Annual mortality from different public health diseases (VAD deaths exclude significant maternal mortality).
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Barely three months into the new year and we are happy to announce a monumental milestone reached - 150 million downloads.
\n\nThis achievement solidifies IntechOpen’s place as a pioneer in Open Access publishing and the home to some of the most relevant scientific research available through Open Access.
\n\nWe are so proud to have worked with so many bright minds throughout the years who have helped us spread knowledge through the power of Open Access and we look forward to continuing to support some of the greatest thinkers of our day.
\n\nThank you for making IntechOpen your place of learning, sharing, and discovery, and here’s to 150 million more!
\n\n\n\n\n'}],latestNews:[{slug:"step-in-the-right-direction-intechopen-launches-a-portfolio-of-open-science-journals-20220414",title:"Step in the Right Direction: IntechOpen Launches a Portfolio of Open Science Journals"},{slug:"let-s-meet-at-london-book-fair-5-7-april-2022-olympia-london-20220321",title:"Let’s meet at London Book Fair, 5-7 April 2022, Olympia London"},{slug:"50-books-published-as-part-of-intechopen-and-knowledge-unlatched-ku-collaboration-20220316",title:"50 Books published as part of IntechOpen and Knowledge Unlatched (KU) Collaboration"},{slug:"intechopen-joins-the-united-nations-sustainable-development-goals-publishers-compact-20221702",title:"IntechOpen joins the United Nations Sustainable Development Goals Publishers Compact"},{slug:"intechopen-signs-exclusive-representation-agreement-with-lsr-libros-servicios-y-representaciones-s-a-de-c-v-20211123",title:"IntechOpen Signs Exclusive Representation Agreement with LSR Libros Servicios y Representaciones S.A. de C.V"},{slug:"intechopen-expands-partnership-with-research4life-20211110",title:"IntechOpen Expands Partnership with Research4Life"},{slug:"introducing-intechopen-book-series-a-new-publishing-format-for-oa-books-20210915",title:"Introducing IntechOpen Book Series - A New Publishing Format for OA Books"},{slug:"intechopen-identified-as-one-of-the-most-significant-contributor-to-oa-book-growth-in-doab-20210809",title:"IntechOpen Identified as One of the Most Significant Contributors to OA Book Growth in DOAB"}]},book:{item:{type:"book",id:"8125",leadTitle:null,fullTitle:"Medical Imaging - Principles and Applications",title:"Medical Imaging",subtitle:"Principles and Applications",reviewType:"peer-reviewed",abstract:"Several distinct medical imaging perspectives such as cutting-edge imaging methods, data analysis, better correlation with neurocognitive function, as well as detailed examples and summaries of disease monitoring, may help convey the methodological, technical, and developmental information of medical imaging principles and applications. The aim of this book is to provide beginners and experts in the medical imaging field with general pictures and detailed descriptions of imaging principles and clinical applications. With forefront applications and up-to-date analytical methods, this book will hopefully capture the interests of colleagues in the medical imaging research field. 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Her research interest is radiology and neuroscience technology and application. She had been trained as an imaging scientist at several prestigious institutes including Columbia University, the University of Pennsylvania, and the National Institutes of Health (NIH). Her research focuses on multi-modal neuroimaging integration such as MRI/PET and EEG/MEG instrumentation to make the best use of multiple modalities for better interpretation of underlying disease mechanisms. She is the author and editor of more than twelve books for well-known publishers including IntechOpen and Nova Science. 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Cellular-level axonal injury and/or demyelination as well as dispersed mesoscopic level substance abnormal aggregation and structural/functional abnormality could occur in short subacute/acute phases, while literatures related to longitudinal changes with age are limited with only our previous fMRI findings. Longitudinal data were used to characterize these multi-parameters including random intercept and interval per individual. No significant age by gender interactions have been found to either DTI fractional anisotropy (FA) or diffusivity metrics. The interval effective regions showed longitudinal change of FA and radial diffusivity (RD)/axial diffusivity (AX) values remained similar to the aging results found with cross-sectional data. Significant correlations between DTI and fMRI metrics as well as between imaging and neurocognitive data including speed and memory were found. 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With the rapid development of fMRI technology, more and more scholars have begun to use fMRI technology in the study of neuropathic pain in recent years. This provides a new idea for revealing the underlining mechanisms of neuropathic pain and improving the clinical treatment concepts. 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\r\n\tSoil contamination with various materials related to potentially toxic elements (PTEs), heavy metals, poly-aromatic hydrocarbons, and micro-plastics has emerged as a serious issue recently. This book provides the most recent insights into the current status, research progress, and future perspectives of soil contamination globally. This will also provide the most recent information regarding the interactions among soil-plant-amendments and microbial partners in the remediation of contaminated soils. This book will offer a strong foundation for discussion on soil contamination and its remediation strategies used so far for the betterment of soil health, sustainable agriculture, and ultimately food security. We welcome the contributions from research scholars, agriculturists, soil scientists, and related scientific fractions to contribute their chapters.
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Dr. Mustafa’s research is focused on soil microbiology and plant-microbe interactions for the remediation of contaminated sites.",coeditorOneBiosketch:"A pioneering researcher in soil microbiology/ecology, appointed as Associate Professor at the Institute of Soil and Environmental Sciences, University of Agriculture, Faisalabad, Pakistan. Dr. Naveed is a holder of 3 patents and has published more than 130 research articles in peer-reviewed journals. His work is recognized internationally, receiving more than 1000 citations every single year.",coeditorTwoBiosketch:null,coeditorThreeBiosketch:null,coeditorFourBiosketch:null,coeditorFiveBiosketch:null,editors:[{id:"299110",title:"Dr.",name:"Adnan",middleName:null,surname:"Mustafa",slug:"adnan-mustafa",fullName:"Adnan Mustafa",profilePictureURL:"https://mts.intechopen.com/storage/users/299110/images/system/299110.jpg",biography:"Adnan has completed his Ph.D in Soil Science from Graduate School of Chinese Academy of Agricultural Sciences, Beijing, China.\nHe is currently working as an Assistant Professor at Institute of Chemistry and Technology of Environmental Protection, Brno University of Technology, Brno, Czech Republic. He is simultaneously working as a Researcher with Department of Agrochemistry, Soil Science, Microbiology and Plant Nutrition (FA), Mendel University Brno and Institute of Environmental Studies, Charles University Prague, Czechia. \nHis research is focused on soil organic carbon (SOC) accumulation mechanisms, plant-microbe interactions, biochar production, and utilization for agricultural crop production and environmental remediation. He is actively involved in bioremediation of contaminated soils using organic and inorganic amendments in addition to exploiting plant-microbe interactions. He has published over 50 refereed journal articles, many of which sought to explore the effectiveness of innovative soil amendments and plant growth promoting rhizobacteria (PGPR) for improving crop performance and soil resilience under various abiotic stresses. He has been working for several renowned academic societies and enjoys early career in research.",institutionString:"Brno University of Technology",position:null,outsideEditionCount:0,totalCites:0,totalAuthoredChapters:"1",totalChapterViews:"0",totalEditedBooks:"0",institution:{name:"Brno University of Technology",institutionURL:null,country:{name:"Czech Republic"}}}],coeditorOne:{id:"444284",title:"Dr.",name:"Muhammad",middleName:null,surname:"Naveed",slug:"muhammad-naveed",fullName:"Muhammad Naveed",profilePictureURL:"https://mts.intechopen.com/storage/users/444284/images/system/444284.jpg",biography:"Dr. Muhammad Naveed is an Associate Professor of Soil Science at Institute of Soil and Environmental Sciences, University of Agriculture, Faisalabad, Pakistan. He received his Ph.D. on ‘Soil Microbiology/ Ecology’ from University of Natural Resources & Life Sciences, Vienna, Austria. He has received many national and international awards including but not limited to Salimuzzaman Siddiqui Prize for Applied Science – Technology in Agricultural Sciences from Pakistan and The Gregor Mendel Society award 'Visionary ideas on genetics' from Austria. Dr. Naveed’s research focuses on the physiological and molecular mechanisms of biotic and abiotic stress tolerance in plants. He is actively working on plant-microbe interactions under stress conditions. He has published more than 130 research articles in peer reviewed journals and over 15 book chapters with 3 patents. His work is now recognized internationally and receiving more than 1000 citations in each single year.",institutionString:"University of Agriculture Faisalabad",position:null,outsideEditionCount:0,totalCites:0,totalAuthoredChapters:"0",totalChapterViews:"0",totalEditedBooks:"0",institution:{name:"University of Agriculture Faisalabad",institutionURL:null,country:{name:"Pakistan"}}},coeditorTwo:null,coeditorThree:null,coeditorFour:null,coeditorFive:null,topics:[{id:"12",title:"Environmental Sciences",slug:"environmental-sciences"}],chapters:null,productType:{id:"1",title:"Edited Volume",chapterContentType:"chapter",authoredCaption:"Edited by"},personalPublishingAssistant:{id:"278926",firstName:"Ivana",lastName:"Barac",middleName:null,title:"Ms.",imageUrl:"https://mts.intechopen.com/storage/users/278926/images/8058_n.jpg",email:"ivana.b@intechopen.com",biography:"As an Author Service Manager my responsibilities include monitoring and facilitating all publishing activities for authors and editors. From chapter submission and review, to approval and revision, copyediting and design, until final publication, I work closely with authors and editors to ensure a simple and easy publishing process. I maintain constant and effective communication with authors, editors and reviewers, which allows for a level of personal support that enables contributors to fully commit and concentrate on the chapters they are writing, editing, or reviewing. I assist authors in the preparation of their full chapter submissions and track important deadlines and ensure they are met. I help to coordinate internal processes such as linguistic review, and monitor the technical aspects of the process. As an ASM I am also involved in the acquisition of editors. Whether that be identifying an exceptional author and proposing an editorship collaboration, or contacting researchers who would like the opportunity to work with IntechOpen, I establish and help manage author and editor acquisition and contact."}},relatedBooks:[{type:"book",id:"1591",title:"Infrared Spectroscopy",subtitle:"Materials Science, Engineering and Technology",isOpenForSubmission:!1,hash:"99b4b7b71a8caeb693ed762b40b017f4",slug:"infrared-spectroscopy-materials-science-engineering-and-technology",bookSignature:"Theophile Theophanides",coverURL:"https://cdn.intechopen.com/books/images_new/1591.jpg",editedByType:"Edited by",editors:[{id:"37194",title:"Dr.",name:"Theophile",surname:"Theophanides",slug:"theophile-theophanides",fullName:"Theophile Theophanides"}],productType:{id:"1",chapterContentType:"chapter",authoredCaption:"Edited by"}},{type:"book",id:"3161",title:"Frontiers in Guided Wave Optics and Optoelectronics",subtitle:null,isOpenForSubmission:!1,hash:"deb44e9c99f82bbce1083abea743146c",slug:"frontiers-in-guided-wave-optics-and-optoelectronics",bookSignature:"Bishnu Pal",coverURL:"https://cdn.intechopen.com/books/images_new/3161.jpg",editedByType:"Edited by",editors:[{id:"4782",title:"Prof.",name:"Bishnu",surname:"Pal",slug:"bishnu-pal",fullName:"Bishnu Pal"}],productType:{id:"1",chapterContentType:"chapter",authoredCaption:"Edited by"}},{type:"book",id:"371",title:"Abiotic Stress in Plants",subtitle:"Mechanisms and Adaptations",isOpenForSubmission:!1,hash:"588466f487e307619849d72389178a74",slug:"abiotic-stress-in-plants-mechanisms-and-adaptations",bookSignature:"Arun Shanker and B. 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The need for lightweight manufacturing in the vehicle industry is supported by several reasons: among them, the stringent and further increasing environment restrictions, the need for the reduction of harmful emissions, and the higher safety requirements should be mentioned. In the fulfillments of these requirements, the weight reduction has a determinant role. In the total weight of an automobile, the car body has a decisive role. Sheet metal forming is regarded as one of the most important manufacturing processes in the production of car body elements. Therefore, the elaboration of new, low-cost manufacturing processes is one of the main objectives in sheet metal forming: in these developments, the lightweight production principles are of utmost importance. The two main trends for producing lightweight automotive parts are the application of high strength steels or lightweight materials—especially various high strength aluminum alloys [1]. In this chapter, we will mainly focus on high strength steel materials.
