The mathematical expressions and physical meanings [27] of ideal EC elements:
- Recent developments in the growth of CNTs
- Methods to modify the surfaces of CNTs and decorate their surfaces for specific applications
- Applications of CNTs in biocomposites such as in orthopedic bone cement
- Application of CNTs as chemical sensors
- CNTs for fuelcells
- Health related issues when using CNTs
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However, it brings severe problems to the environment due to inevitably incomplete combustion. Meanwhile, the price of fossil fuels keeps increasing due to the depletion of natural resources. The growing concerns of global warming, as well as the reducing availability of fossil fuels, require replacements of gasoline and diesel fuels, such as Fischer-Tropsch synthetic fuels [1-3], biofuels [4, 5], and hydrogen fuel [6, 7]. The thermal conversion efficiency of a traditional automobile engine is between 17% and 23% [8], limited by the intrinsic characteristics of Carnot cycle. Energy storage and conversion systems with low/zero emissions, high efficiency, and great durability are required by the development of sustainable energy and power economy.
The development of commercial applications of electrical vehicles (EVs) or hybrid electrical vehicles (HEVs) was propelled by increasing demands of an on-board rechargeable energy storage system. The advanced vehicle systems or processes with higher energy efficiency are preferred to use for saving fuels and improving the mileage of per unit fuel consumed. Hybrid power trains reduce undesirable emissions and also have their potential to improve fuel economy significantly. A highly efficient engine can charge the battery pack and propel the vehicle at the same time. The battery power assists the engine acceleration or propels the vehicle efficiently on its own at low speeds [9]. The battery pack is also returned with some energy from the electric motor, which is served as another generator in the regenerative braking or coasting mode. Therefore, the battery burst charge acceptance during frequent braking and power output capability during heavy acceleration are significantly important for the HEV fuel efficiency and engine emissions.
In addition to the on-board energy storage system, the development of energy conversion system explored another solution instead of combustion engines. A highly efficient approach of energy conversion enhances the application of hydrogen storage in many fields. Fuel cells can convert the energy stored in hydrogen to electricity without combustion at a higher level of energy efficiency. Furthermore, hydrogen fueled cells can produce electricity with almost zero emissions comparing to other energy conversion technologies. This is also beneficial to reduce the CO2 emissions.
It is significantly important to obtain deep understanding of energy storage and conversion systems to approach both technical and commercial breakthrough in sustainable energy development. The purpose of system characterization is to find out how and to what degree the properties, kinetics, and other effects of a system influence its performance. The understanding of system performance also provides basis for system diagnosis to distinguish good ones from degraded ones. For a rechargeable battery, main performance limiting factors include actual capacity, rate performance, state-of-charge (SoC) and state-of-health (SoH). While for a fuel cell, attentions are mainly paid to electrode structures, electrolyte fabrications, conductivity mechanisms, reaction limitations, catalytic poisoning, and cell degradations.
Electrochemical Impedance Spectroscopy (EIS) is a sensitive, powerful, and non-destructive analytical technique capable of assessing the dynamic response of an electrochemical system. It is generally conducted by superimposing an
Methodology for integrated system design, operation, and control.
The great prospects of impedance analysis and EC simulation of energy storage and conversion systems lie in characterizing chemical reactors in terms of electronics. Chemical, electrochemical, and physical processes occurring in energy storage and conversion systems, such as batteries and fuel cells, are simulated in chemical process simulators (ASPEN for example), studying mass balance, thermodynamics, and kinetics of systems. Meanwhile, electrical circuits are simulated in analog circuit simulators (PSpice for example) to predict circuit behaviors and provide industrial standard solutions including the non-linear transient analysis for voltage and current versus time. It is EIS that establishes the connection between chemical processes (ASPEN) and power electronics (PSpice). The
This chapter highlights the competence of EIS, together with EC simulation, to dynamically characterize rechargeable batteries and fuel cells. Section 2 deals with the basic techniques of impedance measurement and EC simulation. Several key factors during the measurement are discussed. The emphasis is mostly addressed on EC element models and their physical interpretations. The impedance analysis and EC simulation of lead (Pb)-acid batteries and nickel metal-hydride (Ni-MH) batteries are presented in Section 3. And section 4 shows a research case of the EIS application to a proton exchange membrane (PEM) fuel cell stack system. This section also reviews the recent progress in impedance study of novel high temperature PEM fuel cells.
The history of impedance spectroscopy (IS) can be dated back to 1880s, when Heaviside initially introduced the concept of “impedance” [10, 11] to his research on electromagnetic induction. Later in 1883, Kennelly [12] extended the concept of “impedance” to generalized conductors, and mathematically defined the total impedance of a system, in a complex plane, as the vector sum of its resistance, its inductance-speed Inductance-speed: The product of angular frequency and inductance, ωL [12]. Capacity-speed: The product of angular frequency and capacitance, ωC [12].
During the past century, impedance measurement contributed to the characterization of materials and devices, study of electrochemical reaction systems, corrosion of materials, and investigations of power sources. According to different materials and systems it applied to, IS can be classified into two branches [13]. The one following Nernst’s initial achievement is called non-electrochemical IS. It applies to dielectric materials, electronically conducting materials, and other complicated materials with combining features [13]. The other branch, newly coming out based on the development of non-electrochemical IS, is named Electrochemical Impedance Spectroscopy (EIS). It focuses on IS applications to ionically conducting materials and electrochemical power sources [13]. The popularity of IS keeps improving especially after the prevailing of electronics and computers. Not only is it capable of dealing with complex processes, reactions, and variables through simple electrical elements, it is also a valid technique for power source diagnosis and system quality controls. This chapter focuses on the applications of EIS to rechargeable batteries and fuel cells.
