Released this past November, the list is based on data collected from the Web of Science and highlights some of the world’s most influential scientific minds by naming the researchers whose publications over the previous decade have included a high number of Highly Cited Papers placing them among the top 1% most-cited.
\\n\\n
We wish to congratulate all of the researchers named and especially our authors on this amazing accomplishment! We are happy and proud to share in their success!
IntechOpen is proud to announce that 191 of our authors have made the Clarivate™ Highly Cited Researchers List for 2020, ranking them among the top 1% most-cited.
\n\n
Throughout the years, the list has named a total of 261 IntechOpen authors as Highly Cited. Of those researchers, 69 have been featured on the list multiple times.
\n\n\n\n
Released this past November, the list is based on data collected from the Web of Science and highlights some of the world’s most influential scientific minds by naming the researchers whose publications over the previous decade have included a high number of Highly Cited Papers placing them among the top 1% most-cited.
\n\n
We wish to congratulate all of the researchers named and especially our authors on this amazing accomplishment! We are happy and proud to share in their success!
Note: Edited in March 2021
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1. Introduction
Electromagnetic field theory is essential in designing and analyzing the shape and size of the antenna. In general, the electromagnetic fields generated depend on the distance of the source access and terrain. The further course of electromagnetic fields affects the spread process from the transmitter to the receiver, weakening the signals. Therefore, the required antenna design with specific dimensions, such as a high gain value and significant directivity with return loss is minimal. Various studies have been conducted on microstrip antenna. In this research, a new type of antenna is design with an nxn array bi-ellipse microstrip. This is an antenna type microstrip with various characteristics, including a thin cross-section, lightweight mass, simple to make, and can be easily integrated with Microwave Integrated Circuits (MICs) made in multifrequency.
In this research, the nxn array bi-ellipse microstrip antenna is developed in multiband frequency for satellite communication. The optimization of the width feeding stripline is meant to enhance the performance of the antenna. The proposed nxn array bi-ellipse microstrip antenna operates in multiband frequency. It targets the multiband frequency, reflection coefficient less than 1, Voltage Standing Wave Ratio (VSWR) less than 2, and gain more than 5 dB.
Numerous studies have been conducted on a wide variety of designs and shapes of microstrip antenna by providing slots, patches, and adding several arrays. The use of a slot can increase bandwidth. This is because smaller widths increase the bandwidth, number of arrays, and antenna gain [1, 2, 3]. According to previous studies, the antenna’s array is used to direct radiated power toward a desired angular sector. The number, geometrical arrangement, relative amplitudes, and phases of the array element depend on the angular pattern that needs to be achieved.
Other research used a flexible, compact antenna array operating at a frequency of 3.2-13GHz, which covers the standard Ultra-Wide Band (UWB). The design aimed to integrate Multiple Input Multiple Output (MIMO) based flexible electronics for Internet of Things (IoT) applications. The proposed antenna is printed on a single side of a 50.8 μm Kapton Polyimide substrate, which consists of two half-elliptical shaped radiating elements fed by two Coplanar Waveguide (CPW) structures. The simulated and measured results showed that the proposed antenna array achieves a broad impedance bandwidth with reasonable isolation performance of S12 < -23 dB [4]. Furthermore, it exhibits a low susceptibility to performance degradation due to the effect of bending. The system’s isolation performance, along with its flexible and thin profile, suggests that the proposed antenna is suitable for integration within the flexible Internet of Things (IoT) and wireless systems. The research conducted by indicates good performance in antenna design. However, the application is limited to the wireless communication system. A related study on a novel S-band right-handed circularly polarized (RHCP) slot antenna for supporting the communication system of GAIA II/LAPAN-Chibasat was conducted [5, 6]. This satellite implemented the L-band Circularly Polarized Synthetic Aperture Radar (CP-SAR) sensor, with an X-band antenna employed for mission data downlink and S-band antenna for the command and telemetry. The S-band antenna is printed on the substrate with a relative permittivity of 2.17 and a thickness of 1.6 mm. A crescent-shaped slot is placed on the ground plane to strengthen the radiation on the edge of the feed-line. Furthermore, a parasitic strip rectangular-shaped is added on the ground plane to enhance the antenna. The truncation technique is employed to increase the axial bandwidth ratio (ARBW) and the gain [4, 7, 8]. The total dimension of the antenna is 170 mm × 170 mm. This research’s weakness is the bandwidth produced, which is less than 3 dB and return loss below −10 dB. Also, the substrate used in designing the antenna is challenging to determine. The research shows the design and development of an X-band microstrip patch planar array antenna with high gain and low sidelobes. The radiating patches are fed using a thin, grounded substrate microstrip distribution network with a common geometry. All the 512 array elements are fed using a direct feeding technique by utilizing a thin copper wire soldered at the patch and feed network ends. The array operates in the 10.1-10.5GHz frequency band with a 2:1 VSWR. Furthermore, the high gains were above 30.5dBi with sidelobe levels better than -23 dB in both planes. The antenna application was found in the medium-range radar systems operating at X-band frequency [9, 10]. This research also acts as references used to increase the gain of the antenna and other applications designed within the radar band frequency range. The bi-ellipse microstrip antenna array variants are designed to optimize antenna characteristics capable of supporting the radar application system.
2. Theories
2.1 Microstrip antenna
Microstrip antennas are electrically thin, lightweight, comfortable, low cost, easily fabricated and can be connected to Microwave Integrated Circuits (MICs) at various frequencies [11]. There are various types of microstrip antenna designs on the taper section. There is a rectangular, circular, triangle shape according to the empirical analysis of antenna design. The design of the antennas varies with the single side and the double side. This study designed bi-ellipse microstripline antenna with 8x2 and 8x4 array, to produce greater gain so that it could be more optimally applied to radar communication systems.
2.2 Array factor
Microstrip antennas arranged in Array are not only useful for widening bandwidth but also have an impact on the radiation pattern produced. The radiation pattern in the Antenna is generally written with the equation:
Rθ∅ with i element in the position of ri=xiyiZi
The relationship with the wave emitted from the antenna array (Y) with the multiplier of complex numbers (wi) in the function (θ, ∅), is obtained:
Y=Rθ∅w1e−jk.r1+Rθ∅w2e−jk.r2+…Rθ∅wNe−jkrN
With k is the wave vector in the incoming wave.
Next can be written:
Y=Rθ∅∑i=1Nwie−jk.ri
Y=θ∅AF
;AF=∑i=1Nwie−jk.ri
AF = Array Factor (as an Antenna position function) [11].
2.3 Antenna design and optimization
In principle, the microstrip antenna has a characteristic narrow bandwidth. It has several advantages, including a thin, small, light in weight, and can be applied to the Microwave Integrated Circuit (MICs). The bandwidth can be widened using the array technique or by a panel system [11, 12, 13, 14, 15, 16]. The panel systems (engineering array) involve strengthening (gain) of an antenna. In contrast, the rationing array technique is commonly used microstrip line. Graphically, microstrip antenna design is shown in Figure 1.
Figure 1.
Microstrip antenna design.
2.3.1 Empirical analysis and design
Figure 2 shows the microstrip antenna design dimensions.
Figure 2.
The bi-ellipse microstrip antenna design dimensions.
The following Table 1 is a dimension parameter of the antenna design:
Parameters
Dimension
Description
Wg
100
Width
Lg
50
Length
l1
30 mm
Length of feeding stripline
l2 = l3
15 mm
Length of curve stripline
w1 = w2
1 mm
Width of stripline
w3
2 mm
Width of curve stripline
θ
30o
Gradient in curve line
Table 1.
Dimension parameter of the Bi-ellipse Microstripline Array antenna design.
Antenna arrangement with a transmission line. In the transmission line length l equivalent circuit is described as follows (Figure 3):
Figure 3.
Equivalent circuits in transmission lines [12].
The first calculation involves finding the total electricity permittivity (εrtot) using the capacitor equation as follows.
1Ctot=1C1+1C2
1εoεrtotA/dtot=1εoεr1A1/d1+1εoεr2A2/d2E1
where εr1 is εr for air (εr1 = 1), εr2 is εr for substrate (εr FR4 = 4.3), d1 the thickness of the substrate and d2 distance of substrate to the reflector, with d tot, is d1 + d2 [12].
A capacitor equation is used in this empirical analysis because, in principle, this is a device that stores electrical energy in an electric field. The capacitor made of two parallel conducting plates separated by a dielectric that is a parallel plate capacitor. When a battery is connected across the capacitor, one plate gets attached to the positive end and another to the negative. The potential of the battery is then applied across that capacitor. In this case, plate one is in positive potency with respect to plate two. At steady-state conditions, the current tries to flow from the battery through the capacitor from its positive to the negative plate unsuccessfully. This is because of the two separation of these plates with an insulating material. This is in line with the microstrip work principal in specific dielectric substrates.
To calculate the effective permittivity electricity (εeff), the following equation is used:
εeff=εr+12+εr−121+10hw−0.555E2
Where εr is the same with εrtot, h is dtot, and w is the width for patch and strip line side [11, 12].
Permittivity is a material property that affects the Coulomb force between two points charges.
The following equation is used to determine the maximum dimension in the patch side (w1):
f=2c3wεr
w1=2c3εrfE3
where c is lightspeed in air, εr is electricity permittivity, and f is frequency [12].
To calculate the effective width strip line side (w2,3), the following formula is used.
W2,3=12fμ0.Zo2εr+1E4
Where f is frequency, μo is permeability constant, and Zo is characteristic impedance [12].
Permeability is derived from a magnetic field’s production by an electric current or charge and all other formulas for the magnetic field produced in a vacuum.
The calculation wavelength of the substrate (λg), uses the following equation:
λg=λεeffE5
From the analysis above formula (1)–(5), the parameters for antenna fabrication can be fixed [11, 12, 13].
2.3.2 Simulation
The simulations were created using Finite different Time Domain (FDTD) method. The selection method of fabrication was essential to optimize the results, which reflect the optimal parameters generated as characteristic of the designed antenna. The numerical analysis of nxn array double bi-ellipse microstrip antenna design involves Preparation, Reader Review, Determination of the substrate and the dimensions of the antenna, and analyzing the empirical formula antenna design numerically, characterizing outcome parameters microstrip antenna through data analysis and calculations. Fabrication is carried out using the FR4 material substrate with a UV photoresist laminate technique.
