Abstract
The description of plasma using fluid model is mostly insufficient and requires the consideration of velocity distribution which leads to kinetic theory. Kinetic theory of plasma describes and predicts the condition of plasma from microscopic interactions and motions of its constituents. It provides an essential basis for an introductory course on plasma physics as well as for advanced kinetic theory. Plasma kinetics deals with the relationship between velocity and forces and the study of continua in velocity space. Plasma kinetics mathematical equations provide aid to the readers in understanding simple tools to determine the plasma dynamics and kinetics as described in this chapter. Kinetic theory provides the basics and essential introduction to plasma physics and subsequently advanced kinetic theory. Plasma waves, oscillations, frequencies, and applications are the subjects of kinetic theory. In this chapter, mathematical formulations essential for exploring plasma kinetics are compiled and described simplistically along with a precise discussion on basic plasma parameters in simple language with illustrations in some cases.
Keywords
- plasma parameters
- kinetic theory
- particle distribution
1. Introduction
Plasma is the fourth state of matter, and it is defined as “a quasineutral gas of charged and neutral particles which exhibits collective behavior.” As plasma contains charged particles, these charged particles move around and generate local concentrations of positive or negative charges (collective behavior) which give rise to electric fields. Motion of these charges also generates currents and hence magnetic fields [1]. Therefore, the macroscopic forces acting in plasma are totally different from ordinary gasses and hence remarkable differences in their physical properties are observed. The salient features of the plasma can be understood by investigating the behavior of the electrons, by far the most mobile-charged particle in plasma [2]. Plasma physics deals with the equilibrium and non-equilibrium properties of a statistical system of charged particles. Microscopic degrees of freedom arising from the motion of individual particles describe the system. These statistics therefore theoretically treat the macroscopic behavior of such a system [3].
The knowledge of plasma parameters helps to understand the dynamics of plasma. Electrons being dominant mobile species play an important role in the behavior of the plasma. The most important of these parameters include plasma temperature, electron density, Debye shielding, and Debye length. Plasma is transient in nature. Therefore, the plasma is generally characterized on the basis of instantaneous observations. Charged particles, neutrals, and molecules coexist in plasma under various circumstances. Conditions in the plasma strongly depend on the distribution of charged particles, where electrons being lighter and highly mobile play a dominant role. Therefore, plasma is generally represented through parameters which are derived from the behavior of electrons in the plasma. When an external point charge is introduced or a localized unbalanced charge is formed in the plasma, readjustment of charge density occurs to neutralize the effect by shielding its electric field. The electrons being more mobile than heavier ions move toward or away from the unbalanced charge faster than ions. It gives rise to oscillations which are referred to as
Comprehensive mathematical details on certain aspects of plasma are found in published literature. The authors aim to provide readers with an overall view of fundamental mathematical relations explaining the kinetics of plasma that are compiled simplistically in one chapter. This can be an easy reference for the researchers interested in plasma kinetics.
2. Plasma kinetic equations
Plasma physics involves phenomena that are related to dynamical processes in statistical mechanics. It is thus very significant to study the properties and structure of the basic kinetic equations governing the dynamical behavior of plasma [5]. The dynamical behavior of a system of
2.1. Klimontovich equation
To further formalize the kinetic theory, we introduce Klimontovich’s microscopic description and derivation of the Bogoliubov-Born-Green-Kirkwood-Yvon equations [6]. To introduce the Klimontovich equation, we consider a classical system containing
In the six-dimensional phase space consisting of the position
The microscopic density of the particles in the phase space may be expressed by the summation of the six-dimensional delta functions as
where
In phase-space coordinates, Eq. (3) can be written as
where
The electromagnetic acceleration is very important in plasma physics,
The electric and magnetic fields
The microscopic fine-grained fields
For a given
Substituting Eq. (8) into Eq. (6), we get an expression for the acceleration in terms of
And
Eq. (9) is known as
2.2. Liouville distribution
The fine-grained distribution function, which is precise in describing the microscopic conditions of many particles, would not by itself correspond to the coarse-grained quantities in the macroscopic view. There is a need to introduce an averaging process based on the Liouville distribution over the
In T-space, the microscopic state of the system is expressed by a point.
