force in MOCVD horizontal reactor on the concentration distribution of reaction precursors during deposition. For the TMGa molecules in the MOCVD reactor, the calculation formulas of the thermophoretic force, thermophoretic velocity, and diffusion velocity were deduced; Ho et al. [32] studied the effect of thermophoresis on particle deposition rate in mixed convection on vertically corrugated plates, using a cubic spline method, combining dimensionless variables, Prandtl transforms, and parabolic transform to obtain the final result.The results show that the smaller the particle size, the greater the influence of electrophoresis and thermal swimming, the greater the influence of temperature gradient and electric field on the deposition rate of particles.
3.2 Research on thermophoretic deposition under indoor and outdoor temperature fields
Compared with the first type of work, there are few international studies on particle thermophoretic deposition in indoor temperature fields, and the experimental conditions chosen by various scholars are quite different.
The team of Xu and Chen [33, 34] proposed a zero-equation model to simulate the three-dimensional distribution of indoor air velocity, temperature, and pollutant concentration. This method assumes that turbulent viscosity is a function of length scale and local average velocity. This new computational model is much faster than the standard model. A two-layer model was then used to predict the flow. The model adopts the single equation model for the near-wall region and the standard model for the outer wall region, which improves the calculation efficiency again. Some scholars have also applied it to the utilization of water resources.
Lai [35] used two chambers to simulate indoor and outdoor conditions and the crack module to simulate wall cracks to study the effect of thermophoresis on particle penetration cracks. By simulating summer and winter conditions in temperate climate regions, it is found that the penetration ratio of particles from indoor to outdoor in winter conditions is significantly higher than that in summer and isothermal conditions when the particle size is less than 100
3.3 Study on the influence of thermophoresis effect on particle deposition between rotating disks
Due to the geometry of the disk, the fluid flow under the action of the rotating disk is widely used in many engineering fields. In the past decade, with the development of mechanical technology, the effect of thermophoretic deposition on the fluid flow on the rotating disk has gradually become a hot topic.
Khan and Mahmood [36] investigated the effect of thermophoretic deposition on MHD flow of Oldroyd-B nanofluids between radiatively stretched disks. They used the homotopy analysis method to solve the transformed ordinary differential equations, and analyzed the convergence of the obtained series solutions. Through the analysis of the obtained results, it was found that the fluid temperature and the nanoparticle concentration decreased with the increase of the thermophoretic velocity parameter value. But it will increase with the increase of thermophoretic diffusion parameters. Hafeez et al. [37] also studied the thermophoretic deposition of particles in Oldroyd-B fluid between rotating disks, using von Karman similarity variables to convert partial differential equations into dimensionless ordinary differential equations, and with the help of Maple Numerical format (BVP-Midrich technique) to obtain numerical solutions. The results show that the axial thermophoretic velocity of the particles between the discs increases with the increase of the relative thermophoretic coefficient; the slope of the particle concentration growth curve decreases with the increase of the thermophoretic coefficient; the inward axial thermophoretic deposition velocity (Local Stanton number) increases with the increase of the thermophoresis coefficient (Figure 9).
Since the transformed ordinary differential equations are coupled and nonlinear, it is difficult to obtain closed-form solutions. Therefore, in recent years, many scholars have adopted the shooting technique and used the Runge-Kutta integral scheme to solve the ordinary differential equations obtained after similarity transformation. M.S. Alam et al. [38] used this method to study the deposition mechanism of micron-sized particles caused by thermophoresis during transient forced convection heat and mass transfer on an impermeable rotating disk with a surface temperature lower than that of the surrounding fluid. Doh and Muthtamilselvan [39] studied the effect of a rotating disk in a uniform electromagnetic field on the deposition of thermophoretic particles during unsteady heat and mass transfer in forced convection in a micropolar fluid. Gowda et al. [40] investigated the deposition of thermophoretic particles in a mixed nanofluidic flow suspended by ferrite nanoparticles. For different fluid or particle objects, most scholars have obtained relatively consistent results on the changing trends of related thermophoretic parameters in the thermophoretic deposition between rotating discs.