2.3.3 Fabrication
Bi-Ellipse microstripline array varians antenna prototype was fabricated by UV photoresist laminate. In our work, the antenna prototypes are fabricated on Flame Retardant 4 (FR4) material with 4.3 dielectric constant. The first step in the fabrication process is to generate the photo mask artwork by printing on stabline or rubylith negative film of the desired geometry on butter sheet. Using the precision cutting blade of a manually operated co-ordino graph the opaque layer of the stabiline or rubylith film is cut to the proper geometry and can be removed to produce either a positive or negative film representation of the antenna sketches. The design dimensions and tolerances are verified on a cordax measuring instrument using optical scanning. Enlarged artwork should be photo reduced using a high precession camera to produce high resolution negative, which is later used for exposing the photo resist. The photographic negative must be now held in very close contact with the polyethylene cover sheet of the applied photo resist using a vacuum frame copy board or other technique, to assure the fine line resolution required. With exposure to proper wavelength of light, polymerization of the exposed photo resist occurs making it insoluble in the developer solution. Now, it is then coated with a negative photo resist and exposed to UV-radiation and it is immersed in developer solution up to two minutes through the mask. The exposed photo resist hardens and those in the unexposed areas are washed off using a developer. The unwanted copper portions are now removed using Ferric Chloride (FeCl3) solution. FeCl3 dissolves the copper coating on the laminate except which is underneath the hardened photo resist layer after few minutes. Finally, the laminate is then washed with water and cleaned in acetone solution to remove the hardened negative photo resist. The fabrication process has shown in the following Figure 4.
Figure 4.
Fabrication process.
3. Result and discussion
The data of the antenna design is obtained using a network analyzer in the chamber. To compare the simulation results, the antenna is measured using Network Analyzer. This is meant to determine the antenna design characteristics, including S11 Parameter, Bandwidth, VSWR, coefficient reflection, and return loss. The chamber in the laboratory is used to determine the gain and polarization pattern. An experimental schematic diagram in the laboratory is shown in Figure 5.
Figure 5.
Measuring process in the laboratory using (a) network analyzer and (b) in the chamber.
The Figures 6 and 7 show the comparison between simulation and measurement results of the antenna S11-parameters and gain for 2x2 and 2x4 array models, respectively.
Figure 6.
(a) S11 parameter graph of the simulation and measurement results in the 8x2 array variant of bi-ellipse microstrip antenna, (b) S11 parameter graph of the simulation and measurement result in the 8x4 array variant of bi-ellipse microstrip antenna.
Figure 7.
(a) Gain graph of the simulation and measurement results in the 8x2 array variant of bi-ellipse microstrip antenna. (b) Gain graph of the simulation and measurement results in the 8x4 array variant of bi-ellipse microstrip antenna.
In the simulation, 8x2 array bi-ellipse microstrip antenna “model 1” work in 7.12 GHz frequency with a bandwidth range of approximately 90.0 MHz (7.07GHz-7.16GHz). The simulation result shows that the antenna works well within the design frequency range. This shows that it is effective in the bandwidth and antenna performance and can be applied in communication, especially in the C-Band frequency range. The simulation shown in the S11 parameter has a reflection coefficient 0.02, VSWR 1.04, return loss −33.75 dB, and 6.90 dB gain. In measurement, 8x2 array bi-ellipse microstrip antenna “model 1” works in 7.04 GHz frequency with bandwidth range of approximately 60.0 MHz (7.01GHz-7.07GHz), reflection coefficient 0.02, VSWR 1.05, return loss −32.43 dB and 6.61 dB Gain. The simulation 8x2 array bi-ellipse microstrip antenna “model 2” works in 7.11 GHz frequency with a bandwidth range of approximately 110.0 MHz (7.06GHz-7.17GHz). The simulation shown in the S11 parameter includes a reflection coefficient 0.01, VSWR 1.03, return loss −36.74 dB, and 7.49 dB Gain. In measurement 8x2, array bi-ellipse microstrip antenna “model 2” works in 7.14 GHz frequency with bandwidth range approximately of 60.0 MHz (7.11GHz-7.17GHz), reflection coefficient 0.03, VSWR 1.06, return loss −30.00 dB and 7.30 dB Gain.
In the simulation, an 8x4 array bi-ellipse microstrip antenna “model 1” works in 2.97 GHz frequency with a bandwidth range of approximately 300.0 MHz (2.82GHz-3.12GHz). The simulation result shows that the antenna works well within the design frequency range. This indicates that the 8x4 array bi-ellipse microstrip antenna “model 1” is effective in bandwidth and antenna performance. Therefore, it can be applied in communication, especially in the S-Band frequency range. The simulation shown in the S11 parameter includes a reflection coefficient 0.03, VSWR 1.07, return loss −29.23 dB, and 7.28 dB Gain. In measurement, 8x4 array bi-ellipse microstrip antenna “model 1” works in 2.95 GHz frequency with bandwidth range of approximately 280.0 MHz (2.81GHz-3.09GHz), reflection coefficient 0.04, VSWR 1.09, return loss −27.01 dB and 6.75 dB Gain. In the simulation, 8x4 array bi-ellipse microstrip antenna “model 2” work in 2.82 GHz frequency with a bandwidth range approximately 120.0 MHz (2.76GHz-2.88GHz). The simulation shown in the S11 parameter includes a reflection coefficient 0.03, VSWR 1.07, return loss −29.83 dB, and 8.46 dB Gain. In the measurement, 8x4 array bi-ellipse microstrip antenna “model 2” works in 2.74 GHz frequency with bandwidth range approximately 150.0 MHz (2.68GHz-2.83GHz), reflection coefficient 0.04, VSWR 1.09, return loss −27.06 dB and 8.19 dB Gain.
The following Table 2 summarizes the results of the proposed antenna.
Parameters
fc (GHz)
RL (dB)
VSWR
Γ
Gain (dB)
8x2 array bi-ellipse microstrip antenna
Model 1
Simulated
7.12
−33.75
1.04
0.02
6.90
Measured
7.04
−32.43
1.05
0.02
6.61
Model 2
Simulated
7.11
−36.74
1.03
0.01
7.49
Measured
7.14
−30.00
1.06
0.03
7.30
8x4 array bi-ellipse microstrip antenna
Model 1
Simulated
2.97
−29.23
1.07
0.03
7.28
Measured
2.95
−27.01
1.09
0.04
6.75
Model 2
Simulated
2.82
−29.83
1.07
0.03
8.46
Measured
2.74
−27.06
1.09
0.04
8.19
Table 2.
The comparison between simulated and measured of nxn array bi-ellipse microstrip antenna.
The polarization and radiation pattern in the nxn array double bi-ellipse microstrip antenna design is linear and omnidirectional radiation pattern. The performance-based on polarization is presented in Figure 8.
Figure 8.
(a). The E plane polarization of the 8x2 array bi-ellipse microstrip antenna. (b). The E plane polarization of the 8x4 array bi-ellipse microstrip antenna.
This research indicates that the bi-ellipse microstrip antenna designed has several characteristics, including reflection coefficient < 1, voltage standing wave ratio ≤ 2, and return loss > -15 dB. Gain >5 dB, axial ratio, and radiation pattern are good indicator parameters that can be applied in satellite communications, especially in radar applications.
4. Conclusions
This study aims to design a bi-ellipse Microstripline Antenna Array consisting of more optimal characteristics parameters. The empirical formula and numeric analysis were optimally applied to the satellite communication system in relation to the antenna’s characteristics. The analysis result showed that a 8x2 array bi-ellipse microstripline antenna parameter obtained, comprises of 1.06 VSWR, 0.02 Reflection Coefficient, and − 30.00 dB Return Loss. Also, a 8x4 array, consists of 1.09 VSWR, 0.04 Reflection Coefficient, and − 27.06 dB Return Loss. These two simulations and measurement are compared to design a bi-ellipse Microstripline Antenna Array with more optimal characteristics parameters that are fabricated and applied to obtain a better satellite communication system.
Acknowledgments
The authors would like to thank the Indonesian Ministry of Research, Technology and Higher Education through LPDP and PKPI (Sandwich-like) scholarships, Center for Environmental Remote Sensing (CEReS), Josaphat Tetuko Sri Sumantyo (JMRSL Chiba University), Promotor Yono Hadi Pramono and Mashuri (Physics Department, ITS Surabaya), and Ganesha University of Education (Undiksha), Singaraja Bali.
Conflict of interest
“The authors declare no conflict of interest.”