{
By following a normal procedure of the ensemble theory in statistical mechanics, it can assume
which by definition satisfies the normalization condition.
The
The distribution is conserved along a trajectory in the phase-space distribution.
We can now perform a statistical averaging of a fine-grained quantity
With respect to the conservation property, this average can be transformed equivalently into an average over the initial distribution, such that
where {
2.3. BBGKY hierarchy
The distribution functions can be obtained through a statistical average of products of Klimontovich functions. A shorthand notation and numerals 1, 2, 3……, etc., in place of
The Klimontovich Eq. (9) can therefore be written as
The Liouville average of this equation can be obtained by using the methods in Eq. (16). The averaging process commutes with differential operators involved in Eq. (17). Now, with the aid of a single-particle distribution function
The average of the second term defines the two-particle distribution function:
For an arbitrary function
Consequently,
It can start from an equation as well
Eq. (23) can be derived from a combination of Klimontovich equations. After averaging this equation with respect to the Liouville distribution and Eqs. (16) and (17), an equation involving
Similarly, it is considered that a Klimontovich equation for a product of an arbitrary number of the Klimontovich functions performs a statistical average of the equation. We therefore obtain the BBGKY hierarchy equations expressed as
The set of equations in Eq. (25) is the basis for the kinetic theory of plasmas.
2.4. Vlasov’s equation
For identical non-interacting particles, Liouville’s equation can be written in T-space. Introducing two properties of identical non-interacting particles such as the distribution function
The Hamiltonian function of
For a collection of
The right-hand side of Eq. (26) can be evaluated using the exact form of the interaction terms in the 6
If magnetic terms are included in the Hamiltonian function, then
The value of the determinant is equal to the ratio of the corresponding volume elements. The ratio of the volume elements,
where
Eq. (29) is known as
2.5. Maxwell’s equations
Maxwell’s equations express the relations between electric and magnetic fields in a medium. Consider a current
where
where
For infinite and linear conductor,

Figure 1.
Flux density near a straight wire in which current
If
A magnetic field vector
Introducing Eq. (35) into Eq. (34) and the current
The total current density = conduction current density
According to Faraday’s law, the total e.m.f (V) induced in a closed loop as a function of the total flux
If the total flux linkage
The change in magnetic field produces an electric field
Combining Eqs. (39) and (40), the induced e.m.f is
Applying Stokes’ theorem on Eq. (41),
Gauss’ law states that the surface integral of the normal component of the electric flux density
Replacing
For magnetic field, the integral of
Eqs. (37) and (42)–(44) are known as Maxwell’s equations. The equations are satisfied in all plasma physics phenomena.
2.6. Liouville’s theorem
In relation with the Boltzmann approach, most of the problems of statistical mechanics are best studied in multidimensional spaces called “phase spaces.” Consider a μ-space, which is a six-dimensional and makes use of coordinates and the three components of momentum

Figure 2.
Trajectory of an oscillating point in the μ-space.
In the μ-space, the distribution function
In the six-dimensional μ-space, the particles are conservative just as they are in the ordinary space. Hence, the conservation theorem may be applied in the phase space,
where ∇6 = six-dimensional divergence and
or
Hamilton’s canonical equations yield
where
Eq. (49) is known as
2.7. Boltzmann’s equation
The Boltzmann equation provides the statistical analysis of all the individual positions and momenta of each particle in the fluid (macro-system) at an instant, that is, number of particles in a particular level and their distribution among different levels [9]. It gives relative number of atoms in different excitation states as a function of temperature and refers to certain number of atoms or ions in a particular excitation state with respect to the ground state. Boltzmann equation gives a mathematical description of the state of a system and how it changes. It describes a quantity called the distribution function,
In a hot dense gas, the atoms constantly experience collisions with each other, which lead to excitation to the different possible energy levels. The collisional excitation follows radiative de-excitation in timescales of the order of nanoseconds. For a constant temperature and pressure, a dynamic equilibrium is established between collisional excitations and radiative de-excitations, which lead to particular distribution of the atoms among different energy levels. Most of the atoms are at low-lying levels. The number of atoms at higher levels decreases exponentially with energy level. At low temperature, the faster the population drops at the higher levels. Only at very high temperatures, high-lying energy levels are occupied by an appreciable number of atoms. Boltzmann’s equation gives the distribution of the atoms among the various energy levels as a function of energy and temperature.
