Dimensionless parameters utilised for the mass transport equation .
In microchannels, interaction and transport of micro-/nanoparticles and biomolecules are crucial phenomena for many microfluidic applications, such as nanomedicine, portable food processing devices, microchannel heat exchangers, etc. The phenomenon that particles suspended in liquid are captured by a solid surface (e.g., microchannel wall) is referred to as particle deposition. Particle deposition is of importance in numerous practical applications and is also of fundamental interest to the field of colloid science. This chapter presents researches on fouling and particle deposition in microchannels, especially the effects of temperature and temperature gradient, which have been frequently ‘ignored’ but are important factors for thermal-driven particle deposition and fouling processes at elevated temperatures.
- particle deposition
- temperature gradient
In the oil and gas industry, people first studied fouling and then it begun to be often adopted to describe any undesirable deposit that led to an increase of flow resistance in fluid pipes or thermal resistance in heat exchanger . Most of the published researches on fouling are focused on macro-scale phenomena and parameters, such as changes of hydraulic performances and thermal resistances. According to the causes of formation, fouling can be categorised into different types, which include crystallisation fouling, or particulate fouling, scale formation, chemical reaction fouling, corrosion fouling, biological fouling, solidification fouling and mixed fouling . In this chapter, the authors will concentrate on the studies on particulate fouling in microfluidic applications. Particulate fouling refers to that finely suspended solid particles accumulate onto solid surfaces. The diameters of particles are usually less than microns. Without other mechanisms having particles firmly attached onto solid surface, the deposit formed by particulate fouling is normally thin and easily removed.
2. Particle deposition
Particulate fouling is caused by particle deposition onto the solid surfaces of collectors. This is a complex process affected by diffusion, convection, colloidal, and external interaction forces. To better understand the physical process of particle deposition, it can be conceptually divided into three steps :
When particles are at large distances from the collector surface, the particles are transported from the bulk fluid to the collector by diffusion, flow convection, and migration due to external forces. Particle concentration gradients usually exist between the bulk fluids to the collector surfaces and drive the suspended particles approaching the collector surfaces. Flow convection, especially in turbulent flow, could give particles momentum to move across the bulk fluid toward the collector surface. Besides, particles would migrate to the collector when they are affected by external fields, such as gravity filed and electric field.
Particle-wall hydrodynamic interaction
When particles get close to the collector within a distance comparable to the particle radius, the motion of the fluid between the particle surface and the collector surface becomes much more difficult compared to the scenario at large distances. It is because that the particles need to experience additional hydrodynamic drag caused by the presence of the collector surface. Thus, the reduction of particle mobility is commonly attributed to the particle-wall hydrodynamic interaction.
As particles approach the collector at even closer distances, typically less than 100 nm, the motion of the particles is influenced by colloidal forces besides the hydrodynamic interaction. Within such extremely short distance, the influences of the colloidal forces are overwhelmingly stronger than those of external forces. Thus, the particle adhesion onto the collector is mainly determined by the competition of the attractive and repulsive colloidal forces. The colloidal forces consist of the universal van der Waals (VDW) force and the electric double layer (EDL) force. These two interaction forces form the basis of the Derjaguin-Landau-Verwey-Overbeek (DLVO) theory of colloidal chemistry. The van der Waals force originates from spontaneous electrical and magnetic polarizations, which generate a fluctuating electromagnetic field within the particle and the collector as well as in the gap between them. Solid surfaces in aqueous media (electrolyte solution) are always charged because of the dissociation of ionisable surface sites or the adsorption of ionic surface active sites. As a result, electric double layers are formed in the vicinity of both the particle and the collector surfaces. When these two charged surfaces approach each other in the electrolyte solution, two electric double layers overlap and a repulsive interaction is developed in this region if the particle and the collector carry the same sign of charge. This repulsive interaction is known as the electric double layer force. In addition, other non-DLVO colloidal interactions might affect the particle deposition in short ranges (0.5–5 nm) under certain physicochemical conditions.
3. Theory of surface forces
The behaviours of particles in aqueous media are significantly influenced by the physicochemical characteristics of the interaction forces between particles and solid surfaces . Thus, the interaction forces exerted on colloidal particles determine particulate fouling or particle deposition. In this section, the colloidal forces between particles and surfaces are briefly reviewed, including colloidal interaction forces, van der Waals attraction force and electrical double layer repulsion force. These two forces form the basis of the Derjaguin-Landau-Verwey-Overbeek (DLVO) theory, which were independently developed by Derjaguin and Landau  from Soviet/Russian and Verwey and Overbeek  from Netherlands. Besides the DLVO forces, non-DLVO forces are also involved in particle deposition and aggregation, such as polymer bridging, solvation forces, steric forces or hydrophobic forces.
3.1. Derjaguin-Landau-Verwey-Overbeek (DLVO) theory
In the DLVO theory, van der Waals attraction force and electrostatic repulsion force are suggested as the dominant interactions between two charged hydrophobic or lyophobic particles/surfaces in electrolyte solution. Moreover, the total interaction between particles and solid surfaces in a liquid is assumed as the sum of the two interactions. This is the first theory enabling to explain and predict the experimental observations of particle deposition and aggregation in a quantitative way. The van der Waals interaction arises from the electromagnetic effects of the molecules composing the particles while the electric double layer interaction is caused by the overlapping of the electric double layers of two particles/surfaces in an aqueous medium. Normally, the former is attractive and the latter is repulsive, which could be changed depending on the material properties in some specific cases .