Appendices and Nomenclature
R
Barriers [ohm]
β
Betha [−]
C
Capacitance [Farad]
Fc
Center of frequency [Hz]
Zo
Characteristic impedance [ohm]
G
Conductance [kg−1m−2s3A2]
εeff
Effective permittivity [−]
E
Efficiency [%]
ω
Frequency [Hz]
Ω
Impedance [ohm]
L
Inductance [kgm2s−2A−2]
Zin
Input impedance [ohm]
∼
Infinite [−]
L
Length [m]
Zl
Load impedance [ohm]
μo
Permeability [−]
Γ
Reflection coefficient [−]
εr
Relative permittivity [−]
RL
Return loss [dB]
S11
Return loss parameter [dB]
θ
Tetha, Gradient [°]
VSWR
Voltage Standing Wave Ratio [−]
λ
Wavelength [m]
λo
Wavelength in the air [m]
λg
Wavelength in the substrate [m]
W
Wide [m]
H
Width of the substrate [m]
T
Width patch [m]
\n',keywords:"Microstrip Antenna, Array, Bi-Ellipse, Impedance Formula, Radar",chapterPDFUrl:"https://cdn.intechopen.com/pdfs/77479.pdf",chapterXML:"https://mts.intechopen.com/source/xml/77479.xml",downloadPdfUrl:"/chapter/pdf-download/77479",previewPdfUrl:"/chapter/pdf-preview/77479",totalDownloads:111,totalViews:0,totalCrossrefCites:0,totalDimensionsCites:0,totalAltmetricsMentions:0,impactScore:0,impactScorePercentile:44,impactScoreQuartile:2,hasAltmetrics:0,dateSubmitted:"April 6th 2021",dateReviewed:"June 10th 2021",datePrePublished:"August 4th 2021",datePublished:"April 28th 2022",dateFinished:"July 9th 2021",readingETA:"0",abstract:"The objectives of this research include obtaining and verifying the impedance formula of the designed bi-ellipse microstrip antenna and correlating the results obtained through simulation and experimentation. The research also aims to obtain the structure and dimensions that provide optimal characteristics of the designed bi-ellipse microstrip antenna and produce a prototype at S, C and X-Band frequencies. This research produced the structure and dimensions of a bi-ellipse microstrip antenna that provide optimal characteristics of antenna. The characteristics results of the antenna parameters in this research include a 8x2 array, with a bandwidth value of around 100.0 MHz obtained at a working frequency of 7.09GHz (7.04 GHz - 7.14 GHz), with a reflection coefficient value of 0.02, Voltage Standing Wave Ratio (VSWR) of 1.06, return loss of −30.00 dB and a gain of 7.30 dB. For the 8x4 array, a bandwidth value of approximately 210.0 MHz is obtained at a working frequency range of 2.85GHz, which ranges from 2.74GHz - 2.95GHz, with a reflection coefficient value of 0.04, Voltage Standing Wave Ratio (VSWR) of 1.09, return loss of −27.06 dB and a gain of 8.19 dB. The results presented above fulfill the indicators of good antenna characteristics parameters applicable to radar communication systems.",reviewType:"peer-reviewed",bibtexUrl:"/chapter/bibtex/77479",risUrl:"/chapter/ris/77479",book:{id:"10764",slug:"antenna-systems"},signatures:"Putu Artawan",authors:[{id:"349806",title:"Dr.",name:"Putu",middleName:null,surname:"Artawan",fullName:"Putu Artawan",slug:"putu-artawan",email:"scientya@yahoo.com",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/349806/images/16468_n.jpg",institution:{name:"Universitas Pendidikan Ganesha",institutionURL:null,country:{name:"Indonesia"}}}],sections:[{id:"sec_1",title:"1. Introduction",level:"1"},{id:"sec_2",title:"2. Theories",level:"1"},{id:"sec_2_2",title:"2.1 Microstrip antenna",level:"2"},{id:"sec_3_2",title:"2.2 Array factor",level:"2"},{id:"sec_4_2",title:"2.3 Antenna design and optimization",level:"2"},{id:"sec_4_3",title:"Table 1.",level:"3"},{id:"sec_5_3",title:"2.3.2 Simulation",level:"3"},{id:"sec_6_3",title:"2.3.3 Fabrication",level:"3"},{id:"sec_9",title:"3. Result and discussion",level:"1"},{id:"sec_10",title:"4. Conclusions",level:"1"},{id:"sec_11",title:"Acknowledgments",level:"1"},{id:"sec_14",title:"Conflict of interest",level:"1"},{id:"sec_13",title:"Appendices and Nomenclature",level:"1"}],chapterReferences:[{id:"B1",body:'Artawan HP. Yono. “Perancangan antena panel mikrostrip horn array 2x2 untuk komunikasi wi-fi pada frekuensi 2,4GHz”, Prosiding, Seminar Nasional MIPA. Universitas Negeri Malang. April 2010;1:2-8'},{id:"B2",body:'Artawan, Hadi Pramono, Yono. “Perancangan antenna mikrostrip horn untuk aplikasi antena panel pada frekuensi 2,4GHz”, Prosiding, Seminar Nasional Teknologi Informasi (SNTI), Universitas Tarumanegara, Jakarta, ISSN 1829-9156, Vol. 7, pp. 38-44, November 2010'},{id:"B3",body:'Risfaula E. “Antena mikrostrip panel berisi 5 larik dipole dengan feedline koaksial waveguide untuk komunikasi 2,4 GHz”, Tesis Magister. Program Keahlian Optoelektronika Jurusan fisika FMIPA-ITS: Surabaya; Jan. 2011'},{id:"B4",body:'Ibrahim MS. 2×2 circularly polarized MIMO antenna at Ka-band for fifth generation applications. International Journal on Communication Antenna and Propagation. Sept. 2019;9(2):2-7'},{id:"B5",body:'Kurniawan Farohaji, Sri Sumantyo, J. T, Gao Steven, Ito Koichi, Edi Santosa C. “Square-shaped feeding truncated circularly polarised slot antenna”. IET Microwaves, Antenna & Propagation Journals. ISSN 1751-8725, Vol. 12, pp. 1279-1286, July 2018'},{id:"B6",body:'Mao-Chun X, Steven G, Yi W, Sri Sumantyo JT. Compact broadband dual-sense circularly polarized microstrip antenna/array with enhanced isolation. IEEE Transactions on Antennas and Propagation. October 2017;65(12):7073-7082'},{id:"B7",body:'Qi L, Steven G, Mohammed S, Sri Sumantyo JT, Li J, Gao W, et al. Dual circularly polarised equilateral triangular patch array. IEEE Transactions on Antennas and Propagation. April 2016;64(6):2255-2262'},{id:"B8",body:'Mahmood ZS, Nasret AN, Awed AY. Design of new multiband slot antennas for wi-fi devices. International Journal on Communication Antenna and Propagation. Sept. 2019;9(5):5-10'},{id:"B9",body:'Alja\'afreh S, Khalfalla A, Omar A. Universal antenna with a small non-ground portion for smartphone applications. International Journal on Communication Antenna and Propagation. Sept. 2019;9(4):8-14'},{id:"B10",body:'Prasad RK, Srivastava DK, Saini JP. Design and analysis of gain and bandwidth enhanced triangular microstrip patch antenna. International Journal on Communication Antenna and Propagation. March 2018;8(1):1-5'},{id:"B11",body:'Balanis CAATA. and Design. Second ed. New York: John Wiley and Sons; 1997'},{id:"B12",body:'Edward, Terry. Foundation For Microstrip Circuit Design. Knaresborough England, 1991'},{id:"B13",body:'Shafai. Microstrip Antena Design Handbook. Profesor University Of Manitoba. Canada: Wimmipeg; 2001'},{id:"B14",body:'Kraus, John, D. Electromagnetics. Third ed. New York: McGraw-Hill; 1984'},{id:"B15",body:'Hund EMC. Component and Circuit. New York: McGraw Hill; 1989'},{id:"B16",body:'Gao S, Luo Q, Zhu F. Circularly Polarized Antenna. Ltd: John Wiley & Sons; 2014'}],footnotes:[],contributors:[{corresp:"yes",contributorFullName:"Putu Artawan",address:"scientya@yahoo.com;, iputu.artawan2012@gmail.com",affiliation:'
Ganesha University of Education (Undiksha), Singaraja, Bali, Indonesia
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1. Introduction
In 2013, the Indian government introduced corporate social responsibility (CSR) in the newly drafted Companies Act. One of the most discussed aspects was whether the provision held CSR spending to be ‘mandatory’ in certain classes of companies. However, the requirement was largely perceived as being a ‘comply or explain’ requirement, and companies responded accordingly. However, it became evident that many companies were choosing to not comply with the provisions of the Act, as a result of which the recent amendment of the Act in 2019 redefined Indian CSR as mandatory with significant penalties and criminal liabilities attached to non-compliance. Significant criticism of these amendments has subsequently led to the government once more pulling back from the stringency of criminal liability for the failure of meeting CSR spending obligations. This chapter highlights the evolution of the CSR law in India with a special emphasis on the 2019 amendment and its impact. It concludes that the constant shifting of the government position of CSR and its enforcement comes from a failure to appreciate the inherently voluntary nature of the practice of CSR, which requires a change in corporate thinking rather than only corporate spending.
2. Understanding corporate social responsibility
There is no canonical definition of CSR, which has evolved considerably from its earliest roots in charitable or philanthropic concerns of companies. CSR can now be seen as the ‘obligations of business to pursue those policies, to make those decisions or top follow those lines of action which are desirable in terms of the objective and value of the society’ [1]. Modern conceptions of CSR owe much to Archie Carroll’s “Pyramid of Corporate Social Responsibility” which classifies the four corporate responsibilities. The first and most obvious is the economic responsibility of the company owed to its shareholders to be profitable. The second is the legal responsibility to abide by necessary legal obligations. The third, which is closely linked to the second, is the ethical responsibility to ‘embrace those activities and practices that are expected or prohibited by societal members even though they are not codified into law’ [2]. The fourth is the philanthropic responsibility of a business, which is the responsibility to be a good “corporate citizen” and contribute resources to the community to improve its quality of life. All of these are responsibilities of the corporate but social responsibility is mainly related to philanthropic and ethical responsibilities, and as Carroll clarifies ‘CSR includes philanthropic contributions but is not limited to them… In a sense, philanthropy is icing on the cake’ [2].
An imperative aspect of CSR, as evident from Carroll’s pyramid, is that CSR implies an understanding that socially responsible actions can operate to the benefit of the business as it may attract many shareholders and also helps in image building and may often lead to certain efficiency improvements [3]. However, CSR cannot be seen as merely legal compliance or a tool for improving business [4]. It is in this context, that one of the foremost issues in relation to CSR emerges, whether CSR should be voluntary or mandatory. Traditionally common definitions and codes on CSR viewed it as voluntarily adopted practices by firms in assuming greater responsibility to stakeholders rather than only shareholders [5]. More recently though, scholars have pressed towards recognition of CSR as transcending voluntary practices and instead there should be a move towards sustainable development where social, environmental and economic agendas play a central role in corporate decision- making [6]. However, a much further move away from voluntary corporate adoption of CSR spending is the so-called mandatory CSR regime that was introduced in India by the Companies Act 2013.
3. Companies Act 2013
CSR has always been closely embedded in some Indian companies; from more than over a century ago, several Indian corporate groups have been involved voluntarily in charitable and other activities that benefited society [7]. In 2009, the Indian government introduced voluntary guidelines that required companies to establish CSR policies, allocate specific amounts for CSR expenditure and to disseminate information on these to stakeholders [8]. The government hoped that these voluntary guidelines would be applied on a ‘comply or explain’ basis, whereby companies who were unable to comply would provide an explanation for non-compliance. However, not many companies adopted the voluntary requirement for CSR [7].
The main impetus towards recognising CSR and stakeholder interests came from the Parliamentary Standing Committee on Finance [9], which lead to the Companies Bill 2011 and eventually the Companies Act 2013. The 2013 Act expressly recognised that companies must take into account stakeholders. This is evident in Section 166 (2) of the Companies Act which recognises that directors must take into account certain stakeholder interests. This Section can in many ways be seen as a doorway towards the introduction of Section 135 of the Act [10].
Section 135 of the 2013 Act along with Schedule VII and the provisions of the Companies (Corporate Social Responsibility Policy) Rules, 2014 which came into effect on April 1, 2014 regulate CSR in Indian companies. The application of the Section is triggered by not by the nature of the company (public, private, listed) but rather the financial strength of the company. Hence any company with a net worth of Rs 500 crore or a turnover of Rs 1000 crore or net profit of Rs 5 crore needs to constitute a Corporate Social Responsibility Committee of the Board consisting of three or more directors, out of which at least one director shall be an independent director. It is then the responsibility of this CSR Committee to ensure that in every financial year the company spends at least 2 percent of the average net profit of past three financial years on certain specified CSR activities. If the company fails to spend such amount, the Board shall specify the reasons for not spending the amount in its report [11].
