Irrigation water law component (LOIWL) with explanatory variable evaluation criteria
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Barely three months into the new year and we are happy to announce a monumental milestone reached - 150 million downloads.
\n\nThis achievement solidifies IntechOpen’s place as a pioneer in Open Access publishing and the home to some of the most relevant scientific research available through Open Access.
\n\nWe are so proud to have worked with so many bright minds throughout the years who have helped us spread knowledge through the power of Open Access and we look forward to continuing to support some of the greatest thinkers of our day.
\n\nThank you for making IntechOpen your place of learning, sharing, and discovery, and here’s to 150 million more!
\n\n\n\n\n'}],latestNews:[{slug:"intechopen-supports-asapbio-s-new-initiative-publish-your-reviews-20220729",title:"IntechOpen Supports ASAPbio’s New Initiative Publish Your Reviews"},{slug:"webinar-introduction-to-open-science-wednesday-18-may-1-pm-cest-20220518",title:"Webinar: Introduction to Open Science | Wednesday 18 May, 1 PM CEST"},{slug:"step-in-the-right-direction-intechopen-launches-a-portfolio-of-open-science-journals-20220414",title:"Step in the Right Direction: IntechOpen Launches a Portfolio of Open Science Journals"},{slug:"let-s-meet-at-london-book-fair-5-7-april-2022-olympia-london-20220321",title:"Let’s meet at London Book Fair, 5-7 April 2022, Olympia London"},{slug:"50-books-published-as-part-of-intechopen-and-knowledge-unlatched-ku-collaboration-20220316",title:"50 Books published as part of IntechOpen and Knowledge Unlatched (KU) Collaboration"},{slug:"intechopen-joins-the-united-nations-sustainable-development-goals-publishers-compact-20221702",title:"IntechOpen joins the United Nations Sustainable Development Goals Publishers Compact"},{slug:"intechopen-signs-exclusive-representation-agreement-with-lsr-libros-servicios-y-representaciones-s-a-de-c-v-20211123",title:"IntechOpen Signs Exclusive Representation Agreement with LSR Libros Servicios y Representaciones S.A. de C.V"},{slug:"intechopen-expands-partnership-with-research4life-20211110",title:"IntechOpen Expands Partnership with Research4Life"}]},book:{item:{type:"book",id:"10654",leadTitle:null,fullTitle:"Brain-Computer Interface",title:"Brain-Computer Interface",subtitle:null,reviewType:"peer-reviewed",abstract:"Brain-computer interfacing (BCI) with the use of advanced artificial intelligence identification is a rapidly growing new technology that allows a silently commanding brain to manipulate devices ranging from smartphones to advanced articulated robotic arms when physical control is not possible. BCI can be viewed as a collaboration between the brain and a device via the direct passage of electrical signals from neurons to an external system. The book provides a comprehensive summary of conventional and novel methods for processing brain signals. The chapters cover a range of topics including noninvasive and invasive signal acquisition, signal processing methods, deep learning approaches, and implementation of BCI in experimental problems.",isbn:"978-1-83962-529-9",printIsbn:"978-1-83962-522-0",pdfIsbn:"978-1-83962-530-5",doi:"10.5772/intechopen.94618",price:119,priceEur:129,priceUsd:155,slug:"brain-computer-interface",numberOfPages:198,isOpenForSubmission:!1,isInWos:null,isInBkci:!1,hash:"a5308884068cc53ed31c6baba756857f",bookSignature:"Vahid Asadpour",publishedDate:"May 18th 2022",coverURL:"https://cdn.intechopen.com/books/images_new/10654.jpg",numberOfDownloads:2278,numberOfWosCitations:0,numberOfCrossrefCitations:10,numberOfCrossrefCitationsByBook:0,numberOfDimensionsCitations:15,numberOfDimensionsCitationsByBook:0,hasAltmetrics:1,numberOfTotalCitations:25,isAvailableForWebshopOrdering:!0,dateEndFirstStepPublish:"January 11th 2021",dateEndSecondStepPublish:"February 8th 2021",dateEndThirdStepPublish:"April 9th 2021",dateEndFourthStepPublish:"June 28th 2021",dateEndFifthStepPublish:"August 27th 2021",currentStepOfPublishingProcess:5,indexedIn:"1,2,3,4,5,6",editedByType:"Edited by",kuFlag:!1,featuredMarkup:null,editors:[{id:"165328",title:"Dr.",name:"Vahid",middleName:null,surname:"Asadpour",slug:"vahid-asadpour",fullName:"Vahid Asadpour",profilePictureURL:"https://mts.intechopen.com/storage/users/165328/images/system/165328.jpg",biography:"Vahid Asadpour, MS, Ph.D., is currently with the Department of Research and Evaluation, Kaiser Permanente Southern California. He has both an MS and Ph.D. in Biomedical Engineering. He was previously a research scientist at the University of California Los Angeles (UCLA) and visiting professor and researcher at the University of North Dakota. He is currently working in artificial intelligence and its applications in medical signal processing. In addition, he is using digital signal processing in medical imaging and speech processing. Dr. Asadpour has developed brain-computer interfacing algorithms and has published books, book chapters, and several journal and conference papers in this field and other areas of intelligent signal processing. He has also designed medical devices, including a laser Doppler monitoring system.",institutionString:"Kaiser Permanente Southern California",position:null,outsideEditionCount:0,totalCites:0,totalAuthoredChapters:"2",totalChapterViews:"0",totalEditedBooks:"2",institution:null}],equalEditorOne:null,equalEditorTwo:null,equalEditorThree:null,coeditorOne:null,coeditorTwo:null,coeditorThree:null,coeditorFour:null,coeditorFive:null,topics:[{id:"1172",title:"Brain-Computer Interface",slug:"brain-computer-interface"}],chapters:[{id:"78549",title:"Language as the Working Model of Human Mind",doi:"10.5772/intechopen.98536",slug:"language-as-the-working-model-of-human-mind",totalDownloads:199,totalCrossrefCites:0,totalDimensionsCites:0,hasAltmetrics:1,abstract:"The Human Mind, functional aspect of Human Brain, has been envisaged to be working on the tenets of Chaos, a seeming order within a disorder, the premise of Universe. The armamentarium of Human Mind makes use of distributed neuronal networks sub-serving Sensorial Mechanisms, Mirror Neurone System (MNS) and Motor Mechanisms etching a stochastic trajectory on the virtual phase-space of Human Mind, obeying the ethos of Chaos. The informational sensorial mechanisms recruit attentional mechanisms channelising through the window of chaotic neural dynamics onto MNS that providing algorithmic image information flow along virtual phase- space coordinates concluding onto motor mechanisms that generates and mirrors a stimulus- specific and stimulus-adequate response. The singularity of self-iterating fractal architectonics of Event-Related Synchrony (ERS), a Power Spectral Density (PSD) precept of electroencephalographic (EEG) time-series denotes preferential and categorical inhibition gateway and an Event-Related Desynchrony (ERD) represents event related and locked gateway to stimulatory/excitatory neuronal architectonics leading to stimulus-locked and adequate neural response. The contextual inference in relation to stochastic phase-space trajectory of self- iterating fractal of Off-Center α ERS (Central)-On-Surround α ERD-On Surround θ ERS document efficient neural dynamics of working memory., across patterned modulation and flow of the neurally coded information.",signatures:"Amitabh Dube, Umesh Kumar, Kapil Gupta, Jitendra Gupta, Bhoopendra Patel, Sanjay Kumar Singhal, Kavita Yadav, Lubaina Jetaji and Shubha Dube",downloadPdfUrl:"/chapter/pdf-download/78549",previewPdfUrl:"/chapter/pdf-preview/78549",authors:[{id:"347446",title:"Prof.",name:"Amitabh",surname:"Dube",slug:"amitabh-dube",fullName:"Amitabh Dube"},{id:"347486",title:"Prof.",name:"Kapil",surname:"Gupta",slug:"kapil-gupta",fullName:"Kapil Gupta"},{id:"347487",title:"Prof.",name:"Jitendra",surname:"Gupta",slug:"jitendra-gupta",fullName:"Jitendra Gupta"},{id:"347488",title:"Dr.",name:"Bhoopendra",surname:"Patel",slug:"bhoopendra-patel",fullName:"Bhoopendra Patel"},{id:"348531",title:"Prof.",name:"Shubha",surname:"Dube",slug:"shubha-dube",fullName:"Shubha Dube"},{id:"414919",title:"Prof.",name:"Umesh",surname:"Kumar",slug:"umesh-kumar",fullName:"Umesh Kumar"},{id:"414920",title:"Prof.",name:"Sanjay",surname:"Kumar Singhal",slug:"sanjay-kumar-singhal",fullName:"Sanjay Kumar Singhal"},{id:"414927",title:"Dr.",name:"Kavita",surname:"Yadav",slug:"kavita-yadav",fullName:"Kavita Yadav"},{id:"414929",title:"Dr.",name:"Lubaina",surname:"Jetaji",slug:"lubaina-jetaji",fullName:"Lubaina Jetaji"}],corrections:null},{id:"77731",title:"A Brief Summary of EEG Artifact Handling",doi:"10.5772/intechopen.99127",slug:"a-brief-summary-of-eeg-artifact-handling",totalDownloads:299,totalCrossrefCites:2,totalDimensionsCites:4,hasAltmetrics:0,abstract:"There are various obstacles in the way of use of EEG. Among these, the major obstacles are the artifacts. While some artifacts are avoidable, due to the nature of the EEG techniques there are inevitable artifacts as well. Artifacts can be categorized as internal/physiological or external/non-physiological. The most common internal artifacts are ocular or muscular origins. Internal artifacts are difficult to detect and remove, because they contain signal information as well. For both resting state EEG and ERP studies, artifact handling needs to be carefully carried out in order to retain the maximal signal. Therefore, an effective management of these inevitable artifacts is critical for the EEG based researches. Many researchers from various fields studied this challenging phenomenon and came up with some solutions. However, the developed methods are not well known by the real practitioners of EEG as a tool because of their limited knowledge about these engineering approaches. They still use the traditional visual inspection of the EEG. This work aims to inform the researchers working in the field of EEG about the artifacts and artifact management options available in order to increase the awareness of the available tools such as EEG preprocessing pipelines.",signatures:"İbrahim Kaya",downloadPdfUrl:"/chapter/pdf-download/77731",previewPdfUrl:"/chapter/pdf-preview/77731",authors:[{id:"346530",title:"Dr.",name:"Ibrahim",surname:"Kaya",slug:"ibrahim-kaya",fullName:"Ibrahim Kaya"}],corrections:null},{id:"81272",title:"Pain Identification in Electroencephalography Signal Using Fuzzy Inference System",doi:"10.5772/intechopen.103753",slug:"pain-identification-in-electroencephalography-signal-using-fuzzy-inference-system",totalDownloads:19,totalCrossrefCites:0,totalDimensionsCites:0,hasAltmetrics:0,abstract:"Diagnosing pain mechanisms is one of main approaches to improve clinical treatments. Especially, detection of existence and/or level of pain could be vital when oral information is not present for instant for neonates, disabled persons, anesthetized patients and animals. Various researches have been performed to originate and classify the pain; however, consistent results are surprising. The aim of this study is to show a strict relation between electroencephalography (EEG) features and perceptual pain levels and to clarify the relation of classified signal to pain origin. Cortical regions on scalp are assigned based on an evolutional method for optimized alignment of electrodes that improve the clinical monitoring results. The EEG signals are recorded during relax condition and variety of pain conditions. Evolutionary optimization method is used to reduce the features space dimension and computational costs. A hybrid adaptive network fuzzy inference system (ANFIS) and support vector machine (SVM) scheme is used for classification of pain levels. ANFIS optimizer is used to fine tune the non-linear alignment of kernels of SVM. The results show that pain levels could be differentiated with high accuracy and robustness even for few recording electrodes. The proposed classification method provides up to 95% accuracy.",signatures:"Vahid Asadpour, Reza Fazel-Rezai, Maryam Vatankhah and Mohammad-Reza Akbarzadeh-Totonchi",downloadPdfUrl:"/chapter/pdf-download/81272",previewPdfUrl:"/chapter/pdf-preview/81272",authors:[{id:"165328",title:"Dr.",name:"Vahid",surname:"Asadpour",slug:"vahid-asadpour",fullName:"Vahid Asadpour"},{id:"414878",title:"Prof.",name:"Reza",surname:"Fazel-Rezai",slug:"reza-fazel-rezai",fullName:"Reza Fazel-Rezai"},{id:"414879",title:"Prof.",name:"Mohammad-Reza",surname:"Akbarzadeh-Totonchi",slug:"mohammad-reza-akbarzadeh-totonchi",fullName:"Mohammad-Reza Akbarzadeh-Totonchi"},{id:"414880",title:"Dr.",name:"Maryam",surname:"Vatankhah",slug:"maryam-vatankhah",fullName:"Maryam Vatankhah"}],corrections:null},{id:"74227",title:"Multivariate Real Time Series Data Using Six Unsupervised Machine Learning Algorithms",doi:"10.5772/intechopen.94944",slug:"multivariate-real-time-series-data-using-six-unsupervised-machine-learning-algorithms",totalDownloads:594,totalCrossrefCites:1,totalDimensionsCites:2,hasAltmetrics:0,abstract:"The development of artificial intelligence (AI) algorithms for classification purpose of undesirable events has gained notoriety in the industrial world. Nevertheless, for AI algorithm training is necessary to have labeled data to identify the normal and anomalous operating conditions of the system. However, labeled data is scarce or nonexistent, as it requires a herculean effort to the specialists of labeling them. Thus, this chapter provides a comparison performance of six unsupervised Machine Learning (ML) algorithms to pattern recognition in multivariate time series data. The algorithms can identify patterns to assist in semiautomatic way the data annotating process for, subsequentially, leverage the training of AI supervised models. To verify the performance of the unsupervised ML algorithms to detect interest/anomaly pattern in real time series data, six algorithms were applied in following two identical cases (i) meteorological data from a hurricane season and (ii) monitoring data from dynamic machinery for predictive maintenance purposes. The performance evaluation was investigated with seven threshold indicators: accuracy, precision, recall, specificity, F1-Score, AUC-ROC and AUC-PRC. The results suggest that algorithms with multivariate approach can be successfully applied in the detection of anomalies in multivariate time series data.",signatures:"Ilan Figueirêdo, Lílian Lefol Nani Guarieiro and Erick Giovani Sperandio Nascimento",downloadPdfUrl:"/chapter/pdf-download/74227",previewPdfUrl:"/chapter/pdf-preview/74227",authors:[{id:"310576",title:"Prof.",name:"Erick Giovani",surname:"Sperandio Nascimento",slug:"erick-giovani-sperandio-nascimento",fullName:"Erick Giovani Sperandio Nascimento"},{id:"326617",title:"MSc.",name:"Ilan",surname:"Figueirêdo",slug:"ilan-figueiredo",fullName:"Ilan Figueirêdo"},{id:"332093",title:"Prof.",name:"Lilian",surname:"Lefol Nani Guarieiro",slug:"lilian-lefol-nani-guarieiro",fullName:"Lilian Lefol Nani Guarieiro"}],corrections:null},{id:"76863",title:"Therapeutic Effect of Infra-Low-Frequency Neurofeedback Training on Children and Adolescents with ADHD",doi:"10.5772/intechopen.97938",slug:"therapeutic-effect-of-infra-low-frequency-neurofeedback-training-on-children-and-adolescents-with-ad",totalDownloads:269,totalCrossrefCites:1,totalDimensionsCites:2,hasAltmetrics:1,abstract:"In this observational study the outcomes of an EEG-based infra-low-frequency (ILF) neurofeedback intervention on patients with attention deficit (hyperactivity) disorder (ADHD) are presented. The question is addressed whether this computer-aided treatment, which uses a brain-computer-interface to alleviate the clinical symptoms of mental disorders, is an effective non-pharmaceutical therapy for ADHD in childhood and adolescence. In a period of about 15 weeks 196 ADHD patients were treated with about 30 sessions of ILF neurofeedback in an ambulant setting. Besides regular evaluation of the severity of clinical symptoms, a continuous performance test (CPT) for parameters of attention and impulse control was conducted before and after the neurofeedback treatment. During and after the therapy, the patients did not only experience a substantial reduction in the severity of their ADHD-typical clinical symptoms, but also their performance in a continuous test procedure was significantly improved for all examined parameters of attention and impulse control, like response time, variability of reaction time, omission errors and commission errors. In a post neurofeedback intervention assessment 97% of patients reported improvement in symptoms of inattention, hyperactivity or impulsivity. Only 3% of the patients claimed no noticeable alleviation of ADHD-related symptoms. These results suggest that ILF neurofeedback is a clinically effective method that can be considered as a treatment option for ADHD and might help reducing or even avoiding psychotropic medication.",signatures:"Horst Schneider, Jennifer Riederle and Sigrid Seuss",downloadPdfUrl:"/chapter/pdf-download/76863",previewPdfUrl:"/chapter/pdf-preview/76863",authors:[{id:"346861",title:"Ph.D.",name:"Horst",surname:"Schneider",slug:"horst-schneider",fullName:"Horst Schneider"},{id:"347010",title:"MSc.",name:"Jennifer",surname:"Riederle",slug:"jennifer-riederle",fullName:"Jennifer Riederle"},{id:"414427",title:"Dr.",name:"Sigrid",surname:"Seuss",slug:"sigrid-seuss",fullName:"Sigrid Seuss"}],corrections:null},{id:"77069",title:"Training the Conductor of the Brainwave Symphony: In Search of a Common Mechanism of Action for All Methods of Neurofeedback",doi:"10.5772/intechopen.98343",slug:"training-the-conductor-of-the-brainwave-symphony-in-search-of-a-common-mechanism-of-action-for-all-m",totalDownloads:197,totalCrossrefCites:0,totalDimensionsCites:0,hasAltmetrics:0,abstract:"There are several different methods of neurofeedback, most of which presume an operant conditioning model whereby the subject learns to control their brain activity in particular regions of the brain and/or at particular brainwave frequencies based on reinforcement. One method, however, called infra-low frequency [ILF] neurofeedback cannot be explained through this paradigm, yet it has profound effects on brain function. Like a conductor of a symphony, recent evidence demonstrates that the primary ILF (typically between 0.01–0.1 Hz), which correlates with the fluctuation of oxygenated and deoxygenated blood in the brain, regulates all of the classic brainwave bands (i.e. alpha, theta, delta, beta, gamma). The success of ILF neurofeedback suggests that all forms of neurofeedback may work through a similar mechanism that does not fit the operant conditioning paradigm. This chapter focuses on the possible mechanisms of action for ILF neurofeedback, which may be generalized, based on current evidence.",signatures:"Jen A. Markovics",downloadPdfUrl:"/chapter/pdf-download/77069",previewPdfUrl:"/chapter/pdf-preview/77069",authors:[{id:"346394",title:"Ph.D.",name:"Jen A.",surname:"Markovics",slug:"jen-a.