3.1.1. van der Waals force
The van der Walls force, also known as London-van der Waals force, originates from a fluctuating electromagnetic field in particles and between particle and solid surface which is induced by the spontaneous magnetic and electrical polarisation. The van der Waals force can be either attractive or repulsive depending on the material property and is always attractive between identical materials. A number of methods have been proposed to calculate the van der Waals interaction energy [7, 8, 9, 10, 11]. Basically, there are two computation methods: the microscopic and the macroscopic.
For the microscopic methods, perturbation theory was initially adopted to solve the Schrӧdinger equation for the interactions between two hydrogen atoms at a large separation distance by Wang  and London , and they considered the interactions between the protons and electrons of the two atoms in the calculation. Their study provides a basis of quantum-mechanical analysis of the interaction between two non-polar molecules. Margenau  improved the analysis with consideration of higher moments. The retardation effect for the interactions was further investigated by Casimir and Polder  when the separation distance was shorter than the characteristic wavelength of radiation. Subsequently, Hamaker  proposed a simplified microscopic approximation in which the interaction between two solids is pair-wise additive. In another words, the total interaction force can be obtained by simply summing up the forces over all pairs of atoms in both solids. It is worth mentioning that Hamker’s microscopic method neglects the retardation effect and many-body interactions. However, the influence of neighbouring atoms cannot be ignored, especially for condensed medium such as liquid. As a result, the pair additivity is difficult to be implemented for interacting objects in aqueous medium.
A more rigorous approach, macroscopic theory, was proposed in order to account for the aforementioned challenges. Dzyaloshinskii et al.  developed a new theory to avoid the problem of additivity encountered in the microscopic methods, known as Lifshitz theory. In this theory, large subjects are treated as a continuous medium without considering the atomic structure. The interaction forces between the subjects are calculated based on the bulk material properties including dielectric constants and refractive indices. The retardation effect is implicitly considered in the full Lifshitz treatment, but it is readily take account of the effect via modifying the Hamaker constant. In terms of calculation of Hamaker constant, various approaches have been developed and details can be found in the literatures [16, 17, 18, 19].
Hamaker constants are most accurately calculated by Lifshitz theory, which determines the magnitude of the interaction through the frequency dependent dielectric properties of the intervening media [9, 18]. The Hamaker constant is estimated from the frequency dependent dielectric properties of the individual materials comprising the system as
In practice, it is difficult to obtain all the parameters in Eq. (2), mainly the absorption frequency. Assuming the absorption frequencies of the three media are the same, the Tabor-Winterton (TW) expression was developed to overcome the difficulties, shown as 
where the refractive index
In consideration of the retardation effect, Suzuki and Higuchi  proposed an approximated expression for the van der Waals interaction potential between the sphere and the plate as
3.1.2. Electrostatic double layer force
Because of the electric double layer (EDL) force, particles can be well dispersed in liquids other than forming aggregation. The EDL force originates from the repulsion between the charged surfaces of the particles and solid surfaces immersed in liquids of high dielectric constants. The charges form the so-called electric double layer in the vicinity of the particles and the solid surfaces. The charging mechanism of a solid surface in a liquid medium can be categorised into two: (1) ionisation or dissociation of surface groups on the solid surface and (2) adsorption or binding of ions from electrolyte solutions onto a surface with oppositely charged sites or an originally uncharged solid surface. For a single particle suspended in a liquid medium, the particle is covered by the electric double layer (Figure 2). With consideration of the finite size of ions, Stern  developed an electric double layer model in which one immobilised layer of ions is absorbed onto the particle surface and the other layer is filled with diffusive space charges from the liquid medium (Figure 2). The former layer is termed as Stern layer and the latter layer is called as diffuse or Gouy layer.
Due to the nonuniform distribution of charges around the charged surface, electric potential reduces gradually with the separation distance from the solid surface to the bulk liquid phase. In the electric double layer model, several potentials are defined including surface potential on the solid surface, Stern potential at the Stern layer and zeta potential (
As illustrated in Figure 2, a particle approaches a solid surface in an electrolyte solution or two charged particles approach each other, and their diffuse layers would overlap with each other. EDL force is repulsive for two surfaces with charges of same sign, while it becomes attractive for two particles with charges of opposite sign. The accuracy of calculating the EDL interaction is influenced by various factors. To simplify the calculation, two important assumptions are made: interactions with constant surface potential and constant surface charge density. For the constant surface potential cases, surface-chemical equilibrium is maintained while two particles/surfaces are approaching in a very short time. This may not be realistic for some practical cases . For the constant surface charge cases, two particles/surfaces have fixed surface charge densities in the approaching process. These two assumptions are applied to the potential and charge on the particle/solid surfaces, whereas the interaction between electrical double layers is determined by the potential at the Stern plane. The charges at the Stern layer may behave differently from those on the particle/solid surface during the approach process. Recently, Barisik et al.  and Zhao et al.  have applied a complex charge regulation as boundary conditions to calculate the EDL interactions in nanoscale.
Generally, the EDL interaction energy can be computed based on two methods. One method is to directly solve the Poisson-Boltzmann equation for systems of particle/solid surfaces. Normally, it is difficult to obtain simple analytical solutions by this method. The other method is to construct the formula based on known expressions for each of the surfaces involved without consideration of influences of the other surfaces. The approximations of EDL interaction energy obtained in this way are often more attractive for practical applications which require fairy accuracy and simplicity .
3.1.3. Sphere-plate double layer interactions
In 1934, Derjaguin  developed an integration method to calculate the electric double layer interactions between two spheres in a dilute suspension. It has become a widely adopted method in colloidal chemistry since then. The EDL interaction energy between two spheres with overlapping electric double layers can be calculated as
It should be noted that the above expressions are only applicable for cases in which and
The electrical double layer (EDL) interaction force can be obtained by differentiating electrical double layer interaction energy with separation between two surfaces.