The provision must be read in conjunction with the Companies (Corporate Social Responsibility Policy) Rules 2014 which provide for the some of the procedural aspects of the CSR requirement. They provide that the CSR activities of a business should not be undertaken in the ‘normal course of business’ and must be with respect to any of the activities mentioned in Schedule VII of the 2013 Act [12]. These activities include eradicating hunger, poverty and malnutrition; promoting preventive health care; promoting education and livelihood enhancement projects and contribution to the Prime Minister’s National Relief Fund or any other fund set up by the Central Government for socio-economic development and relief, amongst others. This list is merely indicative and not exhaustive of the activities that the company might define as CSR. Although CSR activities must be relatable to Schedule VII, ‘the entries in the said Schedule VII must be interpreted liberally so as to capture the essence of the subjects’ [13]. An instance of this is evidenced in a recent circular that has declared that the liberal interpretation of Schedule VII would mean that spending of CSR funds for COVID-19 would be eligible CSR activity relating to promotion of health care and sanitation, and disaster management [14].
4. Impact of Section 135
Section 135 and the Rules as they were did not contain any enforcement provision and was thus largely viewed as a provision that would apply on a ‘comply or explain’ basis [15]. This means that in case of non-compliance, the board has to include an explanation in its responsibility statement with reasons as to non-compliance. Thus, the mandatory aspect of the provision was that companies were mandated to have a CSR committee and to make CSR disclosures, rather than the CSR expenditure itself. Despite the clear wording of the provision, at the outset there was some confusion as to whether the CSR expenditure requirement was mandatory or not. This was largely due to the fact that at the time the Ministry of Corporate Affairs and the headlines heralded CSR as a mandatory provision. For instance, Sachin Pilot (the then Minister of Corporate Affairs) ‘claimed without batting an eyelid that India was first to make CSR mandatory although this was a largely exaggerated statement’ [16].
However, the comply or explain nature of the CSR provision meant that compliance was largely dependent on companies. Early data circulated by the Government of India highlighted that in the first year of its implementation, out of 10,475 eligible companies, 7334 have reported on CSR as of 31 January 2016, indicating compliance by about 70% of the companies [17]. However, of these reporting companies, only 3139 (or about 30% of all eligible companies) actually any CSR expenditure. Thus, out of the total prescribed CSR spending of Rs 118.83 billion by these 3139 companies, Rs 88.03 billion (or 74%) was actually spent. A study by Varottil considered a preliminary analysis of CSR spending amongst a sample representing the Nifty 100 companies based on hand collected data containing disclosures made in the annual reports of the companies as required by Section 135 of the Companies Act 2013 as well as the CSR Rules [7]. The findings highlighted that for the financial year 2014–2015, out of these top 100 companies (for 91 of which data was available), 37 (40.65%) complied with the 2% CSR spending requirement, while 54 (59.35%) did not meet the requirement [7]. In the financial year 2015–2016, a total of 99 companies were analysed (for 89 of which data was available), 49 (55%) complied with the 2% CSR spending requirement, while 40 (45%) did not meet the requirement [7]. Varottil writes that, ‘this suggests a perceptible increase in the number of companies that complied with CSR spending in the second year as compared to the first’ [7]. However, he also points to the fact that although spending may be on the rise, the overall effect of the enactment can only be deemed to be mixed; this is because the disclosures as to non-spending are sub-standard, ‘boilerplate and inadequate and do not reveal any material information to investors and other stakeholders’ [7].
Unsurprisingly, another government report conducted in 2018-2019 as part of the constituted Committee on CSR found that CSR compliance in India had been moderate over the last few years except in the FY 2015-2016 when it had been quite high [18]. It defined CSR compliance in terms of the total CSR expenditure as a percentage of total prescribed amounts for all companies for each financial year [18]. In the FY 2015-2016, the compliance percentage has shot up to 85% from 59% in 2014-2015. In the subsequent years, the compliance percent has decreased from 72% in 2016-2017 to 57% in 2017-2018. The report once again found that although some of the reasons given by companies to justify non-compliance were reasonable, most others were untenable [18]. It is unsurprising that in this context it was felt that for the CSR provision to be enforced more seriously, significant changes would need to be made.
In the period between 2013 to 2019, several circulars were issued by the Ministry of Corporate Affairs to try to clarify some of the uncertainties around the implementation of s 135 of the Companies Act. A High Level Committee constituted by the Ministry also produced a report in 2015 highlighting some potential changes that would need to be made. However, the Report also clearly stated that the provision was ‘based on the general principles of ‘comply or explain’ (which) are for the time being sufficient for ensuring compliance with the law’ [19]. The next big change in CSR enforcement in India comes from the 2019 amendment of the Companies Act, which moves away significantly from this ‘comply or explain’ approach.
5. Companies (Amendment) Act 2019
The recent amendment to the Companies Act, which was notified on the 31st of July 2019, has once more brought CSR issues to the forefront. Section 21 of the Companies (Amendment) Act 2019 makes several important alterations to the provision. These alterations will have a significant impact on the how companies contribute two percent of their net profits towards corporate social responsibility. The primary change that has happened is that although CSR largely operated on a comply or explain basis, after this amendment, CSR in India must be seen as being completely mandatory. The amendment now mandates that companies must spend two percent of their profits within a three-year period, as it entails that unspent funds must be transferred into Government-run funds. It also introduces rigorous penalties where companies fail to spend two percent or transfer the amount to the requisite funds. This has resulted in taking ‘CSR in India to an extreme level, which deviates considerably from the concept (embedded in voluntarism) as it is understood globally’ [20]. A detailed discussion of the amendment follows.
5.1 Exemptions to start ups
One of the compliance-related relaxations that have been provided by the legislature by way of this amendment is to clarify that for start-up companies that have come into existence for less than three years, while calculating the minimum statutory obligation to contribute funds for CSR activities, 2% of the net profit of the immediately preceding financial year would be considered, instead of 2% of the average net profit of the three immediately preceding financial years [21]. While on the face of it, such a clarification might seem rather obvious and practical, the absence of it has been giving rise to considerable confusion till date, especially amongst the start-up companies, which have already welcomed the clarification.
5.2 Carry forward of unspent CSR funds
There have been instances wherein a company might have found that in course of a given financial year, it has not succeeded in spending all the funds earmarked for an ongoing CSR project. While the 2019 Act does not clarify all the possible contours of such ongoing projects, there has been a subsequent attempt on the legislature’s part to define the same in the draft Companies (CSR) Amendment Rules, 2020, as a multi-year project that has been undertaken by a company in order to fulfil its CSR obligations, with the project being supposed to span a maximum range of four years including the year on which it has commenced [22]. Questions can and have been raised as to whether projects that might be started in the month of February of a financial year and intended to be continued up to say, June of the next financial year can be included in this category; further, in the light of the COVID-19 pandemic, the gestation period of four years might also need to be reexamined [23]. There may also be additional arguments made about whether ongoing projects might include those for which the company has already disbursed funds, but not commenced the project within the same financial years, or those for which the company has made budgetary provisions but not disbursed the funds within the same financial year. According to the 2019 Act, if there is any unspent fund originally dedicated to such a project by the end of any financial year, then the same needs to be transferred to a specific escrow account called the Unspent CSR Account that the company would have to open with a scheduled commercial bank. In case the company fails to spend the proceeds from such account towards its CSR projects within 3 years from the date of such transfer, then the leftover proceeds from that account would have to be transferred to a fund specified under Schedule VII of the Companies Act, 2013 within 30 days from the end of the third financial year [21]. Some of the funds mentioned under Schedule VII are the Prime Minister’s National Relief Fund, the Prime Minister’s Citizen Assistance and Relief in Emergency Situations Fund, the Clean Ganga Fund, as well as other funds established by the Central or State governments for the socio-economic development or relief or welfare of the scheduled castes and tribes, other backward classes, minority, and women. In the light of this development, it seems quite clear that existing and future CSR policies of companies would have to make year-wise budget allocation for all CSR projects and develop strategic plans accordingly. However, the present legal position about projects which would otherwise have gone on for more than four years, seems uncertain, as is the position about whether the companies are required to form separate escrow accounts for each ongoing project, or a consolidated one for all projects combined.
Another important concern regarding this escrow fund is one that may arise involving companies that route their CSR expenditure through trusts or specific agencies that professionally engage in project implementation. Especially in case of group companies, lump-sum CSR funds may be diverted as a practice by each company to such trusts or agencies, and given that such diversion might not be considered as actual CSR expenditure in itself, unspent amounts remaining with the trusts might also be required to be transferred to the escrow account. Moreover, the companies themselves might not have control over the day-to-day spending by the agencies, some of which might be established and reputed non-governmental organisations –this practice may also potentially get affected because of such legislative amendments.
In the event of the company retaining any surplus fund from a project that does not qualify as an ongoing project, the company even earlier could not have claimed such funds as part of its profits; however, the 2019 Act clearly requires such surplus fund to either be used for the same project within the same financial year, or otherwise transfer the entirety of the surplus to one of the funds mentioned above under Schedule VII within six months from the end of the financial year concerned. Therefore, the government would in effect gain control of such surplus corporate fund to use in a centralised manner. As has been discussed in subsequent parts of this paper, such a stance on the part of the legislature has effectively rendered the CSR spending by the companies in every financial year mandatory, unlike the earlier position, wherein the companies were still left with an option of providing reasonable justification for their inability to spend such amount in any given financial year, thus providing new rigour to the CSR regime.
5.3 Compliance monitoring
The 2019 amendment has given the Central Government the power to ‘give such general or special directions to a company or class of companies as it considers necessary to ensure compliance of provisions of this section and such company or class of companies shall comply with such directions’ [21]. This provision is vague as it does not specify when such directions will be given to companies and in what context. It also has the power to be potentially dangerous since it could open up a pandora’s box whereby, it could end up allowing the Central Government ‘to issue general or special directions to a company or class of companies (PSUs for example) to contribute towards a specific government programme or project’ [24]. Such a move would be disastrous not only from the view point of the voluntariness that CSR is supposed to uphold but also may open up significant abuse to amongst other things, democracy.
5.4 Penalty
One of the biggest frailties of Section 135 has been that in its original form it was largely unenforceable. The 2019 amendment of the Companies Act altered that by creating both a criminal and a civil liability for breaching the CSR requirements. Such liability is to be imposed on both the company, which is subject to a ‘fine which shall not be less than fifty thousand rupees, but which may extend to twenty-five lakh rupees’ [21] and on every officer of the company who is in default [25], who ‘shall be punishable with imprisonment for a term which may extend to three years or with fine which shall not be less than fifty thousand rupees but which may extend to five lakh rupees, or with both’ [21].
Not unsurprisingly, the penalty provision, especially the criminal liability, met strong resistance from Indian Companies [26]. It was labelled by industry specialists and academics as harsh [26], retrograde [27], reminiscent of socialism [28] and forcing the hand [29] of companies, similar to taxation. It was also criticised heavily in the general context of the problems attached to criminalising economic offences [30]. In 2018, a High Level Committee on Corporate Social Responsibility had been set up by the Ministry of Corporate Affairs under the chairmanship of Injeti Srinivas. This Committee presented its report in August 2019. Amidst a series of recommendations, the Committee also recommended that the offence within Section 135 be de-criminalised and made a civil offence, although it recommended that penalties be imposed, it highlighted that there should not be any imprisonment [18]. It did so stating that ‘CSR is a means to partner corporates for social development and such penal provisions are not in harmony with the spirit of CSR’ [18].