\nConsidering the major requirements for the automotive industry in the recent decades, the main driving forces of material developments can be clearly defined, too.
\nThe competition in car manufacturing is extremely strong, and the requirements are often contradictory: for example, from the customers’ side, more economical, safer, and higher comfort together with better performance are the most important issues. These are further increased by legal requirements as the ever-increasing rigorous environment restrictions as the reduction of harmful emissions and higher safety requirements. Some of the legal requirements are in accordance with the customers’ demands; some imposes further requirements on car manufacturing. Due to the worldwide competition in car manufacturing, the automotive industry has to find the appropriate answers for these challenges. To meet all these requirements is impossible with conventional materials and conventional manufacturing methods. This is one of the main reasons that the development needs in the automotive industry are the main driving forces in material development, too.
\nIn the fulfillment of these manifold requirements, the weight reduction has an important role: reducing the overall weight of vehicles results in lower consumption and thus less harmful emissions together with more economical vehicles and increased environmental protection. If we analyze the potential weight reduction in various parts of a regular automobile [2], it can be seen that about 45% of the total weight is covered by the body parts, chassis, and suspension elements (Figure 1); thus we have to focus on these components. These parts are mainly produced by sheet metal forming: this is why the sheet metal forming as a key technology has a critical role in the weight reduction of automobiles and why lightweight design principles are in the forefront of research and development in the automotive industry.
\nWeight ratio of various vehicle components [
Applying lightweight design principles in the body-in-white production necessitates the application of thinner sheets; however, both the customers’ demand and the legal prescriptions require higher safety. To solve these contradictory requirements, higher strength materials are needed. However, applying higher strength materials, it leads to further contradictions: increasing the strength results in the decrease of the formability. It is well known that strength and ductility (formability) have a hyperbolic relationship. Therefore, it is important to find a good compromise between strength and formability properties. This is a great challenge in material developments that will be analyzed in the next sections.
\nIn the last 40–45 years, the reduction of fuel consumption led to the intensive development of new materials. These developments resulted in the widespread application of various grades of high strength steels. The origin of these developments can be traced back to the mid-seventieth, when the first micro-alloyed steels arrived to the industrial application. Since then, due to the continuous pressure on material development, several new high strength steel grades appeared and reached already the everyday industrial application. Systematic analysis of these developments can be found in several papers from various authors in the literature [3, 4, 5, 6, 7]. In the next sections, a systematic classification of these developments will be summarized.
\nSteel developments—in general and particularly for the automotive industry—may be classified in several different ways. One usual way of classification is done according to the metallurgical designation. These may be grouped into low strength steels (including mild steels, interstitial free (IF) steels), conventional high strength steels like carbon-manganese (C-Mn) steels, bake-hardenable (BH) steels, high strength low alloyed (HSLA) steels, and the newer types of Advanced High Strength Steels (AHSS), e.g., Dual Phase (DP) steels, Transformation Induced Plasticity (TRIP) steels, Twinning Induced lasticity (TWIP) steels, Complex Phase (CP) steels, martensitic (MS) steels. In recent years, new AHSS grades have been developed, for example, Extra Advanced High Strength Steels (X-AHSS) and Ultra Advanced High Strength Steels (U-AHSS), and various types of the so-called third-generation AHSS steels, e.g., TRIP-aided bainitic ferrite (TBF) and Quenching & Partitioning (Q&P) or different types of NanoSteels: all these with the primary aim to provide even higher strength parameters with significantly increased formability.
\nAnother classification introduces various mechanical properties—mainly strength and formability parameters as the Ultimate Tensile Strength (UTS) and Total Elongation (TE). This type of classification is often used together with the designation of development steel generations, as well. In Figure 2, the well-known relationship between strength and ductility parameters is shown applying the abovementioned classification method with a graphical representation. From Figure 2, it may be also seen that the product of the ultimate tensile strength and the total elongation (UTS × TE) follows a hyperbolic function. The constant (C = UTS × TE) provides further possibility to classify the steel developments by their generation.
\nRelationship between ultimate tensile strength (UTS) vs total elongation (TE) for various generations of high strength steels [
In Figure 2, the material group shown by gray color includes the conventional mild steels (IF and mild steels) formerly widely applied in Body in White (BiW) production in the automotive industry. The group of conventional high strength steels (colored by light blue) includes bake hardening (BH), isotropic (IS), high strength interstitial free (HS IF), carbon-manganese (C-Mn), and high strength low alloyed (HSLA) steels. Following the conventional high strength steels, an intensive development started in the steel industry in close cooperation with the automotive industry to develop different types of Advanced High Strength Steels (AHSS) to meet the needs of lightweight automotive structures.
\nThe development of first generation of Advanced High Strength Steels for automotive application may be regarded as the first step in this development process. DP steels, Complex Phase (CP) steels, certain types of TRIP steels, and martensitic steels (MART) belong particularly to this group. For these steels, the C constant defined above can be found between 10,000 and 25,000. The first-generation AHSS (often referred as conventional AHSS) grades have good strength but limited ductility.
\nHowever, it is worth mentioning that for these Advanced High Strength Steels, the increase of strength parameters is much more significant than the decrease of the ductility parameters. This is particularly valid for the Dual Phase (DP) steels, Complex Phase steels (CP), Martensitic Complex Phase (MART/CP) steels, and TRIP steels. This is the reason why this group gains wide application in car body production.
\nThe group of steels that can be found around the C = 40,000–60,000 MPa × % may be regarded as the second generation of Advanced High Strength Steels. This group includes the Twinning Induced Plasticity (TWIP) steels and some austenitic Stainless Steels (AUST SS) with high manganese content. These steel grades provide superior combination of strength and ductility. TWIP steel had successfully been trial-produced at POSCO in the early 1990s, but the trial was not extended to commercialization due to limitations in facilities and productivity [4]. Trial productions have also been made at some European steel companies. These attempts demonstrated the outstanding mechanical performance of TWIP steels; however, these trial productions turned to be commercially unsuccessful due to low productivity and high cost [5]. New approaches and further developments are done continuously to reduce these difficulties and make them suitable for automotive parts manufacturing.
\nThe third generation of AHSS is still in the phase of development—though there are already industrial realizations, too. In this development stage, several new concepts have been already proposed. The main target in developing the third generation of AHSS is twofold, i.e., to achieve mechanical properties in the range between the first- and second-generation AHSS shown in the strength-ductility diagram (Figure 2) but with less alloying elements and, hence, with less expensive production than the second-generation AHSS steels [6]. The microstructure of these steels consists of a high strength phase (e.g., nano/ultrafine-grained ferrite, martensite, or bainite) combined with a further phase or constituent that provides substantial ductility and work hardening (e.g., austenite). With this development concepts, very high strength steels in the GPa range with even though remarkable formability can be produced [7].
\nThe projected changes in the application of Advanced High Strength Steels is given by Matlock et al. [8] for North American vehicle industry (Figure 3), but similar trend may be estimated for other geographical regions, e.g., the European Automotive manufacturers and the Far East countries (China, Japan, and Korea). In Figure 3, the changes of the absolute content of AHSS applications (in kg) and percentage changes related to the total weight of vehicles are shown. Both changes show an exponential increase with a slightly higher one concerning the absolute values.
\nProjected changes of the absolute amount (kg) and the percentage values for the total weight of vehicles.
In the last 30–40 years, there were several projects studying and initiating the development of new grades of Advanced High Strength Steels. Most of these projects were initiated by automotive companies, and in most cases various consortiums were established for this purpose. Each of these projects aimed to meet as much as possible the requirements analyzed in Section 2.
\nAmong these projects, the Ultralight Steel Automotive Body (ULSAB) satisfied most of the requirements stated for a lightweight automotive structure and proved to be structurally sound, safe, executable, and affordable. Though it was a highly expensive project with the participation of 35 companies representing 18 countries, it could meet the challenges to reduce the weight of steel auto body structures at no additional costs, while maintaining or even improving the overall performance [9].
\nFurther projects followed the ULSAB concept, among them the Ultralight Steel Auto Closures (ULSAC) [10], or the Ultralight Steel Auto Body-Advanced Vehicle Concept (ULSAB-AVC) [11], and the Future Steel Vehicle (FSV) [12]. All these projects led to the further development of Advanced High Strength Steels reaching the GigaPascal range of strength together with increased ductility.
\nIn the previous section, we could see the main material development tendencies and their classification that included various kinds of conventional steels as well, which had a prominent role in the history of car making in the last century. In the next sections, we will mainly focus on the main types of Advanced High Strength Steels and their properties.
\nAHSS are complex, sophisticated materials, with carefully selected chemical compositions and multiphase microstructures, achieved by precisely controlled heating and cooling processes. Various strengthening mechanisms are applied to get significantly increased strength, better formability, improved toughness, and fatigue properties to meet the various requirements that are defined for automotive body structures [13].
\nThe group of AHSS materials includes Dual Phase (DP), Complex-Phase (CP), Ferritic-Bainitic (FB), Martensitic (MS), Transformation-Induced Plasticity (TRIP), Hot-Formed Press Hardened (HF, or PHS), Twinning-Induced Plasticity (TWIP) and some austenitic stainless steels (AUST SS) with high manganese content. These first- and second-generation AHSS grades due to their unique mechanical properties are well qualified to meet many of the functional and performance requirements in automobiles. From these generations of AHSS, DP and TRIP steels are excellent in the crash zones due to their high-energy absorption [14], while structural elements of the passenger compartment can be made from extremely high strength steels, such as martensitic and boron-alloyed Press Hardened Steels (PHS), and hence, resulting in improved safety performance.
\nRecently, there is an increased research interest for the development of the third generation of AHSS. These steels usually apply special alloying and thermomechanical processing to provide improved strength-ductility combinations compared to the present first- and second-generation AHSS grades but at lower costs. There are several good examples for these, e.g., in the USA, a program sponsored by the Department of Energy made available the development of 1200 MPa steels with threefold improvements in ductility [15]. New generation of Advanced High Strength Steel (AHSS) grades contains significant alloying and multiple phases. The multiple phases provide increased strength and ductility not attainable with single-phase steels, such as the high strength, low alloyed (HSLA) grades. In the next sections, these AHSS will be discussed.