The EIS measurement is conducted by superimposing an electrical stimulus on the output of the tested electrochemical system and measuring the resulting signal. The impedance of the measuring system is then calculated from the stimulus and its resulting signal by transform functions and Ohm’s Law. In this way, the performance of the system under measurement can be studied as a black box, which is described as “feeling an elephant that we cannot see” [14] in Mark Orazem and Tribollet’s book. Thus, for an electrochemical system, it is possible to study the properties of its interfaces and materials without taking the system apart. The word “
Different kinds of electrical stimulus can be used in EIS measurements, including a step function of voltage, a random noise, a single frequency signal, and any other types of stimuli generated by combining the foregoing three ones [16]. With the increasing commercial availability of measuring instruments, the characterization of electrochemical systems generally employs an
Several impedance measuring instruments are commercially available, including products from EG&G Inc., Gamry Instruments, Scribner Associate Inc., and AMETEK (Solartron Analytical and Princeton Applied Research). An instrument set basically consists of a potentiostat, or known as an electrochemical interface, connecting to a frequency response analyzer (FRA). Besides, a complete connection circuit for measurement requires an electronic load. Specifications of different instruments are designed for different scales of measurements. The feasibility and accuracy of measurements are determined by the frequency resolution, frequency accuracy, and bandwidth of instruments and electronic loads. For example, batteries and fuel cells are low impedance systems, usually much lower than 1 Ω (sometimes even down to milliohms) [16]. Their impedance measurement requires a high current and a low frequency bandwidth.
It is worth to noting that the choice of
There are two traditional modes for impedance measurements according to different regulating variables: potentiostatic mode and galvanostatic mode. Potentiostatic mode employs a small
A typical connection diagram for
A typical connection diagram for
Examples of (a) Nyquist plot and (b) Bode Plot generated by the diagram [
The two most preferred methods to present impedance data are the Nyquist plot and the Bode plot. Nyquist plot, named after Harry Nyquist, is a polar plot of the transfer function [20]. In some publications, it is also called the complex-plane plot or the Argand plot [16]. An example of Nyquist plot is shown in Figure 3a (plotting method adapted from [20]). This impedance spectrum is a set of continuous complex impedance points produced by the circuit diagram [
Nyquist plot can provide plenty information of impedance variables but failed to present their frequency dependences. Bode plot, named after Hendrik W. Bode, makes up this inadequacy. It displays the frequency dependence of a linear, time-invariant system, usually shown in logarithmic axis. Figure 3b is an example of Bode plot generated by the diagram [
There are mainly two methods to acquire models for impedance data interpretation, visually summarized and classified in a flow chart by Macdonald [13]. One mathematically establishes models based on the theory, which puts forward a hypothesis for physical and chemical processes contributed to the impedance. The other one utilizes empirical models, called equivalent circuits (EC). Some researchers also presented a combining method with both of them [22]. The values of certain variables, such as ohmic resistance, were acquired directly from the empirical EC simulation and used as known variables to establish the mathematical model. Whichever employed, the validations of data themselves are essential before simulation. The relations originally published by Kramers (1929) and Kronig (1926) (K-K Transforms) became a simple but effective method for data validation from 1980s, in order to ensure the causality, linearity, and stability of the measured systems [23, 24]. Both the mathematical models and the empirical ECs also have to be validated before data interpretation and system characterization. The fitting programs, generally following the procedures of complex nonlinear least squares (CNLS) fit algorithm (such as LEVM [25] and EQUIVCRT [26]), are employed to validate the derived models by estimating the parameter standard deviation and the goodness of fit [25].
Comparing to mathematical models, deriving an EC model is easier, faster, and more intuitive. An EC diagram is a physical electrical circuit which produces a similar load response to the measured system, derived based on both experiences and theories. The overpotential losses of the testing cell (electrochemical systems) are introduced by the impedances contributed by different physical and chemical processes occurring in the cell (electrochemical system). The impedances of different processes predominate different frequency regions. Thus, they can be identified and mechanistically discriminated by EC simulation according to different process relaxation times. However, the physical interpretation of circuit elements is not straightforward due to the uncertainty of EC diagrams. Different arrangements or combinations of EC elements can produce the same dynamic response when three or more elements are employed in one EC diagram. The only solution to overcome this difficulty is acquiring sets of impedance data with different variables and changing conditions.
Three basic EC elements along with their mathematical expressions and physical meanings [27] are summarized in Table 1.
The mathematical expressions and physical meanings [27] of ideal EC elements:
Nyquist plots of (a)
However, the ideal EC elements only are not able to reflect non-ideal factors in practical cases. A generalized element, constant phase element (CPE)
The (
The (
Based on the second Fick’s law, Emil Warburg developed expressions for the impedance response of diffusion processes in 1899 [14]. This is now called Warburg diffusion element (
Randles circuit [
Nyquist plot of Randle\'s circuit ([
Nyquist plot of a typical EC model for batteries and fuel cells [
Figure 6 [31] presents the impedance spectra of a typical EC diagram commonly used to simulate batteries and fuel cells. This diagram consists of three time constants. Its total impedance is the sum of the ohmic losses
The phrase "electric battery" was innovatively re-defined in late 1740\'s by Benjamin Franklin [32] when he described a series of his experiments with electricity. However, Franklin\'s "electric battery" referred to the pile of glass plate capacitors set up in 1748. The production and storage of energy were not achieved until Alessandro Volta designed and built his “crown of cups” and the columnar pile in late 1790s [32]. The Volta pile published in 1800 is generally acknowledged as the first battery because it fulfilled one of the most important functions of batteries: It stored energy in chemicals and converted it into electrical energy by chemical reactions. Although the first reversible system was successfully developed by Johann Ritter in 1802 right after the birth of Volta\'s pile [33], real rechargeable batteries (also known as secondary batteries) did not come out until Gaston Planté invented the first lead (Pb)-acid battery in 1859 [8]. The original concerns to the emergence and development of rechargeable batteries focused on the environmental problems caused by the toxic substances used in batteries. The pollutant substance, generally mercury, used in primary batteries was greatly reduced by decreasing the use of mercury batteries. And the reuse and recycle of rechargeable batteries also moderated the pollutions introduced by itself.