On the basis of this report, the finance minister, Nirmala Sitharaman made an announcement at a meeting of the Confederation of Indian Industries that the provision would be reviewed once again [31]. On 23rd August 2019, she announced in a press conference that that the government had no intention to go through the prosecution route, making Section 135 only a civil offence and that the Ministry of Corporate Affairs would once again review the section which would remain unnotified for the time being [32].
6. Companies Bill 2020
In March 2020, a new amendment to the Companies Act was once again introduced in the Lok Sabha. The government expressed that the new changes were committed to committed towards ease of doing ethical and honest business [33]. The Bill has proposed numerous changes amongst which the largest change is the recategorization of offences, many of which would be decriminalised. A few amendments have also been proposed to Section 135. Most importantly, the lack of CSR expenditure would be seen as a civil offence whereby ‘the company shall be liable to a penalty of twice the amount required to be transferred by the company to the Fund specified in Schedule VII or the Unspent Corporate Social Responsibility Account, as the case may be, or one crore rupees, whichever is less, and every officer of the company who is in default shall be liable to a penalty of one-tenth of the amount required to be transferred by the company to such Fund specified in Schedule VII, or the Unspent Corporate Social Responsibility Account, as the case may be, or two lakh rupees, whichever is less’ [34]. This is a welcome adoption of the Srinivas Committee’s recommendation, which rectifies the stringency of the criminal penalty.
The Bill proposes a procedural relaxation to companies who are not required to spend more than fifty lakh rupees on CSR expenditure- such companies will not have to constitute a separate CSR committee and the functions of such committee shall, in such cases, be discharged by the Board of Directors [34]. The Bill also proposes a set-off, whereby if a company spends an amount in excess of the requirements provided, such company may set off such excess amount against the requirement to spend under this sub-section for a prescribed number of succeeding financial years [34]. These are both practical amendments which would minimise the realistic burdens that companies may face in complying with Section 135. These changes have much to recommend them.
In March 2020, the Ministry of Corporate Affairs also invited comments on a new set of Draft CSR Rules [22]. These new draft rules recommend several changes, in the definition of CSR and CSR policies of the company. Interestingly, it has also bars registered trusts and societies from implementing CSR, which are allowed in the current CSR rules. This seems contradictory to the view that was taken by the High Level Committee’s Report [35] and may create implementation issues for companies. The proposed rules also make a significant improvement by recognising that International Organisations may play a significant role in Indian CSR, thus permitting such organisations to help companies in designing, monitoring and evaluation of CSR projects and also for Capacity Building of Company’s employees for CSR. The Rule also permit CSR expenditure to operate through international organisations after Government approval, paving the way for International Donors to operate in the Indian NGO arena.
7. Concluding remarks
Corporate Social Responsibility in India has gone through a series of changes. A ‘comply or explain’ model of corporate governance was deemed to be less than successful and the Government has now moved towards a mandatory enforceable model of corporate governance, albeit, with a civil liability attached to it rather than a criminal liability. It is worth considering here whether a mandatory regime of CSR will be effective. It is likely that a mandatory scheme of CSR will compel more companies to contribute towards CSR and CSR expenditure figures in India will increase. However, on a more normative level, such a conception of mandatory CSR operates almost as a tax; CSR implies an inherent business responsibility where businesses take socially conscious decisions and even go beyond that to improve the local community and other stakeholders. Mandating CSR then will operate only as box-ticking compliance rather than changing the way companies make decisions.
\n',keywords:"corporate social responsibility, CSR, companies, mandatory, voluntary, compliance, penalty, India, Draft CSR (Amendment) Rules 2020, Companies (Amendment) Act 2019, Section 135, unspent CSR fund",chapterPDFUrl:"https://cdn.intechopen.com/pdfs/73871.pdf",chapterXML:"https://mts.intechopen.com/source/xml/73871.xml",downloadPdfUrl:"/chapter/pdf-download/73871",previewPdfUrl:"/chapter/pdf-preview/73871",totalDownloads:295,totalViews:0,totalCrossrefCites:0,dateSubmitted:"September 15th 2020",dateReviewed:"October 13th 2020",datePrePublished:"November 2nd 2020",datePublished:"March 16th 2022",dateFinished:"November 2nd 2020",readingETA:"0",abstract:"In course of this paper, the authors have sought to trace the various contours of the manner in which the concept of corporate social responsibility has evolved in India, culminating into its inclusion into the governing legislations for companies. The apparent shift of the CSR regime from being a voluntary one to a mandatory one involving sanctions for non-compliance via the latest legislative amendments has also been commented upon. After having discussed the key legislative provisions that govern CSR spending by companies by India, the paper goes on to highlight some of the legislative amendments relating to CSR and the potential impact thereof, including relaxations provided to start-up companies, the mandatory transfer of unspent CSR funds to escrow funds and eventually to public funds centrally controlled by the government, the additional compliance monitoring authority granted to the government, and the penal provisions for non-compliance. The paper finally refers to the draft Companies (Amendment) Bill, 2020 and its possible effect on the CSR regime in India that is looking more and more like corporate taxation with these new amendments.",reviewType:"peer-reviewed",bibtexUrl:"/chapter/bibtex/73871",risUrl:"/chapter/ris/73871",signatures:"Shouvik Kumar Guha and Anuradha Roychowdhury",book:{id:"9032",type:"book",title:"Corporate Social Responsibility",subtitle:null,fullTitle:"Corporate Social Responsibility",slug:"corporate-social-responsibility",publishedDate:"March 16th 2022",bookSignature:"Beatrice Orlando",coverURL:"https://cdn.intechopen.com/books/images_new/9032.jpg",licenceType:"CC BY 3.0",editedByType:"Edited by",isbn:"978-1-83880-939-3",printIsbn:"978-1-83880-938-6",pdfIsbn:"978-1-83880-940-9",isAvailableForWebshopOrdering:!0,editors:[{id:"232969",title:"Prof.",name:"Beatrice",middleName:null,surname:"Orlando",slug:"beatrice-orlando",fullName:"Beatrice Orlando"}],productType:{id:"1",title:"Edited Volume",chapterContentType:"chapter",authoredCaption:"Edited by"}},authors:[{id:"321872",title:"Dr.",name:"Shouvik Kumar",middleName:null,surname:"Guha",fullName:"Shouvik Kumar Guha",slug:"shouvik-kumar-guha",email:"shouvikkumarguha@gmail.com",position:null,profilePictureURL:"//cdnintech.com/web/frontend/www/assets/author.svg",institution:null},{id:"330264",title:"Dr.",name:"Anuradha",middleName:null,surname:"Roychowdhury",fullName:"Anuradha Roychowdhury",slug:"anuradha-roychowdhury",email:"anuradhaghosh@nujs.edu",position:null,profilePictureURL:"//cdnintech.com/web/frontend/www/assets/author.svg",institution:null}],sections:[{id:"sec_1",title:"1. Introduction",level:"1"},{id:"sec_2",title:"2. Understanding corporate social responsibility",level:"1"},{id:"sec_3",title:"3. Companies Act 2013",level:"1"},{id:"sec_4",title:"4. Impact of Section 135",level:"1"},{id:"sec_5",title:"5. Companies (Amendment) Act 2019",level:"1"},{id:"sec_5_2",title:"5.1 Exemptions to start ups",level:"2"},{id:"sec_6_2",title:"5.2 Carry forward of unspent CSR funds",level:"2"},{id:"sec_7_2",title:"5.3 Compliance monitoring",level:"2"},{id:"sec_8_2",title:"5.4 Penalty",level:"2"},{id:"sec_10",title:"6. Companies Bill 2020",level:"1"},{id:"sec_11",title:"7. Concluding remarks",level:"1"}],chapterReferences:[{id:"B1",body:'Bowen H. Social Responsibilities of the Businessman. Reprint Edition: University of Iowa Press; 2013'},{id:"B2",body:'Caroll AB. The pyramid of corporate social responsibility: Toward the moral Management of Organizational Stakeholders. Business Horizons. 1991;34:39'},{id:"B3",body:'Michael E Porter, Mark R Kramer. Strategy and Society. The link between competitive advantage and corporate social responsibility. Harvard Business Review. 2006;84(12):78'},{id:"B4",body:'Anuradha Roy Chowdhury. CSR in India. Confused social responsibility? In: Ghosh A, editor. Emerging Trends in Corporate and Taxation Laws. NSOU. 2017. p. 50'},{id:"B5",body:'Afra Afsharipour, Shruti Rana. The emergence of new corporate social responsibility regimes in China and India. UC Davis Business Law Journal, 2014; 14 (2); 175'},{id:"B6",body:'Afra Afsharipour. Corporate Social Responsibility and the Corporate Board: Assessing the Indian experiment. In: Jean J. du Plessis, Umakanth Varottil, Jeroen Veldman (eds.), Globalisation of Corporate Social Responsibility and its Impact on Corporate Governance. Switzerland: Springer International Publishing; 2018'},{id:"B7",body:'Umakanth Varottil. Analysing the CSR spending requirements under Indian company law. In: Jean J. du Plessis, Umakanth Varottil, Jeroen Veldman (eds.). Globalisation of Corporate Social Responsibility and its Impact on Corporate Governance. Switzerland: Springer International Publishing; 2018. p. 231'},{id:"B8",body:'Ministry of Corporate Affairs, Corporate Social Responsibility Voluntary Guidelines (2009)'},{id:"B9",body:'Ministry of Corporate Affairs. Twenty-first report—Companies Bill 2009, Fifteenth Lok Sabha, Standing Committee on Finance [Internet]. 2010. Available from: < www.nfcgindia.org/pdf/21_Report_Com panies_Bill-2009.pdf [Accessed: 2020-09-15]'},{id:"B10",body:'Mani Naniwadekar, Umakanth Varottil. The Stakeholder approach towards Directors Duties under Indian Company Law: A Comparative Analysis. CLB Working Paper Series No.16/03,2 [Internet]. 2016. Available from: <http://law.nus.edu.sg/clb/wps.html> [Accessed: 2020-09-15]'},{id:"B11",body:'The Companies Act 2013, s 135(5)'},{id:"B12",body:'Companies (Corporate Social Responsibility Policy) Rules 2014, r 2(1)(d)'},{id:"B13",body:'Ministry of Corporate Affairs. General Circular No. 21/2014: Clarifications with regard to provisions of corporate social responsibility under section 135 of the companies act, 2013 (2014)'},{id:"B14",body:'Ministry of Corporate Affairs. General Circular No. In: 10.2020: Clarifications on Spending of CSR Funds for COVID-19. 2020'},{id:"B15",body:'Subrata Sarkar. Corporate social responsibility under companies act 2013. NSE Quarterly Briefing No. 2014:6'},{id:"B16",body:'S Murlidharan. Did you know CSR is voluntary despite being mandatory? First Post [Internet]. January 31, 2016. Available from: <http://www.firstpost.com/business/did-you-know-csr-is-voluntary-despite-being-mandatory-2582508.html.> [Accessed: 2020-09-15]'},{id:"B17",body:'Ministry of Corporate Affairs. A snapshot of CSR spent for 2014-15 [Internet]. 