\nAs we could see from the historical analysis, Dual-Phase steels have a dominant role in the last 40 years of automotive industry; therefore, we start the overview of Advanced High Strength Steels with this group.
\nThe development of Dual-Phase (DP) steels was right at the beginning of the new age of steel development following the conventional high strength steel era. Current commercially available and widely applied AHSS steels have evolved from significant early work on Dual-Phase steels in the late 1970s and early 1980s. Dual-Phase steels are one of the more widely applied Advanced High Strength Steels in todays’ car making industry. This is mainly due to their better strength and formability parameter combination than the conventional high strength steels like HSLA steels. DP steels possess high specific strength, good initial work hardening rate, continuous yielding behavior, and superior ductility compared to conventional steel grades. These properties make them particularly suitable for body structures, closures, fuel tanks, etc. in vehicles [16].
\nDual-Phase (DP) steels generally consist of ferrite matrix containing mainly hard martensite or in some cases bainite second phase as islands as shown in Figure 4. It is very characteristic that the ferrite phase is generally continuous providing excellent ductility. During forming, strain is concentrated in the lower strength ferrite phase surrounding the martensite islands providing unique work hardening rate that is experienced in DP steels.
\nSchematic view and real micrograph of a DP steel. Left: Schematic view of a microstructure of a DP steel containing martensite islands in ferrite matrix. Right: Micrograph of a DP 690 steel containing martensite islands in ferrite matrix.
There are various commonly used processing routes for producing DP steels. One of the methods (Route A in Figure 5) involves rapid cooling from the intercritical temperature to room temperature directly. The resulting microstructure comprises ferrite and martensite [17]. Higher intercritical temperatures, for the same soaking period, result in larger amounts of martensite with increased tensile strength and decreased percentage elongation [18]. It is reported by several papers [19] that the increase in martensite fraction in DP steels promotes crack initiation and thus results in worse ductility. Therefore, martensite fraction should be kept in the range of 10–40%.
\nProcessing routes for producing DP steels.
Another method for processing of DP steels (Route B in Figure 5) applies first slow cooling from the austenitic region to the desired ferrite transformation temperature, followed by quenching to room temperature for transforming the remaining austenite to martensite [20]. The properties obtained by this method include lower tensile strength and higher ductility than those of gained by the first method (Route A).
\nThe third method for producing DP steels (Route C in Figure 5) involves hot rolling of steel, followed by first slow cooling to the intermediate temperature, followed by second cooling at a very fast rate and finally slow cooling (i.e., coil cooling) to room temperature. This method of cooling is known as ultrafast cooling (UFC), and the processing route is referred to as new-generation thermomechanical controlled processing [21]. The properties obtained by Route C are better (as compared to those obtained by Route A and Route B) because higher grain refinement is achieved during rolling.
\nSeveral authors have reported that DP steels with ultrafine bainite and fine ferrite-bainite/martensite microstructure with precipitation hardening can achieve good strength without loss of ductility, making this steel category more suitable for third-generation AHSS [5].
\nAdvanced high-strength transformation-induced plasticity (TRIP) steels are well suited for lightweighting car body construction with added advantage to reduce the safety problems. TRIP steels can be found already in the 1st+ generation AHSS as shown in Figure 2. One of the main features of TRIP steels that the strain or stress-induced transformation of retained austenite present in the microstructure in a sufficient amount can substantially harden the steel during deformation depending on the processing route and therefore results in a higher ductility [22].
\nThe microstructure of TRIP steels contains retained austenite embedded in a primary matrix of ferrite. Figure 6a shows schematic microstructure of TRIP steel, while Figure 6b is a micrograph of a typical TRIP steel (TRIP 700).
\nSchematic view and micrograph of the microstructure of TRIP steel. (a) Schematic view of the microstructure of a TRIP steel and (b) micrograph of a typical TRIP steel (TRIP 700).
In addition to a minimum of 5 vol.% of retained austenite, hard phases such as martensite and bainite are present in varying amounts. TRIP steels typically require an isothermal hold at an intermediate temperature, which produces some bainite.
\nTRIP steels are characterized by a relatively low content of alloying elements. For example, in TRIP 790 steel (UTS ≈ 790 MPa), the total content of alloying elements is about 3.5 wt.%. Thus, the selection of suitable alloying elements and the amount required to produce the intended properties is critical in the alloy design stage. The carbon content in TRIP steels is higher than in DP steels. Carbon is generally kept in the range of 0.20–0.25% because of weldability reasons. The higher carbon content is necessary for stabilizing the retained austenite phase to below ambient temperature. In TRIP steels, austenite stabilizers are present, mainly C, Mn, and/or Ni. These elements assist maintaining the necessary carbon content within the retained austenite. TRIP steels mainly contain multiphase microstructures composed of about 50–55% ferrite, 30–35% bainite, 7–15% retained austenite, and 1–5% martensite.
\nThe outstanding combination of ductility and strength in TRIP steels is a result of deformation based on transformation of retained austenite to martensite [23]. This transformation (on deformation) of phases is called the TRIP effect that provides excellent strength and elongation combination together with high impact resistance. These characteristics predestinate TRIP steels as good candidate for the third-generation AHSS, too. Dispersed hard second phases in soft ferrite provide high work hardening rate, as experienced in DP steels, too. Furthermore, in TRIP steels, the retained austenite progressively transforms to martensite with increasing strain, thereby increasing the work hardening rate at higher strain levels.
\nThe main processing of TRIP steels consists of heating the steel to the austenitic zone, cooling down to the intercritical region followed by deformation here, and quick transfer to the bainitic zone with subsequent soaking there, and finally quenching to room temperature (as shown in Figure 7).
\nConventional processing route of TRIP steels.
The deformation in the intercritical region increases the rate of austenite (γ) to ferrite (α) transformation. The remaining austenite is enriched with carbon content, which stabilizes the γ phase. Furthermore, this deformation increases the nucleation rate of bainite but decreases its growth rate that results in small plates of bainite. This part of the T–t cycle also helps to enrich the γ phase with carbon and further increases the stability of γ phase. The stability of retained austenite is enhanced by the high carbon content, and the more carbon in γ phase results in more stability of γ during the TRIP effect, too, since more stable austenite needs more time to transform into martensite; these processes contribute to the increase of the ductility. The austenite to martensite transformation increases the tensile strength of the final microstructure. With this process, an improved strength–ductility combination is achieved [24]. Obviously, this processing route of TRIP steels is more time-consuming. This is because it needs special arrangements to deform the material at high temperature, to hold the specimen in the bainite region, and so on. This limits the use of TRIP steels in industrial applications. Some authors [25] using this route reported that rolling in the intercritical region improves TRIP steel properties by enhancing the carbon content and dislocation density, decreasing the grain size, and resulting in a granular type morphology.
\nComplex Phase (CP) steels belong to the group of steels with usually very high ultimate tensile strength (UTS ≈ 800 MPa or even greater). CP steels generally have chemical composition and microstructure similar to TRIP steels, but it contains some quantities of other elements, e.g., Nb, Ti, and V. These additional elements enhance the precipitation strengthening effect. CP steels typically do not have retained austenite, but contain more hard phases like martensite and bainite within the ferrite/bainite matrix.
\nThe mechanical properties of CP steels may be characterized by continuous yielding and high uniform elongation. CP steels with the bainitic matrix have excellent formability. It is primarily due to the relatively small difference between the hardness of bainite and martensite. In CP steels, the bainitic ferrite is strengthened by high density of dislocations (dislocation density is above ρ > 1012/cm2) together with fine dispersion of martensitic second phase and carbo-nitrides or carbides. This bainite microstructure of CP steels exhibits better strain hardening and strain capacity than that for fully bainitic microstructure. In its microstructure, the martensite and bainitic ferrite phases are separated by a third phase of intermediate strength.
\nMartensitic steels (MS) have mostly martensitic microstructure with some small amounts of ferrite and bainite. These steels have the highest strength but lowest formability. Martensitic steels, currently available with strengths of 900–1800 MPa, are used for body parts where deformation may be limited [26].
\nProducing MS steels, the austenite is transformed almost entirely to martensite during quenching on the run-out table or in the cooling section of the continuous annealing line. MS steels may be characterized by martensitic matrix containing small amounts of ferrite and/or bainite. Within the group of multiphase steels, MS steels have the highest tensile strength level. Martensitic steels show the highest ultimate strength in final products, up to 1800 MPa or even higher [27]. Their concept is based upon well-established rules with respect to chemical composition and processing technology. In order to improve ductility and provide adequate formability even at extremely high strength values, MS steels are often subjected to post-quench tempering.
\nAdditional carbon in MS steels increases the hardenability and contributes to further strengthening the martensite. Further elements (like manganese, silicon, chromium, molybdenum, boron, vanadium, and nickel) are used in various combinations to further increase hardenability. Microstructure of martensitic steels is mainly composed of lath martensite, which is developed by the transformation of austenite during quenching after hot rolling or annealing. Martensitic steels are very hard to form, so they typically are roll formed or press hardened (hot stamped): it will be detailed in the next section where the Press Hardening Steels (PHS) will be described.
\nAmong the Advanced High Strength Steels, Press Hardening Steels (PHS) form a unique group: these are mostly different kinds of boron-alloyed manganese steels and gain wide application to produce high strength structural body elements (e.g., A- and B-pillars, etc.). Press Hardening Steels are widely used in car body manufacturing in hot forming processes. There are several grades of Press Hardening Steels; among them, the 22MnB5 alloy is regarded as the basic type of PHS steels. Here, the hot forming of Press Hardening Steels will be analyzed.
\nHot forming of steels is a complex forming and tempering operation: it is often termed as hot press forming or press hardening of steels, too. The full austenitization of the material is regarded as the first step in hot press forming. Forming is performed in this state when the material has good formability; then the part is cooled down rapidly in the tool applying the critical cooling rate, hence resulting in martensitic microstructure.
\nThe usual temperature–time diagram for hot press forming is shown in Figure 8. Through the above-described combination of heating, holding, forming, and rapid cooling, very complex parts can be produced with excellent strength properties [28]. There are various process variants in hot press forming: among them, the so-called direct and indirect hot forming may be regarded as the basic ones. In direct or single-stage hot forming, the blank sheet is directly austenitized, then transferred to the stamping tool, and cooled down rapidly in the forming tool providing excellent strength properties [29]. In indirect or often termed as two-stage hot press forming, the initial blank is formed in cold state, and then either a hot forming is used to produce the complex parts or just a calibration process occurs in hot forming condition. The austenitization and the subsequent quenching are the inherent parts of this process chain, too, to provide the required high strength properties.
\nTemperature vs process time for hot press forming of PHS.
There are further process variants besides these two basic ones: the final microstructure, as well as the mechanical properties of the part, can be effectively controlled by the holding temperature and the controlled cooling process. These process variants may be derived either by altering the holding temperature or by changing the cooling rate. Depending on the holding temperature, two further process variants can be proposed: full austenitization is the basic alternative, i.e., when the holding temperature is selected in the homogeneous γ-zone. A further process variant depending on the holding temperature is derived if the holding temperature is in the (α + γ) intercritical zone (i.e., between the A1 and the A3 temperature). In this case, there is no full austenitization; the starting microstructure contains, besides austenite, ferrite, too. Obviously, just the austenite content can be transformed into martensite, and the final microstructure after the hot forming and cooling process is completed has a certain amount of ferrite, too. Obviously, it results in lower strength than the full austenitization; however, it also leads to a certain amount of ductility leading to better toughness properties, as well.