The total interaction energy,
Eq. (11) gives both a theoretical framework to predict and compare experimentally measured colloidal interactions, and the knowledge of how surface interactions can be controlled.
3.2. Non-DLVO forces
In the classical DLVO theory, van der Waals and electrical double layer interactions play vital roles in colloidal particle interactions. This theory has been successfully utilised to explain many experimental observations. Whereas, there are situations in which theoretical predications based on interactions of electrical double layer and van der Waals force cannot provide reasonable agreement with experimental results [6, 37]. For instance, the classic DLVO theory fails to explain the interactions with ultra-short separation distance (i.e., shorter than a few nanometres). The continuum theories are not valid in such short distances, and bulk material properties (e.g., refractive index, density, and dielectric constant) cannot be used to describe such interactions. For these cases, some additional non-DLVO forces can be introduced into the DLVO theory, such as Born repulsion , polymer bridging , hydration forces , hydrophobic interaction , and steric interaction . In this section, a brief introduction for non-DLVO forces is provided and more details can be found in a comprehensive review by Liang .
Polymer bridging theory applies to polymer flocculation. It is postulated that polymer bridges are built between neighbouring solid particles in a suspension in order to form a loose porous 3D network of solid particles (i.e., floc). When the detailed spatial variation of the short-range forces are not crucial, Elimelech et al.  reported that the microscopically averaged Born repulsion could be a convenient approach to consider effects of non-DLVO interactions. As particles interact with adsorbed fluid layers, solvation or hydration forces begin to take effects. Grabbe and Horn  suggested that the repulsive hydration force plays a dominant role for two interacting silica surfaces in a short range immersed in an electrolyte solution (NaCl). Unlike the electric double layer force, the hydration force was found to be independent on the electrolyte concentration over the range in their experiments. However, the physical mechanism of the hydration force is still unclear. The anomalous polarisation of water near the interfaces could generate the hydration force. It also could originate from the entropic repulsion of thermally activated molecular groups from protrusions on the surfaces [44, 45, 46]. Water molecules between two hydrophobic surfaces tend to migrate from the narrow gap to the bulk liquid at extremely short separation distance. It is because that the opportunities for hydrogen bonding are unlimited in the bulk liquid and free energy is lower than in the gap. As a result, an attractive force, hydrophobic force, would be generated between the two surfaces. This attractive force works in much greater range (up to 80 nm) than the van der Waals force and is one to two orders of magnitude stronger [41, 47, 48]. When two polymer-covered particles approach to each other, steric or osmotic forces would be developed between the particles. The steric force is related to the repulsive entropic force caused by the entropy of confining these chains for overlapping polymer molecules. So far, theories of steric forces are not well-established. Many components can affect the magnitude of the steric forces, such as bonding stress between the polymer molecules, the quantity or coverage of polymer molecules on each solid surface and solid surfaces (i.e., reversible process or not) [49, 50, 51, 52].
4. Temperature control in microfluidic systems
Temperature is a crucial parameter in many microfluidic applications, for example, microscale milk pasteurisation unit , polymerase chain reaction (PCR) [54, 55], mixing , and temperature gradient focusing  or separation . Lab-on-a-chip devices and systems are compact and multi-functional platforms which can be integrated into a small chip. Temperature control is one of the important functions in various microfluidic applications. In this section, different techniques for temperature control in microfluidic systems will be summarised into two categories: bulk temperature control and temperature gradient control .
4.1. Bulk temperature
The bulk temperatures of liquids in microfluidic systems are uniformly distributed and it can be changed by either external heating or internal heating approaches. A number of techniques have been implemented for various applications.
To control the bulk temperature of the liquids, the external heating approaches usually use either commercial heaters (e.g., Peltier elements) or preheat/cool liquids prior to being injected into microchannels. Velve Casquillas et al.  designed an external temperature control system with two Peltier elements that is able to readily vary the temperature of yeast channel underneath the temperature control channel (shown in Figure 4a). By using this system, they can rapidly regulate the yeast channel temperature in a wide range (5–45°C within 10 s). Similarly, Khandurina et al.  utilised two Peltier elements as a sandwich assembly to directly heat up a microfluidic chip for the polymerase chain reaction (PCR) (Figure 4b). This compact setup is able to complete 10 thermal cycles within 20 min. With the similar configuration, Yang et al.  fabricated a serpentine microchannel on a thin polycarbonate plate (thickness: 0.75 mm) as a PCR microreactor (Figure 5). They used thermocouples to measure the surface temperatures of the intrachamber temperature and Peltier elements. With the developed device, they performed 30 thermal cycles in 30 min and the heating rate and cooling rate are 7–8 and 5–6°C/s, respectively.
Furthermore, Maltezos et al.  chose using liquid metal in combination with Peltiers to explore the limits of PCR speed in a microchip. Sample tubes were first immerged in a liquid medium (gallium eutectic) and then sandwiched between two high-powered Peltier elements. Heat can be rapidly transferred between the DNA/RNA in the sample tubes and the Peltier elements via the liquid interface. High heating rate and cooling rate can be up to 106 and 89°C/s in their experiments, respectively.
On the other side, the direct integration of heating or cooling elements into microfluidic systems is a popular method. Integrated heating approaches are able to reduce the whole system size and improve its portability.