2016. Available from <http://www.mca.gov.in/MinistryV2/csrdatasummary.html.> [Accessed: 2020-09-15]'},{id:"B18",body:'Ministry of Corporate Affairs. Government of India. Report of the High Level Committee on Corporate Social Responsibility. August 2019:2018'},{id:"B19",body:'Ministry of Corporate Affairs. Government of India. Report of the High Level Committee (to suggest measures for the improved monitoring of the implementation of Corporate Social Responsibility policies). September 2015:27'},{id:"B20",body:'Umakanth Varottil. CSR Becomes Stringent, With Penal Consequences. IndiaCorpLawBlog [Internet]. August 2, 2019. Available from: < https://indiacorplaw.in/2019/08/csr-becomes-stringent-penal-consequences.html> [Accessed: 2020-09-15]'},{id:"B21",body:'The Companies (Amendment) Act, 2019, s. 21'},{id:"B22",body:'Draft Companies (Corporate Social Responsibility) Amendment Rules, 2020, rule 2(h)'},{id:"B23",body:'Nitu Poddar, Tanvi Rastogi. Proposed changes in CSR rules [internet]. March 15, 2020. Available from: http://vinodkothari.com/2020/03/proposed-changes-in-csr-rules/ [Accessed: 2020-09-15]'},{id:"B24",body:'Kasmin Fernandes. Key Amendments to CSR Law in India. The CSR Journal [Internet]. January 15, 2020. Available from <https://thecsrjournal.in/key-amendments-to-csr-law-in-india/> [Accessed: 2020-09-15]'},{id:"B25",body:'For the complete definition of “officer who is in default”, see the Companies Act, 2013, S 2(60)'},{id:"B26",body:'Ruchika Citravanshi. India Inc worried over three-year jail provision for violation of CSR norms, Business Standard [Internet]. August 1, 2019. Available from: < https://www.business-standard.com/article/companies/firms-fret-over-harsh-csr-norms-jail-term-in-companies-act-amendment-119073101867_1.html> [Accessed: 2020-09-15]'},{id:"B27",body:'Business Standard Editorial Comment. An unnecessary Law, Business Standard [Internet]. August 6, 2019. Available from: <https://www.business-standard.com/article/opinion/an-unnecessary-law-119080600007_1.html> [Accessed: 2020-09-15]'},{id:"B28",body:'Cyril Amarchand Mangaldas. Corporate Social Responsibility—Less Carrot More Stick, Bloomberg Quint [Internet]. August 11, 2019. Available from: <https://www.bloombergquint.com/opinion/corporate-social-responsibilityless-carrot-more-stick> [Accessed: 2020-09-15]'},{id:"B29",body:'Umakanth Varottil. New CSR Rules: The Risks of Greater Rigidity, Bloomberg Quint [Internet]. August 1, 2019. Available from: < https://www.bloombergquint.com/opinion/new-csr-rules-the-risks-of-greater-rigidity> [Accessed: 2020-09-15]'},{id:"B30",body:'Arup Roychoudhury. Criminal proceedings for economic offences sets a bad precedent: Experts, Business Standard [Internet]. August 7, 2019. Available from: <https://www.business-standard.com/article/companies/criminal-proceedings-for-economic-offences-sets-a-bad-precedent-experts-119080700979_1.html> [Accessed: 2020-09-15]'},{id:"B31",body:'Deepshika Sikarwar. Government won’t go ahead with new CSR rule, Economic Times [Internet]. August 14, 2019. Available from: < https://economictimes.indiatimes.com/news/economy/policy/government-constituted-panel-suggests-making-csr-non-compliance-civil-offence/articleshow/70662585.cms> [Accessed: 2020-09-15]'},{id:"B32",body:'Press Trust of India. Govt says CSR violations will not to be treated as a criminal offence, The Print [Internet]. August 23, 2019. Available from: < https://theprint.in/economy/govt-says-csr-violations-will-not-to-be-treated-as-a-criminal-offence/281436/> [Accessed: 2020-09-15]'},{id:"B33",body:'ET Bureau. Companies Amendment Bill 2020 introduced in Lok Sabha, Economic Times [Internet]. March 18, 2020. Available from: <https://economictimes.indiatimes.com/news/politics-and-nation/cos-amendment-bill-2020-introduced-in-lok-sabha/articleshow/74680721.cms?utm_source=contentofinterest&utm_medium=text&utm_campaign=cppst> [Accessed: 2020-09-15]'},{id:"B34",body:'Companies (Amendment) Bill 2020, s 27'},{id:"B35",body:'Tanya Nair. New CSR Amendment Brings New Challenges for Implementing Agencies, IndiaCorpLaw Blog [Internet]. April 26, 2020. Available from: < https://indiacorplaw.in/2020/04/new-csr-amendment-brings-new-challenges-for-implementing-agencies.html> [Accessed: 2020-09-15]'}],footnotes:[],contributors:[{corresp:"yes",contributorFullName:"Shouvik Kumar Guha",address:"shouvikkumarguha@nujs.edu",affiliation:'
The West Bengal National University of Juridical Sciences, Kolkata, India
The West Bengal National University of Juridical Sciences, Kolkata, India
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AFFILIATION
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Authors are responsible for ensuring all addresses and emails provided are correct. Under affiliation(s) all Authors should indicate where the research was conducted. Please note that no changes to the affiliation(s) can be made after the chapter has been published.
Substantially contribute to the conception or design of the work; or the acquisition, analysis, or interpretation of data for the work
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Participate in drafting or revising the work
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Approve the final version of the work to be published.
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All contributors who meet these criteria are listed as Authors. Their exact contributions should be described in the manuscript at the time of submission.
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Conversely, all contributors who do not meet these criteria should be listed in the Acknowledgments section of the manuscript, along with a short description of their specific contributions.
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CHANGES IN AUTHORSHIP
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If it is felt necessary to make changes to the list of Authors after a manuscript has been submitted or published, it is the responsibility of the Author concerned to provide a valid reason to amend the published list. Additionally, all listed Authors must verify and approve the proposed changes in order for any amendments to be made.
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AFFILIATION
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Authors are responsible for ensuring all addresses and emails provided are correct. Under affiliation(s) all Authors should indicate where the research was conducted. Please note that no changes to the affiliation(s) can be made after the chapter has been published.
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He also has an honorary appointment to serve as a Collaborative Professor at Kanazawa University, Japan, from Mar 2015 to the present. \nFormerly, Dr. Rahman was a faculty member of the University of Chittagong, Bangladesh, affiliated with the Department of Chemistry (Oct 2002 to Mar 2012) and the Department of Applied Chemistry and Chemical Engineering (Mar 2012 to Sep 2015). Dr. Rahman was also adjunctly attached with Kanazawa University, Japan (Visiting Research Professor, Dec 2014 to Mar 2015; JSPS Postdoctoral Research Fellow, Apr 2012 to Mar 2014), and Tokyo Institute of Technology, Japan (TokyoTech-UNESCO Research Fellow, Oct 2004–Sep 2005). \nHe received his Ph.D. degree in Environmental Analytical Chemistry from Kanazawa University, Japan (2011). He also achieved a Diploma in Environment from the Tokyo Institute of Technology, Japan (2005). Besides, he has an M.Sc. degree in Applied Chemistry and a B.Sc. degree in Chemistry, all from the University of Chittagong, Bangladesh. \nDr. Rahman’s research interest includes the study of the fate and behavior of environmental pollutants in the biosphere; design of low energy and low burden environmental improvement (remediation) technology; implementation of sustainable waste management practices for treatment, handling, reuse, and ultimate residual disposition of solid wastes; nature and type of interactions in organic liquid mixtures for process engineering design applications.",institutionString:null,institution:{name:"Fukushima University",institutionURL:null,country:{name:"Japan"}}},editorTwo:{id:"201020",title:"Dr.",name:"Zinnat Ara",middleName:null,surname:"Begum",slug:"zinnat-ara-begum",fullName:"Zinnat Ara Begum",profilePictureURL:"https://mts.intechopen.com/storage/users/201020/images/system/201020.jpeg",biography:"Zinnat A. 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He has both an MS and Ph.D. in Biomedical Engineering. He was previously a research scientist at the University of California Los Angeles (UCLA) and visiting professor and researcher at the University of North Dakota. He is currently working in artificial intelligence and its applications in medical signal processing. In addition, he is using digital signal processing in medical imaging and speech processing. Dr. Asadpour has developed brain-computer interfacing algorithms and has published books, book chapters, and several journal and conference papers in this field and other areas of intelligent signal processing. He has also designed medical devices, including a laser Doppler monitoring system.",institutionString:"Kaiser Permanente Southern California",institution:null},{id:"169608",title:"Prof.",name:"Marian",middleName:null,surname:"Găiceanu",slug:"marian-gaiceanu",fullName:"Marian Găiceanu",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/169608/images/system/169608.png",biography:"Prof. Dr. Marian Gaiceanu graduated from the Naval and Electrical Engineering Faculty, Dunarea de Jos University of Galati, Romania, in 1997. He received a Ph.D. (Magna Cum Laude) in Electrical Engineering in 2002. Since 2017, Dr. Gaiceanu has been a Ph.D. supervisor for students in Electrical Engineering. He has been employed at Dunarea de Jos University of Galati since 1996, where he is currently a professor. Dr. Gaiceanu is a member of the National Council for Attesting Titles, Diplomas and Certificates, an expert of the Executive Agency for Higher Education, Research Funding, and a member of the Senate of the Dunarea de Jos University of Galati. He has been the head of the Integrated Energy Conversion Systems and Advanced Control of Complex Processes Research Center, Romania, since 2016. He has conducted several projects in power converter systems for electrical drives, power quality, PEM and SOFC fuel cell power converters for utilities, electric vehicles, and marine applications with the Department of Regulation and Control, SIEI S.pA. (2002–2004) and the Polytechnic University of Turin, Italy (2002–2004, 2006–2007). He is a member of the Institute of Electrical and Electronics Engineers (IEEE) and cofounder-member of the IEEE Power Electronics Romanian Chapter. He is a guest editor at Energies and an academic book editor for IntechOpen. He is also a member of the editorial boards of the Journal of Electrical Engineering, Electronics, Control and Computer Science and Sustainability. Dr. Gaiceanu has been General Chairman of the IEEE International Symposium on Electrical and Electronics Engineering in the last six editions.",institutionString:'"Dunarea de Jos" University of Galati',institution:{name:'"Dunarea de Jos" University of Galati',country:{name:"Romania"}}},{id:"4519",title:"Prof.",name:"Jaydip",middleName:null,surname:"Sen",slug:"jaydip-sen",fullName:"Jaydip Sen",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/4519/images/system/4519.jpeg",biography:"Jaydip Sen is associated with Praxis Business School, Kolkata, India, as a