\nFurther process variants can be also derived by changing the cooling rate after the forming process. If the cooling rate is higher than the upper critical one, the final microstructure is martensite; when the cooling rate is lower than the upper critical one, besides martensite, bainite can be also found in the microstructure. However, it also results in somewhat lower strength depending on the quantity of bainite; however, it also results in the increase of toughness that may be advantageous, for example, increasing the crashworthiness of the part due to the better energy absorption properties of bainite [30].
\nIt is essential that the forming could be finished above the Ms temperature: at this stage, these material grades still have suitable formability. After forming, the component is cooled down together with the tool: this cooling should provide the critical cooling rate to get high strength of martensitic microstructure. By this process, springback is eliminated, and very strong components can be formed to complex geometries.
\nTypical press hardened steels (PHS) have tensile strength of 1500–2000 MPa. In the last decades, they are already extensively used in safety and crash-resistant car body components. New-generation PHS are expected to have higher strength even above 2000 MPa. However, it should be noted that these PHS grades are used where only very small deformation is allowed. These steels have been adopted for use in many parts, including, for example, sill structures, or A- and B-pillar reinforcements. Recently, many floor panels also are made by hot forming to save weight.
\nTWIP steels belong to the second generation of AHSS and are based on the potential mechanism of obtaining a superior balance of tensile strength and elongation using the TWIP effect. The name of this steel is originated from this characteristic deformation mode, i.e., the twinning. The twinning causes high value of the instantaneous hardening rate (n-value) as the microstructure becomes finer and finer. The resultant twin boundaries serve as grain boundaries and strengthen the steel (Figure 9).
\nSchematic view and micrograph of TWIP steel microstructure. Left: Schematic view of TWIP steel microstructure. Right: Micrograph of a TWIP steel in annealed condition.
TWIP steels have high manganese content (Mn = 17–24%) that causes the steel to be fully austenitic even at room temperatures. TWIP steels are normally composed of Fe, Mn, or Ni (15–35%), Si (1–3%), and Al (1–3%) [31]. These steels exhibit outstanding tensile strength-ductility combination (e.g., a TWIP steel with tensile strengths above 1000 MPa may possess 50–60% ductility) [32]. The n-value may increase to a value of 0.4 that may result in 50–60% uniform elongation. The tensile strength may be even higher than 1500 MPa [33].
\nIn TWIP steels, the strain hardening is strongly dependent on the stacking fault energy (SFE). This parameter controls the deformation behavior of the steel. Alloying elements generally decrease SFE leading to enhanced twinning behavior during deformation and hence lead to improved ductility. It is also known that SFE < 20 mJ/m2 causes austenite to martensite conversion and by this results in the TRIP effect. For pure twinning, SFE is desired to be greater than 20 mJ/m2. Aluminum is added to steel to raise SFE, to retard the TRIP effect and to result in pure twinning.
\nTWIP steels show superior mechanical performance, but this category is not practically viable for industrial applications because of its limitations: poor productivity and high production costs. The main production route of TWIP steels includes homogenizing above the upper critical temperature for a long period and quenching to room temperature [34]. TWIP steels can be also produced by homogenizing, followed by deformation at a temperature above the upper critical one, with subsequent quenching to room temperature. Deformation at higher temperature provides fine grain size and high volume fraction of twins. The finer the grain structure, the more twinning occurs that improves ductility and strength.
\nTwo types of twins are observed in the TWIP steels: (a) annealing twins caused by heat treatment and (b) deformation twins caused by deformation. The yield stresses of coarse-grained TWIP steels usually result in less than 400 MPa strength, which restricts the use of TWIP steels in the automotive sector, particularly for those parts that are supposed to be active during a crash. Many attempts are reported in the literature to increase the yield strength of TWIP steels. These attempts include, for example, grain size refinement by using V, Ti, and Nb as alloying elements to enhance precipitation of carbides, cold rolling followed by annealing treatment, and partial recrystallization [35].
\nAs it was already discussed at the Classification of AHSS Developments (Section 3.1), the main target in developing the third-generation AHSS is to achieve the properties in the range between the first- and second-generation AHSS with less alloying elements, hence, with less expensive processing that are suitable for early commercialization. The range of third-generation AHSS (3GAHSS) development maybe clearly identified on the diagram of tensile strength vs total elongation in between the first- and second-generation AHSS regions as shown in Figure 2.
\nHowever, it is also obvious that potential production requires a systematic design methodology to identify the possible combinations of microstructural constituents, which may lead to the required mechanical properties.
\nOne of the possibilities to apply a systematic design methodology is the application of a simplified composite model [36] considering various combinations of multiphase (ferrite, austenite, bainite, and martensite) materials. With the variations of phase fractions in the hypothetical microstructure, the predicted mechanical properties can be calculated.
\nAnother possibility to use a systematic design methodology is the application of the Integrated Computational Materials Engineering (ICME). It provides a framework for utilizing computational multiscale material development driven by multidisciplinary engineering design, analysis, and performance requirements [37]. This concept is initiated and supported by the National Research Council in the USA [38]. The ICME model can be used to guide both the material selection and the design optimization. Alternatively, it can be also used to new material development to get the best-suited macroscopic properties for a given structural application, through the determination of chemical composition and microstructural characteristics in a “reverse engineering” approach. In the automotive industry, the potential of the ICME method for vehicle lightweighting was recognized by the United States Department of Energy (DOE), too, which funded the project “Integrated Computational Materials Engineering Approach to Development of Lightweight Third Generation Advanced High Strength Steel (3GAHSS) Vehicle Assembly [39]. The abovementioned ICME approach was implemented in this project in two ways. First, the ICME principles were applied in the development of a material modeling tool set by combining material models at different length scales. Second, the Combined Constraints Crystal Plasticity (CCCP) model was implemented as a microscale constitutive model [40]. In this project, two targets were set by the United States Department of Energy: one is the 1200 MPa strength with 30% total elongation (which means C = 1200 × 30 = 36,000 MPa × %), and the other one is 1500 MPa strength with 25% total elongation (which means C = 1500 × 25 = 37,500 MPa × %) [41].
\nSimilar projects were initiated by other steel companies and research institutes in the world. Among others, ArcelorMittal announced systematic developments of third-generation steels [42]. The microstructure of these steels consists of a high strength phase (e.g. nano/ultrafine-grained ferrite, martensite, or bainite) combined with a further phase or constituent that provides substantial ductility and work hardening (e.g. austenite). In the next sections, some results and representatives of these 3G developments will be introduced.
\nThe development of austenitic steel grades with high alloying contents of manganese (15–30%) was already applied during the development of second-generation AHSS. It resulted in outstanding mechanical properties (high strength with excellent elongation), which made it attractive for the automotive industry. These high strength and ductility grades were based on the austenitic single-phase concept. Their deformation mechanisms were mainly the twinning-induced plasticity (TWIP). Additionally, it was also discovered that combining specific proportions of TWIP and TRIP mechanisms allows precise control of strength and ductility [43].
\nIn recent steel developments, it was experienced that a further deformation mechanism is provoked when different alloying concepts are used. Microband-induced plasticity (MBIP) is one of these newly discovered mechanisms, which localizes the deformation within arrays of precipitates and, thus, retarding the onset of mechanical instability and supporting homogenous yielding. Beside the outstanding mechanical properties, the steels offer processing challenges compared to low carbon steels; however, they are very expensive due to the high alloy additions required to produce austenitic microstructure.
\nHowever, these high manganese content steels initiated the development of another new group of steels belonging to the third-generation AHSS grades, namely, the medium manganese steels. The microstructure of these steels consists of a high strength phase (e.g. nano/ultrafine-grained ferrite, martensite, or bainite) combined with a further phase or constituent that provides substantial ductility and work hardening (e.g. austenite). The carbide-free bainite (CFB) or ultrafine lamellar bainite (ULB) is another possible concept. By choosing the alloying concept and the cooling condition, it is possible to suppress the carbide formation and, thus, to produce a very fine lamellar bainitic structure with austenite films between the bainite leaves. This concept provides very high strength steels right above 1 GPa and with remarkable formability.
\nQuenched and partitioned (Q&P) steels are the result of the recent developments of third-generation AHSS steels. The elaboration of Q&P steels is partly based on the knowledge of duplex stainless steels and the quenching and partitioning process [44], as well as on the properties of medium manganese steels [45]. The Q&P steels usually contain carbon, manganese, silicon, nickel, and molybdenum alloying elements. The amount of alloying elements can be around 4%, which is much lower than that of in the second-generation AHSS. During heat treatment of Q&P steel, quenching is interrupted and is reheated for partitioning. With this reheating process, a unique microstructure is created containing 5–12% stable retained austenite, 20–40% ferrite, and 50–80% martensite.
\nBaosteel was one of the first companies to apply Q&P steels, initially with 980 MPa and later 1180 MPa strength [46]. It was demonstrated that a B-pillar reinforcement could be cold-formed using Q&P 1180. Auto/Steel Partnership (A/SP) also has tested Q&P 980 using GM’s B-pillar die, proving that this steel has better formability and is less prone to edge cracking than DP 980.
\nRecently, Q&P steels were developed up to 2100 MPa tensile strength with 9% uniform elongation and about 13% total elongation. The elongation level of this steel is comparable to DP 980, which is a cold-formable grade.
\nQ&P steels are a series of C-Si-Mn, C-Si-Mn-Al, or other similar compositions that are processed by the quenching and partitioning (Q&P) heat treatment. Q&P steels possess an excellent combination of strength and ductility with a final microstructure of ferrite (in the case of partial austenitization), martensite and retained austenite. This microstructure makes them suitable to use in the automotive industry as new-generation AHSS. They are suitable for cold stamping of various structures and safety parts having complicated shape to improve fuel economy and promoting passenger safety.
\nIt is possible to change the amount of retained austenite at room temperature and its stability with alloying elements as carbon, manganese, nickel, etc. based on the knowledge gained by duplex stainless steels. However, it affects the cost and may be detrimental concerning the welding properties. The third generation of AHSS grades were developed to overcome these disadvantages; few of the good examples are those third-generation AHSS that are based partly on the quenching and partitioning process (Q&P steels) and on the properties of medium manganese steels. In this case, the composition of steel is not adequate for keeping the retained austenite at room temperature, but annealing, cooling, and thermal processes are optimized to change the austenite’s composition and decrease its Ms temperature. For medium-Mn steels, where a relatively larger manganese amount (typically between 5 and 8 wt. %) is characteristic, the thermal treatment is slightly simplified. The intercritical annealing provides a chance to form austenite and to increase its carbon and manganese content; then the steel is cooled down to room temperature. The complex multiphase fine-grained microstructure together with the TRIP effect arising from the progressive transformation of the retained austenite during deformation provides the excellent mechanical behavior. By these processes, the UTS above 1200 MPa and uniform elongation larger than 12% can be achieved.