The greater contribution of rechargeable batteries to human beings was explored and well developed with the advancing requirements of grid energy storage. Since rechargeable batteries are feathered by reversible electrochemical reactions, they are able to adapt the energy supplement to the energy demand, that is to store energy in chemicals during valley period and convert energy into electricity during peak period. Having developed for over 150 years, rechargeable batteries have been matured in the commercial applications to automotive starters, electronic products, and all other portable electrical devices daily used. Even EVs requiring light power consumption, such as bicycles and wheelchairs, have been well commercialized. The development and commercialization of pure electric automobiles powered by a build-in rechargeable battery makes it possible to save human lives out from energy crisis and environmental pollutions caused by fossil fuels and combustion engines. The development of electric rail network began from the 19th century and prevailed in UK in most of the 20th century [8]. In the past few decades, electric bicycles also predominated in city transportations in China. One of the most challenge issues is the range limitation that an EV can travel with unit battery charge time.
Nelson [34] extensively analyzed and reviewed power requirements for batteries in the HEVs. He recommended for HEV applications that the hybrid driving duty cycle was able to be realistically performed at an operating window between 30% SoC and 70% SoC hybrid limits. He also proposed a nominal hybrid operation range of 40-60% SoC. There is an inefficient charging process above the hybrid limit (>70~80%), and the power output capability is insufficient for start-up, acceleration, or other low-speed driving needs below the hybrid limit (<20~30% SoC).
In general, batteries are expensive and necessary for operating maintenance, and also have limited cycle life. The impedance technique can be applied to dynamic modeling of battery behavior and
As the first type of rechargeable battery, the Pb-acid battery system has features of high-rate discharge ability, suitable specific energy, highly acceptable reliability and toughness. Also, it is commercially beneficial in production and recycle processes because the Pb-acid battery is made primarily from the same low-cost initial material [36]. Recently, the advanced Pb-acid battery systems for on-board energy storage have been developed and applied to the HEVs [37-39]. A Pb-acid ultrabattery has been developed within a single battery container by Furkawa
The concentrated H2SO4 solution is applied in the Pb-acid battery as electrolyte, which is potentially dried out due to the high-temperature working environment. The ionic resistance of the normal operating battery is negligible and makes a small contribution to the series resistance of the battery which depends on the SoC. The unique feature for the battery is that the electrode processes involve a dissolution–precipitation mechanism. The electrolyte concentration varies with the change of the battery SoC level due to generation of SO42− ions during charge reaction and consumption of SO42− ions during discharge process, i.e. both electrodes converted to lead sulfate - double-sulfate reactions. Many challenges for traditional Pb-acid batteries are described as relatively low cycle life (50-500 cycles), especially in electrical vehicle applications, limited energy density, sulfation caused poor charge retention, sulfation during long term storage, and health hazard in designs with antimony and arsenic in grid alloys.
The Gamry FC350TM system with an electronic load was applied to the battery impedance tests. The measuring circuit was connected as shown in Figure 2 [19], simply replacing the PEM stacks with the batteries. The sinusoidal current signal from the Gamry system, working in the hybrid-impedance mode, modulated the current from the Pb-acid batteries. The hybrid EIS mode was applied for the experiments in order to obtain the impedance data of the rechargeable batteries at various frequencies. The non-linear least squares (NLLS) fitting algorithm was utilized for the impedance spectrum to find the model parameters for best agreement between the simulated impedance spectra and the measured impedance data. The tests were conducted on the Pb-acid batteries by a unique impedance method,
Impedance tests were conducted on three ordinary types of Pb-acid batteries in the experimental work [41]. One (AGN-8) was malfunctioning and taken out from a Toyota car after eight-years’ SLI use. The second one (BDU-S) was at rest for
Figure 7 [41] shows the Nyquist plots of three Pb-acid batteries obtained at the load of 5 A. The interesting curve is the one collected from the AGN-8 battery after eight-year’s SLI service in vehicle. The battery has been running for eight years and approximately close to its cycle life for the SLI work. The loop curve is clearly different from other Pb-acid batteries near the high frequency side. However, the curves simulated from the circuit diagram [
Nyquist plots of three batteries tested at 5A load [
Non-destructive tests of the defective BDU-S battery at 1 A load [
The BDU-S battery was also analyzed based on the EC simulation with the circuit [
The simulation of the complexity of modern power electronics is very difficult and impedance-based battery models potentially provide useful physical elements and suitable parameters for system dynamic evaluations. The battery performance is considerably non-linear and the dynamic performance is determined by numerous parameters such as battery life-time, operating temperature, SoC, and depth-of-discharge (DoD). EIS is a useful tool to get suitable chemical and physical parameters for simulation of battery power systems. The development of high-rate long-life HEV batteries and deep-cycle long-life EV batteries is significantly important for future batteries in vehicle applications. Flat thin-plate structures have been designed and made further improvement for cranking power needs and deep-cycle requirement. The amount of lead used in the battery has been greatly reduced using this related technology. It is necessary for future work to examine battery chemistry and advanced electrode processes, estimation of mass transfer limitations, and exploration of the failure mechanisms. Numerous important factors including active material, utilization of active material, current collector, support configuration, electrolyte, separator, and system safeguarding (thermal management and gas recombination) are related to battery performance and operating life-time. For SLI applications nearly more than 100 years, Pb-acid batteries have been utilized to provide automobile reserve power requirements. This is because the Pb-acid battery provides the greatest cost/performance ratio among all batteries. The battery designs using advanced concepts and structure enhancements likely produce novel battery power systems with required performance. These efforts potentially stimulate the further technical developments for the deep-cycle and high-rate power needs in energy storage and power reserve applications.