professor in the Department of Data Science. His research areas include security and privacy issues in computing and communication, intrusion detection systems, machine learning, deep learning, and artificial intelligence in the financial domain. He has more than 200 publications in reputed international journals, refereed conference proceedings, and 20 book chapters in books published by internationally renowned publishing houses, such as Springer, CRC press, IGI Global, etc. Currently, he is serving on the editorial board of the prestigious journal Frontiers in Communications and Networks and in the technical program committees of a number of high-ranked international conferences organized by the IEEE, USA, and the ACM, USA. He has been listed among the top 2% of scientists in the world for the last three consecutive years, 2019 to 2021 as per studies conducted by the Stanford University, USA.",institutionString:"Praxis Business School",institution:null},{id:"320071",title:"Dr.",name:"Sidra",middleName:null,surname:"Mehtab",slug:"sidra-mehtab",fullName:"Sidra Mehtab",position:null,profilePictureURL:"https://s3.us-east-1.amazonaws.com/intech-files/0033Y00002v6KHoQAM/Profile_Picture_1584512086360",biography:"Sidra Mehtab has completed her BS with honors in Physics from Calcutta University, India in 2018. She has done MS in Data Science and Analytics from Maulana Abul Kalam Azad University of Technology (MAKAUT), Kolkata, India in 2020. Her research areas include Econometrics, Time Series Analysis, Machine Learning, Deep Learning, Artificial Intelligence, and Computer and Network Security with a particular focus on Cyber Security Analytics. Ms. Mehtab has published seven papers in international conferences and one of her papers has been accepted for publication in a reputable international journal. She has won the best paper awards in two prestigious international conferences – BAICONF 2019, and ICADCML 2021, organized in the Indian Institute of Management, Bangalore, India in December 2019, and SOA University, Bhubaneswar, India in January 2021. Besides, Ms. Mehtab has also published two book chapters in two books. Seven of her book chapters will be published in a volume shortly in 2021 by Cambridge Scholars’ Press, UK. Currently, she is working as the joint editor of two edited volumes on Time Series Analysis and Forecasting to be published in the first half of 2021 by an international house. Currently, she is working as a Data Scientist with an MNC in Delhi, India.",institutionString:"NSHM College of Management and Technology",institution:null},{id:"226240",title:"Dr.",name:"Andri Irfan",middleName:null,surname:"Rifai",slug:"andri-irfan-rifai",fullName:"Andri Irfan Rifai",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/226240/images/7412_n.jpg",biography:"Andri IRFAN is a Senior Lecturer of Civil Engineering and Planning. He completed the PhD at the Universitas Indonesia & Universidade do Minho with Sandwich Program Scholarship from the Directorate General of Higher Education and LPDP scholarship. He has been teaching for more than 19 years and much active to applied his knowledge in the project construction in Indonesia. His research interest ranges from pavement management system to advanced data mining techniques for transportation engineering. He has published more than 50 papers in journals and 2 books.",institutionString:null,institution:{name:"Universitas Internasional Batam",country:{name:"Indonesia"}}},{id:"314576",title:"Dr.",name:"Ibai",middleName:null,surname:"Laña",slug:"ibai-lana",fullName:"Ibai Laña",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/314576/images/system/314576.jpg",biography:"Dr. Ibai Laña works at TECNALIA as a data analyst. He received his Ph.D. in Artificial Intelligence from the University of the Basque Country (UPV/EHU), Spain, in 2018. He is currently a senior researcher at TECNALIA. His research interests fall within the intersection of intelligent transportation systems, machine learning, traffic data analysis, and data science. He has dealt with urban traffic forecasting problems, applying machine learning models and evolutionary algorithms. He has experience in origin-destination matrix estimation or point of interest and trajectory detection. Working with large volumes of data has given him a good command of big data processing tools and NoSQL databases. He has also been a visiting scholar at the Knowledge Engineering and Discovery Research Institute, Auckland University of Technology.",institutionString:"TECNALIA Research & Innovation",institution:{name:"Tecnalia",country:{name:"Spain"}}},{id:"314575",title:"Dr.",name:"Jesus",middleName:null,surname:"L. Lobo",slug:"jesus-l.-lobo",fullName:"Jesus L. Lobo",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/314575/images/system/314575.png",biography:"Dr. Jesús López is currently based in Bilbao (Spain) working at TECNALIA as Artificial Intelligence Research Scientist. In most cases, a project idea or a new research line needs to be investigated to see if it is good enough to take into production or to focus on it. That is exactly what he does, diving into Machine Learning algorithms and technologies to help TECNALIA to decide whether something is great in theory or will actually impact on the product or processes of its projects. So, he is expert at framing experiments, developing hypotheses, and proving whether they’re true or not, in order to investigate fundamental problems with a longer time horizon. He is also able to design and develop PoCs and system prototypes in simulation. He has participated in several national and internacional R&D projects.\n\nAs another relevant part of his everyday research work, he usually publishes his findings in reputed scientific refereed journals and international conferences, occasionally acting as reviewer and Programme Commitee member. Concretely, since 2018 he has published 9 JCR (8 Q1) journal papers, 9 conference papers (e.g. ECML PKDD 2021), and he has co-edited a book. He is also active in popular science writing data science stories for reputed blogs (KDNuggets, TowardsDataScience, Naukas). Besides, he has recently embarked on mentoring programmes as mentor, and has also worked as data science trainer.",institutionString:"TECNALIA Research & Innovation",institution:{name:"Tecnalia",country:{name:"Spain"}}},{id:"103779",title:"Prof.",name:"Yalcin",middleName:null,surname:"Isler",slug:"yalcin-isler",fullName:"Yalcin Isler",position:null,profilePictureURL:"https://s3.us-east-1.amazonaws.com/intech-files/0030O00002bRyQ8QAK/Profile_Picture_1628834958734",biography:"Yalcin Isler (1971 - Burdur / Turkey) received the B.Sc. degree in the Department of Electrical and Electronics Engineering from Anadolu University, Eskisehir, Turkey, in 1993, the M.Sc. degree from the Department of Electronics and Communication Engineering, Suleyman Demirel University, Isparta, Turkey, in 1996, the Ph.D. degree from the Department of Electrical and Electronics Engineering, Dokuz Eylul University, Izmir, Turkey, in 2009, and the Competence of Associate Professorship from the Turkish Interuniversity Council in 2019.\n\nHe was Lecturer at Burdur Vocational School in Suleyman Demirel University (1993-2000, Burdur / Turkey), Software Engineer (2000-2002, Izmir / Turkey), Research Assistant in Bulent Ecevit University (2002-2003, Zonguldak / Turkey), Research Assistant in Dokuz Eylul University (2003-2010, Izmir / Turkey), Assistant Professor at the Department of Electrical and Electronics Engineering in Bulent Ecevit University (2010-2012, Zonguldak / Turkey), Assistant Professor at the Department of Biomedical Engineering in Izmir Katip Celebi University (2012-2019, Izmir / Turkey). He is an Associate Professor at the Department of Biomedical Engineering at Izmir Katip Celebi University, Izmir / Turkey, since 2019. In addition to academics, he has also founded Islerya Medical and Information Technologies Company, Izmir / Turkey, since 2017.\n\nHis main research interests cover biomedical signal processing, pattern recognition, medical device design, programming, and embedded systems. He has many scientific papers and participated in several projects in these study fields. He was an IEEE Student Member (2009-2011) and IEEE Member (2011-2014) and has been IEEE Senior Member since 2014.",institutionString:null,institution:{name:"Izmir Kâtip Çelebi University",country:{name:"Turkey"}}},{id:"339677",title:"Dr.",name:"Mrinmoy",middleName:null,surname:"Roy",slug:"mrinmoy-roy",fullName:"Mrinmoy Roy",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/339677/images/16768_n.jpg",biography:"An accomplished Sales & Marketing professional with 12 years of cross-functional experience in well-known organisations such as CIPLA, LUPIN, GLENMARK, ASTRAZENECA across different segment of Sales & Marketing, International Business, Institutional Business, Product Management, Strategic Marketing of HIV, Oncology, Derma, Respiratory, Anti-Diabetic, Nutraceutical & Stomatological Product Portfolio and Generic as well as Chronic Critical Care Portfolio. A First Class MBA in International Business & Strategic Marketing, B.Pharm, D.Pharm, Google Certified Digital Marketing Professional. Qualified PhD Candidate in Operations and Management with special focus on Artificial Intelligence and Machine Learning adoption, analysis and use in Healthcare, Hospital & Pharma Domain. Seasoned with diverse therapy area of Pharmaceutical Sales & Marketing ranging from generating revenue through generating prescriptions, launching new products, and making them big brands with continuous strategy execution at the Physician and Patients level. Moved from Sales to Marketing and Business Development for 3.5 years in South East Asian Market operating from Manila, Philippines. Came back to India and handled and developed Brands such as Gluconorm, Lupisulin, Supracal, Absolut Woman, Hemozink, Fabiflu (For COVID 19), and many more. In my previous assignment I used to develop and execute strategies on Sales & Marketing, Commercialization & Business Development for Institution and Corporate Hospital Business portfolio of Oncology Therapy Area for AstraZeneca Pharma India Ltd. Being a Research Scholar and Student of ‘Operations Research & Management: Artificial Intelligence’ I published several pioneer research papers and book chapters on the same in Internationally reputed journals and Books indexed in Scopus, Springer and Ei Compendex, Google Scholar etc. Currently, I am launching PGDM Pharmaceutical Management Program in IIHMR Bangalore and spearheading the course curriculum and structure of the same. I am interested in Collaboration for Healthcare Innovation, Pharma AI Innovation, Future trend in Marketing and Management with incubation on Healthcare, Healthcare IT startups, AI-ML Modelling and Healthcare Algorithm based training module development. I am also an affiliated member of the Institute of Management Consultant of India, looking forward to Healthcare, Healthcare IT and Innovation, Pharma and Hospital Management Consulting works.",institutionString:null,institution:{name:"Lovely Professional University",country:{name:"India"}}},{id:"1063",title:"Prof.",name:"Constantin",middleName:null,surname:"Volosencu",slug:"constantin-volosencu",fullName:"Constantin Volosencu",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/1063/images/system/1063.png",biography:"Prof. Dr. Constantin Voloşencu graduated as an engineer from\nPolitehnica University