\nThe concept of Q&P process for automotive materials was first published by Speer et al. [44]. In Q&P process, the material is quenched down below the Ms temperature, where austenite is not fully transformed. Due to the alloying concept of Q&P steels, this temperature usually is in the range of 200–350°C. It means that the microstructure is a mixture of martensite and austenite. Steel is then reheated and aging is done between 300 and 500°C; this is termed as the “partitioning step.” During this treatment, carbon diffuses from the supersaturated martensite, providing the carbon enrichment of austenite, which increases its stability at room temperature; furthermore, it supports further TRIP effect during deformation. Besides these, tempering of martensite occurs, which improves its damage resistance properties, while keeping high strength.
\nThis simplified scheme does not reveal all the complex evolution of the microstructure during partitioning, and the detailed mechanisms of Q&P evolution are still a matter of debate and not fully elucidated. For instance, the formation of bainite during partitioning cannot be completely excluded; it could explain the measured carbon enrichment in the retained austenite, as the partitioning temperatures are consistent with those for bainite formation.
\nEven if the detailed mechanisms are not fully revealed, the benefits of Q&P treatment by the improved mechanical properties have been clearly shown. The current range of strength that can be achieved with this new concept is between 1000 and 1500 MPa, with a total elongation of 20%. Moreover, as the matrix is a kind of tempered martensite, damage resistance is improved compared to DP or TRIP steels with the same strength level.
\nThe development of such grades requires an important modification of the annealing line; quenching and reheating step was not possible until the recent years. The strong request from the automotive market toward third-generation Advanced High Strength Steels has led steel making companies to invest in the upgrading of their annealing lines to ensure processing of Q&P steel products.
\nTBF, a low-alloy grade like Q&P steels, can be produced by the existing heat treatment facilities. Stable retained austenite is its key component. Bainitic ferrite matrix with retained austenite inclusions may be regarded as the most common microstructure for TBF steels. It is produced by isothermal holding in the bainitic regions after fast cooling from fully austenitic microstructures. Typical chemical compositions of TBF steels contain C, Si, and Mn as major alloying elements. Alloy modifications include variations of the Al, Nb, and Cr content [47]. The cementite formation during bainitic transformation is suppressed by the Si constituent. The added Si enhances the C content in retained austenite, and it stabilizes the austenite. High Si contents of 1.5 wt% are used in these types of steels. Consequently, the transformation of retained austenite into martensite produced by either deformation or thermal processes during final cooling is prevented. Although Si has major importance to prevent carbide precipitation during annealing of the cold rolled material, it causes problems during processing via continuous annealing lines. Therefore, other alloying elements having similar effect of suppressing carbide formation have to be considered.
\nNanoSteel®, a third class of third-generation AHSS, is still under development and not commercially available. In 2002 (following 6 years of research at Idaho National Laboratory), a NanoSteel Co. was established in the United States [48]. Trial production of NanoSteel sheets was started in 2012. The nanocrystalline structure was produced by special chemistry and heat treatment. After casting, the steel is mainly austenitic. Applying special heat treatment, the grain size of austenite is refined to nanometer scale. During plastic deformation, stress-induced nanoscale phase transformation increases strain hardening.
\nGerman company Engineering+Design AG (EDAG) recently published a design study in which the steel used in a 2011 Honda Accord® was replaced with NanoSteel products. The National Highway Traffic Safety Administration (NHTSA) sponsored a research study to compare the results to formerly applied conventional AHSS. The results showed further 8% weight reduction to conventional AHSS and 30% overall weight reduction to former model Honda Accord 2011 [49].
\nIn this chapter, the recent developments and future trends in Advanced High Strength Steel production and application were overviewed. Considering both the customers’ demand and the legal requirements, it was shown that some of these requirements are coinciding while others are contradictory. To fulfill these often contradictory requirements, the application of high strength steels may be regarded as one of the most promising developments. Among these developments, the application of new Advanced High Strength Steels (AHSS) is the most important one. In the last 45–50 years, different grades of AHSS were developed. They are classified as first-, second-, and third-generation AHSS. Some of these AHSS grades are already widely applied in the world automotive industry; some still are in the development phase. The main properties, the metallurgical background and the main processing routes of AHSS were discussed.
\nThis work summarizes the results achieved within the project
The author declares no potential conflicts of interest with respect to the research, authorship, and/or publication of this article.
Research was initiated in the early 1990s which led in 2000 to the publication of the technology behind what came to be known as Golden Rice [1, 2]. From the outset, the intention was to create a source of vitamin A in the endosperm of rice, as an additional intervention for vitamin A deficiency. Philanthropy and the public sector funded the research [1]. In 2001, the inventors, Professor Ingo Potrykus and Dr. (now Professor) Peter Beyer, assigned their patents to Syngenta for commercial exploitation as part of a transaction which obliged the company to assist the inventors’ humanitarian and altruistic objectives [1, 3, 4]. At the same time, the nutritional technology was donated by its inventors for use in developing countries [3, 4]. The inventors licenced a network of Asian government-owned rice research institutes to deliver their objectives. Product development was initiated through the International Rice Research Institute (IRRI) and the network. The whole network, including IRRI, worked to a common set of goals defined in licences each institution signed with the inventors. The terms included that there would be no charge for the nutritional technology and it would only be introduced to publicly owned rice varieties. Improvements were made to the technology by Syngenta scientists [5]. In 2005 and 2006, pursuant to Syngenta’s legal obligations entered into with the inventors in 2001, Syngenta provided selected transformation events of the improvements to the Golden Rice Humanitarian Board. The Humanitarian Board, via Syngenta and IRRI, made these new versions available to the Golden Rice licensee network [4, 6]. In 2004 Syngenta ceased its commercial interest in Golden Rice [7]. From 2004 development was again only funded by philanthropy and the public sector; the national budgets of Bangladesh, China, India, Indonesia, Philippines and Vietnam; as well as the US National Institutes of Health together with the Rockefeller and Bill & Melinda Gates Foundations and USAID. Golden Rice is a not-for-profit project: no individual, nor organisation involved with its development, has any financial interest in the outcome.
To date the Golden Rice project has principally engaged plant scientists. Activist opposition to Golden Rice has been led principally by non-scientists, who have been very successful in developing a narrative about Golden Rice and gmo crops which serves the activist’s purpose1 but is fundamentally inaccurate [8]. Further background to the development of Golden Rice, including the political dimensions, is detailed elsewhere [6, 9, 10].
A few years ago, at Tufts University, USA, I gave a presentation about Golden Rice. The symposium was organised by the Friedman School of Nutrition Science and Policy whose strategic aims today include ‘Reduce nutrition-related health inequities’ and ‘Promote food systems that increase agricultural sustainability while improving human health’ [11]. I was dismayed to learn that the anti-gmo and anti-Golden Rice activists’ narrative was widely accepted by the participants—all of whom were studying or working in nutrition and well aware of nutritional inequities in public health.
Without adoption, that is, regular growth and consumption of Golden Rice by populations in countries where rice is the staple and VAD is problematic, Golden Rice cannot deliver any public health and welfare benefits. Adoption requires cooperative working by different specialists, including medical, nutritional and public health specialists [12]. This chapter is designed to answer anticipated questions from such specialists, to facilitate adoption of Golden Rice as an additional intervention for vitamin A deficiency.
Rice is the most important staple crop [6]: more than half of the global population eats it every day. In some countries, 70–80% of an individual’s calorie intake is from consumption of rice [13, 14].
For storage without becoming rancid, the husk and the aleurone layer of rice have to be removed. What remains after polishing-white rice, the endosperm-contains small amounts of fat and is an excellent source of carbohydrate for energy but contains no micronutrients. Yet humans require both macronutrients (carbohydrates, proteins, fats) and micronutrients (minerals and vitamins) for a healthy life. Like all plants, rice obtains its minerals from the soil. Vitamins are synthesised by plants and/or animals, including humans.
Human health is best served by a ‘balanced diet’ that is varied, containing both macronutrients and micronutrients, including animal products and, as sources of provitamin A, coloured fruits and vegetables. Micronutrient sources are insufficiently represented in the diets of many people in countries where rice is the staple. The reasons often include poverty: such dietary components are expensive compared to the cost of rice [15]. In countries where rice is the staple, the average consumption is 75.20 kg/capita/year. Of those countries where micronutrient deficiencies are common, consumption increases to 150 kg/capita/year [16]. In such populations micronutrient deficiencies, like poverty itself, often occur as part of an intergenerational cycle [17].
For the past 15 years, 800 million people—more than 10% of the global population—are hungry every day. These chronically hungry individuals lack sufficient calories in their daily diet [18, 19, 20]; indeed over the past 3 years, the trend is upward [20]. Even more alarming is that 2 billion people—almost 25% of global population—are micronutrient deficient; they suffer from ‘hidden hunger’, with important associated morbidity and mortality [17] and related economic impact [6, 17]. Figure 1 shows that over the 20-year period 1990–2010, the rate of reduction of chronic hunger (that is, macronutrient—carbohydrate, proteins and fats—dietary insufficiency) has been faster than the rate of reduction for hidden hunger (that is, dietary insufficiency of minerals and vitamins) [21] Dr. Matin Qaim, member of the Golden Rice Humanitarian Board and one of the authors of the paper from which Figure 1 is extracted, has commented: ‘In the future the hidden hunger [e.g. micronutrient deficiency] burden will be larger, [than chronic hunger – principally carbohydrate deficiency] unless targeted efforts to reduce micronutrient malnutrition are implemented at larger scale’ (pers comm: Dr. M Qaim).
Disability-adjusted life years (DALYs) lost due to chronic hunger and hidden hunger between 1990 and 2010. Please refer to text for further explanation (
Interventions for micronutrient deficiencies include
With the creation of Golden Rice in 1999 [2]—the first purposefully created biofortified crop—a new term was required: ‘biofortification’. The word was first used in 2002 [23] and first defined in 2004 [24]: “biofortification” is a word coined to refer to increasing the bioavailable micronutrient content of food crops through genetic selection via plant breeding.’ In 2003 ‘Harvest Plus’ a not-for-profit public-sector programme started to biofortify staple crops by conventional plant breeding, to benefit the poor, and progress with biofortification through conventional plant breeding was rewarded by the World Food Prize in 2016 [25].
The intention of biofortification is to deliver public health benefits to populations which are micronutrient deficient, through consumption of the staple crop including the extra nutrition within the edible part of the crop. In this way minimal cultural change is required to food—production, processing or consumption—systems. For the most marginal members of the population, this biofortification approach overcomes the inherent access, cost and non-sustainability difficulties of supplementation and fortification. In 2017 the World Bank recommended that biofortified staple crops should be the norm rather than the exception: ‘conventionally’ bred biofortified crops and also genetically engineered crops—gmo crops—were both recommended with Golden Rice specifically mentioned [26].
For Golden Rice to deliver benefits, it has to be grown and consumed within target countries where VAD remains problematic despite significant progress with other interventions, notably vitamin A capsules, which have undoubtedly saved millions of lives and will save more, since they were introduced (accompanied by controversy) in the 1990s [15, 22]. And success or failure with Golden Rice will directly affect future adoption also of high zinc, high iron and high folate rice and their impact on public health for hundreds of millions of people. All these traits, introduced to the endosperm of rice, necessitated using gmo techniques [16, 27], and all cost no more than white rice to the grower or consumer. Eventually, as the end point of product development, it is planned to include all these nutritional traits together in multi-micronutrient-Golden Rice.