-markovics",fullName:"Jen A. Markovics"}],corrections:null},{id:"77059",title:"Entropy and the Emotional Brain: Overview of a Research Field",doi:"10.5772/intechopen.98342",slug:"entropy-and-the-emotional-brain-overview-of-a-research-field",totalDownloads:189,totalCrossrefCites:0,totalDimensionsCites:1,hasAltmetrics:0,abstract:"During the last years, there has been a notable increase in the number of studies focused on the assessment of brain dynamics for the recognition of emotional states by means of nonlinear methodologies. More precisely, different entropy metrics have been applied for the analysis of electroencephalographic recordings for the detection of emotions. In this sense, regularity-based entropy metrics, symbolic predictability-based entropy indices, and different multiscale and multilag variants of the aforementioned methods have been successfully tested in a series of studies for emotion recognition from the EEG recording. This chapter aims to unify all those contributions to this scientific area, summarizing the main discoverings recently achieved in this research field.",signatures:"Beatriz García-Martínez, Antonio Fernández-Caballero and Arturo Martínez-Rodrigo",downloadPdfUrl:"/chapter/pdf-download/77059",previewPdfUrl:"/chapter/pdf-preview/77059",authors:[{id:"169909",title:"Dr.",name:"Antonio",surname:"Fernández-Caballero",slug:"antonio-fernandez-caballero",fullName:"Antonio Fernández-Caballero"},{id:"347052",title:"Ph.D. Student",name:"Beatriz",surname:"García-Martínez",slug:"beatriz-garcia-martinez",fullName:"Beatriz García-Martínez"},{id:"414443",title:"Dr.",name:"Arturo",surname:"Martínez-Rodrigo",slug:"arturo-martinez-rodrigo",fullName:"Arturo Martínez-Rodrigo"}],corrections:null},{id:"76953",title:"Evaluating Steady-State Visually Evoked Potentials-Based Brain-Computer Interface System Using Wavelet Features and Various Machine Learning Methods",doi:"10.5772/intechopen.98335",slug:"evaluating-steady-state-visually-evoked-potentials-based-brain-computer-interface-system-using-wavel",totalDownloads:237,totalCrossrefCites:6,totalDimensionsCites:6,hasAltmetrics:0,abstract:"Steady-state visual evoked potentials (SSVEPs) have been designated to be appropriate and are in use in many areas such as clinical neuroscience, cognitive science, and engineering. SSVEPs have become popular recently, due to their advantages including high bit rate, simple system structure and short training time. To design SSVEP-based BCI system, signal processing methods appropriate to the signal structure should be applied. One of the most appropriate signal processing methods of these non-stationary signals is the Wavelet Transform. In this study, we investigated both the effect of choosing a mother wavelet function and the most successful combination of classifier algorithm, wavelet features, and frequency pairs assigned to BCI commands. SSVEP signals that were recorded at seven different stimulus frequencies (6–6.5 – 7 – 7.5 – 8.2 – 9.3 – 10 Hz) were used in this study. A total of 115 features were extracted from time, frequency, and time-frequency domains. These features were classified by a total of seven different classification processes. Classification evaluation was presented with the 5-fold cross-validation method and accuracy values. According to the results, (I) the most successful wavelet function was Haar wavelet, (II) the most successful classifier was Ensemble Learning, (III) using the feature vector consisting of energy, entropy, and variance features yielded higher accuracy than using one of these features alone, and (IV) the highest performances were obtained in the frequency pairs with “6–10”, “6.5–10”, “7–10”, and “7.5–10” Hz.",signatures:"Ebru Sayilgan, Yilmaz Kemal Yuce and Yalcin Isler",downloadPdfUrl:"/chapter/pdf-download/76953",previewPdfUrl:"/chapter/pdf-preview/76953",authors:[{id:"103779",title:"Prof.",name:"Yalcin",surname:"Isler",slug:"yalcin-isler",fullName:"Yalcin Isler"},{id:"347519",title:"Dr.",name:"Ebru",surname:"Sayilgan",slug:"ebru-sayilgan",fullName:"Ebru Sayilgan"},{id:"414408",title:"Dr.",name:"Yilmaz Kemal",surname:"Yuce",slug:"yilmaz-kemal-yuce",fullName:"Yilmaz Kemal Yuce"}],corrections:null},{id:"76834",title:"Brain Computer Interface Drone",doi:"10.5772/intechopen.97558",slug:"brain-computer-interface-drone",totalDownloads:275,totalCrossrefCites:0,totalDimensionsCites:0,hasAltmetrics:0,abstract:"Brain-Computer Interface has emerged from dazzling experiments of cognitive scientists and researchers who dig deep into the conscious of the human brain where neuroscience, signal processing, machine learning, physical sciences are blended together and neuroprosthesis, neuro spellers, bionic eyes, prosthetic arms, prosthetic legs are created which made the disabled to walk, a mute to express and talk, a blind to see the beautiful world, a deaf to hear, etc. My main aim is to analyze the frequency domain signal of the brain signals of 5 subjects at their respective mental states using an EEG and show how to control a DJI Tello drone using Insight EEG then present the results and interpretation of band power graph, FFT graph and time-domain signals graph of mental commands during the live control of the drone.",signatures:"Manupati Hari Hara Nithin Reddy",downloadPdfUrl:"/chapter/pdf-download/76834",previewPdfUrl:"/chapter/pdf-preview/76834",authors:[{id:"346077",title:"Mr.",name:"Manupati Hari",surname:"Hara Nithin Reddy",slug:"manupati-hari-hara-nithin-reddy",fullName:"Manupati Hari Hara Nithin Reddy"}],corrections:null}],productType:{id:"1",title:"Edited Volume",chapterContentType:"chapter",authoredCaption:"Edited by"},subseries:{id:"23",series:{id:"14",title:"Artificial Intelligence",issn:"2633-1403",editor:{id:"218714",title:"Prof.",name:"Andries",middleName:null,surname:"Engelbrecht",slug:"andries-engelbrecht",fullName:"Andries Engelbrecht",profilePictureURL:"https://s3.us-east-1.amazonaws.com/intech-files/0030O00002bRNR8QAO/Profile_Picture_1622640468300",biography:"Andries Engelbrecht received the Masters and PhD degrees in Computer Science from the University of Stellenbosch, South Africa, in 1994 and 1999 respectively. He is currently appointed as the Voigt Chair in Data Science in the Department of Industrial Engineering, with a joint appointment as Professor in the Computer Science Division, Stellenbosch University. Prior to his appointment at Stellenbosch University, he has been at the University of Pretoria, Department of Computer Science (1998-2018), where he was appointed as South Africa Research Chair in Artifical Intelligence (2007-2018), the head of the Department of Computer Science (2008-2017), and Director of the Institute for Big Data and Data Science (2017-2018). 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About 60% of the Southern African region is semi-arid or arid and suffers from periodic droughts [1]. This is compounded by the scarcity and poor management of irrigation water resources. The challenges of water scarcity for agricultural purposes present negative consequences on the general populace, more particularly in the rural areas. It is in these areas that the majority practise agriculture for their livelihoods with regards to food and incomes [2]. This has led to a decline in agricultural productivity. Declining agricultural productivity among smallholder farmers in Africa remains a major bottleneck in the development of the continent [3]. Agricultural production is dominated by rain-fed agriculture and irrigation systems are limited [4].
To this effect, management of agricultural water particularly in rain-fed systems remains imperative for improved farm level yields because the bulk of the food comes from rain-fed agriculture [2, 3]. Yet, evidence of the problems of water management is found throughout history [5]. Effective management of agricultural water requires continuous backup from policies and institutional frameworks [2, 3, 6]. Scholars have argued that institutions are very important to improve management problems [7, 8]. How to incorporate and sustain institutional innovations to ensure efficient use and management of irrigation water under diverse ecological, economic, social, and political constraints is an on-going debate on irrigation water resource development [9]. Efficient use and management of irrigation water require changes in institutions and new institutions [10].
In light of the above, a series of institutional arrangements have been presented as panaceas to improve water management: strong government agencies, user organizations, and water markets [5]. These approaches have conversely failed to achieve the required outcomes basically because of the variability of local situations and the difficulty associated with transferring institutions from one context to another were not considered [5]. Moreover, research has confirmed that lack of enabling policies and effective institutional frameworks are a major contributor towards poor management and utilisation of agricultural water in Sub-Saharan Africa [3, 6].
In light of the above, it is therefore important to understand that addressing the challenges that are associated with water management, there is need to consider the localised rules and norms and the authorities that therefore enforce them. This is over and above implementing appropriate and relevant technologies [11]. Therefore, there is need for instituting effective localised governance the effective application of community rules. Thus, this chapter seeks to investigate the nature and role of water management institutions to foster sustainable agricultural water resources management, particularly in Zimbabwe after the “fast” track land reform programme. The subsequent section discusses the major water reforms in Zimbabwe.
For close to two decades after independence water resource management continued to be governed by the 1976 Water Act. The need for water reform eventually emanated from the need to ‘redress colonial injustices in the water sector’ [12, 13, 14]. Increased continual privileged access to water by the white large-scale commercial agriculture for commercial interests called for an urgent need to reform the irrigation water sector in Zimbabwe. This was to be augmented by establishing a legal framework that would also guarantee an equal access to water for all Zimbabweans. Ensuring equitable access to water for rural people for productive uses contributes to the improvement of their livelihoods derived from the use of water. The water reforms that culminated in the 1998 Water Act began as a reaction to the 1991/92 drought, the worst in the country’s history [15]. Within this context, the 1976 Water Act was repealed by the 1998 Water Act and the Zimbabwe National Water Authority (ZINWA) Act. The Water Act of 1998 set the parameters of access and use of water as well as the establishment of Catchment and Sub-catchment areas based on hydrological boundaries.
This chapter adopts a definition of institutions that encompasses both [16] and [17]. [17]’s definition implies that interactions with the environment are secondary to political, economic and social interactions whereas [16] notes that institutions are rules that can be used at multiple levels of analysis and such a definition does not seem to place priority of one factor over another. The major role of institutions in a society is to reduce uncertainty by establishing structure to human interaction [18].
The difference between formal and informal institutions is one of degree, not of kind, and in many cases some informal institutions gradually become part of their formal counterparts and some formal institutions take informal forms. Informal institutions are also considered extensions and local-level translations of formal institutions and are not purposively designed but evolve through spontaneous interaction, whereas formal institutions can be purposively designed [18, 19].
A survey was conducted by [20] based on a technical and institutional evaluation of the Geray irrigation scheme in West Gojjam zone, Amhara region, Ethiopia. The results indicate that the scheme had been managed by the Water Users Association for four years, despite the fact that it had existed for 27 years. The overall performance of the Water Users Association in terms of managing the schemes was very poor. Water Users Association had no legal authority to enforce its by-laws.
In Harayana, India, [21] employed descriptive analysis to argue that the fact that the poorer households participated in water projects, this did not however, protect their interests. Community based organisations did not basically provide efficient irrigation services compared to the services provided by private organisations. Allocation of water, collection of irrigation service fees, and maintenance of irrigation infrastructure by contractors was more effective than by the community. In contrast, an almost similar study by [22] evaluated the performance of smallholder irrigation systems in Zimbabwe. The results showed that the farmer managed irrigation system performed better consistently than the government managed irrigation system.
In Sri Lanka, a study by [23] revealed that there were many problems in agency managed irrigation. Poor maintenance of irrigation facilities under public provision is a salient feature in many countries. There was heavy subsidisation of the irrigation management in Sri Lanka which had a poor record of cost recovery. Less than 50 percent of the maintenance costs have been collected from farmers at any time [24]. Similarly, as observed by [25], another major deficiency has been the pricing policies in irrigation. Pricing is not related to scarcity or the cost of delivery. Flat rate pricing means the marginal cost is zero which created inefficiency in water use.
Several studies have acknowledged the fact that informal local level institutions can make a difference in water management [26, 27, 28, 29, 30, 31, 32]. However, the majority of practitioners and policy-makers advocate for the formal state-based water rights in water management issues, while avoiding consideration of the localised informal norms and rules. On the other hand, the researchers who were pro-informal arrangements seem not to put their support on advocating for adoption of the localised best practices, rather, they opt for amalgamation of the (new) formal and (existing) informal arrangements. However, acknowledging the local rules and norms as legitimate by the formal law, the way they are implemented will suppress the dynamics that are fundamental of local arrangements and thus negatively affects local rights, hence poor irrigation water management.
In efforts to fully understand the importance of informal rules, [33] examined gender issues and women’s participation in irrigated agriculture in Carchi, Ecuador, using a combination of qualitative and quantitative methods of analyses. The findings showed that women’s participation in water user associations is low, and culture plays a strong role in terms of their decision-making power. In addition, women tried to solve their irrigation-related problems through informal ways where they had more decision making power.
In this study, and as employed by [34], the Institutional Decomposition Analysis (IDA) for measuring the effectiveness of water management institutions was decomposed into informal and formal institutions components. The later was further decomposed into three institutional components;
Conceptual framework
The dependent variable, effectiveness of the relevant formal and informal institution components, were assessed based on a ten-point Likert scale, 1 signifying an extremely non-effective institution and 10 signifying an extremely formal institution. A value of five implied an undecided or a neutral perception. The following set of equations describes the functional relationships of the formal irrigation institutions.
The equation is based on the conceptual framework shown in figure 1
The definitions of the independent variables are listed in Figure 1 and Tables 1 - 4. The variables are grouped into categories of:
Dummy variables. The value of 1 indicates the existence of a given institutional aspect; zero otherwise.
Scale variables. A numerical value of 0 -10 is assigned for each category. A value of zero indicates the worst situation and 10 indicates an ideal situation. The intermediate values taken by the scale variables can be interpreted as the extent the actual situation deviates from either the worst or the ideal situation.
When these equations are estimated using Ordinary Least Squares (OLS), the sign and size of their coefficients provide insights into the relative role that various institutional aspects play in influencing the performance of the formal irrigation water institutions.