of Timișoara, Romania, where he also\nobtained a doctorate degree. He is currently a full professor in\nthe Department of Automation and Applied Informatics at the\nsame university. Dr. Voloşencu is the author of ten books, seven\nbook chapters, and more than 160 papers published in journals\nand conference proceedings. He has also edited twelve books and\nhas twenty-seven patents to his name. He is a manager of research grants, editor in\nchief and member of international journal editorial boards, a former plenary speaker, a member of scientific committees, and chair at international conferences. His\nresearch is in the fields of control systems, control of electric drives, fuzzy control\nsystems, neural network applications, fault detection and diagnosis, sensor network\napplications, monitoring of distributed parameter systems, and power ultrasound\napplications. He has developed automation equipment for machine tools, spooling\nmachines, high-power ultrasound processes, and more.",institutionString:"Polytechnic University of Timişoara",institution:{name:"Polytechnic University of Timişoara",country:{name:"Romania"}}},{id:"221364",title:"Dr.",name:"Eneko",middleName:null,surname:"Osaba",slug:"eneko-osaba",fullName:"Eneko Osaba",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/221364/images/system/221364.jpg",biography:"Dr. Eneko Osaba works at TECNALIA as a senior researcher. He obtained his Ph.D. in Artificial Intelligence in 2015. He has participated in more than twenty-five local and European research projects, and in the publication of more than 130 papers. He has performed several stays at universities in the United Kingdom, Italy, and Malta. Dr. Osaba has served as a program committee member in more than forty international conferences and participated in organizing activities in more than ten international conferences. He is a member of the editorial board of the International Journal of Artificial Intelligence, Data in Brief, and Journal of Advanced Transportation. He is also a guest editor for the Journal of Computational Science, Neurocomputing, Swarm, and Evolutionary Computation and IEEE ITS Magazine.",institutionString:"TECNALIA Research & Innovation",institution:{name:"Tecnalia",country:{name:"Spain"}}},{id:"275829",title:"Dr.",name:"Esther",middleName:null,surname:"Villar-Rodriguez",slug:"esther-villar-rodriguez",fullName:"Esther Villar-Rodriguez",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/275829/images/system/275829.jpg",biography:"Dr. Esther Villar obtained a Ph.D. in Information and Communication Technologies from the University of Alcalá, Spain, in 2015. She obtained a degree in Computer Science from the University of Deusto, Spain, in 2010, and an MSc in Computer Languages and Systems from the National University of Distance Education, Spain, in 2012. Her areas of interest and knowledge include natural language processing (NLP), detection of impersonation in social networks, semantic web, and machine learning. Dr. Esther Villar made several contributions at conferences and publishing in various journals in those fields. Currently, she is working within the OPTIMA (Optimization Modeling & Analytics) business of TECNALIA’s ICT Division as a data scientist in projects related to the prediction and optimization of management and industrial processes (resource planning, energy efficiency, etc).",institutionString:"TECNALIA Research & Innovation",institution:{name:"Tecnalia",country:{name:"Spain"}}},{id:"49813",title:"Dr.",name:"Javier",middleName:null,surname:"Del Ser",slug:"javier-del-ser",fullName:"Javier Del Ser",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/49813/images/system/49813.png",biography:"Prof. Dr. Javier Del Ser received his first PhD in Telecommunication Engineering (Cum Laude) from the University of Navarra, Spain, in 2006, and a second PhD in Computational Intelligence (Summa Cum Laude) from the University of Alcala, Spain, in 2013. He is currently a principal researcher in data analytics and optimisation at TECNALIA (Spain), a visiting fellow at the Basque Center for Applied Mathematics (BCAM) and a part-time lecturer at the University of the Basque Country (UPV/EHU). His research interests gravitate on the use of descriptive, prescriptive and predictive algorithms for data mining and optimization in a diverse range of application fields such as Energy, Transport, Telecommunications, Health and Industry, among others. In these fields he has published more than 240 articles, co-supervised 8 Ph.D. theses, edited 6 books, coauthored 7 patents and participated/led more than 40 research projects. He is a Senior Member of the IEEE, and a recipient of the Biscay Talent prize for his academic career.",institutionString:"Tecnalia Research & Innovation",institution:null},{id:"278948",title:"Dr.",name:"Carlos Pedro",middleName:null,surname:"Gonçalves",slug:"carlos-pedro-goncalves",fullName:"Carlos Pedro Gonçalves",position:null,profilePictureURL:"https://s3.us-east-1.amazonaws.com/intech-files/0030O00002bRcmyQAC/Profile_Picture_1564224512145",biography:'Carlos Pedro Gonçalves (PhD) is an Associate Professor at Lusophone University of Humanities and Technologies and a researcher on Complexity Sciences, Quantum Technologies, Artificial Intelligence, Strategic Studies, Studies in Intelligence and Security, FinTech and Financial Risk Modeling. He is also a progammer with programming experience in:\n\nA) Quantum Computing using Qiskit Python module and IBM Quantum Experience Platform, with software developed on the simulation of Quantum Artificial Neural Networks and Quantum Cybersecurity;\n\nB) Artificial Intelligence and Machine learning programming in Python;\n\nC) Artificial Intelligence, Multiagent Systems Modeling and System Dynamics Modeling in Netlogo, with models developed in the areas of Chaos Theory, Econophysics, Artificial Intelligence, Classical and Quantum Complex Systems Science, with the Econophysics models having been cited worldwide and incorporated in PhD programs by different Universities.\n\nReceived an Arctic Code Vault Contributor status by GitHub, due to having developed open source software preserved in the \\"Arctic Code Vault\\" for future generations (https://archiveprogram.github.com/arctic-vault/), with the Strategy Analyzer A.I. module for decision making support (based on his PhD thesis, used in his Classes on Decision Making and in Strategic Intelligence Consulting Activities) and QNeural Python Quantum Neural Network simulator also preserved in the \\"Arctic Code Vault\\", for access to these software modules see: https://github.com/cpgoncalves. He is also a peer reviewer with outsanding review status from Elsevier journals, including Physica A, Neurocomputing and Engineering Applications of Artificial Intelligence. Science CV available at: https://www.cienciavitae.pt//pt/8E1C-A8B3-78C5 and ORCID: https://orcid.org/0000-0002-0298-3974',institutionString:"University of Lisbon",institution:{name:"Universidade Lusófona",country:{name:"Portugal"}}},{id:"241400",title:"Prof.",name:"Mohammed",middleName:null,surname:"Bsiss",slug:"mohammed-bsiss",fullName:"Mohammed Bsiss",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/241400/images/8062_n.jpg",biography:null,institutionString:null,institution:null},{id:"276128",title:"Dr.",name:"Hira",middleName:null,surname:"Fatima",slug:"hira-fatima",fullName:"Hira Fatima",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/276128/images/14420_n.jpg",biography:"Dr. Hira Fatima\nAssistant Professor\nDepartment of Mathematics\nInstitute of Applied Science\nMangalayatan University, Aligarh\nMobile: no : 8532041179\nhirafatima2014@gmal.com\n\nDr. Hira Fatima has received his Ph.D. degree in pure Mathematics from Aligarh Muslim University, Aligarh India. Currently working as an Assistant Professor in the Department of Mathematics, Institute of Applied Science, Mangalayatan University, Aligarh. She taught so many courses of Mathematics of UG and PG level. Her research Area of Expertise is Functional Analysis & Sequence Spaces. She has been working on Ideal Convergence of double sequence. She has published 17 research papers in National and International Journals including Cogent Mathematics, Filomat, Journal of Intelligent and Fuzzy Systems, Advances in Difference Equations, Journal of Mathematical Analysis, Journal of Mathematical & Computer Science etc. She has also reviewed few research papers for the and international journals. She is a member of Indian Mathematical Society.",institutionString:null,institution:null},{id:"414880",title:"Dr.",name:"Maryam",middleName:null,surname:"Vatankhah",slug:"maryam-vatankhah",fullName:"Maryam Vatankhah",position:null,profilePictureURL:"//cdnintech.com/web/frontend/www/assets/author.svg",biography:null,institutionString:null,institution:{name:"Borough of Manhattan Community College",country:{name:"United States of America"}}},{id:"414879",title:"Prof.",name:"Mohammad-Reza",middleName:null,surname:"Akbarzadeh-Totonchi",slug:"mohammad-reza-akbarzadeh-totonchi",fullName:"Mohammad-Reza Akbarzadeh-Totonchi",position:null,profilePictureURL:"//cdnintech.com/web/frontend/www/assets/author.svg",biography:null,institutionString:null,institution:{name:"Ferdowsi University of Mashhad",country:{name:"Iran"}}},{id:"414878",title:"Prof.",name:"Reza",middleName:null,surname:"Fazel-Rezai",slug:"reza-fazel-rezai",fullName:"Reza Fazel-Rezai",position:null,profilePictureURL:"//cdnintech.com/web/frontend/www/assets/author.svg",biography:null,institutionString:null,institution:{name:"American Public University System",country:{name:"United States of America"}}},{id:"302698",title:"Dr.",name:"Yao",middleName:null,surname:"Shan",slug:"yao-shan",fullName:"Yao Shan",position:null,profilePictureURL:"//cdnintech.com/web/frontend/www/assets/author.svg",biography:null,institutionString:null,institution:{name:"Dalian University of Technology",country:{name:"China"}}},{id:"125911",title:"Prof.",name:"Jia-Ching",middleName:null,surname:"Wang",slug:"jia-ching-wang",fullName:"Jia-Ching Wang",position:null,profilePictureURL:"//cdnintech.com/web/frontend/www/assets/author.svg",biography:null,institutionString:null,institution:{name:"National Central University",country:{name:"Taiwan"}}},{id:"357085",title:"Mr.",name:"P. 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\r\n\tIf we aim to prosper as a society and as a species, there is no alternative to sustainability-oriented development and growth. Sustainable development is no longer a choice but a necessity for us all. Ecosystems and preserving ecosystem services and inclusive urban development present promising solutions to environmental problems. Contextually, the emphasis on studying these fields will enable us to identify and define the critical factors for territorial success in the upcoming decades to be considered by the main-actors, decision and policy makers, technicians, and public in general.
\r\n
\r\n\tHolistic urban planning and environmental management are therefore crucial spheres that will define sustainable trajectories for our urbanizing planet. This urban and environmental planning topic aims to attract contributions that address sustainable urban development challenges and solutions, including integrated urban water management, planning for the urban circular economy, monitoring of risks, contingency planning and response to disasters, among several other challenges and solutions.
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