Adoption of Golden Rice requires public health professionals as well as agricultural and other professionals, to work together in each country [12]. Any scepticism created by the past 18 years of negative activist influence will prevent success, if not positively addressed by all involved. For billions of people, the stakes could not be higher.
For more than a quarter of a century, vitamin A deficiency (VAD) has been recognised by the United Nations as a significant public health problem. Key milestones included the:
VAD control is the most cost-effective child health/survival strategy governments can pursue.
All sectors of society should support the virtual elimination of VAD.
Strategies should include promoting breast-feeding, dietary diversification, vitamin A supplementation and food fortification.
Locally available food-based strategies are the first priority. Vitamin A capsule supplementation is only an interim measure [29].
Nevertheless, vitamin A deficiency (VAD) remains a major public health problem, in more than half of all countries, especially in Africa and south-east Asia (Figure 2), hitting hardest young children and pregnant women [31] especially in countries where rice is the staple food. Food sources that are most valuable in terms of micronutrients—for vitamin A, animal products including milk, eggs, butter, liver and fish—are usually more expensive and ‘beyond the reach of poor families’ [15]. Food security staple crops such as rice are cheaper and therefore make up most of the diet.
Public health importance for vitamin A deficiency, by country. Source [
The problem of VAD is exacerbated by the limited bioavailability of vitamin A from fruit and vegetables [33]. It has been estimated that young children between ages 1 and 3 years would need to eat eight servings of dark green leafy vegetables per day in order to meet the recommended dietary allowance (‘RDA’) for vitamin A. These facts have resulted in the conclusion of ‘the virtual impossibility for most poor, young children to meet their vitamin A requirements through vegetable and fruit intake alone’ [15].
VAD is the principal cause of irreversible blindness in children [34]. Another morbidity of VAD is related to impairment of the immune system [15]: most children and mothers who die as a result of VAD do not become blind first but die of common childhood diseases. VAD is a
Global mortality (millions) | 2010a | 2014a | 2016/2017 |
---|---|---|---|
Vitamin A deficiency | 1.9–2.8 | 1.4–2.1 | 1.3–1.9 (2016)b |
HIV/AIDS | 1.8 | 1.2 | 0.94 (2017)c |
Tuberculosis (TB) | 1.4 | 1.1 | 1.6 (2017)d |
Malaria | 0.7 | 0.6 | 0.45 (2016)e |
Annual mortality from different public health diseases (VAD deaths exclude significant maternal mortality).
Source: [6]
Source: 23–34%—see text—of 5.6 months <5 years children in 2016 [37]
Source: http://www.unaids.org/en/resources/fact-sheet [Accessed: January 10, 2019]
Source: https://www.who.int/news-room/fact-sheets/detail/tuberculosis [Accessed: January 10, 2019]
Source: https://reliefweb.int/report/world/world-malaria-report-2017 [Accessed: January 10, 2019]
In 2016, 26 years after the first UN commitment to
There is not one type of Golden Rice. The ‘genetic modification’ part of the process used to create Golden Rice occurred only once, in about 2004 [5]. The preferred ‘transformation event GR2E’ was selected in late 2013 [6, 9] and subsequently introduced by ‘conventional plant breeding’ into more than a dozen cultivars of the
The agronomy of Golden Rice—how it grows, its resistance to pests and diseases, its water requirements and days to maturity and plant and grain morphologies—and yield are the same as the variety into which the nutritional trait has been introduced. An avoidable human error was made in an earlier selection of ‘a lead transformation event: GR2R’, which led to plants in open fields falling over when subject to wind and rain, and a small yield loss of about 2% was the result [9, 38]. GR2R was dropped from development in late 2013. The current lead transformation event, GR2E, was selected in the same year. GR2E has been, and will be, registered for use and has no problems associated with it [6].
In his wonderful book
Nevertheless, for Golden Rice ‘from a public health standpoint, for food fortification to be effective’, all the characteristics listed by Dr. Semba are satisfied, except when it comes to ‘undetectable by persons consuming it’. The Golden Rice colour is caused by the β-carotene content, a source of vitamin A for humans, which in Golden Rice is about 80–90% of all carotenoids [5]. It is the same β-carotene which colours mangos, papaya, squash and carrots, all of which consumers readily accept, and there is no taste associated with the β-carotene content. In Golden Rice, the intensity of the colour is proportional to the β-carotene content. The colour is obvious and cannot be ignored (Figure 3).
Polished white and Golden Rice and (a different cultivar, after 2 months of postharvest storage) after cooking.
In 2009 MBA students at the Asian Institute of Management conducted qualitative attitudinal surveys of small farmers and consumers in four different representative island locations in the Philippines. Neither the colour nor the way it was created was considered a block to trying Golden Rice, so long as it was expected to assist their family’s health and was affordable. The solid colour of Golden Rice was recognisably distinct from the rather blotchy yellow colour of poorly stored white rice, which is sometimes offered cheaply by governments to assist poor people.
From several perspectives the colour of Golden Rice is positive. Consumers have a choice about whether to select it for cooking and whether to consume it or not. Such consumer choice is denied and therefore only made by governments or plant breeders, when the biofortified trait is ‘undetectable by persons consuming it’ [15], as in the case of invisible biofortificants such as iron or zinc introduced into biofortified grain crops or used in fortification of processed food. The colour of Golden Rice makes the consumers’ choice clear, even in populations with a variety of languages and dialects or where individuals are illiterate: each grain of Golden Rice is individually labelled, by its colour. No labelling is required on any packaging, and preference can be beneficially affected by communication of its lack of any adverse associations, and anticipated health benefits, from consumption.
Eighty percent—about 380 million tonnes—of global rice production is produced on small farms for family consumption, usually unprocessed except for polishing [38]. It is probably not stored for long, as rice is produced, usually, in two or three growth cycles annually, and storage facilities are limited. Data have shown that degradation of the β-carotene is minimal 2 months after harvest and samples of Golden Rice stored in ambient temperatures for 4.5 years remain noticeably yellow, indicating continued presence of β-carotene [39].
In early 2001, a year after the seminal paper describing the ‘proof of concept’ technology [2], Greenpeace made a press release: ‘Genetically modified “Golden Rice” containing provitamin A will not solve the problem of malnutrition in developing countries,… Greenpeace calculations show… , that an adult would have to eat at least 3.7 kilos of dry weight rice, i.e. around 9 kilos of cooked rice, to satisfy their daily need of vitamin A from “Golden Rice” …’ [40].
It is unclear how Greenpeace came to their conclusion. At the time, it was known that the bioavailability of carotenoids is influenced by nine different factors [41]. But no one knew how efficiently the β-carotene in Golden Rice was converted to circulating vitamin A, retinol, by human adults or children. And nutritionists agreed that animal models would not be helpful because animals metabolise carotenoids differently than humans. Research was needed to determine how efficiently the β-carotene in Golden Rice is converted to circulating retinol, in children in developing countries where rice is the staple, the population segment which suffers most from VAD.
A February 2002 grant application to the US governments National Institutes of Health (NIH) for a project, which is entitled ‘Retinol Equivalents of Plant Carotenoids in Chinese Children’, states ‘This project is to determine the vitamin A value (equivalence) of dietary provitamin A carotenes from spinach, Golden Rice, and pure β-carotene (β-c) in oil. These experiments will be conducted in children (ages 6–8) with/without adequate vitamin A nutrition’.
On February 10, 2004, Tufts University Institutional Review Board (IRB) approved the research Protocol for ‘Retinol Equivalents of Plant carotenoids in Chinese Children’ and noted that ‘The Zhejiang Academy of Medical Sciences [China] approval is on file’.
On March 11, 2008, the Tufts IRB reviewed and on May 10, 2008, approved the study ‘Vitamin A Value of Plant Carotenoids (Spinach and Golden Rice in Children)’ based on the Protocol ‘Retinol equivalents of plant carotenoids in Chinese children’. Both Protocols referenced ‘NIH grant proposal 1R01 DK060021’.
On March 30, 2008, with respect to ‘Retinol Equivalents of Plant carotenoids in Chinese Children’ and ‘NIH Grant 1R01 DK060021-01’: The Ethical Review Committee of Zhejiang Academy of Medical Sciences confirmed that they had ‘reviewed the proposed use of human subject identified on June 27, 2003’ and certified that ‘the approval notice is still valid’.
Although the Chinese children research was planned in 2003, various practical setbacks in the production2 of the deuterium-labelled Golden Rice [9] meant that the field work in China was not completed until mid-June 2008 and, due to the complexity of analysis combined with limited analytical resources, publication not until 2012.
In the meantime, similar research was approved and conducted with adult volunteers in the USA. Data confirmed that 3.8 molecules of β-carotene derived by consumption of a single meal of Golden Rice converted to one molecule of circulating retinol [42]; this 3.8:1 bioconversion compared very favourably with conversion ratios established using other plant sources [33]. When the Chinese children research were published online on August 8, 2012, the authors reported a bioconversion ratio of 2.3:1.0, later adjusted to 2.1:1.0, and neither ratio significantly different, statistically, from the 2.0:1.0 of β-carotene in oil, another treatment in the same research. A third treatment, spinach, showed a 7.5:1.0 conversion. In each case the sophisticated research design measured the efficiency of conversion of β-carotene to circulating retinol following a single meal containing the β-carotene source. The publication noted that ‘In summary, the high bioconversion efficiency of Golden Rice β-carotene to vitamin A shows that this rice can be used as a source of vitamin A. Golden Rice may be as useful as a source of preformed vitamin A from vitamin A capsules, eggs or milk to overcome VAD in rice-consuming populations’ [4, 6].
These results were clearly very different from Greenpeace’s 2001 prediction. Instead of welcoming the excellent news of a potentially useful additional VAD intervention, Greenpeace, on August 29, 2012, issued a further press release in China from their Netherlands HQ: ‘Greenpeace alarmed at US-backed GE food trial on Chinese children’…‘It is incredibly disturbing to think that an American research body used Chinese children as guinea pigs for genetically engineered food,… The relevance of this study is questionable,…Nor does high conversion rate solve all the technical, environmental and ethical issues around Golden Rice’ [6, 10]. Greenpeace claimed that the Chinese authorities agreed to halt the research before it started3 but were unable to substantiate their claim to an independent journalist. The press release created hysteria in China and, 4 years after the field research had been completed, caused the parents of the subject children consternation.
Tufts University IRB carried out an investigation and concluded that there were ‘no concerns related to the integrity of the study data, the accuracy of the research results or the safety of the research subjects. In fact, the study indicated that a single serving of the test product, Golden Rice, could provide greater than 50 percent of the recommended daily intake of vitamin A in these children, which could significantly improve health outcomes if adopted as a dietary regimen’. Tufts also noted that ‘the research itself was found not to have been conducted in full compliance with IRB policy or federal regulations’ [43].
Eventually following this Greenpeace Press release, Tang et al. (2012) was retracted by the American Society of Clinical Nutrition in 2015 for procedural reasons. The full details of this and other impediments to Golden Rice’s development are given elsewhere [6, 9, 10, 43].
Separately, the Chair of the Tufts IRB, a computer scientist, in complaint to the publisher of one critical review of the case [10], wrote: ‘There was no research ethics committee or IRB review and approval in effect for the study when it was conducted in 2008’. This gross error of fact, with reference to the NIH grant and related IRB authorisations quoted above, itself calls into question the professionalism or objectivity of the 2012 Tufts IRB review which led to the retraction. (The research sophistication and quality of the retracted paper can be reviewed online [44]).