Unlike the traditional Ni-Cd and Pb-acid batteries based on the dissolution-precipitation mechanism with dendrite formation possibility during charge and discharge, the mechanism for a Ni-MH battery is the movement of hydroxide ions between a metal hydride (MH) electrode and nickel hydroxide electrode. This simple mechanism produces a long battery cycle life of more than 1000 cycles, higher power capability, and a dense electrode structure [42]. The battery has natural protection against overcharging and over-discharging with oxygen and hydrogen recombination inside the cell to form water. The overcharge process, over-discharge process, capacity retention, and the
Enhanced energy storage efficiency means less production of CO2 greenhouse gases and lower emissions of NOx and SOx for improving acid rain environment. Battery energy storage and fuel efficiency are significantly important for the HEV fuel economics. The charge acceptance, power output capability, and battery cycle-life are key factors for its application in the energy rapid storage considerations. The basic principles and electrochemical reactions occurring in the Ni-MH cell are described as follows [43, 44],
At the positive electrode,
At the negative electrode,
The overall cell reaction is written as
The nickel electrode is thermodynamically unstable in the sealed cell and oxygen-evolution occurs at the electrode as a parallel and competing reaction. The parasitic reaction during charge and overcharge is expressed as
This reaction happens during the battery processes of charge and overcharge. Reaction (8) starts as a parallel side-reaction, competing with the primary charging Reaction (5) at a certain state-of-recharge (SoR, i.e. the actual charge input as percent of the battery-rated capacity). At a higher charging rate, the difference between SoR and SoC may even start earlier due to higher potential and mass transfer limitation of the electrolyte. Hence, the HEV storage application preferably uses the 70%~80% SoC level as the higher hybrid operation limit. However, the nickel-based battery is normally designed that the cell capacity is limited by the positive electrode. The negative to positive capacity ratio varies from 1.5 to 2.0. The evolved oxygen from the positive electrode diffuses to the MH electrode and recombines to form water. Typically, the discharge reserve is approximately 20% of the positive capacity [43]. The range from 0 to 20% SoC level is called as deep discharge region. In order to ensure proper power output capability, the HEV energy storage considers the 20~30% SoC level as the lower hybrid operating limit [34].
The impedance tests were conducted by the same equipment and measurement connection used for the tests of the Pb-acid batteries. Small amount of the consumed capacity of the Ni-MH battery was estimated and charged back after each test of impedance measurement. After the Ni-MH battery was prepared for impedance measurement at another SoR, the Gamry impedance system together with an electronic load, operating in hybrid impedance mode, modulated the current information from the working battery at load. At the same time, the current signal at the electronic load was sent back for the computer data management. The Gamry system collects these measured data and creates the data files for further impedance data processing and circuit simulation.
The Ni-MH battery was charged to a certain level of SoR at a 0.2 C rate and then conducted impedance tests with an electronic load. The battery capacity was measured as 3.7 Ahr at 0.2 C rate and impedance data were collected in condition of 0.37 mA load and 5 mV
Simulated curve via an EC model of [
Both the energy quick consumption and alternative fuel development require further improvement of energy efficiency for lowering costs and reducing emissions. The zero exhaust is the most attractive advantage of fuel cells over other energy conversion technologies. In comparison with batteries, fuel cells require a continuous fuel supplement as long as they convert chemical energy to electricity. The first fuel cell can be traced back to William Grove\'s "gaseous voltaic battery" developed in 1839 [45]. This prototype successfully proved that the reaction of hydrogen and oxygen could produce electricity. After many attempts at improving the “gas battery” by several investigators, Ludwig Mond and Carl Langer significantly achieved the practical one. Their “new gas battery” published in 1889 [46] was considered as the prototype of current fuel cells. However, it was not until 1960s when the commercial application of a fuel cell was realized for the first time in NASA\'s Gemini program [47]. General Motors produced their hydrogen powered fuel cell vehicle in 1967 [47], inspiring the research and development of fuel cells to be commercially applied to automotives and replace combustion engines.
Generally, fuel cells are classified into five main types based on different electrolyte [16]. Alkaline fuel cell (AFC) utilizes aqueous alkaline solutions as electrolyte. It is now able to operate below 100°C. Proton exchange membrane (PEM) fuel cell is featured by the solid polymer electrolyte. Its low temperature operation and high energy conversion efficient make it become one of the most promising solution to combustion engines. Phosphoric acid fuel cell (PAFC) uses concentrated or liquid phosphoric acid (H3PO4, abbreviated to PA) as electrolyte and operates at around 200°C. Molten carbonate fuel cell (MCFC) and solid oxide fuel cell (SOFC), operating at extremely high temperature, overcome the poisoning issues of the other three types and reduce operation costs. An electrical efficiency of 60% were reported to be achieved in 2009 by a natural gas powered SOFC device (Ceramic Fuel Cells Limited).
Fuel cell systems produce much higher efficiency than combustion engines; however, two major challenges, high cost and low reliability, have to be overcome to implement its successful commercialization. Properly designed fuel cell systems can be a reliable and durable method to provide high efficient and environmentally friendly power sources for many applications, including global transportations, portable devices, and residential backups. Integrated systems, consisting with the subsystems of fuel processor, fuel cell, power electronics, and thermal management, can successfully fulfill the production of both electricity and heat simultaneously from the same power source, called combined heat and power (CHP) [15].
Comparing to battery investigations, EIS dedicated more contributions to the development and diagnostics of fuel cells. Impedance measurement, analysis and EC simulation can be conducted to investigate component fabrications, interfacial processes, transfer mechanisms and cell degradations of several types of fuel cells. Current fuel cell investigations are mainly focus on cell degradation, recoverable poisoning, state of MEA health, and stability of long-term operation. The EC models, plausible explanations, and remaining problems of conventional PEM fuel cells and high temperature PEM fuel cells will be reviewed and presented in this section.