\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t
Access to water rights | \n\t\t\tLAWR | \n\t\t\tDummy | \n\t\t\t1 = yes; 0 = otherwise | \n\t\t
Format of water rights | \n\t\t\tLFWR | \n\t\t\tDummy | \n\t\t\t0 = no rights; 1 = unclear/scattered rights; 2 = common state property; 3 = riparian system; 4 = correlative (proportional) sharing; 5 = licenses/permits | \n\t\t
Awareness of the existence of irrigation water law | \n\t\t\tLEWL | \n\t\t\tDummy | \n\t\t\t1 = yes; 0 = otherwise | \n\t\t
Provisions effective for conflict resolution mechanisms | \n\t\t\tLCRM | \n\t\t\tScale | \n\t\t\tCaptured in terms of judgemental perception; scale of 0 – 10 | \n\t\t
Water law relevant for irrigation water users under current and future situation | \n\t\t\tLRCF | \n\t\t\tScale | \n\t\t\tCaptured in terms of judgemental perception; scale of 0 - 10 | \n\t\t
Relationship of water law with other laws to promote irrigation water management | \n\t\t\tLLOL | \n\t\t\tScale | \n\t\t\tCaptured in terms of judgemental perception; scale of 0 - 10 | \n\t\t
Water law provisions to promote private sector participation | \n\t\t\tLPPS | \n\t\t\tScale | \n\t\t\tCaptured in terms of judgemental perception; scale of 0 – 10 | \n\t\t
Irrigation water law component (LOIWL) with explanatory variable evaluation criteria
\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t
Irrigation project selection criterion is economic-oriented | \n\t\t\tPPSC | \n\t\t\tDummy | \n\t\t\t1 = yes 0 = otherwise | \n\t\t
Pay for use of irrigation water | \n\t\t\tPUIW | \n\t\t\tDummy | \n\t\t\t1 = yes 0 = otherwise | \n\t\t
Form in which irrigation water if paid for | \n\t\t\tPFIP | \n\t\t\tDummy | \n\t\t\t0 = full subsidy (no payment) 1 = partial recovery 2 = full-cost recovery | \n\t\t
Impact of the policy for promoting private sector participation | \n\t\t\tPGPP | \n\t\t\tScale | \n\t\t\tCaptured in terms of judgemental perception on a scale of 0 – 10 | \n\t\t
Extensiveness of private sector participation in irrigation water management | \n\t\t\tPEPP | \n\t\t\tScale | \n\t\t\tCaptured in terms of judgemental perception; scale of 0 – 10 | \n\t\t
Organised into Water Users Associations (WUAs) | \n\t\t\tPWUA | \n\t\t\tDummy | \n\t\t\t1 = yes 0 = otherwise | \n\t\t
Extensiveness of WUAs’ participation in irrigation water management | \n\t\t\tPEWA | \n\t\t\tScale | \n\t\t\tCaptured in terms of judgemental perception; scale of 0 – 10 | \n\t\t
Impact of the policy for promoting users’ participation | \n\t\t\tPIUP | \n\t\t\tScale | \n\t\t\tCaptured in terms of judgemental perception; scale of 0 – 10 | \n\t\t
Extent of influence of other policies* on irrigation water policy | \n\t\t\tPEOP | \n\t\t\tScale | \n\t\t\tCaptured in terms of judgemental perception; scale of 0 - 10 | \n\t\t
Extent of linkages between irrigation water law and irrigation water policy | \n\t\t\tPWPL | \n\t\t\tScale | \n\t\t\tCaptured in terms of judgemental perception; scale of 0 - 10 | \n\t\t
Irrigation water policy component (POIMP) and independent variable evaluation criteria
Some of these policies to be considered include: fiscal policies, economic policies, investment policies, etc
\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t
Capacity of the administration of irrigation water at scheme level | \n\t\t\tACIW | \n\t\t\tScale | \n\t\t\tCaptured in terms of judgemental perception; scale of 0 – 10 | \n\t\t
Effectiveness of user groups (WUAs) in administration of irrigation water | \n\t\t\tAEWA | \n\t\t\tScale | \n\t\t\tCaptured in terms of judgemental perception; scale of 0 – 10 | \n\t\t
Private sector participation reduces administrative & management burden | \n\t\t\tAPPA | \n\t\t\tScale | \n\t\t\tCaptured in terms of judgemental perception; scale of 0 – 10 | \n\t\t
Mechanisms of collecting update and do maintenance at scheme level | \n\t\t\tAMUM | \n\t\t\tDummy | \n\t\t\t1 = yes 0 = otherwise | \n\t\t
Adequacy, relevance, reliability of water data in irrigation water management at scheme level | \n\t\t\tAARR | \n\t\t\tScale | \n\t\t\tCaptured in terms of judgemental perception; scale of 0 – 10 | \n\t\t
Capacity to administer irrigation water through use of the irrigation water law and policy | \n\t\t\tACLP | \n\t\t\tScale | \n\t\t\tCaptured in terms of judgemental perception; scale of 0 – 10 | \n\t\t
Irrigation water administration component (AOIWA) and variable evaluation criteria
\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t
Clearly defined boundaries to withdraw irrigation water CPRs | \n\t\t\tICPR | \n\t\t\tDummy | \n\t\t\t1 = existing; 0 = otherwise | \n\t\t
Existing appropriation rules related to the local conditions | \n\t\t\tIARL | \n\t\t\tDummy | \n\t\t\t1 = existing; 0 = otherwise | \n\t\t
Existing mechanisms, e.g. constitutions to assist in irrigation water management | \n\t\t\tIMSL | \n\t\t\tDummy | \n\t\t\t1 = existing; 0 = otherwise | \n\t\t
Effectiveness of management mechanisms in water management | \n\t\t\tIEMM | \n\t\t\tScale | \n\t\t\tCaptured in terms of judgemental perception on a scale of 0 – 10 | \n\t\t
Effectiveness of monitoring, conditions and the behaviour of appropriators | \n\t\t\tIEMA | \n\t\t\tScale | \n\t\t\tCaptured in terms of judgemental perception on a scale of 0 – 10 | \n\t\t
Existence of regulation sanctions for users who fail to act accordingly | \n\t\t\tIERS | \n\t\t\tDummy | \n\t\t\t1 = existing; 0 = otherwise | \n\t\t
Existence of rapid access to conflict solving in the low-cost, local setting | \n\t\t\tIECS | \n\t\t\tDummy | \n\t\t\t1 = existing; 0 = otherwise | \n\t\t
Users challenging rights of appropriators to create own local-based institutions | \n\t\t\tICRA | \n\t\t\tDummy | \n\t\t\tCaptured in terms of judgemental perception on a scale of 0 – 10 | \n\t\t
Extent of challenge of the rights of appropriators to create own institutions | \n\t\t\tIECA | \n\t\t\tScale | \n\t\t\tCaptured in terms of judgemental perception on a scale of 0 – 10 | \n\t\t
Effectiveness of informal institutions to influence law, policy and administration | \n\t\t\tIOEI | \n\t\t\tScale | \n\t\t\tCaptured in terms of judgemental perception on a scale of 0 – 10 | \n\t\t
Informal irrigation water management institutions and variable evaluation criteria
The research study was carried-out in Mashonaland East Province, Zimbabwe. Zimbabwe is divided into five broad Natural Regions (NR) in which the dominant natural factor conditioning agricultural production is climate; mainly rainfall.
Stratified sampling was done to categorise irrigation schemes into the three strata:
A1 landless people;
A2, commercial settlement schemes - small, medium, and large scale; and lastly
Communal/resettled farmers.
From each stratum, random sampling was done to select the target irrigation schemes For a scheme to be selected for the study, it should have been functional for at least the past 5 years and at the time of the interview.
\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t
A1* irrigation schemes | \n\t\t\t36 | \n\t\t
A2 irrigation schemes | \n\t\t\t43 | \n\t\t
Communal/resettled irrigation schemes | \n\t\t\t41 | \n\t\t
\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t
Stratification of the study population
*Schemes under A1 category and collectively operated
The descriptive results are summarized in Tables 6 – 9.
\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t|
\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t|||||
Access to water rights | \n\t\t\tLAWR | \n\t\t\tDummy | \n\t\t\t0.371 | \n\t\t\t0.236 | \n\t\t\t0 | \n\t\t\t1 | \n\t\t
Format of water rights | \n\t\t\tLFWR | \n\t\t\tDummy | \n\t\t\t1.340 | \n\t\t\t0.117 | \n\t\t\t0 | \n\t\t\t5 | \n\t\t
Existence of irrigation water law | \n\t\t\tLEWL | \n\t\t\tDummy | \n\t\t\t0.313 | \n\t\t\t0.461 | \n\t\t\t0 | \n\t\t\t1 | \n\t\t
Provisions effective for solving conflicts among irrigation water users | \n\t\t\tLCRM | \n\t\t\tScale | \n\t\t\t3.641 | \n\t\t\t3.314 | \n\t\t\t0 | \n\t\t\t10 | \n\t\t
Water law relevant for irrigation water users under current and future situation | \n\t\t\tLRCF | \n\t\t\tScale | \n\t\t\t2.414 | \n\t\t\t1.423 | \n\t\t\t0 | \n\t\t\t10 | \n\t\t
Irrigation water law relationship with other laws to promote water management | \n\t\t\tLLOL | \n\t\t\tScale | \n\t\t\t4.341 | \n\t\t\t2.532 | \n\t\t\t0 | \n\t\t\t10 | \n\t\t
Water law provisions to promote private sector participation | \n\t\t\tLSPS | \n\t\t\tScale | \n\t\t\t5.266 | \n\t\t\t2.160 | \n\t\t\t0 | \n\t\t\t10 | \n\t\t
Descriptive statistics: perceptional -based legal, institutional, and performance variables
Source: survey data
\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t|
\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t|||||
Project selection criterion is economic-oriented | \n\t\t\tPPSC | \n\t\t\tDummy | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t0 | \n\t\t\t1 | \n\t\t
Pay for use of irrigation water | \n\t\t\tPUIW | \n\t\t\tDummy | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t0 | \n\t\t\t1 | \n\t\t
Form in which irrigation water is paid | \n\t\t\tPFIP | \n\t\t\tDummy | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t0 | \n\t\t\t2 | \n\t\t
Polices favourable for promoting private sector participation | \n\t\t\tPGPP | \n\t\t\tScale | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t0 | \n\t\t\t10 | \n\t\t
Extensiveness of private sector participation | \n\t\t\tPEPP | \n\t\t\tScale | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t0 | \n\t\t\t10 | \n\t\t
Organised into Water Users Association (WUA) | \n\t\t\tPWUA | \n\t\t\tDummy | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t0 | \n\t\t\t1 | \n\t\t
Extensiveness of WUAs participation | \n\t\t\tPEWA | \n\t\t\tScale | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t0 | \n\t\t\t10 | \n\t\t
Policies favourable for users participation | \n\t\t\tPGUP | \n\t\t\tScale | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t0 | \n\t\t\t10 | \n\t\t
Effect of other polices like fiscal and economic policies | \n\t\t\tPEOP | \n\t\t\tScale | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t0 | \n\t\t\t10 | \n\t\t
Water policy links well with water law | \n\t\t\tPWPL | \n\t\t\tScale | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t0 | \n\t\t\t10 | \n\t\t
Descriptive statistics: perceptional-based policy institutional and performance variables
Source: survey data
\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t|
\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t|||||
Capacity of the administration of irrigation water at scheme level | \n\t\t\tACIW | \n\t\t\tScale | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t0 | \n\t\t\t10 | \n\t\t
Effectiveness of user groups or WUAs in administration of irrigation water | \n\t\t\tAEWA | \n\t\t\tScale | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t0 | \n\t\t\t10 | \n\t\t
Private sector participation reduces burden on irrigation water administration and management | \n\t\t\tAPPA | \n\t\t\tScale | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t0 | \n\t\t\t10 | \n\t\t
Mechanisms of collecting updates and do maintenance of irrigation water at scheme level | \n\t\t\tAMUM | \n\t\t\tDummy | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t0 | \n\t\t\t1 | \n\t\t
Adequacy, relevance and reliability of water data in irrigation water management at scheme level | \n\t\t\tAARR | \n\t\t\tScale | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t0 | \n\t\t\t10 | \n\t\t
Capacity to effectively administer irrigation water through use of the irrigation water law and policy | \n\t\t\tACLP | \n\t\t\tScale | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t0 | \n\t\t\t10 | \n\t\t
Perceptional-based administration institutional and performance variables
Source: survey data (2012)
\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t|
\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t|||||
Clearly defined boundaries to withdraw irrigation water from Common Pool Resources (CPRs) | \n\t\t\tICPR | \n\t\t\tDummy | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t0 | \n\t\t\t1 | \n\t\t
Existing appropriation rules related to the local conditions | \n\t\t\tIARL | \n\t\t\tDummy | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t0 | \n\t\t\t1 | \n\t\t
Mechanisms, e.g. constitutions to assist in irrigation water management at scheme level | \n\t\t\tIMSL | \n\t\t\tDummy | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t0 | \n\t\t\t1 | \n\t\t
Effectiveness of management mechanisms in water management | \n\t\t\tIEMM | \n\t\t\tScale | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t0 | \n\t\t\t10 | \n\t\t
Effectiveness of monitoring conditions and the behaviour of appropriators at scheme level | \n\t\t\tIEMA | \n\t\t\tScale | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t0 | \n\t\t\t10 | \n\t\t
Existence of regulation sanctions at scheme level for users who fail to act accordingly | \n\t\t\tIERS | \n\t\t\tDummy | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t0 | \n\t\t\t1 | \n\t\t
Existence of rapid access to conflict solving in the low-cost, local setting | \n\t\t\tIECS | \n\t\t\tDummy | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t0 | \n\t\t\t1 | \n\t\t
Users challenging the rights of appropriators to create own local-based institutions suited to own local set-up | \n\t\t\tICRA | \n\t\t\tDummy | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t0 | \n\t\t\t1 | \n\t\t
Extent of challenge of the rights of appropriators to create own institution based on diverse local set-ups | \n\t\t\tIECA | \n\t\t\tScale | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t0 | \n\t\t\t10 | \n\t\t
Effectiveness of informal institutions to influence the irrigation water law, policy and administration | \n\t\t\tIOEI | \n\t\t\tScale | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t0 | \n\t\t\t10 | \n\t\t
Perceptional-based informal water institution and performance variables.
Source: survey data (2012)
Water rights are mechanisms through which a user can access water for a particular use without jeopardising another user’s right [35]. The descriptive statistics reveal that most users had little or no access to water rights (mean value = 0.37). During the colonial history of Zimbabwe, black indigenous farmers were disadvantaged because they had not applied for water rights [36] and when they applied for water rights, most of the water was committed to rights held by white farmers, which were issued in perpetuity and could not be revoked. Smallholder farmers were also disenfranchised because the legal systems introduced in the colonial and post-colonial states failed to acknowledge traditional water management practices [37]. In addition, [38] also report that the water rights of the indigenous population which predated the settler claims, were disregarded, thus leaving most farmers without water rights. Farmers’ rights are found to be unclear/scattered or absent as shown by a mean value of 1.34, skewed towards the worst situation. Lack of clearly defined and well-enforced property rights significantly increase risks [39]. Unclear rights increase risks of farmers mismanaging water resources because they do not have a sense of ownership.
A mean value of 0.31 for the awareness of the existence of water law suggests that most users are not fully aware of the existence of the water law. The “Fast-Track Land Reform Programme” (FTLRP) brought in producers who may not have been aware of the existence of the water law. Human actors have bounded rationality (Simon, 1957) rather than perfect knowledge. Human actors lack complete knowledge to assess their decision alternatives due to their cognitive limitations, time and information constraints [40, 41].
There were weak provisions for conflict-solving within the water law (mean value = 3.64), suggesting that users may seek arbitration from legal courts. However, formal courts tend to nullify the rulings of informal arbitration [41]. This may imply perpetuation of conflict, eventually leading to poor irrigation water management.
The results reveal an irrelevant irrigation water law for current and future users (mean value = 2.41). This result can imply a lack of enforcement of the 1998 Water Act, despite the Act being regarded as technically sound, with a solid base for sustainable and efficient utilisation of water resources. Vital sections of the Act have not been fully enforced; hence, its founding principles are not supported. For example, the Water Fund has collected insufficient revenue to support statutory functions.
In the theory of economics of institutions and economic growth, [42] argued that institutions need continual adaptation in the face of changing environment of technology to promote economic growth, particularly in Zimbabwe where there has been an emergence of new irrigation farmers as a result of the land reform programmes. The results also reveal a weak relationship between irrigation water law and other economic laws (mean value = 4.34) such as environmental and energy laws, suggesting a lack of co-ordination of the laws, hence poor irrigation water management.
The water law provided for private sector participation in irrigation water resources management (mean value = 5.27). This can be explained by the fact that water reforms in Zimbabwe introduced radical changes regarding the participation and representation of users in the management of water. The 1998 Water Act provided a legal basis for the participation of previously excluded water users, namely communal, resettlement and small-scale commercial farmers. This inclusiveness has encouraged local level participation in water management at sub-catchment council levels.
The descriptive statistics indicate that the project selection criterion was not economic-orientated (mean value = 0.21). In Zimbabwe, challenges exist in prioritisation of the development of water/irrigation projects according to well defined criteria [43] based on proper assessments of irrigation investments and projects, including their financial feasibility.
Generally, the purpose of paying for water use is to ensure sustainability of services, water conservation, and mitigation of damages [44]. However, the results depict non-commitment or non-payment of user fees (mean value = 0.38). Even the creation of the Water Fund embedded in the 1998 Water Act with the objectives of collecting levies, fees, government contributions and other support towards water service provision did not help as financial inflows have been minimal [45]. Similarly, new users are reluctant to pay for water use as water rights had not been paid previously. There is not a culture of paying for commercial use of water by water users [43]. Moreover, many farmers stopped paying for irrigation water after their farms were invaded during the FTLRP [44]. In addition, most farmers in Zimbabwe have refused to pay for water use, arguing that water is a natural resource that comes from “God”, and even if they pay, the revenue is not re-invested back into their schemes. In response, many governments have moved away from imposing the full costs upon water users of irrigation for political reasons because farmers resist charges [45].
The findings reveal that payment of water was done on a partial recovery basis (mean = 1.36). This could emanate from political interference in pricing of water in Zimbabwe where politicians, in a bid to retain popularity, aim to keep the price of water as low as possible [43]. Even if users pay for irrigation water, a challenge lies on ensuring that at least part of the water revenue is re-invested in water management so as to improve and make the irrigation water policy an effective tool in irrigation water management [43].