Joule heating has been the most widely-used technique as an integrated heating solution for the temperature control in microfluidic systems. Lao et al.  filled platinum into silicon-based microchannels as in-chip heaters and sensors. A well-controlled thermal environment (±1°C) was achieved for gas and liquid phase reactions (Figure 6). The silicon microchannel was thermally isolated by a thin silicon nitride membrane to save power consumption. Precise and prompt temperature control was facilitated with a digital feedback system developed by them (heating rate: 20°C/s, cooling rate: 10°C/s, and response time: 5 s). By using similar serpentine channel configurations, Wu et al.  injected silver paint into the PDMS microchannels as integrated microheaters and took an advantage of compressed air for rapid cooling in parallel channels. Heating rate was 20°C/s and error of temperature was about ±0.5°C in the steady state. With this device, DNA can be successfully amplified in 25 thermal cycles with 1 min per cycle. Instead of applying metal, de Mello et al.  made use of ionic liquids ([BMIM][PF6] and [BMIM][Tf2N]) as heating elements. The ionic liquid was Joule heated by an AC current (power: 1 W, frequency: 50 Hz, and voltage: ≤ 3.75 kV). By controlling the applied voltage of the ionic liquids, the bulk temperature was regulated from 50 to 90°C with an accuracy of 0.2°C.
Other than the commonly used physical heating approach (i.e., Joule heating), chemical approach can be another integrated option. To locally control the temperature in a microchannel, Guijt et al.  made use of heat adsorption and dissipation via endothermic and exothermic chemical reactions, respectively (Figure 7a). Heating/cooling can be achieved in a temperature control channel (TCC) where two reagents from separate reactant channels (RC1 and RC2) merged and had chemical reaction. Heating was achieved with a dissolution of 97 wt% H2SO4 (Reagent 1) in water (Reagent 2), while cooling was realised with the evaporation process acetone (Reagent 1) in the air (Reagent 2). A wide temperature range from −3 to 76°C with a ramp rate of 1°C/s can be realised in the central channel by manipulating the flow rate ratio between two reagents (shown in Figure 7b).
4.2. Temperature gradient
For several applications such as Soret effect and droplet actuation, temperature gradients are demanded in microfluidic systems. Temperature gradients have been generated in either a controlled temperature profile or an arbitrary way by various techniques.
As illustrated in Figure 8a, Mao et al.  generated a linear temperature gradient along the horizontal direction of the PDMS microchannel by using the pre-heated liquid approach. Hot and cold fluids were channelled into two side channels separately, and a stable temperature gradient has been established in the central channel (Figure 8b). Zhao et al.  implemented this approach for studies on thermophoresis using a microchip made of stainless steel. Due to a higher conductivity of stainless steel than PDMS, a wider range of variations for both bulk temperature and temperature gradient (1.5 × 104 K/m) can be formed in the microchannel. In order to fabricate similar structures in PDMS microchip, Yan et al.  proposed a fast prototyping method for single-layer PDMS microfluidic devices with abrupt depth variations by combining the laser ablation and NOA81 moulding. The whole fabrication process can be completed within 2 h. This method can readily produce PDMS microfluidic devices with micrometre and millimetre structures in one step. Moreover, this method can be applied in a non-clean-room environment and does not require complicated and expensive soft lithography equipment or etching processes.
Instead of preheating liquids, Vigolo et al.  chose to use silver-filled epoxy with a similar parallel channel configuration to generate temperature gradients in a microchannel. This microscale heating element can be powered by two ordinary AAA batteries. Thus, this design shows its potential as a cost effective and portable solution for thermal control of microfluidic devices. Alternatively, the parallel-channel configuration has also been implemented for control of bulk temperatures in microchannels. It can be readily realised by changing the directions of preheated liquid and DC electric current [71, 72, 73].
In addition to regulating bulk temperatures, Peltier elements can be utilised to establish a constant temperature gradient in microfluidic systems. Matsui et al.  designed and fabricated a hybrid temperature gradient focusing (TGF) chip (materials: PDMS/glass) by applying two Peltier elements. A range of temperature gradient can be formed along the horizontal direction of the microchannel (Figure 9). The maximum temperature gradient generated in their device was 13.75°C/mm.
Jiao et al.  designed a microfluidic droplet manipulation system with integration of four microheaters (materials: titanium and platinum) generating planar temperature gradients in the square region (10 mm × 10 mm). By controlling the frequency and amplitude of square wave signals, they successfully manipulated the trajectory of a microdroplet based on the periodic thermocapillary actuation caused by temperature gradients. Yap et al.  deposited a thin film platinum heater in a microchannel to control the thermal field for droplet formation in a bifurcated microchannel. The trajectory and splitting of the droplet can be controlled by modulating viscosity and interfacial tension of liquids under different heating conditions. Because of the temperature gradients generated by metal microheaters, the PDMS microchannel would undergo a slight dilation. The temperature-induced dilation changed the height of the microchannel so that the bubble would be driven away from the constricted region. Selva et al.  successfully controlled the bubble motion by utilising this thermomechanical actuation under temperature variation. Miralles et al.  from the same research group optimised their previous design by using localised heating resistor whose size was smaller than the droplet size.
The aforementioned designs of temperature-gradient devices are not suitable for researches on the microscale mechanism of particle deposition in microchannels due to the obstruction of heating or cooling elements along the optical path of microscope for observation or inconsistency of the directions of temperature gradient and particle deposition. The authors’ group has developed a novel design of temperature-gradient microchip to investigate particle deposition in microchannels .
There are three major parts for the temperature-gradient microchip (Figure 10), including a microchannel, a thermoelectric cooler (TEC) unit as cold end, and a thin glass slide coated with indium tin oxide (ITO) film as hot end. A temperature gradient can be established along the vertical direction inside the microchannel, by cooling the top surface of the microchip with the TEC unit and heating the bottom surface with the ITO film heater.