The Ballard NexaTM fuel cell system [19, 30, 48] was connected to the measuring circuit (Figure 2 [19]). The power module contains one PEM stack consisting of 47 single planar fuel cells, each with an active area of
The tests were conducted on three PEM stacks numbered #308, #515, and #881, identical to each other. There were totally five sets of impedance tests of the stacks published with different scales listed below [19, 30, 48]. The impedance data of the stacks were collected at different current levels without embedded system controller in most of the tests. However, several sets of impedance data were collected from the stacks together with the embedded controller board. The Gamry FC350TM fuel cell monitor connecting to a TDI-Dynaload® RBL488 programmable load was employed to obtain impedance data. Different small
Single cell tests
The single planar fuel cells in the stack #308 were tested separately at the temperature of 26ºC under varying current loads of 0.2 Adc, 0.5 Adc, and 1.0 Adc, without the embedded system controller [30]. The single cells are numbered from the anode side to the cathode side. An
Group cell tests
Four fuel cell groups consisting with different number of single cells (12, 24, 36, and 47 cells respectively) in the stack #308 were tested at the temperature of 26ºC and a current load of 0.2 Adc without the embedded system controller [30]. A desired
Single stack test
The single stack tests were conducted individually on the stack #308 [30], #515, and #881 [19, 48]. Impedance data of the stack #308 were measured with and without the embedded system controller at relatively steady state under each current load using an
Nyquist plots of single cells numbered #10, #31, and #47 of the PEM fuel cell stack #308 in the NexaTM PEM system [
Nyquist plots of the PEM fuel cell stack #515 in NexaTM PEM system. (a) The PEM fuel cell stack is equipped with embedded controller, compressor, and other electronic devices; (b) The PEM fuel cell stack is running while its controller board and other electronic devices uses an external power source [
Group stack tests – two stacks in series
The PEM stack #515 and #881 were operated in series as one power source [19]. The impedance of the stack group with the embedded system controllers was measured with a desired voltage perturbation of 150 mV in hybrid mode. The current of 5 Adc, 10 Adc, 15 Adc, and 30 Adc were loaded to the whole power system. The impedance spectra present the similar behavior as the single stack (Figure 12a [19]).
Group stack tests – two stacks in parallel
The PEM stack #515 and #881 were operated in parallel as one power source [19, 48]. The impedance of the stack group was measured following the same procedures as the measurement of the series stack group. A desired
Nyquist plots of the PEM fuel cell stacks #515 and #881 (a) in series and (b) in parallel operation embedded with system controller, compressor, and other electronic devices [
A three time constant diagram, [
It can be observed that at high frequency region (the smaller semi-circles closer to the origin of the coordination) the simulated curves are well fitted to the measured data. On the other hand, the simulated curves at lower frequency region (the large semi-circle dominating the stack impedance) derivate from the measured data. The (
The performance of a conventional PEM fuel cell is limited by its operating temperature. The traditional perfluorosulfonic acid (PFSA) membrane exhibits great conductivity, excellent thermal and chemical stability, and considerable economic efficiency, but suffers from severe degradations at the temperature higher than 100°C. Thus, it is desired to develop alternatives to PFSA membranes to overcome this drawback.
Generally, the alternative membranes can be classified into three groups according to different methods of membrane fabrications. One is to attach charged units to a conventional polymer [50]. Most attentions to this type of alternative membranes have been paid to sulfonated polymer membranes and their composites [51]. Another group of membranes is named inorganic-organic composites or hybrid, which are fabricated by incorporating a polymer matrix with inorganic compounds [50]. Modified PFSA membranes [51], especially modified Nafion membranes [52, 53], are highly recommended due to competitive advantages of PFSA membranes in PEM fuel cell applications over others. Modifications of PFSA membrane are mainly focused on the proton conductivity at higher temperature, water uptake and retain at higher temperature, low humidification operations, and mechanical stability at higher temperature.
The third group of alternative membranes is acid-base polymer membranes. This type of membranes is complexes fabricated by doping strong acids or polymeric acids in conventional polymers [50]. So far, phosphoric acid (H3PO4, abbreviated to PA) doped polybenzimidazole (PBI) has been found to be one of the most commercially promising materials for PEM fuel cell operating at temperature higher than 100°C. The advantages of PBI over other polymers, including low cost [54], high glass transition temperature [55], excellent textile fiber properties [56], and great thermal stability [57], promised it to be an excellent polymer for membrane fabrications. One of the most significant advantages of a PA doped PBI membrane over a PFSA based membrane is that its conductivity no longer relies on the water content due to its unique proton conduction mechanism [50, 58-60], but strongly depends on the PA doping level [50, 61-63] and the operating temperature [50, 63, 64].
There are only limited studies of EIS applications to high temperature PEM fuel cells. Impedance measurement was pioneered to study the electrical conductivity of PBI-based films at the end of 1990s. Fontanella and his co-workers [65] utilized impedance measurement to study the conductivity of PA doped PBI films at the temperatures below 100°C at a pressure up to 0.25 GPa. Soon after that, Bouchet and Siebert [61] published their work of measuring the conductivity of acid doped PBI films with the help of impedance measurement. However, in these works, impedance measurement was utilized only as an auxiliary method.
EIS was not applied to a membrane electrode assembly (MEA) or a fully constructed PEM fuel cell based on high temperature membrane until 2005. Xu [66] employed impedance analysis to study the effect of relative humidity (RH) on oxygen reduction reaction (ORR) kinetics for a high temperature PEM fuel cell manufactured from Nafion-Teflon-phosphotungstic acid (NTPA) membranes. Almost at the same time, Ramani [67] published their impedance measurement to a PEM fuel cell based on PA doped Nafion membrane at 120°C and 35% RH.
Several EIS studies on PA-PBI based high temperature PEM fuel cells emerged from 2006 [68-72]. Jalani and his co-workers [68] published their impedance analysis of a single cell assembly, named Celtec®-P series 1000 MEA (BASF Fuel Cell). Qi and his group [72] applied EIS to study the performance and degradation of a PA-PBI based PEM fuel cell at 180ºC under a current density of 0.2 A cm-2. However, both groups did not perform EC simulations of the cell impedance. At the same time, a more completed EIS application was published by Jingwei Hu and his co-workers [22, 69-71], which included a series work of impedance measurement and analysis, EC simulations, and degradation tests of cell performance.