As revealed by the results, the new irrigation policy did not fully provide for private sector participation (mean value = 3.15). After FTLRP, challenges existed in determining respective roles of the private and public sectors in irrigation [43]. The existing gap in roles played by the private and public sectors negatively affect irrigation water management objectives. Moreover, the results indicate poor participation of the private sector in water management issues (mean value = 3.27). As such, the irrigation water policy should provide for effective private sector participation on water management issues.
User groups, or Water Users Associations (WUAs), can play a crucial role in the management of irrigation water resources as most people feel a stronger sense of identity and belongingness. However, the results indicate that fewer farmers are organised into water user groups (mean value -0.32). This could be explained by the fact that it is difficult to identify and classify water user groups from which the representatives are chosen to constitute the sub-catchment. This is basically the challenge in spite of the 1998 Water Act provisions. For instance, the Water Act actually provided for the involvement of the farmers at communal level, however, the committees that are constituted at a local level hardly function and barely get recognition at catchment council meetings.
The current water policy lacks clear user participation provisions (mean value = 3.65). Regardless of the 1998 Water Act having the provisions for involvement and active representation of water users, the law has been overwhelmed by challenges. A good example is a case where new water users who lack financial resources to travel and attend sub-catchment council meetings, thus inhibiting them to attend the important meetings. In addition, the farmers indicate that other economic policies have an impact on the irrigation water policy (mean value = 6.52). Thus, water policy should clearly define how other policies are related with regards to water management objectives.
A weak relationship is revealed between water policy and water law (mean value = 2.02). After the FTLRP, no water law and/or policy reforms were put in place to address the needs of the new farmers introduced by the FTLRP. Irrigation water policy should link with the irrigation water law, so that the two work together in the management of irrigation water resources.
The surveyed farmers indicate the existence of capacity to manage irrigation water resources management (mean value = 6.61), in the form of users’ associations, irrigation scheme constitutions, etc. Farmers indicate that water users groups or WUAs are fairly effective in ensuring effective management of water resources (mean value = 4.73). However, [46] revealed that irrigation schemes were poorly managed due to a lack of well-established organisational and institutional conditions and WUAs were not well organised. In addition, as noted by [36], Irrigation Management Committees formed to improve coordination between irrigators and water management have not been able to take over the management of schemes because of state-applied technical measures.
As revealed by the surveyed farmers, private sector participation presents an opportunity to reduce the burden on irrigation water management (mean value = 5.15). Effective participation can be achieved if supported by administrative issues that accommodate water user groups. Water administration can ensure active participation of private sector in irrigation water resources by creating an active role for the private sector players and by reducing the burden on irrigation water management.
The survey reveals a lack of updates and maintenance mechanisms (mean value = 0.23). When irrigation systems dilapidate, it can lead to poor irrigation water management, for example, through water loss in case of burst pipes. Constant and regular monitoring of irrigation systems is needed. Irrigation schemes need mechanisms of collecting irrigation water updates and doing maintenance of irrigation water. However, where updates and maintenance schedules exist, farmers have indicated they are not adequate, relevant and/or reliable. Lastly a disparity between water administration issues and the water law and policy is revealed (mean value = 3.16). The disparities or lack of co-ordination among the formal institutions affect the effectiveness of water administration to manage water resources.
The evolution of institutions and their performance implications are affected strongly by their path-dependency Path dependency means that history does matter: the direction and scope of institutional change cannot be divorced from its early course or past history.
As revealed by the CPR studies, it is difficult to implant uniform institutional arrangements from locality to locality and situation to situation as the challenges that they face vary depending on physical and community conditions [50]. While effective institutional arrangements may deviate across settings, the CPR studies have identified common ideologies of long-enduring and self-governed CPR institutions. According to [7, 51], the first design principle associated with sustainable CPR governance institutions is the establishment of clearly delineated boundaries around the resource and resource users.
A mean value of 0.314 was revealed, suggesting clearly defined boundaries to withdraw irrigation water from CPRs clear boundaries not exist. This implies that any benefits the communities produce, by their efforts, will be gained by the other users who would not have contributed to the cause. [7]. However, [52] argues that there is a finite amount of water that must be shared in common over a variety of uses and over geographic areas, based on the fact that water falls in the form of rain, flows and evaporates with no regard to any boundary.
In addition, some CPR studies have identified general principles of long-enduring, self-governed CPR institutions by establishment of clearly delineated boundaries around the resource and resource users [7, 51]. It is therefore important that informal institutions be structured in a way that will ensure CPRs users coordinate their actions to solve supply and demand dilemmas [7, 50, 53, 54]. However, [7, 51, 55] highlights that CPRs exhibit varying degrees of two key characteristics, one of which is the difficulty in excluding users, as such; it will be difficult to exclude other users from accessing water resources, thus leading to free-riding problems or insufficient maintenance of water resources. Nonetheless, there should be effective conditions in place to ensure that water, as a CPR is effectively managed through the use of informal rules.
The informal local rules that are formulated are participatory, implying that the behaviour of all the users in the community or locality must customarily live in harmony with them. In addition, they are rules that govern human behaviour usually at no cost and they basically are enforced by the locals themselves [35]. In some cases, local rights could also be sensitive to the vulnerable, e.g. widows and the poor. Customary local practices and structures can also contain or help avoid conflict. A mean value of 0.421 was revealed, suggesting a lack of such- or fewer local rules. The FTLRP ushered in new water users who needed time to establish their own local rules, given that they take time to evolve. Violations of rules and water use may go unnoticed and unpunished. Existence of informal rules based on local condition means that if the informal codes are violated, punishment may be enforced [7]. On the other hand, however, [56] warns on viewing any particular institutional arrangement as a panacea for solving natural resources (especially CPRs) problems due to heterogeneity and complexity of problems facing different resources, hence, the need for local-based institutions. The local institutions at interplay within a local community regulate the users who have access to the CPRs, the resource units that the authorised participants can make use of at any given time, including who will monitor and administer the rules [55].
Regulation and governing mechanisms, e.g. constitutions at scheme level assist in the management of irrigation water resources. A mean value of 0.204 suggests a lack of these management mechanisms. A study by [57] revealed that often, there was no consensus on rules among farmers and monitoring and management mechanisms were absent. The new beneficiary farmers of the FTLRP were still not aware of the importance of informal management mechanisms. Thus, it is important to ensure the new farmers understand the importance of informal management mechanisms at scheme levels to promote effective irrigation water management. Where informal management mechanisms existed, their effectiveness was crucial to ensure efficient management of water resources. A mean value of 4.184 suggested that these mechanisms were not effective enough. The FTLRP beneficiaries did not have management mechanisms and had not organised themselves into user groups, where they would formulate some management mechanism.
Effectiveness of management mechanisms depends on factors like effectiveness of monitoring conditions, behaviour of appropriators, regulation sanctions, etc. A mean value of 3.881 suggests that monitoring conditions were not effective enough to assist in the management of water. Therefore, there is need to ensure the effective monitoring conditions and the behaviours of the appropriators to ensure all users behave accordingly and promote sustainable water management.
Existence of regulation sanctions can be an effective mechanism of irrigation water management as users who rebel, default and/or fail to behave accordingly can be possibly punished. A mean value of 0.508 was revealed, suggesting some existing regulation sanctions at some schemes. However, existence of regulation sanctions does not denote effective irrigation water management, unless they are effective. It is therefore important to ensure effective local regulation sanctions to ensure irrigation water management issues.
In addition to existence of regulation the sanctions, rapid access mechanisms to conflict solving without following long procedures or protocols can effective in the management of water resources. A mean value of 0.381 suggests non-existence of rapid conflict conflict-solving mechanisms. Lack of rapid conflict-solving mechanisms in a low-cost and local setting could have an adverse effect on irrigation water management. This encourages local users to by-pass traditional mechanisms in hope of achieving a winner-takes-all decision [35]. However, formal courts seem to have tendencies to overturn informal court decisions, in turn, may exacerbate conflict at local level rather than resolve it. In addition, these channels maybe costly and users may not be able to afford the expensive and lengthy procedures to solve conflicts, as such, may leave some of the conflicts unsolved and this negatively impacts on irrigation water management objectives.
According to the transaction cost theory, functioning of institutions depends on the costliness of enforcement [18]. Users need to create their own cheap set of rules that govern how they manage local water resources. Users will have confidence in their own rules and thus effectively implement them to ensure users behave accordingly. Development and creation of institutions or rules aid to creating more socially acceptable (and so economically acceptable) outcomes [58]. In addition, informal rules also differ from community to community, hence, the need of local, low-cost set of rules for water users. A mean value of 0.215 was revealed, suggesting that users were not in a position to create their own set of rules to govern water management. Institutions are not necessarily or even usually created to be socially efficient; rather, they are created to serve interests of those with bargaining power to create new rules [59]. Furthermore, creation of institutions that so structure the rules and their enforcement as to alter pay-offs induces the cooperative solutions.
Ability to challenge the rights of appropriators to create own institution based on local set-ups promotes effective water management, and depends on the extent of challenge. A mean value of 3.587 suggested the extent of challenging the appropriators’ rights was low. Users were weak in challenging the rights of appropriators. As such, users could not create their own effective set of rapid, low cost and locally-based informal institutions. As such, users need to be empowered in creating their own set of rules.
As discussed in section 2.2, pro-informal arrangements scholars are not pushy to support the enforcement of informal institutions, rather opting for combining the new formal and existing informal arrangements in water management. As such, overall relationship and influence of the informal institutions and the formal irrigation institutions becomes important as the former guide the day-to-day management of water resources, yet, the latter tend to over-rule the informal rules. If the formal irrigation institutions are used to govern water management, farmers still have their own set of rules which determine their behaviour in a given context. A mean value of 4.499 suggested a lack of influence of the informal institutions on the formal institutions manage irrigation water management. Nonetheless, the formal institutions draw heavily from the informal institution [59]. Lack of coherence between the informal and formal institutions potentially leads to ineffective water resources management. In addition, users also originate from diverse social communities where a set of rules vary, as such, the formal rules structures should thus consider these differences to achieve irrigation water management objectives.
This section presents the empirical results as shown in Table 10 -11.
\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t|||
\n\t\t\t | \n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t|||
Access to water rights | \n\t\t\tLAWR | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t||
Format of water rights | \n\t\t\tLFWR | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t||
Existence of irrigation water law | \n\t\t\tLEWL | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t||
Provisions effective for solving conflicts among irrigation water users | \n\t\t\tLCRM | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t||
Water law relevant for users under current and future situation | \n\t\t\tLRCF | \n\t\t\t-0.069 | \n\t\t\t-1.189 | \n\t\t||
Water law relationship with other laws to promote water management | \n\t\t\tLLOL | \n\t\t\t0.418 | \n\t\t\t\n\t\t\t\t | \n\t\t||
Water law provisions to promote private sector participation | \n\t\t\tLSPS | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t||
\n\t\t\t\t | \n\t\t\t\n\t\t\t | \n\t\t\t\t | \n\t\t\t3.019 | \n\t\t\t\n\t\t | |
\n\t\t\t\t | \n\t\t\t\n\t\t\t | \n\t\t\t\t | \n\t\t|||
\n\t\t\t\t | \n\t\t\t\n\t\t\t | \n\t\t\t\t | \n\t\t|||
\n\t\t\t\t | \n\t\t\t\n\t\t\t | \n\t\t\t\t | \n\t\t|||
\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t|||
\n\t\t\t\t | \n\t\t|||||
\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t|||
\n\t\t\t | \n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t|||
Project selection criterion is economic orientated | \n\t\t\tPPSC | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t||
Pay for use of irrigation water | \n\t\t\tPUIW | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t||
Form in which irrigation water is paid for | \n\t\t\tPFIP | \n\t\t\t0.237 | \n\t\t\t1.107 | \n\t\t||
Provisions for promoting private sector participation | \n\t\t\tPGPP | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t||
Extensiveness of private sector participation in irrigation | \n\t\t\tPEPP | \n\t\t\t0.087 | \n\t\t\t0.839 | \n\t\t||
Organised into Water Users ‘Associations (WUAs) | \n\t\t\tPWUA | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t||
Extensiveness of WUAs ‘participation in irrigation water management | \n\t\t\tPEWA | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t||
Provisions favourable for users’ participation in irrigation | \n\t\t\tPGUP | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t||
Effect of other policies like fiscal policies in water management | \n\t\t\tPEOP | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t||
Water policy links well with water law | \n\t\t\tPWPL | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t||
\n\t\t\t\t | \n\t\t\t\n\t\t\t | 0.918 | \n\t\t\t2.241 | \n\t\t\t\n\t\t | |
\n\t\t\t\t | \n\t\t\t\n\t\t\t | \n\t\t\t\t | \n\t\t|||
\n\t\t\t\t | \n\t\t\t\n\t\t\t | \n\t\t\t\t | \n\t\t|||
\n\t\t\t\t | \n\t\t\t\n\t\t\t | \n\t\t\t\t | \n\t\t|||
\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t|||
\n\t\t\t\t | \n\t\t|||||
\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t|||
\n\t\t\t | \n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t|||
Capacity of the administration of irrigation water at scheme level | \n\t\t\tACIW | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t||
Effectiveness of user groups / WUAs in irrigation water administration | \n\t\t\tAEWA | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t||
Private sector participation reduces water management burden | \n\t\t\tAPPA | \n\t\t\t-0.077 | \n\t\t\t-0.806 | \n\t\t||
Mechanisms of collecting updates and carry-out maintenance works | \n\t\t\tAMUM | \n\t\t\t0.093 | \n\t\t\t0.904 | \n\t\t||
Adequacy, relevant and reliability of water | \n\t\t\tAARR | \n\t\t\t0.043 | \n\t\t\t0.998 | \n\t\t||
Capacity to effectively administer irrigation water w.r.t law and policy | \n\t\t\tACLP | \n\t\t\t-0.012 | \n\t\t\t-0.363 | \n\t\t||
\n\t\t\t\t | \n\t\t\t\n\t\t\t | \n\t\t\t\t | \n\t\t\t2.064 | \n\t\t||
\n\t\t\t\t | \n\t\t\t\n\t\t\t | \n\t\t\t\t | \n\t\t|||
\n\t\t\t\t | \n\t\t\t\n\t\t\t | \n\t\t\t\t | \n\t\t|||
\n\t\t\t\t | \n\t\t\t\n\t\t\t | \n\t\t\t\t | \n\t\t|||
\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t|||
\n\t\t\t\t | \n\t\t
(a) Empirical results on the nature of institution–performance linkages: water law institutions; (b) Empirical results on the institution-performance linkages: water policy institutions; (c) Empirical results on the nature of institution–performance linkages: water administration institutions
Source: survey data (2012)
\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t|
\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t||
Clearly defined boundaries to withdraw irrigation water from CPRs | \n\t\t\tICPR | \n\t\t\t0.167 | \n\t\t\t0.388 | \n\t\t
Existing appropriation rules related to the local conditions | \n\t\t\tIARL | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t
Existence of mechanisms, e.g. constitutions | \n\t\t\tIMSL | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t
Effectiveness of management mechanisms in water management | \n\t\t\tIEMM | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t
Effectiveness of monitoring, conditions & behaviour of appropriators | \n\t\t\tIEMA | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t
Existence of regulation sanctions at scheme level | \n\t\t\tIERS | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t
Existence of rapid access to conflict-solving | \n\t\t\tIECS | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t
Users against rights of appropriators to create local-based institutions | \n\t\t\tICRA | \n\t\t\t0.278 | \n\t\t\t1.019 | \n\t\t
Effectiveness of users against rights of appropriators | \n\t\t\tIECA | \n\t\t\t0.181 | \n\t\t\t1.033 | \n\t\t
Effectiveness of informal institutions on law, policy & administration | \n\t\t\tIOEI | \n\t\t\t0.127 | \n\t\t\t1.203 | \n\t\t
\n\t\t\t\t | \n\t\t\t\n\t\t\t | \n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t
\n\t\t\t\t | \n\t\t\t\n\t\t\t | \n\t\t\t\t | \n\t\t|
\n\t\t\t\t | \n\t\t\t\n\t\t\t | \n\t\t\t\t | \n\t\t|
\n\t\t\t\t | \n\t\t\t\n\t\t\t | \n\t\t\t\t | \n\t\t|
\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t\t\n\t\t\t\t | \n\t\t
Empirical results: informal institution-performance linkages
Source: survey data
A positive
A positive relationship between the water law and the format of water rights was revealed (
In his critique of instrumental rationality to further support the importance of institutions, [61] argued that the human mind fails to deliberately and analytically process all available information to choose an action that maximises utility. The study revealed that knowledge of the existence of the water law positively and significantly strengthens the effectiveness of the irrigation water law (
The research findings reveal that if the water law provides for conflict resolution, it positively and significantly strengthens the effectiveness of the water law in the management of water resources. This is explained by a
A positive relationship, (
The study findings revealed that the irrigation water policy is positively related to the criteria on how irrigation projects are selected (
The results of this study revealed a negative relationship between the effectiveness of the irrigation water policy and users paying for irrigation water, as shown by
There is a positive relationship between the effectiveness of the irrigation water policy and availability of provisions promoting private sector participation (
Organisation of farmers into Water User Associations (WUAs) positively and significantly strengthens the effectiveness of the irrigation water policy to manage irrigation water (
The results revealed a negative relationship
The results of this study revealed a negative and significant relationship between the irrigation water policy and its relationship with other economic policies
The results revealed a positive relationship between overall irrigation water administration and administration capacity at scheme level (
The results revealed a negative relationship between overall irrigation water administration and the effectiveness of user groups or WUAs in the administration of irrigation water (
According to [5], a series of institutional arrangements have been presented as panaceas to improve water management: strong government agencies, user organisations, and water markets. This is based on the fact that it is difficult to transplant institutions from one context to the other due to diversified and different local situations. As such, this paper also analysed how significant some of these arrangements are with regards to irrigation water management.