Let us consider a system at local thermal equilibrium (LTE) with a constant volume consisting of “
The total energy “E” of the system can be written as
A number of ways in which “
By solving the above binomial
Taking log on both sides of Eq. (53),
By applying Stirling’s approximations to the factorials of all variables,
Let us maximize the ln
where μ and λ are Lagrangian’s multipliers.
By adding values from Eqs. (50), (51), and (56) in Eq. (58),
On operating differential,
In general form by multiplying both sides by “
The change in the internal energy of the system in terms of thermodynamics equation can be written as
where “
The change in the internal energy at a constant volume is given as
Boltzmann’s equation for entropy is
Differentiate with respect to the total energy at a constant volume
By comparing Eqs. (70) and (74)
By adding value of “
To calculate the value of “
and
Thus, Eq. (64) can be written as
In a system, most of the energy levels in an atom are degenerated, that is, atoms have several states with the same energy. To find out the population of an atom at a particular level, the population of each constituent state is required to be added together. Thus, each term in Eq. (81) must be multiplied by the statistical weight (degeneracy) “
The term “
and the number of atoms in level 2 relative to level 1, where level 2 is higher than level 1
The Einstein A coefficient gives the probability of spontaneous emission. A quantum of radiation is emitted by an atom when it de-excites from an excited level to a lower level, which is given as
where “
Suppose the number of downward transitions per unit time is merely proportional to the number of atoms “
where “
As “
Here, “
2.7.1. Boltzmann plot
Taking log and solving Eq. (92),
2.7.2. Intensity ratio method
Consider two different emission lines from level
Taking ratio of Eqs. (94) and (95) and solving for temperature “
2.8. Saha equation
The Boltzmann equation gives only the relative number of atoms or ions in a particular excitation state with respect to the ground state and it does not provide the total number of atoms that have been ionized. In order to determine the total abundance of a given element, it is necessary to know how the atoms are distributed among their several ionization stages. To quantify the number of atoms/ions in different ionization states, Saha’s equation is used which gives an expression for the total number of ions in an ionization state relative to lower ionization state.
For a system at local thermal equilibrium with a constant volume, the Boltzmann equation for the number of ions “
Taking the sum of all the excited states “
where
The ionization potential of the ion “
Thus, we can write
Eq. (101) will become
where
There are two possible distinguishable electron states within phase space of
If the distribution of electron momenta is isotropic, then
If “
Thus, Eq. (108) can be written as
We can write the integral in Eq. (106) as
The integral can be transformed into an integral over variable “
By replacing values of
The integral on the right-hand side of Eq. (116) is the Gamma function of the argument 3/2, which is
From Eqs. (106) and (118),
By dividing Eqs. (100) and (119),
For a particular state,
Eq. (90) can be written as
From Eqs. (124)–(126),
3. Summary
Kinetic theory provides the essential material for an introductory course on plasma physics as well as the basis for advanced kinetic theory. It offers a wide-range coverage of the field. Plasma kinetics deals with the relationship between velocity and forces and the study of continua in velocity space. The understanding of the most important plasma parameters, that is, plasma oscillations, plasma frequency, Debye shielding, Debye length, plasma temperature, and electron density, is important for studying plasmas. Kinetic theory has a wide scope. Plasma kinetics mathematical equations that will aid the readers in understanding simple techniques on how to investigate plasma dynamics and kinetics are discussed in this chapter. Kinetic theory provides the basics and essential introduction to plasma physics and subsequently advanced kinetic theory. Plasma understanding, waves, oscillations, frequencies, and applications are covered in kinetic theory. In fact, we have attempted to present a precise discussion of plasma kinetic theory which includes the basic plasma parameters mathematical formulation for an easy understanding to the reader.
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