The published applications of EIS on high temperature PEM fuel cells, although limited, present different measurement results one from another. Several different EC diagrams were proposed to interpret measured impedance data. An ohmic resistance, introduced by cell components (electrodes, membranes, gas diffusion layers, and other supporting plates) and connections, and a wiring inductance were involved in impedance analysis of all published works. Main differences exist in the analysis and interpretation of polarization impedance. Cells tested with different configurations and operating conditions perform differently from each other; however, they should behave certain characteristics in common, especially the cells with the same type of membrane. The EIS applications to high temperature PEM fuel cells based on PA doped PBI membranes will be summarized and discussed in the following section. The emphases are placed on EC simulations and data interpretations.
So far, up to three arcs have been reported in Nyquist plots of measured impedance spectra, but they were not well separated in all cases. One arc overlapped with its neighboring ones when they shifted to a similar frequency range with the change of cell operating conditions. In some circumstances, one arc decreased to be negligible. The processes involved in data interpretation mainly include charge transfer process, mass transfer process, and gas diffusion process. However, some groups observing two impedance arcs in Nyquist plot preferred to classify the impedance arcs into anodic and cathodic processes [73-78].
Ohmic resistance
Ohmic resistance,
The effect of operating temperature on
where
But, inconsistent with these results, many other researchers reported an increase of
High frequency (HF) impedance arc
This arc appears right after the wiring inductive loop as frequency decreases in Nyquist plot. And generally it is quite a small semi-circle comparing to the following impedance arcs. It dominates the region of frequency from above 100 Hz up to 1000 Hz [68, 78, 79, 81-84], or even higher. The effects of temperature [79, 82] and current density [81, 82] on this impedance arc are observable but not as significant as on other impedance arcs dominating lower frequency regions. The resistance of this HF impedance arc decreases with increasing current densities, and its time constant decreases with increasing temperature. The latter can be observed in Nyquist plot as the impedance arc shifts toward higher frequency, or “shrinks”. Kinetically, this phenomenon can be explained as the process occurring faster at higher temperature.
It was validated and discussed in many published works that this HF impedance arc is contributed by charge transfer processes. Its impedance is generally simulated by the (
Middle frequency (MF) impedance arc
This arc is contributed by the most dominating process occurring in the cell. It usually appears as the largest semi-circle in Nyquist plot and spans from 100 Hz to 1 Hz [68, 78, 79, 81-84]. A consistent interpretation proposed for this arc were widely accepted in published cases that an activation process related to ORR contributed to this polarization loss.
In some cases, only one impedance arc was observed in Nyquist plot [22, 69-71, 85, 86]. The low frequency (LF) arc does not perform significant contribution to the total impedance at all circumstances (discussed later in the part of “LF impedance arc”). And sometimes, as mentioned in the discussion of HF arc, the HF arc shrinks to be hardly noticed. Thus, the only arc observed can be explained as mass transfer processes. In this case, the HF arc actually merges with the MF arc and the total impedance appears as one arc.
Low frequency (LF) impedance arc
This arc only appears in some certain cases when the contributions of concentration processes to cell impedance are comparably significant. Generally, it dominates frequency region below 1 Hz down to around 0.1 Hz [68, 78, 79, 81-84]. The impedance of this arc strongly depends on the compositions of cathode inlet gas, generally consisting of air, oxygen, or a mixture of them. The LF arc enlarges with the increase of current loads and dominates the total impedance at high current loads instead of the MF arc. Studies on oxygen stoichiometry can provided further information for the study of diffusion processes.
This chapter emphasizes the existing necessities for the improvement and development of energy storage and conversion systems and highlights the competence of Electrochemical Impedance Spectroscopy (EIS) to dynamically characterize electrochemical systems. As the background, this chapter briefly provided fundamental knowledge of impedance measurement and data interpretation. The EIS applications are mainly focused on Pb-acid batteries, Ni-MH batteries, conventional proton exchange membrane (PEM) fuel cells, and high temperature PEM fuel cells based on phosphoric acid (H3PO4, abbreviated to PA) doped polybenzimidazole (PBI) membranes. For the rechargeable batteries and the conventional PEM fuel cells, investigation examples are presented with discussions on research challenges and further development. The high temperature PEM fuel cell is a freshly emergent research area. There are obvious differences between the behavior and variation tendency of impedance data collected from different systems. Several equivalent circuit (EC) diagrams and their physical interpretations were proposed for different high temperature PEM fuel cells. However, more experiments and impedance data are required to develop a consistent, validated, and generally accepted theory. Developed for over a hundred years, EIS will continuously contribute to the characterization, diagnosis, quality control, and further advanced areas of energy storage and conversion systems for energy economic considerations.
This work was performed under a U.S. Army contract at Auburn University (W56HZV-05-C0686) administered through TARDEC. The authors would like to thank members from the Center for Microfibrous Materials for their assistance and contribution to this work.
In humans, the appropriate and measured behavioral responses to environmental cues are under control of the limbic nervous system which is composed primarily of the amygdala, hippocampus, thalamus, and hypothalamus [1]. In order for sensory inputs to the cerebral cortex to result in the appropriate responses in the body, sensory inputs relay from the cerebrum, to the limbic system and then from the limbic system to the body either through the brainstem or through the pituitary gland. It is when relaying sensory inputs from the cerebral cortex to the body that the limbic system also assigns emotional value to sensory input and sets or fixes that value by learning and remembering the rewards and punishments associated with specific environmental cues. The amygdala is known for assigning a scaled value to negative threats and stressors which the amygdala then communicates to learning and memory centers in the hippocampus so that human behavioral responses to negative cues can be consistent and appropriate. The amygdala also stimulates the hypothalamus to secrete corticotrophin-releasing hormone (CRH) which in turn stimulates the pituitary to release adrenocorticotropin hormone (ACTH), which in turn stimulates the adrenal cortex to secrete glucocorticoids including primarily, cortisol in what is known as the HPA-axis [2, 3, 4]. The hypothalamus can also send signals through the brainstem and activate the adrenal medulla to secrete epinephrine and norepinephrine. Cortisol, epinephrine and norepinephrine are hormones that can signal body wide changes in metabolic rates, breathing, heart rate, blood pressure and a variety of other appropriate body responses to the presence of an environmental threat or stressor [2, 3]. Anxiety is the feeling of fear or worry that arises from the neurochemistry of the amygdala in response to negative environmental cues and the activation of the HPA-axis and the overall preparation of the body to meet the challenges of a threat or stressor and while anxiety is a negative feeling, when it is in proportion to the actual threat a stressor presents, anxiety can be a normal and even healthy part of an adequate response to the stressor [5, 6, 7]. However, excessive and prolonged anxiety that is unwarranted by the environmental cue and exaggerated in proportion to the actual threat level leads to inappropriate and prolonged activation of the HPA-axis and cortisol release which is associated with inflammatory damage and other pathophysiologies that further stresses the human body system [2, 3, 4]. In these cases anxiety interferes with normal and health everyday life and is considered an anxiety disorder [8, 9].