Informal irrigation water institution can be an effective water management tool if local appropriation rules related to local conditions exist. [63] argues that people will co-operate for their common good without provision of external (state) coercion. A positive
Localised appropriation rules ensure that users behave according to defined rules and regulations, failure of which punishments will be effected upon the offenders as may be defined by the rules. However, these appropriation rules or conditions need to be strongly monitored to promote effective water management. This has been revealed by a
Some management mechanism, e.g. constitutions, can be effective tools of implementing and monitoring localised appropriation rules. In light of this, the analysed empirical results revealed a positive
Effectiveness of management mechanisms can be explained by existence of regulation sanctions. Effectiveness in internal governance is needed for the effective application of community rules [11]. A significant relationship has been revealed between effectiveness of informal irrigation institutions and existence of regulation sanctions, as shown by a
Existence of rapid access to conflict-solving in a low-cost and local setting significantly strengthens the effectiveness of formal rules to manage water resources. A
The main thrust of institutional change within the irrigation water sector is to enhance the capabilities and increase the readiness of policymakers to solve the current and future agricultural water resources challenges with regards to their development and management. Given this thrust, the major goals of institutional initiatives in the water sector include: treating water as an economic good where prices are attached to use of irrigation water; inculcating a payment culture; and promoting effective, sustainable, decentralized decision structures.
Institutional reform of the magnitude required to achieve these goals is a daunting challenge in Zimbabwe, particularly with the ineffective, irrelevant and poorly functioning irrigation water institutions. The issue of how to achieve irrigation water institutional change within the constraints and opportunities of political economy continue to remain elusive to both researchers and policymakers as most smallholder irrigation farmers still remain disadvantaged with regards to irrigation water resources development and management.
It is important to note that institutions typically change incrementally rather than in discontinuous fashion [11]. Even if some change is anticipated by a new policy or law, it is fairly common that the society adopts it slowly. The main reason for this incremental change is that there are many institutional elements which are interconnected, and a change gets cushioned by many other established institutional elements. Nonetheless, the important issue for policy makers is to ensure recommended polices are put on the table for consideration, especially in Zimbabwe where policy changes are imminent due to new users in the irrigation sector.
With regards to informal institutions, there were no clear boundaries to withdraw water resources from the CPRs, compounded by lack of local appropriation rules to regulate water management. Some management mechanisms did not exist at schemes, and where they existed, they not effective in managing water resources. Monitoring conditions and the behaviour of appropriators at scheme levels was not effective, owing to lack of effective management mechanisms and regulation sanctions. Rapid conflict-solving mechanisms were non-existent at schemes. Users had little capacity to challenge the rights of appropriators to create own local rules and the extent to which they challenge was not effective. The informal institutions were not effective enough to influence how the formal institutions manage water resources owing to the fact that the informal institutions are ignored and neglected, yet they guide the day-to-day water management activities. They are not regarded as instruments for effective irrigation water management, hence the lack of influence of the informal institutions on formal institutions. Lastly, the paper also noted the role and significance of the informal water management institutions in the effective management of water resources.
This research indicates that attempts to reform the water sector with the view to improve productive uses of water in rural areas, must confront the historical legacy of inequalities of access to land and water, which has continued under the FTLRP. One way of attaining improvement is to promote wide-scale participation of all stakeholders in the debate about the water reform over a long period of time. This will also entail seeking policy suggestions from all stakeholders, particularly the poor, on how water policy can be improved. Such an approach will break the stranglehold that government and donors have on the water policy-making process. In addition, issuance of water permits to water users will promote sustainable and efficient use of irrigation water resources. Water rights give farmers the sense of ownership and sense of belonging to water user groups which provides incentive to use water in a sustainable and efficient manner. The irrigation water law should provide clear provisions for the issuance of water rights.
In the Zimbabwean context, this study suggests that water reform must be linked, in innovative ways to the FTLRP, which aimed at providing access to productive land to rural people for livelihood improvement. It is the combined access to productive land and water, that water can be productively used to alleviate poverty and contribute to economic growth. Although access to fertile land is crucial to productive uses of water, new water users need access to a broad portfolio of other assets central to the productive use of water such as functioning irrigation technology and infrastructure. A new water policy should focus the development, provision and maintenance of relevant low-cost irrigation technology to communal farmers.
Water policy should provide greater local control of water charges. Revenue raised can be used to fund water development projects and maintain irrigation infrastructure within communal irrigation schemes. A policy that inculcates a culture of paying for commercial irrigation water and ensuring water revenue is re-invested in water resources development and management is needed along with the establishment of a water pricing structure that is consistent with cost and social efficiency.
There is a need to strengthen WUAs so these institutions can undertake the complex tasks of financial management and technical support to irrigation communities. These capacities are weak in most WUAs. Government can provide education to enhance local administrative, managerial, and financial capacities of participants. Water administration should encourage better coordination between public-public and public-private sectors. In areas where there is inadequate local revenue, government, private sector, NGOs and other development agencies can fund water development and the functioning of decentralised institutions of water management. There is need for information dissemination campaigns where the regulation of water users is undertaken.
Interventions to strengthen the capacity of the informal systems in managing water resources should be formulated and implemented effectively. This is because the formal institutions draw heavily from the informal institutions if they are to effectively work. Some local arrangements such as one-to-one conflict resolution mechanisms are more efficient, more cost-effective, longer-lasting and more widely accepted among local water users than most top-down state-driven institutions. When considering formal state-based institutions, water users should not think that they are a panacea to all water management challenges. In this regard, local informal water institutions should not be discarded as primitive and obsolete tools. Local water management arrangements need to be given time to evolve, with limited interference from external agencies, as they seek to address emerging water management imperatives especially in an environment that has been overwhelmed by new users in the irrigation sector.
Organic optoelectronic device such as organic photovoltaics (OPVs) and organic light-emitting devices (OLEDs) focused over the past few decades the attention of both academia and industries due to the possibility to fabricate flexible, transparent devices on large area using low-cost solution processes, leading to cost-effective production [1, 2]. At this stage, in the OPV field, a major concern regards the fabrication of flexible structures with high efficiencies for various applications [3]. Although, OPV with efficiency over 18% has been reported in 2021 [4], further improvements are still needed for making them a real alternative to other photovoltaic cell (PV) technologies (PV based on silicon, PV based on perovskites, etc.). The improvements can be linked to: (i) the type of the organic materials used in the fabrications of the PV structures; (ii) the deposition techniques used to obtain the organic component as films; and (iii) the different approaches used for enhancing the absorption in the PV structure such as antireflection coatings, back-reflectors, or the surfaces patterning (texturing) [5, 6]. In the PV structures, the thickness of the organic active film is limited by the low carrier mobility and the short exciton diffusion length [7]. An increase in the film thickness leads to a lowering in the device efficiency, while a decrease in the film thickness results in a poor absorption. Lately, some studies reported that the nanopatterning of the transparent electrodes increases the optical path length of light inside the active material improving the performances of the devices [6, 8].
Different optical approaches and structures such as microlens, nanostructured electrodes, scattering layers were used in the field of OLEDs to improve the light extraction efficiency of the devices [9, 10]. The light extraction efficiency is one of the most important parameters of OLED, defined as the ratio of the total number of photons emitted by the OLED and the total number of photons generated within the organic emitter [10, 11]. Thus, the majority of the generated photons in the organic layers are confined inside the device due to the total internal reflection, which takes place at the glass/air and organic/layer substrate interfaces owing to the mismatch of the refractive index [12]. In this way, almost 30% of the emitted photons are trapped in the glass substrate (glass mode), while a 50% are trapped at the organic/anode interface (waveguide mode). Therefore, various methods were used to extract more efficiently the light from the OLEDs [9, 13].
Transparent conductive electrodes (TCE) play a key role in the development of optoelectronic devices such as OPVs, OLEDs, touch screens, electrochromic devices, heat mirrors, smart windows, and so on [14, 15, 16]. Over time, various materials such as metal oxides, ultrathin metals, metal nanowires, graphene, carbon nanotubes, conductive polymers, etc., were deposited and investigated as TCE [1, 14]. However, indium tin oxide (ITO) remains the most commonly used TCE due to its remarkable properties such as high transparency (90% at 550 nm wavelength), adequate sheet resistance (10–30 Ω/□), work function (4.7 eV), and reduced roughness (<1 nm) [17, 18]. Besides that, aluminum-doped zinc oxide (AZO) is a suitable metal oxide for replacing ITO since this material met the necessary criteria regarding the high transparency and the electrical resistivity [19, 20].
Transparent conductive oxide (TCO) films can be deposited by numerous chemical and physical methods such as sol-gel [21], spray pyrolysis [22], magnetron sputtering [23], chemical vapor deposition (CVD) [24], atomic layer deposition [25], pulsed laser deposition (PLD) [20], etc., each of them having both advantages and limitations. PLD is a versatile technique used in the deposition of high-quality films based on ITO, AZO, indium-doped zinc oxide (IZO), Ga-doped ZnO (GZO), indium gallium zinc oxide (GIZO), ZnO-Y2O3 (YZO), the obtained TCO layers having adequate properties for optoelectronic device area [26, 27, 28, 29, 30].
Patterning techniques such as X-ray lithography, electron projection lithography, ion beam projection lithography, multiple e-beam lithography, extreme ultraviolet lithography, or nanoimprint lithography (NIL) are essential in the niche technology that manufactures high-volume and low-cost nanoscale devices [31, 32, 33, 34]. The development and improvement of NIL technique have extended the nanoscale fabrication from standard semiconductor devices for electronics and optoelectronics to complex ones for optics, plasmonics, microfluidics, or biomimetic area [35, 36, 37, 38, 39]. Among NIL technologies, ultraviolet nanoimprint lithography (UV-NIL) is an efficient technique because it allows the manufacture of a wide range of pattern sizes and shapes on different rigid or flexible substrates [34, 40].
In this chapter, we present some of our contributions regarding the TCO layers deposited by PLD on flat and UV-NIL nanopatterned glass substrates. Therefore, metal oxides films (ITO and AZO) deposited by PLD were studied for emphasizing their potential applications in the field of optoelectronic devices such as OPVs and OLEDs.
Pulsed laser deposition (PLD) is a well-established method used to grow thin films from a wide range of materials, enabling a stoichiometric transfer of these. Although PLD was introduced in 1965, it was applied intensively in the late 1990s [41, 42]. PLD is a physical vapor deposition technique where an external high-power laser (typically an UV laser source) ablates a target based on a single or a combination of compounds depending on the desired composition of the film [43]. In comparison with other deposition methods such as sputtering, molecular beam epitaxy, chemical vapor deposition, or thermal evaporation, PLD has the following advantages: (i) any type of substrate can be used for depositing thin films; (ii) by using UV laser sources, a wide range of materials can be ablated; (iii) the pressure during the deposition process can be choose from 10−7 mbar up to 1 mbar; (iv) due to progressive growth with each laser pulse, a rigorous control of the thickness is possible; (v) the stoichiometry can be preserved or changed in a controlled manner during the deposition; (vi) the kinetic energy of the evaporated species can be moderated in order to control the film growth properties; (vii) a background gas can be used in order to obtain the adequate reactive atmosphere; (viii) multilayered thin films can be obtained by switching different target materials in the deposition cycle; and (ix) assure the purity of the initial composition because the ablation source is the light [42, 43, 44, 45]. As any deposition technique, the PLD process has also some drawbacks: (i) limited deposition area for standard setups; (ii) the uniformity of the deposition is influenced by energy profile and inhomogeneity of the laser pulse; (iii) macroscopic and microscopic droplets are sometimes ejected from the target [45, 46].
PLD is a versatile method that proved its potential in different research areas considering that a wide class of the materials can be ablated using excimer lasers and deposited as thin films [42, 44, 47, 48, 49, 50, 51, 52, 53]. Thus, metal films, semiconductor films, superconductors, ceramic layers, oxides, insulators can be easily obtained by this laser technique [54, 55]. Moreover, nanostructures with different morphologies such as nanowires, nanoflowers, nanorods, nanotubes, and even quantum dots based on ZnO, ITO, graphene, molybdenum disulfide (MoS2), tungsten disulfide (WS2), cadmium selenide (CdSe) can be deposited by PLD [45, 47, 56, 57, 58]. The thin films or nanostructures fabricated by PLD were integrated in various devices: photovoltaics, environmental sensors, actuators, light emitters, ferroelectrics, photocatalysis, biomaterials, medical implants, etc. [45, 47, 59].
A common PLD deposition setup is depicted in Figure 1. Hence, the growth of the thin film is the result of the interaction between the laser beam and the target. When the laser fluence (the energy delivered per unit area at given pulse duration) reaches the ablation threshold, the vaporization of the material from the target surface takes place, process followed by the generation and expansion of the plasma plume. Further, the plasma species (free electrons, ions, neutral atoms, molecules) with appropriate energy nucleates on the deposition support [45, 59, 60]. In PLD, the film growth and the film quality depend generally on various experimental parameters: laser fluence, laser wavelength, pulse duration, repetition rate, target-substrate distance, background gas and its pressure, quality of the target substrate temperature, etc. Because the influence of each deposition parameter on the properties of films deposited by PLD, from specific materials, was extensively discussed and analyzed in literature, in the following we briefly resumed their importance [42, 44, 47, 48, 49, 50, 51, 52, 53].
Schematic representation of PLD deposition chamber.
The laser fluence is one of the principal parameters because it impacts the kinetic energy of the species presented in the plasma plume and their movement toward the deposition substrate [52]. As was discussed by Schou, the chosen laser fluence must be high enough to induce target ablation but not so high to avoid the re-sputtering and possible implantation of some species in the film [53].
The laser wavelength is connected with the energy absorbed by the target material [61], thinner films being obtained when the target material is transparent to the laser wavelength used during the deposition. Lower threshold fluences and also low ablation rates are obtained when short laser wavelengths are used [48]. Thus, the laser wavelength must be selected depending on the material type intended to be deposited.
The pulse duration parameter can be controlled to prepare films with expected performances. In general, nanosecond pulse lasers are implied in the PLD deposition [48]. When long laser pulses are implied, the absorbed laser energy firstly heats the target surface to the melting point, and afterward at the vaporization temperature, the thermal wave penetrates the target and produces the melting of the material, evaporation appearing from the liquid phase. In the case of the femtosecond-pulse lasers, the vapor and plasma phases appear quickly, therefore the heat conduction is negligible, and as a consequence, the liquid phase is absent [62].
The pulse repetition rate influences the deposition rate, this being related to the duration necessary to get a specific thickness of the film [63]. The number of the particles, which are found as islands, grown firstly on the deposition substrate, subsequently tend to diffuse and aggregate depending on the pulse repetition rate, a higher density of islands being favored by the increase of this parameter. Moreover, it was emphasized that using higher pulse frequencies, a high density of small-size islands can be obtained facilitating the diffusion of some adatoms from islands top to the substrate, in this way films characterized by a smooth surface being obtained. At lower pulse frequencies, a low density of islands is formed resulting in rougher surfaces [64].
Although some PLD films can be fabricated just in ultrahigh vacuum, most of them required a background gas; this parameter affects the plume dynamics and furthers the growth and properties of the films [52, 65]. The background gas decreases the kinetic energy of the species presented in the plasma plume, a high pressure of this can decrease the sputtering of the film, but at the same time can lead to the preferential diffusion of some species to the deposition support [53, 66]. Argon, helium, or nitrogen is frequently used in the PLD deposition, but the most studied gas is still oxygen, due to the possibility of producing films with controlled oxygen content [50].
The target-substrate distance influences the mass ratio of the species that reach the substrate, thus influencing the thickness of the obtained film. A higher distance is equivalent with a reduction of the deposited material while a lower distance has as effect a rebound of the species due to their high kinetic energies [67]. Thus, it is essential to choose an optimal target-substrate distance. Some studies show that TCO layers on flexible substrate characterized by cracks or peeling off are obtained when the deposition is performed at lower target-substrate distance (4 cm) while cracks-free, smoother films are obtained at higher target-substrate distances (6 or 8 cm) [26].
The substrate temperature can influence the film growth and its surface morphology [67]. Even if the deposition can be carried on at room temperature leading usually to amorphous films, it was highlighted that at higher substrate temperatures, the adatom mobility increased resulting in crystalline films [52, 67]. When the temperature of the deposition substrate is increased, even the low kinetic energy species can be capable of constituting uniform layers [47].
Accordingly, the optimal PLD deposition conditions for developing high-quality complex films from a large number of materials can be found by tuning the experimental parameters involved in this laser process [50, 67].