The microchannel can be fabricated with polydimethylsiloxane (PDMS) using standard soft lithography techniques. The PDMS monomer and the curing agent are fully mixed in a mass ratio of 10:1, and then they are vacuumed for 45 min to evacuate air bubbles remaining in the PDMS mixture. The mixture is applied onto the master mould constructed by SU8 on a silicon wafer. PDMS is cured after being heated with the wafer in an oven at 80°C for about 1 h. A thin layer of polymerised PDMS (e.g., 1 mm in thickness) is peeled off from the mould. Two cylindrical openings are then punched at both ends of the microchannel as the inlet and outlet for sample fluids.
For the ITO glass slide, a thin indium tin oxide film (e.g., 200 nm in thickness) is deposited on one side of a glass slide (e.g., 0.71 mm in thickness) as a heater for the microchip. Indium tin oxide is a solid mixture including 90% In2O3 and 10% SnO2 by mass. On the other side of the glass slide, a thin PDMS film was coated on the bare glass surface. The ITO glass heater has three major advantages for the particle deposition study. (1) The ITO glass (10 ohms/sq) can easily generate heat by Joule heating when being connected into an electrical circuit. The heat dissipation rate of the ITO glass can be well controlled by regulating the applied electrical current and voltage. (2) The ITO glass has excellent optical transparency allowing direct observation on particle deposition onto the bottom surface of the microchannel along the direction of the applied temperature gradient. The bottom view of the particle deposition can be readily captured via using an inverted microscope equipped with a CCD camera. (3) A wide range of customised dimensions and patterns can be precisely achieved for ITO heaters by implementing the standard photolithography techniques.
A closed microchannel is formed via irreversibly oxygen plasma bonding the treated ITO glass slide and the PDMS block with microchannel structure. The bonded microchannel is heated in the oven to reinforce the plasma-bonding strength. The thermoelectric cooler (TEC) unit is mounted on the top of the bonded microchannel to provide a stable cold end over the microchannel. The temperatures of hot/cold ends can be readily adjusted via the DC power supplies for the ITO film heater and the TEC unit, respectively. Moreover, the temperature gradient can be well controlled in the microchannel along the same direction as the particle deposition. Thermal conductive silicon paste can be applied in the gap between the TEC unit and the PDMS microchip to enhance the heat conduction. This specially designed temperature-gradient microfluidic system provides a useful tool for researches on dynamics of particle deposition under different thermal conditions. To the best knowledge of the authors, it could be the first microfluidic device allowing to directly observe the dynamic process of particle deposition along the direction of applied temperature gradient.
5. Particle deposition in microchannels
Particle deposition onto solid surfaces has been intensively studied in both experimental and theoretical approaches. In this section, major works on particle deposition in microchannels are reviewed.
5.1. Experimental studies
Experiments are usually conducted in three types of setup, including cylindrical, parallel-plate channels, and impingement jet chamber. Various parameters have been evaluated experimentally in terms of their effects on particle deposition, such as pH, electrolyte concentration, particle, and solid surface.
5.1.1. Effect of pH on particle deposition
The repulsive interaction would exist between charged particles of same like sign and hinder fouling behaviour. The zeta potentials of the particle and microchannel surface determine the magnitude of the repulsion and are closely related to the pH value of working fluid. The pH value can control the charge signs of the particle and channel surface. Newson et al.  investigated the mechanisms of deposition, removal and sticking in a haematite/water system (particle diameter: 0.2 μm and concentration: 100 ppm). They found that the sticking coefficient of particles from turbulent water suspension (Re: 11,000–14,000) was significantly dependent upon the pH value of suspension. Perry and Kandlikar  also adjusted the pH value of the nanofluids and were able to effectively mitigate particulate fouling. The reduction of the deposition rate was mainly attributed to the augmented EDL repulsion as pH was increased.
5.1.2. Effect of the ion concentration on particle deposition
Gu and Li studied the influence of the electrolyte concentration on deposition of silicon oil microdrops onto cylindrical surfaces via both experimental and numerical approaches [81, 82]. They found that the increase of the Sherwood number (dimensionless mass transport rate) resulted from the neutralisation effect of the electrolyte concentration (10−6–10−3 M) which crucially determined the zeta potentials of bare glass tube surfaces and silicon oil drops. Moreover, they found that the Sherwood number was increased significantly with the increase of the cationic surfactant concentration (CTAB, 10−6–10−4 M) but was reduced monotonically with adding anionic surfactant (SDS) into the oil droplet emulsion. Kar et al.  performed experiments with CaCO3 microparticles and hollow fibre membrane to study the effect of salt concentration gradients on particle deposition. They reported that the diffusiophoretic particle transport has crucial influence on particle deposition when different electrolyte ions of salts in solution have different diffusion coefficients. Furthermore, Guha et al.  found the diffusiophoresis has significant influence on the colloidal fouling in a low salinity reverse osmosis system.
5.1.3. Effect of properties of particle and wall on particle deposition
Salim et al.  investigated the effects of protein (fibrinogen and lysozyme) adsorption on the electroosmotic flow (EOF) behaviour of the plasma-polymerised glass microchannel surfaces. Three types of plasma-polymerised surfaces (pp.TG, pp.AAm, and pp.AAc) were tested which had different surface charges and charge densities. They observed a non-fouling phenomenon with tetraglyme coating in the presence of protein, and this coating provided stable EOF performance in the glass microchannel.