3.4 Research on thermophoretic deposition technology in other works
In addition to the above main types of work, thermophoretic deposition technology is also widely used in other aspects. Shi and Zhao [41] considered the deposition velocity of particles on the human body surface under Brownian and turbulent diffusion, gravitational settling and thermophoresis. The results show that for particles below 1 μm, thermophoresis is the main deposition mechanism. Brugière and Gensdarmes et al. [42] designed a radial flow thermophoretic velocity analyzer device. By developing the transfer function of the device they designed, the instrument can directly measure the particle velocity in the temperature field with high resolution. Effective thermophoretic velocity, eliminating the need to build a model to calculate the thermophoretic behavior of particles. De Falco et al. [43] achieved a highly controllable and tunable technique for the production of nanostructured TiO₂ coating films on aluminum substrates by combining aerosol flame synthesis and direct thermophoretic deposition. Self-cleaning and self-disinfecting coating materials with near superhydrophilicity and high antibacterial activity can be prepared. As shown, the number of
4. Conclusion and outlook
Nowadays, the international research on the thermophoretic deposition effect has been very extensive, and a lot of achievements have been achieved. However, there are still many deficiencies and limitations in both the theoretical understanding of the thermophoretic mechanism and the application of the thermophoretic deposition effect in practical work.
Regarding the understanding of the thermophoretic mechanism, there have been relatively mature research results in the thermophoretic particle motion model in the continuum region and free molecular region, but some scholars have extended their theory to the transition region but found that the results are not ideal; Most of the studies are carried out under the condition that the thermal conductivity of particles is similar to the thermal conductivity of gas. When the thermal conductivity of particles is higher, the experimental results have a large deviation from the theoretical calculation values; In terms of particle shape, there are many studies on spherical particles, and the theoretical and experimental data are in good agreement. However, there are few studies on non-spherical particles, and most of the particles are non-spherical in reality. Errors introduced by thermophoretic force measurements on non-spherical particles may affect the data accuracy of the entire experiment.
In terms of experiments, the experimental conditions selected by various scholars are quite different, and it is difficult to make horizontal comparisons; Thermophoretic force is a short-range force. To obtain higher particle deposition efficiency in practical engineering applications, it is necessary to design an effective removal device structure; In the process of particle deposition, there is often the problem of particle resuspension, so the subsequent treatment of the deposited particles is also very important. At present, many studies have not considered the effects of particle agglomeration and fragmentation. In practical engineering applications, the characteristics of the flow field where the particles are located are usually much more complicated than the conditions selected in the experiment, so there are still many problems to be explored to widely apply thermophoresis technology to practical work.
Acknowledgments
The authors thank the Key R & D plan of Zhejiang Province (2019C03097), National Natural Science Foundation of China (11872353) and Natural Science Foundation of China of Zhejiang Province (LZ22A020004) for their support.
Nomenclature
T | gas temperature |
FT | thermophoretic force |
dp | particle diameter |
kg | fluid thermal conductivity coefficient |
kp | particle thermal conductivity coefficient |
To | average temperature of fluid near particle |
Kn | Knudsen numberv |
kB | Boltzmann constant |
mg | gas molecular mass |
R | particle radius |
dm | equivalent diameter of the channel |
Cv | constant volume-specific heat capacity |
Sn | conventional momentum adjustment coefficient |
St | tangential momentum adjustment coefficient |
mp | mass of particles |
mr | reduced mass of gas molecules and particles |
Ω11∗,Ω12∗ | dimensionless collision integral, for rigid body collision |
Cp | specific heat capacity of gas |
Te | fluid inlet temperatures |
Tw | tube wall temperatures |
T¯ | average temperature |
h | convective heat transfer coefficient |
L | tube length |
D | tube diameter |
f | coefficient of friction |
um | average radial velocity |
Pr | Prandtl number of air |
Kth | thermophoretic coefficient |
Q | volume flow |
Greek letters | |
v→c | slip velocity of gas |
ν | gas kinematic viscosity |
μ | fluid viscosity |
λ | mean free path of gas molecules |
κ | thermal conductivity of gases |
ρ | gas density |
ηL | thermophoretic deposition efficiency |
Abbreviations
FVC | forced vital capacity |
PEF | peak expiratory flow |
LDV | laser-Doppler velocimeter |
SLPT | statistical Lagrangian particle tracking |
EDB | electrodynamic balance |
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