People suffer from five different types of anxiety disorders; generalized anxiety disorder (GAD, obsessive compulsive disorder (OCD), panic disorder (PD), social anxiety disorder (SAD), and posttraumatic stress disorder (PTSD) [8, 9]. Each of these anxiety disorders can be described by the level of synaptic neurotransmitters and cell surface neurotransmitter receptors in the amygdala [1, 8, 9]. For example, GAD is associated with decreased activity of the inhibitory neurotransmitter, GABA. GABA acts on GABAA receptors on neurons within the amygdala to inhibit signals and help to assign lower threat values to certain stressor. Down regulation of the GABAA receptor and the subsequent reduction of GABA signaling in the amygdala leads GAD through elevated valuation of threats [10]. Similarly, PD is also associated with decreased GABAnergic transmission and subsequent over stimulation of neural pathways, however in PD the decrease GABAnergic signaling may be due to reduced level of the GABA neurotransmitter itself and not due to decreased GABAA receptors as seen in GAD [9, 11, 12]. While GABAnergic pathways in the amygdala are inhibitory and stress reducing, glutamate, the major stimulatory neurotransmitter, when over active in the amygdala enhances stress and can lead to OCD. Pharmacological enhancement of glutaminergic signals in the frontolimbic regions of the brain enhance anxiety and imaging studies have shown increased glutaminergic activity in various structures of the limbic system in the brain [13, 14, 15]. PTSD and SAD also appear involve increased glutaminergic activity in the amygdala [9, 16]. GABA and glutamate influence the feeling of anxiety be reducing and enhancing the perceived threats, while the neurotransmitters, serotonin and dopamine are associated with the reward and pleasure pathways of the limbic system and can influence the overall perception of environmental stressors generally reducing anxiety. For example, SAD is associated with both decreased activity at serotonin receptors and also decreased dopamine levels in limbic neurocircuitry [9, 16, 17]. Taken together, anxiety disorders involve irregularities in the levels of neurotransmitters and neurotransmitter receptors in the neurocircuitry of the limbic system. The inappropriate levels of neurotransmitters and their receptors can lead to hyper activity in regions of the limbic system such as the amygdale and lead to incorrect and unhealthy assessment of the risks and threats associated with stressors or lack of stressors and lead to anxiety and fear potentially even in the absence of threat. Activation of the HPA-axis can contribute to both the clinical signs and symptoms of anxiety and also lead to chronic glucocorticoid induced pathologies which serve and further internal stressors and add to anxiety. Treatments for anxiety disorders have therefore focused on developing drugs that correct and manage the levels of neurotransmitters and neurotransmitters receptors and signaling in the limbic system pathways and particularly in the amygdala.
GABAnergic benzodiazepines are the favored class of anxiolytic medications [10, 11, 18]. The diazepine ring is a seven membered ring structure containing two nitrogens and this diazepine ring and when fuses with a benzene ring forms a benzodiazepine that can bind to GABAA receptors on neurons in the brain [18]. Benzodiazepines are favored due to their lesser side-effects compared to other anxiolytic drugs, although side effects are still concerns [18]. The mechanism of benzodiazepine signaling is binding to either GABAA or GABAB receptors and allowing either chlorine ions into the cell at the synapse or stimulating the release of potassium from the cell into the synapse respectively [10, 11, 18]. In the cells of the amygdala, the chlorine influx inhibits the signaling of the pathway and diminishes the level of potential threat assigned to a sensory input or any external or internal stressor. People with GAD and PD express low levels of GABAA and produce less GABA respectively thereby limiting the patient’s ability diminish the signals from stressors is associate with a heightened sense of fear and worry. By being GABAnergic the benzodiazepines help to restore or boost the GABAnergic pathway and the therefore the reduction of anxiety. Alternatively to drugs that act in a GABAnergic fashion, serotonin and dopamine uptake inhibitors, often used for depression, reduce anxiety and fear by increasing levels of these “feel good” neurotransmitters in the limbic neurocircuitry. Low synaptic serotonin and dopamine in the amygdale and nucleus accumbens is associated SAD. Serotonin uptake inhibitors (SSRIs) and noradrenalin and dopamine reuptake inhibitors (NDRIs) increased the level of serotonin and dopamine in the synapse and have been used to treat depression and also provide relief from anxiety and anxiety disorders. [18, 19, 20, 21, 22].