Mustin and Stoeber  conducted experiments with polystyrene microsphere suspensions in a PDMS microchannel. They found that the dynamics of channel blockage was influenced by particle size distribution besides the particle size alone. Recently, they performed another experiment in a mini impingement jet flow cell made of PDMS for particle deposition (Figure 11) . They noticed discrepancies between the experimental measurements and numerical simulation results based on both DLVO and extended DLVO theories, and proposed the surface roughness and electrostatic charge heterogeneity of the PDMS surface could be the most plausible reason for such discrepancies.
5.1.4. Effect of external field on particle deposition
In the previous literature, transport of micron-size particles is normally simplified as a mass transfer process that is majorly affected by Brownian diffusivity. However, gravity or a constant body force exerted on the particles could have significant influence on the deposition process, even for such tiny colloidal particle size (less than 1 μm). Yiantsios and Karabelas  reported that gravity played a key role for the deposition rate of spherical Ballotini glass particles (diameter: 1.8 μm). Gravity could control the particle transport boundary layer in a horizontal narrow channel under laminar flow over a fairly wide range of flow rate. They  conducted further experiments on the effects of physicochemical and hydrodynamic conditions by using dilute microsized glass particle suspensions (diameter: 1.5 μm) in a parallel-plate channel. They concluded that gravity was a determining factor for deposition at low wall shear stresses. While the hydrodynamic wall shear stress was increased, particle deposition rates were noticeably decreased because of hydrodynamic lift or drag forces hindering transport or attachment.
Stamm et al.  experimentally examined the initial stage of cluster growth in a particle-laden flow in a microchannel and investigated the parametric effects of a void fraction, flow shear strain rate and channel height to particle diameter ratio. Thereafter, Gudipaty et al.  studied the cluster formation of colloidal particles in a PDMS microchannel and found that the clusters were initiated by the attachment of individual flowing particle onto the bottom surface. However, they have not either addressed the physical mechanism of the initial particle attachment to the surface or observed the adherence process in the experiments.
Unni and Yang  experimentally investigated the dynamics of particle deposition in an electroosmotic flow using video microscope, and reported that the increased surface coverage at higher salt concentrations resulted from weakened EDL repulsion with particles being adsorbed onto the channel surface. Hydrodynamic blocking became relatively weaker with lower electric field strengths because the surface blocking was majorly caused by electrical interactions.
5.1.5. Effect of temperature on particle deposition
Most of the researches about deposition of micro-/nanoparticles in microchannel are conducted in room temperature environment, seldom with high bulk temperature or temperature gradient, which is a crucial factor for heat exchangers in reality. Yan et al.  investigated the effect of bulk solution temperature on particle deposition in a microchannel under well-controlled temperature conditions using a microfluidic temperature control device. To the best knowledge of the authors, this was the first attempt to study the thermal effect on the deposition of colloidal particles in an aqueous dispersion onto a microchannel wall. It is found that the temperature of solution has a considerable effect on the particle deposition in microchannels. The static particle deposition rate (Sherwood number) has been measured over a range of temperatures between 20 and 70°C. It is found that the Sherwood number is monotonically increased up to 265%, with the solution temperature within the test range. They developed a deterministic model based on the Derjaguin-Landau-Verwey-Overbeek theory with consideration of temperature dependence, and found that by increasing the solution temperature, the attraction energy (van der Waals force) between the particles and the solid surface is increased while the repulsive energy (electric double layer force) is decreased. Moreover, they further studied the hydrodynamic effects on particle deposition in microchannels at elevated temperatures, including steady flow and pulsatile flow [71, 72]. The dimensionless particle deposition rate (Sherwood number) was found to be reduced with the Reynolds number and changed insignificantly for the Reynolds number beyond 0.091 (0.5 mL/h) within the tested range with a given solution temperature (324.85 K) and an electrolyte concentration (M). Under the pulsatile flow condition, the normalised particle deposition rate was found to be reduced significantly as the flow oscillation frequency was increased from 0 Hz to 1 Hz, while keeping the steady flow component and the amplitude of the flow oscillation unchanged.
5.2. Theoretical modelling/studies
Spielman and Friedlander  theoretically analysed the effect of the electrical double layer on particle deposition based on the equation of convective diffusion in an external force field. They reported that the deposition process of Brownian particles was equivalent to ordinary convective diffusion in the bulk with a first-order surface reaction at the collector. With respect to the net interaction potential, a formula can be derived for the surface reaction coefficient.
Another analytical model was developed by Adamczyk and Van De Ven  for particle deposition kinetics onto the surfaces of parallel-plate and cylindrical channels (Figure 12). As governing equation, the mass transport equation was formulated with consideration of electrical double layer force, van der Waals force, and external forces such as gravity. The ‘perfect sink’ boundary condition was applied to solve the mass transport equation. Different dimensionless parameters (Ad, Pe, Dl, and Gr) were proposed to account for dispersion, convection/diffusion, electrical double layer, and gravity, respectively.
Studies on particle deposition onto permeable surfaces are practically meaningful for membrane filtration industry. Song and Elimelech [95, 96] theoretically studied this phenomenon in a system of parallel-plate channel. The convection-diffusion equation was solved numerically with consideration of lateral transport. The lateral transport would be induced by inertial lift, permeation drag, and transport that are determined by the collective effect of gravity force and surface forces. Parametric studies were systematically carried out regarding the initial particle deposition rate, including the effects of permeation velocity, cross flow velocity, particle size, and solution ionic strength.