Nowadays, the transition from millimeter to micro and further to nano dimensions, the tendency to pass from rigid to flexible electronics, and also the continuous need of device enhanced efficiencies based on surface patterning using the principles of the plasmonic and photonic theories have forced the industry to search nanopatterning techniques that can be used in volume manufacturing [68]. In order to gain the industrial attention, these patterning techniques need to fulfill at least some key attributes such as: (i) high resolution; (ii) ability to simultaneously pattern different types of structures; (iii) high throughput and low defectivity; and (iv) reduced costs [69].
Under the name “NIL” can be found the classical thee imprint techniques: micro-contact printing (μ-CP), hot-embossing (also known as thermal NIL), and UV-NIL, but also the newly added roll imprint process, laser-assisted direct imprint, reverse imprint lithography, substrate conformal imprint lithography, ultrasonic NIL [32]. As a general definition, the nanoimprint lithography can be understood as a physical pressing process to replicate the master patterns into a polymer negative resist by thermal or ultraviolet curing [38]. Master is the name of the so called “mother” template that is usually fabricated using electron beam lithography on silicon substrates. From this master, in the case of UV-NIL, rigid or soft stamps (negative copies of the master pattern designs) based on elastomeric materials can be manufactured. Thus, common materials based on silicone polymers (usually modified formulas of polydimethylsiloxane), polyimides, or polyurethanes are applied as free-standing membranes or attached to a flexible or rigid backplane [33, 37, 38, 70]. Actually, these cheaper manufactured stamps are used in the lithography process reducing the production costs and thus prolonging the lifetime of the master, this being fabricated by more time-consuming and expensive methods.
The steps involved usually in the UV-NIL process are presented in Figure 2. Relatively simple, they can be described as follows: (i) spin-coating deposition of both primer and photoresist on the desired substrate, each followed by a heat treatment; (ii) alignment of the stamp with the coated substrate; (iii) adding them in contact, pressing and irradiating them with UV radiation; and (iv) detaching the mask after UV curing.
Schematic representation of UV-NIL process.
The advantages of using NIL in comparison to other photolithography techniques are arising from the fact that using a direct contact between the stamp and the coated substrate, the resolution is given by the resolution of the patterns existing on the surface of stamp, which can be beyond the diffraction limits or beam scattering. However, exactly this advantage can easily become the disadvantage of the technique due to the resist filling rheology behavior and demolding capabilities [32, 33]. Therefore, one of the common defect mechanisms that appear in the NIL processes is connected with the detachment of the stamp after resist curing, when the polymer may stick on the stamp surface due to the interfacial forces (adhesion and friction forces) that appear between the resist and the stamp material. Interfacial forces are strongly linked to the quality of the stamp (design, roughness, antisticking layer, and material type), to the resist material and to the residual stress that appears during the UV irradiation due to the shrinkage of the resist that makes the stamp to adhere more to the resist surface. Taking into account all these aspects, a special attention must be paid to the selection of the materials and the process parameters that must be optimized in function of the stamp characteristics and pattern design [71, 72].
ITO is the most widely used TCO due to its exceptional properties, a large number of papers being focused on it [73, 74, 75, 76]. Several works reported on the PLD deposition of ITO films and on the correlation between the experimental parameters and their optical, structural, morphological, and electrical properties, some results being well summarized by Yap and Kim [47, 77, 78]. The best properties achieved for the ITO films deposited by PLD had over 90% transparency and 7.2 × 10−5 Ωcm electrical resistivity [18].
In the last decade, many attempts were made to replace ITO due to the indium sources depletion [79]. An adequate alternative for ITO seems to be AZO, a nontoxic material that can be found at low cost—its precursors being abundant compounds, and already successfully applied in the OPV and OLED areas [80]. AZO transparent films characterized by an adequate electrical resistivity were deposited by different methods on both rigid and flexible substrates, proving its compatibility for wearable electronics [20, 81, 82, 83]. PLD technique was also used in the deposition of AZO layers on either rigid glass or plastic substrates with suitable optical and electrical properties [20, 26, 84].
In the following part, the preparation steps implied in the fabrication of ITO and AZO films by PLD on flat and UV-NIL nanopatterned substrates will be described [85, 86]. The patterns were fabricated on glass by UV-NIL (EVG 620 mask aligner) using the following procedure: (i) preheating of the glass substrate for 2 min at 150°C; (ii) spin coating of a primer to enhance the adherence of the polymeric photoresist film; (iii) deposition by spin coating of the UV-resist film that further is thermally treated for 30 s at 120°C; (iv) pressing the soft stamp (mold) with the pattern model over the photoresist film with an uniform contact pressure (100 mbar); (v) exposure of the photoresist layer at UV light for 90 s; and (vi) removal of the soft mold [87]. As can be seen in the field emission scanning electron microscopy (FESEM) images from Figure 3, a periodic array of pillars having ~350 nm in diameter and ~ 1100 nm distance between pillars were fabricated on glass substrate by this procedure. The height of the pillars was estimated at ~250 nm from the cross-sectional FESEM images given in Figure 4. The quality of the patterns (height, diameter, distance between pillars) imprinted onto photoresist depends on the experimental conditions mentioned above in the UV-NIL process.
FESEM images (at different magnifications) of the periodic pillars array obtained by UV-NIL method on glass substrates.
Cross-sectional FESEM images (at two magnifications) of nanopatterned glass substrates.
Further, TCO layers were deposited on both flat and UV-NIL patterned glass substrates by a PLD system using an excimer laser with KrF (248 nm wavelength, 25 nm pulse duration, COMPex-Pro 205, Coherent Inc.) [85, 86]. The TCO solid targets (SCI Engineered Materials) were formed by In2O3:SnO2 = 90%:10% weight (ITO) and ZnO doped with 2% Al (AZO), the laser beam being directed on the target surface with a MgF2 lens having 300 mm focal length placed outside of the deposition chamber. During the deposition, the solid targets were rotated to avoid their local damage. For comparison, both types of substrates were coated with TCO layers in the same deposition cycle.
The ITO solid target placed at 5 cm distance toward substrate holder was irradiated with 7000 pulses under 45° incidence angle, the laser working at 10 Hz repetition rate into a deposition chamber filled with oxygen 6.0 at 1.5 Pa pressure and working with a low laser fluence of 1.2 J/cm2 [85]. The oxygen pressure was selected in order to obtain a low electrical resistivity, at room temperature (RT), as was mentioned in the reference [78]. The ITO layer thickness was estimated at ~340 nm as average media between the measurements made (with a profilometer) in three different points on the film deposited on flat glass substrate.
The AZO solid target placed at 8 cm distance toward substrate holder was ablated with 8000 laser pulse, a laser fluence of 2 J/cm2, and an oxygen pressure of 1 Pa [86], the values being selected based on other preliminary results where films characterized by a high transmittance were fabricated using these experimental conditions [84]. The AZO layer thickness was estimated at ~300 nm from the interference fringes observed in the UV-VIS spectra considering two consecutive maxima and minima and the refractive index = 1.8 for AZO film with 2% Al content [88].
The TCO layers deposited by PLD were labeled taking into account the substrates type, flat (glass) or nanopatterned (NP-glass), as follows: ITO/glass, AZO/glass and ITO/NP-glass and AZO/NP-glass. The morphology and optical properties of the samples were investigated by field emission scanning electron microscopy (FESEM, Zeiss Merlin Compact field emission scanning electron microscope), atomic force microscopy (AFM, Nanonics Multiview 4000), and UV-VIS spectroscopy (Carry 5000 Spectrophotometer).
The FESEM images from Figure 5 disclose that the ITO/glass (Figure 5
FESEM images of ITO (left) and AZO (right) films deposited by PLD on flat glass substrates.
The AFM topographic images from Figure 6 were collected on ITO/glass (Figure 6
AFM topographic images of ITO (left) and AZO (right) films deposited by PLD on flat glass substrates.
Analyzing the FESEM images of the ITO/NP-glass and AZO/NP-glass from Figures 7 and 8, respectively, it can be clearly seen that the patterns imprinted onto glass substrate are preserved during the TCO deposition by PLD. Considering that the TCO films are relatively thin (ITO ~ 340 nm and AZO ~300 nm), they tend to copy the topography of the substrate.
FESEM images (at different magnifications) of ITO films deposited by PLD on nanopatterned glass substrates.
FESEM images (at different magnifications) of AZO films deposited by PLD on nanopatterned glass substrates.
However, attention must be paid when the TCO layers are deposited on a patterned surface by PLD because the interaction between the ablated species, presented in the plasma plume, characterized by high kinetic energy and the deposition substrate can affect the growth of the film during the laser deposition [35, 92]. Thus, point defects can be formed due to species kinetic energy transfer toward the surface atoms [92]. In the PLD deposition on nanopatterned substrates, the first encountered layer is that based on photoresist (polymer) nanopillars. Nevertheless, the pillars are clearly observed in the FESEM images of the TCO deposited of nanopatterned glass substrates, only a small change in their shape being noted (in the case of ITO/NP-glass from cylindrical into a pyramid trunk-like one). Both TCO films seem similar at lower magnification, some differences due to the film thickness and the specific morphology being visible only at higher magnification. Thus, in comparison to the nanopatterned glass substrates, an enlargement in the pillars width and a narrowing in the distance between pillars are remarked, the TCO films tending to fill the space between pillars. Although the TCO films have thickness appropriate to the pillars’ height, these are not hidden by the deposited layers.
The optical transmittance is an essential criterion for the selection of the TCO films for their use in the field of OPV and OLED. Hence, the UV-VIS spectra of the prepared samples were presented in Figure 9. The TCO layers deposited on flat glass substrates are characterized by a transmittance over 80% for ITO and 75% for AZO in the visible part of the solar spectrum. Interference maxima are visible for both analyzed materials, their presence being associated with the uniformity of the deposited films [23]. This is not surprising, as it is known that high-quality layers can be obtained by PLD [93]. The refractive index (
UV-VIS spectra of TCO layers (ITO or AZO) deposited by PLD on flat (left) and nanopatterned (right) glass substrates.
Compared with the ZnO band gap value (3.3 eV [96]), the AZO/glass band gap was estimated at ~3.7 eV, similar to the value reported for AZO grown by PLD at room temperature and 1 Pa oxygen pressure [97]. Depending on the experimental conditions, especially by the oxygen pressure and the substrate temperature, the band gap of the AZO films deposited by PLD can take value between 3.32 and 3.77 eV [98].
In the case of the TCO layers deposited on nanopatterned glass substrate, a lowering in the transmittance is noticed in the UV-VIS spectra compared with the ones deposited on flat glass substrates. Moreover, the pillars introduced additional absorptions and reflections at interfaces [35]. The light couples to waveguide modes via diffraction and thus is trapped in the nanostructures, the pattern characteristics (mainly the period) affecting the optical properties of the films deposited on it [99]. Also, a shift of the absorption edge is visible for both transparent electrodes. A possible explanation for the peculiar behavior observed in the absorption edge shift of nanopatterned TCO (ITO/NP-glass to long wavelength region and AZO/NP-glass to short wavelength region) can be linked to the arrangement of the molecules inside the cavities determined by the nanostructuration. Thus, the interaction between the neighboring molecules can modify differently the energy levels of nanopatterned TCO with effect on their band gap.
Electrical properties of the prepared TCO layers are considered key features since, in the field of optoelectronic applications, conductive films are required. Hall measurements were performed on ITO/glass and ITO/NP-glass samples in order to analyze their electrical parameters, the obtained values being presented in Table 1.
Sample | ITO/glass | ITO/NP-glass |
---|---|---|
Resistivity (Ωcm) | 1.8 × 10−4 | 2.8 × 10−4 |
Mobility (cm2/Vs) | 10.6 | 15.1 |
Carrier concentration (cm−3) | 3.3 × 1021 | 1.5 × 1021 |
Sheet resistance (Ω/sq) | 5.3 | 8 |
Electrical parameters of ITO films deposited by PLD on flat and nanopatterned glass substrates evaluated from Hall investigations.
In principle, the electrical resistivity values of ITO films deposited on flat and nanopatterned glass substrates are lower than ~4 × 10−4 Ωcm reported for ITO films deposited at room temperature by PLD [100] in the same conditions (laser wavelength, target composition, and repetition rate) with those used in our study. Interesting, the electrical resistivity value of ITO film deposited on flat glass substrate is nearly to that of ITO films deposited by PLD from targets with different SnO2 content (5 or 10%) but with a heated substrate [18, 91, 101]. Kim carried on a comprehensive study regarding the influence of various experimental parameters such as oxygen pressure, SnO2 content, and deposition temperature on the resistivity of ITO films deposited by PLD [78]. Hence, this work shows that the resistivity of ITO film is influenced by the oxygen pressure through the number of the oxygen vacancies presented in the TCO layer. Also, the resistivity of ITO films is sensitive to the SnO2 content, an increase up to 5% leads to the resistivity decrease while an increase above this percent results in the increase of resistivity because the concentration of the electron traps expands due to Sn excess [91].
The carrier concentration values of ITO films deposited on flat and nanopatterned glass substrates are in concordance with those reported usually on ITO films deposited by PLD [78]. The refractive index of ITO films is influenced by the carrier density, a reduction of this parameter being possible by increasing the electron density, which can be achieved by enlarging the Sn content from the deposition target up to a certain value [78].
The extracted Hall mobility values of ITO films deposited on flat and nanopatterned glass substrates are just a little smaller than other value reported for ITO films deposited by PLD [91] utilizing the same deposition target with that implied in our work. The low Hall mobility values of ITO films can be related to the carrier-carrier scattering [44].
In the case of AZO film deposited on flat glass substrates, the resistivity was evaluated to be 2.4 × E−4 Ωcm using a Jandel four-point probe, the value being in the same range with others obtained for the AZO layers deposited by PLD on glass substrates [20, 102] using the same oxygen pressure with that applied in our study. A thoroughgoing study regarding the influence of the oxygen pressure on the optical and electrical properties of some AZO layers deposited by PLD was carried on in Ref. [102] pointing out that the films grown at a low oxygen pressure (under 3 Pa) have a compact structure characterized by a low resistivity.
The TCO films (ITO and AZO) deposited by PLD on flat and nanopatterned glass substrates were used for developing organic heterostructures for optoelectronic applications. Schematic representation of two organic heterostructures and their I-V characteristics are given in Figure 10: one based on adenine (Ade), the nucleic acid base film being deposited on ITO by vacuum thermal evaporation [103], and another based on N,N′-di(1-naftalenil)-N,N′-diafenil-(1,1′-bifenil)-4,4′-diamina (α-NPD), 1,4-bis [4-(N,N-diphenylamino)phenylvinyl] benzene (P78) and 4,7 diphenyl-1,10-phenanthroline (BPhen), the three stacked organic films being deposited on AZO by matrix-assisted pulsed laser evaporation (MAPLE) [86]. For both organic structures, aluminum electrode (100 nm) was deposited by vacuum thermal evaporation.
Schematic representation of the organic structures using TCE deposited by PLD on flat and nanopaterned glass substrates and I-V characteristics recorded on representative organic structures (single organic film – blue curve and three stacked organic films – green curve).
Hence, in the case of adenine deposited on ITO/glass substrate, the I-V characteristic (recorded in dark between −1 V and 1 V applied voltage) is changed from linear (at small voltage) to nonlinear at higher voltage (>0.5 V) probably due to the different properties shown by the contacts ITO/adenine and adenine/Al [103]. Regarding the electrode patterning, it is expected that this effect induces some changes in the electrical properties of the investigated structures by modifying the electrical field, which in turn can affect the charge carrier transport and their collection [104]. The scattering/recombination processes can be influenced by (i) the enlargement of the contact area between the nanopatterned TCO and the organic film, (ii) the change in the pathway of the charge carriers to the electrodes due to the presence of pillars; and (iii) the morphology of films characterized by grain boundaries. Compared with the structure prepared on ITO/glass electrode, the shape of the I-V characteristic of the structure deposited on ITO/NP-glass electrode was changed into a very close rectifying diode behavior. At small voltage, a slow increase in the current value is noted at the same time with the voltage increase, while a faster increase in the current is obtained after 0.5 V probably due to the growth of the number of electrons that cross the barrier and are more easily collected to the patterned electrode [103].
Concerning N,N′-di(1-naftalenil)-N,N′-diafenil-(1,1′-bifenil)-4,4′-diamina, 1,4-bis [4-(N,N-diphenylamino)phenylvinyl] benzene and 4,7 diphenyl-1,10-phenanthroline, an OLED-type structure was practically obtained using a hole transport layer (α-NPD), an emissive film (P78), and an electron transport layer (BPhen), respectively. Hence, the I-V characteristic plotted for the structure prepared on AZO/glass electrode presents a diode behavior. The structure fabricated on AZO/NP-glass electrode evidenced an improvement in the current value (at 1 V), meaning that the electrode patterning influences positively the electrical properties of the organic structures obtained on it [86], the charge transport being favored by the enlargement of the contact area between the nanopatterned AZO and the organic films [35]. This improvement recorded in the current value could be reflected in the final performances of the organic device fabricated on this type of nanostructured TCO.
Consequently, the optical and electrical properties of the organic structures fabricated on nanopatterned transparent electrodes can be enhanced due to the nanopatternation process. Taking into consideration that the organic heterostructures developed on TCO substrates are already part of our daily life (Heliatek company develops projects based on OPV solar films that can be attached in different locations or building facades or roofs [105], and LG Display produces OLED TV panels offering its OLED panels to other companies such as LG Electronics, Sony, Vizio, and Panasonic [106]), the organic layers deposited on patterned TCO can be also applied in the field of the organic optoelectronic devices.