Henry Miller, a physician, molecular biologist and the founding director of the US Food and Drug Administration (FDA), commented in 2015 on the retracted paper: ‘A 2012 article in the nutrition literature might have been the most momentous contribution to public health worldwide since Dr. Jonas Salk’s announcement of the polio vaccine. The operative phrase is might have been, because intimidation, politics and the dishonest, anti-science efforts of NGOs to impugn the research have delayed the translation of its findings to life-saving interventions for millions of children. Why do anti-genetic engineering activists want to save the whales but let children go blind and die?’ [45].
The data generated by the above-mentioned research allow determination of the proportion of the estimated average requirement (EAR) the β-carotene content of Golden Rice can provide to children and adults (Table 2). If Golden Rice was the sole source of β-carotene in the diet, 50% of the EAR is sufficient to combat VAD [46]. Many nutritionists consider that supply of 30–40% of the EAR will be sufficient to combat VAD because the biofortified staple crop is seldom the only source of β-carotene. (The recommended daily allowance—RDA—which implies maintenance of 3-months liver stores of vitamin A, is not required to combat VAD.) The calculations (Table 2) use the β-carotene levels observed in different Golden Rice cultivars (e.g. RC82, BR29, IR36, IR64) of Golden Rice GR2E 2 months after harvest, when degradation has stabilised. A 6% loss of β-carotene in cooking Golden Rice, or 25% loss of β-carotene when a Golden Rice meal is parboiled first, and then reheated, has not been taken into account.
Amount of β-carotene in Golden Rice μg/g | Rice consumption per day (g of dry rice before cooking) | Percentage of EAR provided | |
---|---|---|---|
4.0 | 40 | 36% | |
4.0 | 100 | 91% | |
6.0 | 40 | 54% | |
6.0 | 100 | 136% | |
11.2 | 40 | 102% | |
11.2 | 100 | 254% | |
4.0 | 40 | 20% | |
4.0 | 100 | 50% | |
6.0 | 40 | 30% | |
6.0 | 100 | 75% | |
11.2 | 40 | 56% | |
11.2 | 100 | 140% |
The potential for Golden Rice to deliver the estimate average requirement of β-carotene, as a source of vitamin A, to 1–3-year-old children and adults.
For 1- to 3-year-old child, 100% of EAR is 210 μg RAE/day. An EAR that does not ensure adequate stores but is enough for normal dark adaptation is set at 112 μg ~50% EAR [46]
Golden Rice differs from white rice only in that it contains β-carotene, that is, provitamin A, which the human body converts to vitamin A. Golden Rice contains no vitamin A itself. So the question about safety relates principally to β-carotene, which is anyway ubiquitous in a balanced human diet and the environment.
At the levels found in food, β-carotene is a safe source of vitamin A, and classed as ‘generally recognised as safe’ (GRAS), by the United States Food and Drug Administration (US FDA) [47, 48]. At these physiological doses, consumption of β-carotene over several years has no adverse health effects [49, 50, 51, 52]. The human body only converts to vitamin A, in the form of circulating retinol, the amount of β-carotene necessary, with the rest being excreted or stored unchanged in body tissues (e.g. fat, liver, etc.). It is impossible to induce vitamin A toxicity by consuming β-carotene (pers. comm. Dr. R Russell).
In all β-carotene-containing crops, immediately after harvest the level of β-carotene reduces. For Golden Rice carotenoid degradation mechanisms have been thoroughly investigated4 and the products of degradation quantitated. Additionally, 102 plant food items from Philippine markets, together with orange- or yellow-coloured soft drinks, as well as non-gmo field grown, in all cases, orange maize cobs and yellow cassava storage roots from Zambia, and orange-fleshed sweet potato tubers from Uganda, were analysed for the cleavage products of β-carotene, apocarotenoids [53]. The potential risks arising from ‘aberrant plant carotenoid synthesis’ [54] in genetically modified plants, including Golden Rice, or from non-gmo crops biofortified with pro-vitamin A, have been thoroughly investigated, the authors reporting that ‘Our analysis and quantification of β-carotene derived cleavage products across biofortified and non-biofortified crop plant tissues combined with the calculation of potential exposure document no reason for concern’ [53].
For the formal regulatory approvals for the use of a gmo crop in food, as animal feed or in food or feed processing, on a country by country basis, detailed data sets have to be submitted. For permission to grow a gmo crop in a country, additional data have to be generated5 and submitted showing environmental safety.6 The ‘food, feed and processing’ data package developed for Golden Rice GR2E is extensive (42 megabytes of data). It is available without cost to all Golden Rice licensee countries consistent with long-standing Golden Rice Humanitarian Board policy. Here are the key summaries of the regulatory data submission made in the Philippines:
Although it is hard to imagine that such golden grains of polished Golden Rice could be included in commercial shipments of white rice by accident, in the modern world, any such inclusion could be damaging to international trade. To prevent even such an unlikely situation, the Golden Rice regulatory data have been submitted to regulatory authorities in countries which import rice, where VAD is not a public health issue. As a result of these data submissions, Golden Rice GR2E has been confirmed as safe for use as food, in feed, and for processing by the government’s regulatory authorities in Australia, Canada, New Zealand and USA. The regulatory deliberations and decisions are publicly available: Australia and New Zealand,8 Canada9 and the USA.10
Because in these industrialised countries rice forms only a tiny proportion of standard diets which already contain ample sources of vitamin A, the amounts of β-carotene in Golden Rice would have no significant additional nutritional benefit there. Comments to this effect by the US regulatory authorities were implied by anti-gmo crop opponents to be applicable also in developing countries where the dietary situation is completely different. Such implication has been rebutted by the US FDA [55]. The regulators in these industrialised countries concurred with Tufts University’s statement issued after their investigation of the ‘Chinese children’ research: ‘… Golden Rice, …could significantly improve health outcomes if adopted as a dietary regimen’ [43].
Further regulatory submissions have been made, and registrations are expected, in countries where VAD is a public health problem [56]. In the Philippines the process is not yet complete; nevertheless various government departments have already expressed their support.11
Gmo crops have been vilified by activist groups since the 1990s. ‘Frankenstein foods’ were used in a letter in the
Notwithstanding this opposition, all independent scientific institutions globally have determined, for many years, that there is no inherent danger to crop plants, or the human use of crops plants, or the environment from transferring genes from one organism to another, to create gmo crops, also known as genetically engineered (GE) crops, including transfer of genes between species which cannot sexually reproduce to transfer the genes ‘naturally’ [6, 58, 59].
Norero [60] provides a list of more than 240 independent science institutions from all over the globe which have commented on the safety of the techniques of genetic modification. A particularly clear reference comes from the heart of the geography politically most opposed to gmo technology, the European Commission of the European Union:
‘The main conclusion to be drawn from the efforts of more than 130 research projects, covering a period of more than 25 years of research and involving more than 500 independent research groups, is that biotechnology, and in particular GMOs, are not per se more risky than, for example, conventional plant breeding technologies’ [61].
At the time of writing, 141 Nobel Laureates, of about 290 living, have signed an open letter dated June 29, 2016, addressed to the leaders of Greenpeace, the United Nations and governments around the world calling for the campaign against Golden Rice specifically, and crops and foods improved through biotechnology in general, to cease ‘Opposition based on emotion and dogma contradicted by data must be stopped’ [8]. The letter also has the support of more than 13,000 other scientists and citizens.
Golden Rice seed and regulatory data packages are available—without cost—to public-sector rice-breeding institutions in less developed countries where rice is the staple and vitamin A deficiency endemic. Supply is subject only to national and international regulations and simple and free agreements [4]. The licences ensure that the inventor’s, Professors Potrykus and Beyer, objectives for their donated technology cannot be frustrated: only publicly owned rice varieties can be used, and the nutritional trait cannot be ‘stacked’ with any other gmo trait, unless the latter is also under the control of the public sector. There will be no charge to growers or consumers for the nutritional trait: Golden Rice will cost the same as white rice. Golden Rice homozygous seed, which breeds true generation to generation, will be provided by public-sector rice breeders. All small-holder family farmers—responsible for 80% of global rice production [38]—will eventually have access to it, with (except for commercial export—not a resource-poor farmer activity) no limitations on planting or replanting, harvest or sale of seed or grain.
Addressing micronutrient malnutrition, including VAD, is consistently ranked by the Copenhagen Consensus process, as the first, or at least within the top 5, most cost-effective investments with the potential to address the world’s 30 most intractable problems [62, 63, 64]. Investing in alleviating malnutrition would repay $45 for each dollar invested compared with $36 from fighting malaria and $10 from combatting HIV [65].
Compared with the World Bank standard, or the full cost of provision of vitamin A capsules, a common dietary supplement intervention for VAD since the early 1990s [15, 22], the cost of Golden Rice to save each disability-adjusted life year (DALY) is expected to be very low, perhaps US$0.5 [9, 66, 67].
Economists have calculated that conservative adoption of Golden Rice would benefit the gross domestic product (GDP) of Asian countries by US$6.4 billion (value in US$ of 2005) annually through increased productivity enabled by reduced vitamin A deficiency-induced sickness, and improved eyesight, and ~US$17.4 billion (value in US$ of 2005) if Golden Rice adoption encouraged adoption of other nutritional traits in rice [68]. Recently, HarvestPlus has exceeded target levels of iron and zinc in rice, which they were unable to achieve by conventional breeding, using gmo techniques [16]. Genetic modification has also been used to introduce folate into rice endosperm [27, 69]. The delay to the introduction of Golden Rice in India has been calculated to have cost Indian GDP US$199 million per annum for the decade from 2002 [70, 71], in total about US$1.7 billion (value in US$ of 2014).
Adoption of biofortified crops, including Golden Rice, will facilitate attainment of six of the most important Sustainable Development Goals 2015–2030 (Table 4). The standard costs used by the economists referenced in Tables 3 and 4 [62, 63, 64, 66, 67] refer to the costs of supplementation with vitamin A capsules. As when using Golden Rice, the vitamin A source has zero cost to the grower or consumer; the cost benefit of Golden Rice will be very significantly better than using vitamin A capsules.
Costs (US$ of 2006) | Highest efficiency | Lowest efficiency | ||
---|---|---|---|---|
World Bank cost-effective standarda | $200 | $200 | ||
Providing vitamin A capsulesa | $134 | $599 | ||
Vitamin A fortification of fooda | $84 | $98 | ||
Golden Rice, India @ 12:1a | $3.10 | $19.4 | ||
Golden Rice, Bangladesh 6:1b & 12:1c | $4.0b | $54.0c | ||
Golden Rice, abovea,b,c adjusted 2.1:1d | $0.5 | $1.4 | $3.4 | $9.5 |
Relative costs of saving one disability-adjusted life year using different sources of vitamin A and, for Golden Rice, different bioconversion ratios of β-carotene to circulating vitamin A.