Since the distribution of surface charge is not uniform in practice, Nazemifard et al. [97, 98] performed a trajectory analysis of particles close to a micropatterned charged plate based on the radial impinging jet setup for the influences of surface charge heterogeneity on deposition efficiency and particle trajectory. The surface charge heterogeneity was controlled by concentric bands with varied properties, such as geometric dimension and types of surface charges. In their analysis, the van der Waals, electrostatic double layer force, hydrodynamic force, and gravity, have been taken into consideration. Due to the coupled effects of colloidal and hydrodynamic forces, the deposition efficiencies and particle trajectories were remarkably influenced by surface charge heterogeneity when a particle flowed radially away from the stagnation point in the radial jet impingement setup. This analysis demonstrates how the existing particle transport models could possibly be modified in consideration of chemical heterogeneity and additional surface interactions. Similarly, Chatterjee et al.  applied the convection-diffusion-migration equation (Eulerian model) with fully developed Poiseuille flow velocity profile to investigate the transport of particles in patchy heterogeneous cylindrical microchannels (Figure 13). They evaluated the effects of surface chemical heterogeneity on particle transport and deposition, and found that particles tend to travel further along the microchannel in the heterogeneous channels compared to the homogeneously favourable channels.
Using a soft-sphere discrete element method, Marshall  studied the caption of particles by wall and particle aggregation in a microchannel. According to their results, the particle lift-off from the wall was caused by adhesion and collision with particle aggregate or a passing particle when a single particle with a large size was attached to the wall. The fluid forces were not the direct reason for the particle lift-off.
Unni and Yang  developed an electrokinetic particle transport model in a parallel-plate microchannel (Figure 14) based on the Stochastic Langevin equation. They incorporated random Brownian motion of colloidal particles and the hydrodynamic, electrical, DLVO colloidal interactions into the equation. Based on the developed model, particle trajectories can be stochastically simulated using Brownian dynamics simulation and the surface coverage was calculated under a range of electrical and physicochemical conditions.
In the absence of repulsive energy barrier, Jin et al. proposed concurrent modelling for the effects of interaction forces and hydrodynamics on particle deposition on rough spherical surfaces . The model considered the hydrodynamic retardation functions and flow field profiles. Their works showed that the hydrodynamic effects remarkably affect the particle deposition behaviours which were different from the predictions based on DLVO forces alone. In addition, surface roughness played an important role in particle deposition experiment/simulation. They conducted another study on deposition of colloidal particles and reported a non-monotonic, non-linear effect of nanoscale roughness on particle deposition without energy barrier using both the convection-diffusion model and parallel-plate chamber experimental system . Their results showed particle deposition flux could reach the minimum value when a critical roughness size was provided.
Based on the Derjaguin-Landau-Verwey-Overbeek theory, Yan et al.  developed a qualitative theoretical model with consideration of the temperature effect for the first time. All the driving forces during the whole particle deposition process are temperature dependent, so the particle deposition is determined by the collective effects of the variations of the forces caused by temperature changes. By plotting interaction potential curves and energy barriers, the effect of bulk solution temperature can be clearly seen in Figure 15 that the interaction potential curves are varied with the bulk solution temperature and the energy barrier reduces considerably with increasing the bulk solution temperature as shown in the inset of Figure 15.
Furthermore, Yan et al.  developed a simplified one-dimensional mass transport model (i.e., Eulerian model) for calculating the particle deposition rate in microchannel flows at elevated temperatures. A schematic of microparticles flowing through a microchannel at an elevated temperature (T) is shown in Figure 16. For a dilute spherical particle monodispersion in the absence of chemical reactions, the interactions between particles are neglected. The deposition rate of particles from solution onto the microchannel surface at the steady state can be described by the general convection-diffusion equation as
|Scaled particle flux||,|
|Scaled particle concentration|
|Scaled external force|
|Scaled interaction energy|
|Scaled particle-wall separation distance|
|Scaled distance from channel entrance|
|Scaled particle ratio|
|Hydrodynamic retardation functions |
All the forces acting on particles are along the vertical direction (
The potential of each force is computed by integrating the force over the separation distance between a particle and the channel surface (
As the scaled particle ratio () in Eq. (13) is about the order of 10−3 (
Eq. (16) can be solved with the boundary conditions as
Eq. (17) refers to the ‘Perfect sink’ boundary condition. indicates the minimum dimensionless particle-wall distance (
Having obtained dimensionless concentration distribution () along the dimensionless separation distance (
Here, is the particle number flux at . The negative sign on the right hand side of Eq. (9) indicates that the particle number flux is toward the solid surface. Moreover, the dimensionless particle deposition rate onto the channel surface can be quantified by the Sherwood number
The thermal effects on the particle deposition rate (i.e., Sherwood number) are influenced by the temperature dependences of all the forces (
For the first time, based on the DLVO theory with considering the temperature-dependent interactions, a simplified one-dimensional mass transport model was developed and it can serve as a semi-quantitative approach for describing particle deposition phenomena in microchannel flows at elevated temperatures.
6. Summary and future prospects
Particle deposition and particulate fouling have been ubiquitous phenomena in natural and industry processes. Thermal effects (i.e., temperature and temperature gradient) on particle deposition are important but always ‘ignored’ in literatures. Most of the published research works about micro-/nanoparticles deposition in a microchannel were conducted in the room temperature environment, seldom with consideration of elevated bulk temperature or temperature gradient, which is a crucial factor for thermal driven fouling phenomena in reality. Especially, the microscale mechanism of particle deposition in microchannel at elevated temperature was still in its infancy. In this chapter, researches on particle deposition and particulate fouling on surfaces have been extensively reviewed both theoretically and experimentally from the published works. This chapter has summarised relevant concepts of particle deposition, key parameters, and experimental techniques (e.g., device design) as well as theoretical methodologies (e.g., modelling). The physics of particle deposition phenomena under different parametric influences has been discussed in detail. The authors have presented a new microfluidic temperature-gradient device that can be used to directly observe particle deposition along the direction of temperature gradient with a single-particle resolution. Moreover, a simplified mass transport model (Eulerian model) with consideration of thermal effects has been presented to describe the particle deposition phenomena in microchannels at elevated temperatures based on the Derjaguin-Landau-Verwey-Overbeek theory. Both the theoretical modelling and experimental measurements have shown that the thermal effects have profound the impact on particle deposition in microchannels.