TCO films (ITO and AZO) were deposited by PLD on flat and UV-NIL nanopatterned glass substrates, further these being used for developing organic heterostructures, which can find applications in optoelectronic device area. Thus, the glass substrates were patterned by UV-NIL technique, nanopillars arrays with suitable dimensions (width ~350 nm, height ~250 nm, and separation step(pitch) ~1100 nm) being fabricated. Although, the magnetron sputtering is preferred as deposition technique on large substrates, PLD is a viable alternative for fabricating high-quality TCO films with reduced roughness and appropriate optical and electrical properties by tuning the experimental deposition parameters such as: substrate temperature, oxygen pressure, target content, and laser fluence. Moreover, because the deposition of TCO films was carried at room temperature and the obtained TCO layers are characterized by low electrical resistivity, this laser technique can be also applied in the TCO deposition on plastic substrates for developing flexible devices.
The investigations prove that AZO is suitable for replacing ITO in TCO domain considering that the deposited AZO layers are featured by similar optical and electrical properties to those revealed by ITO layers.
Organic heterostructures were deposited on the fabricated TCO films (ITO and AZO) by vacuum thermal evaporation or matrix-assisted pulsed laser evaporation. The electrical measurements show that the patterning effect improves the optical and electrical properties of the organic heterostructures obtained on the TCO layers. Consequently, compared with an organic structure developed on a flat TCO electrode, an organic structure fabricated on a nanopatterned TCO electrode can be more efficient in the optoelectronic device area.
This research was funded by the Romanian Ministry of Research, Innovation and Digitization through the National Core Program PN19-03 (contract no. 21 N/2019) and PN-III-P4-IDPCE-2020-1691 (contract no. 66/2021).
The authors declare no conflict of interest.
IntechOpen’s Academic Editors and Authors have received funding for their work through many well-known funders, including: the European Commission, Bill and Melinda Gates Foundation, Wellcome Trust, Chinese Academy of Sciences, Natural Science Foundation of China (NSFC), CGIAR Consortium of International Agricultural Research Centers, National Institute of Health (NIH), National Science Foundation (NSF), National Aeronautics and Space Administration (NASA), National Institute of Standards and Technology (NIST), German Research Foundation (DFG), Research Councils United Kingdom (RCUK), Oswaldo Cruz Foundation, Austrian Science Fund (FWF), Foundation for Science and Technology (FCT), Australian Research Council (ARC).
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",coverUrl:"https://cdn.intechopen.com/series/covers/23.jpg",latestPublicationDate:"August 17th, 2022",hasOnlineFirst:!0,numberOfPublishedBooks:0,editor:{id:"280770",title:"Dr.",name:"Katherine K.M.",middleName:null,surname:"Stavropoulos",slug:"katherine-k.m.-stavropoulos",fullName:"Katherine K.M. Stavropoulos",profilePictureURL:"https://s3.us-east-1.amazonaws.com/intech-files/0030O00002bRdFuQAK/Profile_Picture_2022-05-24T09:03:48.jpg",biography:"Katherine Stavropoulos received her BA in Psychology from Trinity College, in Connecticut, USA and her Ph.D. in Experimental Psychology from the University of California, San Diego. She completed her postdoctoral work at the Yale Child Study Center with Dr. James McPartland. Dr. Stavropoulos’ doctoral dissertation explored neural correlates of reward anticipation to social versus nonsocial stimuli in children with and without autism spectrum disorders (ASD). 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She is the Assistant Director of the SEARCH Center at UCR and is a faculty member in the Graduate Program in Neuroscience.",institutionString:null,institution:{name:"University of California, Riverside",institutionURL:null,country:{name:"United States of America"}}},editorTwo:null,editorThree:null},subseries:{paginationCount:2,paginationItems:[{id:"89",title:"Education",coverUrl:"https://cdn.intechopen.com/series_topics/covers/89.jpg",isOpenForSubmission:!1,editor:{id:"260066",title:"Associate Prof.",name:"Michail",middleName:null,surname:"Kalogiannakis",slug:"michail-kalogiannakis",fullName:"Michail Kalogiannakis",profilePictureURL:"https://mts.intechopen.com/storage/users/260066/images/system/260066.jpg",biography:"Michail Kalogiannakis is an Associate Professor of the Department of Preschool Education, University of Crete, and an Associate Tutor at School of Humanities at the Hellenic Open University. He graduated from the Physics Department of the University of Crete and continued his post-graduate studies at the University Paris 7-Denis Diderot (D.E.A. in Didactic of Physics), University Paris 5-René Descartes-Sorbonne (D.E.A. in Science Education) and received his Ph.D. degree at the University Paris 5-René Descartes-Sorbonne (PhD in Science Education). His research interests include science education in early childhood, science teaching and learning, e-learning, the use of ICT in science education, games simulations, and mobile learning. He has published over 120 articles in international conferences and journals and has served on the program committees of numerous international conferences.",institutionString:"University of Crete",institution:{name:"University of Crete",institutionURL:null,country:{name:"Greece"}}},editorTwo:{id:"422488",title:"Dr.",name:"Maria",middleName:null,surname:"Ampartzaki",slug:"maria-ampartzaki",fullName:"Maria Ampartzaki",profilePictureURL:"https://mts.intechopen.com/storage/users/422488/images/system/422488.jpg",biography:"Dr Maria Ampartzaki is an Assistant Professor in Early Childhood Education in the Department of Preschool Education at the University of Crete. Her research interests include ICT in education, science education in the early years, inquiry-based and art-based learning, teachers’ professional development, action research, and the Pedagogy of Multiliteracies, among others. 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His research focuses on biochemistry, biophysics, genetics, molecular biology, and molecular medicine with specialization in the fields of drug design, protein structure-function, protein folding, prions, microRNA, pseudogenes, molecular cancer, epigenetics, metabolites, proteomics, genomics, protein expression, and characterization by spectroscopic and calorimetric methods.",institutionString:"University of Health Sciences",institution:null},{id:"180528",title:"Dr.",name:"Hiroyuki",middleName:null,surname:"Kagechika",slug:"hiroyuki-kagechika",fullName:"Hiroyuki Kagechika",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/180528/images/system/180528.jpg",biography:"Hiroyuki Kagechika received his bachelor’s degree and Ph.D. in Pharmaceutical Sciences from the University of Tokyo, Japan, where he served as an associate professor until 2004. He is currently a professor at the Institute of Biomaterials and Bioengineering (IBB), Tokyo Medical and Dental University (TMDU). From 2010 to 2012, he was the dean of the Graduate School of Biomedical Science. Since 2012, he has served as the vice dean of the Graduate School of Medical and Dental Sciences. He has been the director of the IBB since 2020. Dr. Kagechika’s major research interests are the medicinal chemistry of retinoids, vitamins D/K, and nuclear receptors. He has developed various compounds including a drug for acute promyelocytic leukemia.",institutionString:"Tokyo Medical and Dental University",institution:{name:"Tokyo Medical and Dental University",country:{name:"Japan"}}},{id:"94311",title:"Prof.",name:"Martins",middleName:"Ochubiojo",surname:"Ochubiojo Emeje",slug:"martins-ochubiojo-emeje",fullName:"Martins Ochubiojo Emeje",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/94311/images/system/94311.jpeg",biography:"Martins Emeje obtained a BPharm with distinction from Ahmadu Bello University, Nigeria, and an MPharm and Ph.D. from the University of Nigeria (UNN), where he received the best Ph.D. award and was enlisted as UNN’s “Face of Research.” He established the first nanomedicine center in Nigeria and was the pioneer head of the intellectual property and technology transfer as well as the technology innovation and support center. Prof. Emeje’s several international fellowships include the prestigious Raman fellowship. He has published more than 150 articles and patents. He is also the head of R&D at NIPRD and holds a visiting professor position at Nnamdi Azikiwe University, Nigeria. He has a postgraduate certificate in Project Management from Walden University, Minnesota, as well as a professional teaching certificate and a World Bank certification in Public Procurement. Prof. Emeje was a national chairman of academic pharmacists in Nigeria and the 2021 winner of the May & Baker Nigeria Plc–sponsored prize for professional service in research and innovation.",institutionString:"National Institute for Pharmaceutical Research and Development",institution:{name:"National Institute for Pharmaceutical Research and Development",country:{name:"Nigeria"}}},{id:"436430",title:"Associate Prof.",name:"Mesut",middleName:null,surname:"Işık",slug:"mesut-isik",fullName:"Mesut Işık",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/436430/images/19686_n.jpg",biography:null,institutionString:null,institution:{name:"Bilecik University",country:{name:"Turkey"}}},{id:"268659",title:"Ms.",name:"Xianquan",middleName:null,surname:"Zhan",slug:"xianquan-zhan",fullName:"Xianquan Zhan",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/268659/images/8143_n.jpg",biography:"Dr. Zhan received his undergraduate and graduate training in the fields of preventive medicine and epidemiology and statistics at the West China University of Medical Sciences in China during 1989 to 1999. He received his post-doctoral training in oncology and cancer proteomics for two years at the Cancer Research Institute of Human Medical University in China. In 2001, he went to the University of Tennessee Health Science Center (UTHSC) in USA, where he was a post-doctoral researcher and focused on mass spectrometry and cancer proteomics. Then, he was appointed as an Assistant Professor of Neurology, UTHSC in 2005. He moved to the Cleveland Clinic in USA as a Project Scientist/Staff in 2006 where he focused on the studies of eye disease proteomics and biomarkers. He returned to UTHSC as an Assistant Professor of Neurology in the end of 2007, engaging in proteomics and biomarker studies of lung diseases and brain tumors, and initiating the studies of predictive, preventive, and personalized medicine (PPPM) in cancer. In 2010, he was promoted to Associate Professor of Neurology, UTHSC. Currently, he is a Professor at Xiangya Hospital of Central South University in China, Fellow of Royal Society of Medicine (FRSM), the European EPMA National Representative in China, Regular Member of American Association for the Advancement of Science (AAAS), European Cooperation of Science and Technology (e-COST) grant evaluator, Associate Editors of BMC Genomics, BMC Medical Genomics, EPMA Journal, and Frontiers in Endocrinology, Executive Editor-in-Chief of Med One. He has\npublished 116 peer-reviewed research articles, 16 book chapters, 2 books, and 2 US patents. His current main research interest focuses on the studies of cancer proteomics and biomarkers, and the use of modern omics techniques and systems biology for PPPM in cancer, and on the development and use of 2DE-LC/MS for the large-scale study of human proteoforms.",institutionString:null,institution:{name:"Xiangya Hospital Central South University",country:{name:"China"}}},{id:"40482",title:null,name:"Rizwan",middleName:null,surname:"Ahmad",slug:"rizwan-ahmad",fullName:"Rizwan Ahmad",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/40482/images/system/40482.jpeg",biography:"Dr. Rizwan Ahmad is a University Professor and Coordinator, Quality and Development, College of Medicine, Imam Abdulrahman bin Faisal University, Saudi Arabia. Previously, he was Associate Professor of Human Function, Oman Medical College, Oman, and SBS University, Dehradun. Dr. Ahmad completed his education at Aligarh Muslim University, Aligarh. He has published several articles in peer-reviewed journals, chapters, and edited books. His area of specialization is free radical biochemistry and autoimmune diseases.",institutionString:"Imam Abdulrahman Bin Faisal University",institution:{name:"Imam Abdulrahman Bin Faisal University",country:{name:"Saudi Arabia"}}},{id:"41865",title:"Prof.",name:"Farid A.",middleName:null,surname:"Badria",slug:"farid-a.-badria",fullName:"Farid A. Badria",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/41865/images/system/41865.jpg",biography:"Farid A. Badria, Ph.D., is the recipient of several awards, including The World Academy of Sciences (TWAS) Prize for Public Understanding of Science; the World Intellectual Property Organization (WIPO) Gold Medal for best invention; Outstanding Arab Scholar, Kuwait; and the Khwarizmi International Award, Iran. He has 250 publications, 12 books, 20 patents, and several marketed pharmaceutical products to his credit. He continues to lead research projects on developing new therapies for liver, skin disorders, and cancer. Dr. Badria was listed among the world’s top 2% of scientists in medicinal and biomolecular chemistry in 2019 and 2020. He is a member of the Arab Development Fund, Kuwait; International Cell Research Organization–United Nations Educational, Scientific and Cultural Organization (ICRO–UNESCO), Chile; and UNESCO Biotechnology France",institutionString:"Mansoura University",institution:{name:"Mansoura University",country:{name:"Egypt"}}},{id:"329385",title:"Dr.",name:"Rajesh K.",middleName:"Kumar",surname:"Singh",slug:"rajesh-k.-singh",fullName:"Rajesh K. Singh",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/329385/images/system/329385.png",biography:"Dr. Singh received a BPharm (2003) and MPharm (2005) from Panjab University, Chandigarh, India, and a Ph.D. (2013) from Punjab Technical University (PTU), Jalandhar, India. He has more than sixteen years of teaching experience and has supervised numerous postgraduate and Ph.D. students. He has to his credit more than seventy papers in SCI- and SCOPUS-indexed journals, fifty-five conference proceedings, four books, six Best Paper Awards, and five projects from different government agencies. He is currently an editorial board member of eight international journals and a reviewer for more than fifty scientific journals. He received Top Reviewer and Excellent Peer Reviewer Awards from Publons in 2016 and 2017, respectively. He is also on the panel of The International Reviewer for reviewing research proposals for grants from the Royal Society. He also serves as a Publons Academy mentor and Bentham brand ambassador.",institutionString:"Punjab Technical University",institution:{name:"Punjab Technical University",country:{name:"India"}}},{id:"142388",title:"Dr.",name:"Thiago",middleName:"Gomes",surname:"Gomes Heck",slug:"thiago-gomes-heck",fullName:"Thiago Gomes Heck",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/142388/images/7259_n.jpg",biography:null,institutionString:null,institution:{name:"Universidade Regional do Noroeste do Estado do Rio Grande do Sul",country:{name:"Brazil"}}},{id:"336273",title:"Assistant Prof.",name:"Janja",middleName:null,surname:"Zupan",slug:"janja-zupan",fullName:"Janja Zupan",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/336273/images/14853_n.jpeg",biography:"Janja Zupan graduated in 2005 at the Department of Clinical Biochemistry (superviser prof. dr. Janja Marc) in the field of genetics of osteoporosis. Since November 2009 she is working as a Teaching Assistant at the Faculty of Pharmacy, Department of Clinical Biochemistry. In 2011 she completed part of her research and PhD work at Institute of Genetics and Molecular Medicine, University of Edinburgh. She finished her PhD entitled The influence of the proinflammatory cytokines on the RANK/RANKL/OPG in bone tissue of osteoporotic and osteoarthritic patients in 2012. From 2014-2016 she worked at the Institute of Biomedical Sciences, University of Aberdeen as a postdoctoral research fellow on UK Arthritis research project where she gained knowledge in mesenchymal stem cells and regenerative medicine. She returned back to University of Ljubljana, Faculty of Pharmacy in 2016. She is currently leading project entitled Mesenchymal stem cells-the keepers of tissue endogenous regenerative capacity facing up to aging of the musculoskeletal system funded by Slovenian Research Agency.",institutionString:null,institution:{name:"University of Ljubljana",country:{name:"Slovenia"}}},{id:"357453",title:"Dr.",name:"Radheshyam",middleName:null,surname:"Maurya",slug:"radheshyam-maurya",fullName:"Radheshyam Maurya",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/357453/images/16535_n.jpg",biography:null,institutionString:null,institution:{name:"University of Hyderabad",country:{name:"India"}}},{id:"418340",title:"Dr.",name:"Jyotirmoi",middleName:null,surname:"Aich",slug:"jyotirmoi-aich",fullName:"Jyotirmoi Aich",position:null,profilePictureURL:"https://s3.us-east-1.amazonaws.com/intech-files/0033Y000038Ugi5QAC/Profile_Picture_2022-04-15T07:48:28.png",biography:"Biotechnologist with 15 years of research including 6 years of teaching experience. Demonstrated record of scientific achievements through consistent publication record (H index = 13, with 874 citations) in high impact journals such as Nature Communications, Oncotarget, Annals of Oncology, PNAS, and AJRCCM, etc. Strong research professional with a post-doctorate from ACTREC where I gained experimental oncology experience in clinical settings and a doctorate from IGIB where I gained expertise in asthma pathophysiology. A well-trained biotechnologist with diverse experience on the bench across different research themes ranging from asthma to cancer and other infectious diseases. An individual with a strong commitment and innovative mindset. Have the ability to work on diverse projects such as regenerative and molecular medicine with an overall mindset of improving healthcare.",institutionString:"DY Patil Deemed to Be University",institution:null},{id:"349288",title:"Prof.",name:"Soumya",middleName:null,surname:"Basu",slug:"soumya-basu",fullName:"Soumya Basu",position:null,profilePictureURL:"https://s3.us-east-1.amazonaws.com/intech-files/0033Y000035QxIDQA0/Profile_Picture_2022-04-15T07:47:01.jpg",biography:"Soumya Basu, Ph.D., is currently working as an Associate Professor at Dr. D. Y. Patil Biotechnology and Bioinformatics Institute, Dr. D. Y. Patil Vidyapeeth, Pune, Maharashtra, India. With 16+ years of trans-disciplinary research experience in Drug Design, development, and pre-clinical validation; 20+ research article publications in journals of repute, 9+ years of teaching experience, trained with cross-disciplinary education, Dr. Basu is a life-long learner and always thrives for new challenges.