The earlier studies occurred before these bioconversion ratios had been elucidated
Goal # | Goal | Potential impact of biofortification |
---|---|---|
1 | No poverty | Micronutrients in staple crops reduce effects |
2 | Zero hunger | Whole populations will be micronutrient sufficient |
3 | Good health | Provitamin A, Fe, Zn, Folate: less morbidity and mortality |
4 | Quality education | Pupils learn when adequately fed: Fe important |
5 | Gender equality | Biofortified staples available to whole population |
7 | Decent work and economic growth | Increased productivity from biofortified rice alone will add US$17.4 (in US$ of 2005) to Asian GDP |
Biofortification and some Sustainable Development Goals 2015–2030.
Vitamin A deficiency remains a huge public health problem despite existing interventions. Biofortification of staple foods is a new policy priority internationally. Golden Rice is safe. There is excellent human evidence that it will work. It is expected to be extremely cost-effective.
For successful adoption of Golden Rice as an additional intervention for vitamin A deficiency, the support of public health professionals is critical.
Dr. Robert Russell chaired the ‘panel on micronutrients’ the output of which, published in 2001 [72], created the US Governments’ dietary reference intakes for 14 micronutrients, including vitamin A. Also, in 2001, he joined the Golden Rice Humanitarian Board. I am grateful for his nutritional advice and instruction over the intervening years and for checking my calculations in connection with Table 2 and the surrounding text. I have known Dr. Guangwen Tang almost as long and thank her for providing, years ago, copies of the original documents which allowed me to construct with confidence the chronology of the IRB permissions 2003 and 2008 in the USA and China, all referring to the same NIH grant. Since 2015, the project has benefited from another specialist professional, Dr. Donald MacKenzie, who, aside from managing the GR2E regulatory data package generation, compilation and submissions, has also provided the web-links, which I have listed as footnotes in the ‘Safety’ section of this chapter. Thank you, Don, for your critically important work.
The author declares no conflict of interest.
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Not only pharmaceutical companies but also the other chemical industries started to take a step for green chemistry due to its advantages such as decreasing of waste and cost. With this respect, we have already witnessed that pharmaceutical companies searched out for green protocol when manufactured the pharmaceuticals. Green chemistry strategies can be seen in solvents, catalysts, and the others. So, we have briefly discussed the green solvents and nanocatalysts in this chapter. We hope that this chapter gives a brief consideration of importance of green chemistry.",book:{id:"6067",slug:"green-chemistry",title:"Green Chemistry",fullTitle:"Green Chemistry"},signatures:"Nurettin Menges",authors:[{id:"216037",title:"Dr.",name:"Nurettin",middleName:null,surname:"Menges",slug:"nurettin-menges",fullName:"Nurettin Menges"}]},{id:"49951",doi:"10.5772/62077",title:"Significance of Thiazole-based Heterocycles for Bioactive Systems",slug:"significance-of-thiazole-based-heterocycles-for-bioactive-systems",totalDownloads:3572,totalCrossrefCites:6,totalDimensionsCites:12,abstract:"Monocyclic and Bicyclic aromatic heterocycles such as imidazoles, thiazoles, thiadiazoles, oxazoles, oxadiazoles quinazolines, indoles, benzimidazoles, purines pyrido[4,3-d]pyrimidines, thiazolo[5,4-d]pyrimidines, thiazolo[4,5-d]pyrimidines, oxazolo[5,4-d]pyrimidines and thieno[2,3-d]pyrimidines are renowned pharmacophores in drug discovery. 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They are the main sources of new drugs, functional food and food additives. Since their contents in plant and animal tissues are extremely small compared to those of primary metabolites, the separations of bioactive principles from complex matrixes are often the inherent bottleneck in the utilization of bioactive natural products. A novel separation technique based on a liquefied mixture of solids at its eutectic compositions is presented in this chapter. The mixture can be prepared from natural primary metabolites and therefore can be considered as a green solvent. The separation of bioactive compounds (γ-oryzanol) from rice bran oil-based biodiesel using green methods with minimum energy requirement is discussed. Other applications for separations of alkaloid and phenolic compounds from their plant matrices are also presented. Different raw materials require different separation techniques due to the presence of different impurities, and the current trend is to use green methods with minimum energy requirement. This overview of recent technological advances, discussion of pertinent problems and prospect of current methodologies in the separation of bioactive natural products may provide a driving force for the development of novel separation techniques.",book:{id:"6067",slug:"green-chemistry",title:"Green Chemistry",fullTitle:"Green Chemistry"},signatures:"Siti Zullaikah, Orchidea Rachmaniah, Adi Tjipto Utomo, Helda\nNiawanti and Yi Hsu Ju",authors:[{id:"190944",title:"Ph.D.",name:"Siti",middleName:null,surname:"Zullaikah",slug:"siti-zullaikah",fullName:"Siti Zullaikah"},{id:"191020",title:"Dr.",name:"Adi",middleName:null,surname:"Utomo",slug:"adi-utomo",fullName:"Adi Utomo"},{id:"191021",title:"Prof.",name:"Yi Hsu",middleName:null,surname:"Ju",slug:"yi-hsu-ju",fullName:"Yi Hsu Ju"},{id:"207289",title:"MSc.",name:"Orchidea",middleName:null,surname:"Rachmaniah",slug:"orchidea-rachmaniah",fullName:"Orchidea Rachmaniah"},{id:"220747",title:"MSc.",name:"Helda",middleName:null,surname:"Niawanti",slug:"helda-niawanti",fullName:"Helda Niawanti"}]},{id:"56734",doi:"10.5772/intechopen.70421",title:"Ionic Liquids as Green Corrosion Inhibitors for Industrial Metals and Alloys",slug:"ionic-liquids-as-green-corrosion-inhibitors-for-industrial-metals-and-alloys",totalDownloads:2094,totalCrossrefCites:6,totalDimensionsCites:10,abstract:"Present chapter describes recent advances in the field of development of ionic liquids as green and sustainable corrosion inhibitors for metals and alloys. The present chapter has been divided into several sections and subsections. Recently, development of the green and sustainable technologies for the corrosion prevention is highly desirable due to increasing ecological awareness and strict environmental regulations. In the last two decades, corrosion inhibition using ionic liquids has attracted considerable attention due to its interesting properties such as low volatility, non-inflammability, non-toxic nature, high thermal and chemical stability and high adorability. Several types of ionic liquids have been developed as “green corrosion inhibitors” for different metals and alloys such as mild steel, aluminum, copper, zinc, and magnesium in several electrolytic media. The ionic liquids are promising, noble, green and sustainable candidates to replace the traditional volatile corrosion inhibitors.",book:{id:"6067",slug:"green-chemistry",title:"Green Chemistry",fullTitle:"Green Chemistry"},signatures:"Chandrabhan Verma, Eno E. 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In the last two decades, corrosion inhibition using ionic liquids has attracted considerable attention due to its interesting properties such as low volatility, non-inflammability, non-toxic nature, high thermal and chemical stability and high adorability. Several types of ionic liquids have been developed as “green corrosion inhibitors” for different metals and alloys such as mild steel, aluminum, copper, zinc, and magnesium in several electrolytic media. The ionic liquids are promising, noble, green and sustainable candidates to replace the traditional volatile corrosion inhibitors.",book:{id:"6067",slug:"green-chemistry",title:"Green Chemistry",fullTitle:"Green Chemistry"},signatures:"Chandrabhan Verma, Eno E. Ebenso and Mumtaz Ahmad Quraishi",authors:[{id:"35005",title:"Prof.",name:"Eno",middleName:null,surname:"Ebenso",slug:"eno-ebenso",fullName:"Eno Ebenso"},{id:"207838",title:"Prof.",name:"Mumtaz",middleName:null,surname:"Quraishi",slug:"mumtaz-quraishi",fullName:"Mumtaz Quraishi"},{id:"215227",title:"Dr.",name:"Chandrabhan",middleName:null,surname:"Verma",slug:"chandrabhan-verma",fullName:"Chandrabhan Verma"}]},{id:"49951",title:"Significance of Thiazole-based Heterocycles for Bioactive Systems",slug:"significance-of-thiazole-based-heterocycles-for-bioactive-systems",totalDownloads:3573,totalCrossrefCites:6,totalDimensionsCites:12,abstract:"Monocyclic and Bicyclic aromatic heterocycles such as imidazoles, thiazoles, thiadiazoles, oxazoles, oxadiazoles quinazolines, indoles, benzimidazoles, purines pyrido[4,3-d]pyrimidines, thiazolo[5,4-d]pyrimidines, thiazolo[4,5-d]pyrimidines, oxazolo[5,4-d]pyrimidines and thieno[2,3-d]pyrimidines are renowned pharmacophores in drug discovery. These special structures are well explained and exemplified in chemical compound libraries. In this chapter, several types of thiazole based heterocyclic scaffolds such as monocyclic or bicyclic systems synthesis and their biological activities studies are presented, which are not frequently present in books and reviews. We mention the first importance of synthetic route of various thiazole based compounds and their applications in medicinal chemistry in this chapter.",book:{id:"5108",slug:"scope-of-selective-heterocycles-from-organic-and-pharmaceutical-perspective",title:"Scope of Selective Heterocycles from Organic and Pharmaceutical Perspective",fullTitle:"Scope of Selective Heterocycles from Organic and Pharmaceutical Perspective"},signatures:"Someshwar Pola",authors:[{id:"177037",title:"Dr.",name:"Someshwar",middleName:null,surname:"Pola",slug:"someshwar-pola",fullName:"Someshwar Pola"}]},{id:"51672",title:"Recent Advances in Sustainable Organocatalysis",slug:"recent-advances-in-sustainable-organocatalysis",totalDownloads:2656,totalCrossrefCites:1,totalDimensionsCites:3,abstract:"The recent advances on green and sustainable organocatalysis are revised in this chapter. An important focus on one of the 12 principles of green chemistry, organocatalysis pursues to reduce energy consumption as well as to optimize the use of different resources, targeting to become a sustainable strategy in organic chemical transformations. In last decades, several experimental methodologies have been performed to make organocatalysis an even greener and sustainable alternative to stoichiometric approaches as well as non-catalytic conditions by the use of benign and friendlier reaction media. In this line, several approaches using water as preferential solvent, alternative solvents such as ionic liquids including chiral ones, deep eutectic solvents, polyethylene glycol (PEG), supercritical fluids and organic carbonates or solvent-free methodologies have been reported. In this chapter, we mainly focus on the recent remarkable advancements in organocatalysis using green and sustainable protocols.",book:{id:"5206",slug:"recent-advances-in-organocatalysis",title:"Recent Advances in Organocatalysis",fullTitle:"Recent Advances in Organocatalysis"},signatures:"Luis C. Branco, Ana M. Faisca Phillips, Maria M. Marques, Sandra\nGago and Paula S. Branco",authors:[{id:"18681",title:"Dr.",name:"Luis C.",middleName:null,surname:"Branco",slug:"luis-c.-branco",fullName:"Luis C. Branco"}]},{id:"50746",title:"Recent Advances in Guanidine-Based Organocatalysts in Stereoselective Organic Transformation Reactions",slug:"recent-advances-in-guanidine-based-organocatalysts-in-stereoselective-organic-transformation-reactio",totalDownloads:2270,totalCrossrefCites:1,totalDimensionsCites:2,abstract:"Tremendous efforts have been put toward the design and synthesis of newer enantioselective organocatalysts for the enanatioselective synthesis. Recently, guanidine-containing chiral organocatalysts have attracted considerable attention due to their ease of synthesis and high enantioselective catalytic activities. 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