Future research in this field lies in the development of investigations on coupling effects of thermal field and other external fields, such as optical, acoustic, and magnetic fields [104, 105, 106]. Microfluidic devices and systems offer ideal experimental platforms which provide well-controlled external fields applied to the particle deposition process. Especially, the dynamic behaviour of particle deposition under complex external fields can be observed directly with a resolution of micrometre even nanometre (e.g., single molecule detection). With such unique information, trans-scale theoretical modelling which can bridge the gap between particle kinetics in microscale and fouling phenomena in macroscale will be highly appreciated. The current investigations at elevated temperatures rely on either ensemble average value of a population of particles (i.e., average particle deposition rate) or bulk property of fouling (i.e., fouling resistance). When the deposition of single nanoparticle at elevated temperatures can be reliably investigated, researchers will be able to understand the dynamic processes of nanoparticle deposition in microchannels which elucidates particulate fouling of nanofluids in heat exchangers and nanomaterial drug delivery
This work has been partially supported by the National Key Research & Development Program of China (2016YFB0401502), the National Natural Science Foundation of China (61574065, 51561135014, and U1501244), Science and Technology Planning Project of Guangdong Province (2016B090906004), Special Fund Project of Science and Technology Application in Guangdong (2017B020240002), PCSIRT Project No. IRT_17R40, the National 111 Project, the MOE International Laboratory for Optical Information Technologies, and the Cultivation Project of National Engineering Technology Center of Optofluidic Materials and Devices (2017B090903008). Zhibin Yan also acknowledges the financial support by the Foundation for Distinguished Young Talents in Higher Education of Guangdong, China and the Research and Cultivation Fund for Young Faculty supported by South China Normal University (SCNU). Xiaoyang Huang and Chun Yang appreciate the financial support from the Ministry of Education of Singapore under Grant No. RG80/15 and RG97/13, respectively.
|ap||particle radius (m)|
|a1||radius of interacting particle 1 (m)|
|a2||radius of interacting particle 2 (m)|
|A132||Hamaker constant for the interaction between substances 1 and 2 in medium 3 (J)|
|B||width of the microchannel (m)|
|w||half channel height (m)|
|Dx||diffusivity in X direction (m2/s)|
|Dy||diffusivity in Y direction (m2/s)|
|DT||thermal diffusion coefficient (m2/s)|
|D∞||Stokes-Einstein diffusivity (m2/s)|
|Dl||double layer number in the HHF expression for the EDL interaction|
|Da||double layer asymmetry number in the HHF expression for the EDL interaction|
|f1(H)||UHCC correction function for diffusivity perpendicular to the solid surface|
|f3(H)||UHCC correction function for diffusivity parallel to the solid surface|
|f4(H)||UHCC correction function for diffusivity along the flow direction (X)|
|Fx||X component of the total force exerted on the particle (N)|
|Fy||Y component of the total force exerted on the particle (N)|
|F¯edl||dimensionless EDL interaction force|
|F¯vdw||dimensionless van der Waals interaction force|
|F¯G||dimensionless gravity force|
|F¯L||dimensionless hydrodynamic lift force|
|F¯T||dimensionless thermophoretic force|
|h||minimum separation distance between particle and wall (m)|
|H||dimensionless particle-wall separation|
|H0||dimensionless primary energy minimum separation|
|H∞||dimensionless particle-wall separation in bulk fluid|
|jx||particle flux in X direction (m−2 s−1)|
|jy||particle flux in Y direction (m−2 s−1)|
|J¯x||dimensionless mass flux in X direction|
|J¯y||dimensionless mass flux in Y direction|
|kB||Boltzmann’s constant (1.38064852 × 10−23 J/K)|
|L||length of the microchannel (m)|
|n||particle number concentration (/m3)|
|n¯||dimensionless particle number concentration|
|n∞,p||particle number concentration in bulk liquid (/m3)|
|Pe||Peclet number based on average flow velocity|
|Q||volume flow rate of liquid (m3/s)|
|Re||Reynolds number based on average flow velocity|
|T||absolute temperature (K)|
|T0||reference temperature (293.15 K)|
|Uavg||average flow velocity in microchannels (m/s)|
|V¯||dimensionless total interaction potential|
|V¯edl||dimensionless EDL interaction potential|
|V¯vdw||dimensionless van der Waals interaction potential|
|V¯G||dimensionless gravity potential|
|V¯L||dimensionless lift potential|
|V¯T||dimensionless thermophoretic potential|
|e||elementary electric charge (1.602176620898 × 10−19 C)|
|ε0||absolute dielectric constant of vacuum (8.845 × 10−12 C2/N m2)|
|ξ||zeta potential (V)|
|λ||London retardation wavelength (100 nm)|
|κ||Debye-Hückel parameter (m)|
|μ||dynamic viscosity of liquid (N s/m2)|
|ν||kinematic viscosity of liquid (m2/s)|
|ψ||electric potential (V)|
|τ||ratio of particle radius (ap) to the Debye length (κ−1)|
|ω||mobility of particle|