\r\nHer research area is the design and synthesis of small molecule partial agonists of PPAR-γ in lung cancer. She is also using artificial intelligence and deep learning methods to understand the exosomal miRNA’s role in cancer metastasis. Dr. Basu is the recipient of many awards including the Early Career Research Award from the Department of Science and Technology, Govt. of India. She is a reviewer of many journals like Molecular Biology Reports, Frontiers in Oncology, RSC Advances, PLOS ONE, Journal of Biomolecular Structure & Dynamics, Journal of Molecular Graphics and Modelling, etc. She has edited and authored/co-authored 21 journal papers, 3 book chapters, and 15 abstracts. She is a Board of Studies member at her university. She is a life member of 'The Cytometry Society”-in India and 'All India Cell Biology Society”- in India.",institutionString:"Dr. D.Y. Patil Vidyapeeth, Pune",institution:{name:"Dr. D.Y. Patil Vidyapeeth, Pune",country:{name:"India"}}},{id:"354817",title:"Dr.",name:"Anubhab",middleName:null,surname:"Mukherjee",slug:"anubhab-mukherjee",fullName:"Anubhab Mukherjee",position:null,profilePictureURL:"https://intech-files.s3.amazonaws.com/0033Y0000365PbRQAU/ProfilePicture%202022-04-15%2005%3A11%3A18.480",biography:"A former member of Laboratory of Nanomedicine, Brigham and Women’s Hospital, Harvard University, Boston, USA, Dr. Anubhab Mukherjee is an ardent votary of science who strives to make an impact in the lives of those afflicted with cancer and other chronic/acute ailments. He completed his Ph.D. from CSIR-Indian Institute of Chemical Technology, Hyderabad, India, having been skilled with RNAi, liposomal drug delivery, preclinical cell and animal studies. He pursued post-doctoral research at College of Pharmacy, Health Science Center, Texas A & M University and was involved in another postdoctoral research at Department of Translational Neurosciences and Neurotherapeutics, John Wayne Cancer Institute, Santa Monica, California. In 2015, he worked in Harvard-MIT Health Sciences & Technology as a visiting scientist. He has substantial experience in nanotechnology-based formulation development and successfully served various Indian organizations to develop pharmaceuticals and nutraceutical products. He is an inventor in many US patents and an author in many peer-reviewed articles, book chapters and books published in various media of international repute. Dr. Mukherjee is currently serving as Principal Scientist, R&D at Esperer Onco Nutrition (EON) Pvt. Ltd. and heads the Hyderabad R&D center of the organization.",institutionString:"Esperer Onco Nutrition Pvt Ltd.",institution:null},{id:"319365",title:"Assistant Prof.",name:"Manash K.",middleName:null,surname:"Paul",slug:"manash-k.-paul",fullName:"Manash K. Paul",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/319365/images/system/319365.png",biography:"Manash K. Paul is a scientist and Principal Investigator at the University of California Los Angeles. He has contributed significantly to the fields of stem cell biology, regenerative medicine, and lung cancer. His research focuses on various signaling processes involved in maintaining stem cell homeostasis during the injury-repair process, deciphering the lung stem cell niche, pulmonary disease modeling, immuno-oncology, and drug discovery. He is currently investigating the role of extracellular vesicles in premalignant lung cell migration and detecting the metastatic phenotype of lung cancer via artificial intelligence-based analyses of exosomal Raman signatures. Dr. Paul also works on spatial multiplex immunofluorescence-based tissue mapping to understand the immune repertoire in lung cancer. Dr. Paul has published in more than sixty-five peer-reviewed international journals and is highly cited. He is the recipient of many awards, including the UCLA Vice Chancellor’s award and the 2022 AAISCR-R Vijayalaxmi Award for Innovative Cancer Research. He is a senior member of the Institute of Electrical and Electronics Engineers (IEEE) and an editorial board member for several international journals.",institutionString:"University of California Los Angeles",institution:{name:"University of California Los Angeles",country:{name:"United States of America"}}},{id:"311457",title:"Dr.",name:"Júlia",middleName:null,surname:"Scherer Santos",slug:"julia-scherer-santos",fullName:"Júlia Scherer Santos",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/311457/images/system/311457.jpg",biography:"Dr. Júlia Scherer Santos works in the areas of cosmetology, nanotechnology, pharmaceutical technology, beauty, and aesthetics. Dr. Santos also has experience as a professor of graduate courses. Graduated in Pharmacy, specialization in Cosmetology and Cosmeceuticals applied to aesthetics, specialization in Aesthetic and Cosmetic Health, and a doctorate in Pharmaceutical Nanotechnology. Teaching experience in Pharmacy and Aesthetics and Cosmetics courses. She works mainly on the following subjects: nanotechnology, cosmetology, pharmaceutical technology, aesthetics.",institutionString:"Universidade Federal de Juiz de Fora",institution:{name:"Universidade Federal de Juiz de Fora",country:{name:"Brazil"}}},{id:"219081",title:"Dr.",name:"Abdulsamed",middleName:null,surname:"Kükürt",slug:"abdulsamed-kukurt",fullName:"Abdulsamed Kükürt",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/219081/images/system/219081.png",biography:"Dr. Kükürt graduated from Uludağ University in Turkey. He started his academic career as a Research Assistant in the Department of Biochemistry at Kafkas University. In 2019, he completed his Ph.D. program in the Department of Biochemistry at the Institute of Health Sciences. He is currently working at the Department of Biochemistry, Kafkas University. He has 27 published research articles in academic journals, 11 book chapters, and 37 papers. He took part in 10 academic projects. He served as a reviewer for many articles. He still serves as a member of the review board in many academic journals. He is currently working on the protective activity of phenolic compounds in disorders associated with oxidative stress and inflammation.",institutionString:null,institution:{name:"Kafkas University",country:{name:"Turkey"}}},{id:"178366",title:"Dr.",name:"Volkan",middleName:null,surname:"Gelen",slug:"volkan-gelen",fullName:"Volkan Gelen",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/178366/images/system/178366.jpg",biography:"Volkan Gelen is a Physiology specialist who received his veterinary degree from Kafkas University in 2011. Between 2011-2015, he worked as an assistant at Atatürk University, Faculty of Veterinary Medicine, Department of Physiology. In 2016, he joined Kafkas University, Faculty of Veterinary Medicine, Department of Physiology as an assistant professor. Dr. Gelen has been engaged in various academic activities at Kafkas University since 2016. There he completed 5 projects and has 3 ongoing projects. He has 60 articles published in scientific journals and 20 poster presentations in scientific congresses. His research interests include physiology, endocrine system, cancer, diabetes, cardiovascular system diseases, and isolated organ bath system studies.",institutionString:"Kafkas University",institution:{name:"Kafkas University",country:{name:"Turkey"}}},{id:"418963",title:"Dr.",name:"Augustine Ododo",middleName:"Augustine",surname:"Osagie",slug:"augustine-ododo-osagie",fullName:"Augustine Ododo Osagie",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/418963/images/16900_n.jpg",biography:"Born into the family of Osagie, a prince of the Benin Kingdom. I am currently an academic in the Department of Medical Biochemistry, University of Benin. Part of the duties are to teach undergraduate students and conduct academic research.",institutionString:null,institution:{name:"University of Benin",country:{name:"Nigeria"}}},{id:"192992",title:"Prof.",name:"Shagufta",middleName:null,surname:"Perveen",slug:"shagufta-perveen",fullName:"Shagufta Perveen",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/192992/images/system/192992.png",biography:"Prof. Shagufta Perveen is a Distinguish Professor in the Department of Pharmacognosy, College of Pharmacy, King Saud University, Riyadh, Saudi Arabia. Dr. Perveen has acted as the principal investigator of major research projects funded by the research unit of King Saud University. She has more than ninety original research papers in peer-reviewed journals of international repute to her credit. She is a fellow member of the Royal Society of Chemistry UK and the American Chemical Society of the United States.",institutionString:"King Saud University",institution:{name:"King Saud University",country:{name:"Saudi Arabia"}}},{id:"49848",title:"Dr.",name:"Wen-Long",middleName:null,surname:"Hu",slug:"wen-long-hu",fullName:"Wen-Long Hu",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/49848/images/system/49848.jpg",biography:"Wen-Long Hu is Chief of the Division of Acupuncture, Department of Chinese Medicine at Kaohsiung Chang Gung Memorial Hospital, as well as an adjunct associate professor at Fooyin University and Kaohsiung Medical University. Wen-Long is President of Taiwan Traditional Chinese Medicine Medical Association. He has 28 years of experience in clinical practice in laser acupuncture therapy and 34 years in acupuncture. He is an invited speaker for lectures and workshops in laser acupuncture at many symposiums held by medical associations. He owns the patent for herbal preparation and producing, and for the supercritical fluid-treated needle. Dr. Hu has published three books, 12 book chapters, and more than 30 papers in reputed journals, besides serving as an editorial board member of repute.",institutionString:"Kaohsiung Chang Gung Memorial Hospital",institution:{name:"Kaohsiung Chang Gung Memorial Hospital",country:{name:"Taiwan"}}},{id:"298472",title:"Prof.",name:"Andrey V.",middleName:null,surname:"Grechko",slug:"andrey-v.-grechko",fullName:"Andrey V. Grechko",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/298472/images/system/298472.png",biography:"Andrey Vyacheslavovich Grechko, Ph.D., Professor, is a Corresponding Member of the Russian Academy of Sciences. He graduated from the Semashko Moscow Medical Institute (Semashko National Research Institute of Public Health) with a degree in Medicine (1998), the Clinical Department of Dermatovenerology (2000), and received a second higher education in Psychology (2009). Professor A.V. Grechko held the position of Сhief Physician of the Central Clinical Hospital in Moscow. He worked as a professor at the faculty and was engaged in scientific research at the Medical University. Starting in 2013, he has been the initiator of the creation of the Federal Scientific and Clinical Center for Intensive Care and Rehabilitology, Moscow, Russian Federation, where he also serves as Director since 2015. He has many years of experience in research and teaching in various fields of medicine, is an author/co-author of more than 200 scientific publications, 13 patents, 15 medical books/chapters, including Chapter in Book «Metabolomics», IntechOpen, 2020 «Metabolomic Discovery of Microbiota Dysfunction as the Cause of Pathology».",institutionString:"Federal Research and Clinical Center of Intensive Care Medicine and Rehabilitology",institution:null},{id:"199461",title:"Prof.",name:"Natalia V.",middleName:null,surname:"Beloborodova",slug:"natalia-v.-beloborodova",fullName:"Natalia V. Beloborodova",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/199461/images/system/199461.jpg",biography:'Natalia Vladimirovna Beloborodova was educated at the Pirogov Russian National Research Medical University, with a degree in pediatrics in 1980, a Ph.D. in 1987, and a specialization in Clinical Microbiology from First Moscow State Medical University in 2004. She has been a Professor since 1996. Currently, she is the Head of the Laboratory of Metabolism, a division of the Federal Research and Clinical Center of Intensive Care Medicine and Rehabilitology, Moscow, Russian Federation. N.V. Beloborodova has many years of clinical experience in the field of intensive care and surgery. She studies infectious complications and sepsis. She initiated a series of interdisciplinary clinical and experimental studies based on the concept of integrating human metabolism and its microbiota. Her scientific achievements are widely known: she is the recipient of the Marie E. Coates Award \\"Best lecturer-scientist\\" Gustafsson Fund, Karolinska Institutes, Stockholm, Sweden, and the International Sepsis Forum Award, Pasteur Institute, Paris, France (2014), etc. Professor N.V. Beloborodova wrote 210 papers, five books, 10 chapters and has edited four books.',institutionString:"Federal Research and Clinical Center of Intensive Care Medicine and Rehabilitology",institution:null},{id:"354260",title:"Ph.D.",name:"Tércio Elyan",middleName:"Azevedo",surname:"Azevedo Martins",slug:"tercio-elyan-azevedo-martins",fullName:"Tércio Elyan Azevedo Martins",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/354260/images/16241_n.jpg",biography:"Graduated in Pharmacy from the Federal University of Ceará with the modality in Industrial Pharmacy, Specialist in Production and Control of Medicines from the University of São Paulo (USP), Master in Pharmaceuticals and Medicines from the University of São Paulo (USP) and Doctor of Science in the program of Pharmaceuticals and Medicines by the University of São Paulo. Professor at Universidade Paulista (UNIP) in the areas of chemistry, cosmetology and trichology. Assistant Coordinator of the Higher Course in Aesthetic and Cosmetic Technology at Universidade Paulista Campus Chácara Santo Antônio. Experience in the Pharmacy area, with emphasis on Pharmacotechnics, Pharmaceutical Technology, Research and Development of Cosmetics, acting mainly on topics such as cosmetology, antioxidant activity, aesthetics, photoprotection, cyclodextrin and thermal analysis.",institutionString:null,institution:{name:"University of Sao Paulo",country:{name:"Brazil"}}},{id:"334285",title:"Ph.D. Student",name:"Sameer",middleName:"Kumar",surname:"Jagirdar",slug:"sameer-jagirdar",fullName:"Sameer Jagirdar",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/334285/images/14691_n.jpg",biography:"I\\'m a graduate student at the center for biosystems science and engineering at the Indian Institute of Science, Bangalore, India. I am interested in studying host-pathogen interactions at the biomaterial interface.",institutionString:null,institution:{name:"Indian Institute of Science Bangalore",country:{name:"India"}}},{id:"329248",title:"Dr.",name:"Md. Faheem",middleName:null,surname:"Haider",slug:"md.-faheem-haider",fullName:"Md. Faheem Haider",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/329248/images/system/329248.jpg",biography:"Dr. Md. Faheem Haider completed his BPharm in 2012 at Integral University, Lucknow, India. In 2014, he completed his MPharm with specialization in Pharmaceutics at Babasaheb Bhimrao Ambedkar University, Lucknow, India. He received his Ph.D. degree from Jamia Hamdard University, New Delhi, India, in 2018. He was selected for the GPAT six times and his best All India Rank was 34. Currently, he is an assistant professor at Integral University. Previously he was an assistant professor at IIMT University, Meerut, India. He has experience teaching DPharm, Pharm.D, BPharm, and MPharm students. He has more than five publications in reputed journals to his credit. Dr. Faheem’s research area is the development and characterization of nanoformulation for the delivery of drugs to various organs.",institutionString:"Integral University",institution:{name:"Integral University",country:{name:"India"}}},{id:"329795",title:"Dr.",name:"Mohd Aftab",middleName:"Aftab",surname:"Siddiqui",slug:"mohd-aftab-siddiqui",fullName:"Mohd Aftab Siddiqui",position:null,profilePictureURL:"https://mts.intechopen.com/storage/users/329795/images/system/329795.png",biography:"Dr. Mohd Aftab Siddiqui is an assistant professor in the Faculty of Pharmacy, Integral University, Lucknow, India, where he obtained a Ph.D. in Pharmacology in 2020. He also obtained a BPharm and MPharm from the same university in 2013 and 2015, respectively. His area of research is the pharmacological screening of herbal drugs/natural products in liver cancer and cardiac diseases. He is a member of many professional bodies and has guided many MPharm and PharmD research projects. Dr. Siddiqui has many national and international publications and one German patent to his credit.",institutionString:"Integral University",institution:null}]}},subseries:{item:{id:"9",type:"subseries",title:"Biotechnology - Biosensors, Biomaterials and Tissue Engineering",keywords:"Biotechnology, Biosensors, Biomaterials, Tissue Engineering",scope:"The Biotechnology - Biosensors, Biomaterials and Tissue Engineering topic within the Biomedical Engineering Series aims to rapidly publish contributions on all aspects of biotechnology, biosensors, biomaterial and tissue engineering. We encourage the submission of manuscripts that provide novel and mechanistic insights that report significant advances in the fields. 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Finally, the tissue engineering subcategory will support topics such as the fundamentals of stem cells and progenitor cells and their proliferation, differentiation, bioreactors for three-dimensional culture and studies of phenotypic changes, stem and progenitor cells, both short and long term, ex vivo and in vivo implantation both in preclinical models and also in clinical trials.",coverUrl:"https://cdn.intechopen.com/series_topics/covers/9.jpg",hasOnlineFirst:!0,hasPublishedBooks:!0,annualVolume:11405,editor:{id:"126286",title:"Dr.",name:"Luis",middleName:"Jesús",surname:"Villarreal-Gómez",slug:"luis-villarreal-gomez",fullName:"Luis Villarreal-Gómez",profilePictureURL:"https://mts.intechopen.com/storage/users/126286/images/system/126286.jpg",biography:"Dr. Luis Villarreal is a research professor from the Facultad de Ciencias de la Ingeniería y Tecnología, Universidad Autónoma de Baja California, Tijuana, Baja California, México. 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