In addition to the development of new drugs that interact with the amygdala and HPA-axis, anxiety can also be addressed by diet. The diet can be associated with anxiety in two main ways. First, if a diet is deficient in nutrients such as selenium, lysine, magnesium and inositol, changes in food consumptions or dietary supplementation can replace the deficient nutrient, balance the diet and alleviate anxiety [23]. Further, dietary deficiencies in antioxidants can lead to the buildup of reactive oxygen species (ROSs) that form as a part of normal metabolism and are reactive chemicals that can bind to DNA, lipids and proteins leading to DNA and membrane damage and cellular toxicity. This cellular damage serves as a stress signal and is associated with anxiety [24, 25]. Therefore, increasing dietary antioxidant intake can help with anxiety. Second, food nutrients can directly affect the neurochemistry of the limbic system by either directly boosting GABA or Serotonin levels or by binding to neurotransmitter receptors. For example, GABA is an amino acid is available directly in the diet. Further the amino acid, 5-hydroxytryptophan is a serotonin precursor and is a popular dietary supplement taken to easy feelings of anxiety and stress. While it is not clear if increasing oral consumption of GABA and 5-hydroxytrptophan can increase brain GABA and serotonin levels, clinical studies have shown and relaxing effect of GABA and 5-HTP supplementation [23]. The neurochemistry of the brain can also be altered by food chemicals eaten from bacteria, fungi and plants that have nutraceutical effects by acting in a drug-like fashion as cell signaling molecules and alerting cellular behavior. In this chapter we focus on food nutraceuticals that are anxiolytic in humans and alter the neurochemistry and the amygdala and other limbic structures in the brain. Of particular interest are anxiolytic phytochemicals that in addition to changing the brain neurotransmitter physiology also stimulate neuronal plasticity through the activation and or potentiating of neurotrophin receptors and signal transduction pathways.
Recent studies have revealed that numerous anxiolytic substances, including endogenous neurotransmitters, anxiolytic drugs, and nutraceuticals, are also neurotrophic in that they also activate the brain derived neurotrophic factor (BDNF) pathway, the neurotrophin-3 (NT-3) pathways and the nerve growth factor (NGF) pathway by binding to or potentiating the TRKA – C neurotrophin receptors and directly activating the ERK1/2 signaling pathway leading to neuroplasticity [26, 27, 28, 29, 30, 31, 32, 33, 34, 35, 36, 37]. This is important because neurotrophins can regulate neuroplasticity not only during development but also during learning and the establishment of memories [35, 36, 37]. Neurotrophins are small soluble signaling molecules that can diffuse between cells to play a role in cell–cell communication [35, 36, 37]. These neurotrophic factors include BDNF, NGF and NT3 bind to cell surface molecules on neuronal cells known as the tropomyosin receptor kinases (TRK) A – C respectively [35, 36, 37]. Neurotrophin signaling is associated with neuritogenesis or new neurite formation in neuronal cells. The changes in cell shape associated with the establishment of new neurites and therefore potentially new connections is known as neuroplasticity [35, 36, 37]. Recent attention has been brought to the idea that in so far as anxiety is related to the memories of trauma and the establishment of a learned threat level in the perception of stressors through neuroplasticity, perhaps anxiolytic phytochemicals with neurotrophic activity can be used to reduce anxiety not only through changes neurotransmitter activity, but also by providing the plasticity required to relearn and reduce the emotional value ascribed to a stressor thereby also facilitating the reduction in anxiety [26, 27, 28, 29, 30, 31, 32, 33, 34]. Therefore anxiolytic phytochemical neurotrophins are important because they offer a new area of research into not simply adjusting neurotransmitter activity, but to the development of natural treatments and drugs that can actually reverse the neurocircuitry associated with anxiety through neuroplasticity and relearning. It is important to note however, not all anxiolytic phytochemicals are capable of stimulating neuroplasticity. The following section of this chapter will present all nutraceutical phytochemicals that are anxiolytic in human clinical trials that also show potential for stimulating neuroplasticity either by directly stimulating neuritogenesis or neurite outgrowth neuronal cells or by binding to the TRKA-C neurotrophin receptors and or by the activation of the neurotrophin ERK1/2 signal transduction pathway and others associated with neurite formation.
In this chapter we present only plants and plant extracts that contain phytochemicals that are both shown to be anxiolytic in human clinical trials and also possess neuroplastic properties (Table 1). The specific anxiolytic nutraceutical or phytochemical in the plant is in most cases not known, in part because neuroactive plants usually contain many nervine agents. Often however there is a suspected phytochemical or group of phytochemicals thought to be responsible for the anxiolytic activity. In some cases the anxiolytic nutraceutical in the plant extract is the same phytochemical that has the neurotrophic activity, while in other cases it may be a different phytochemical in the plant extract. Anxiolytic drugs adjust neurotransmitter and neurotransmitter receptors levels which leads to increased drug insensitivity, extreme withdrawal effects and a return to imbalance neurotransmitter and neurotransmitter receptor levels when and if the drug is removed. In addition to altering neurotransmitter and receptor levels neuroplastic anxiolytics also stimulate the new neurite connections associated with learning and remembering appropriate responses to stressors. If a new response to a threat is learned, then treatment of the anxiety disorder may not require dosage increases and the newly learned healthy perceptions of threats could remain with the patient even if the drug or treatment is removed or reduced. This would represent a tremendous advancement in the treatment of anxiety disorders. Table 1 is a list of the fourteen clinically supported anxiolytic plants that also have neuroplastic properties.
Green Tea/theanine | Increases brain BDNF levels | hippocampal cells | [45, 46] |
Increases brain NGF synthesis | Neural stem cells | ||
Potentiates NGF at TRKA | |||
Chamomile/apigenin | Increases hippocampal BDNF | N2a cells | [55, 56, 57, 58] |
ERK1/2 kinase activation | |||
Lavender/N.D. | Increases brain NGFR | neuronal cells | [67, 68] |
Ashwagandha/N.D. | Increases brain GDNF | hippocampal cells | [75] |
Passion Flower/apigenin | Potentiates NGF | PC12 cells | [80] |
Cannabis/CBD | Binds TRKA | PC12 cells | [88] |
Activates ERK1/2 | |||
Valerian/Sesquiterpenes | Increases BDNF secretion | PC12 cells | [102, 103] |
NGF potentiation | |||
Citrus/limolene | ERK1/2 activation | PC12 cells | [110, 111, 112, 113] |
Saffron/N.D. | Increases BDNF and GDNF | N.D. | [116, 117] |
Bacopa Monieri/saponins | Increases brain NGF and | N.D. | [120, 121] |
BDNF levels | |||
Skullcap/baicalin | Increases brain BDNF | N.D. | [126, 127] |
ERK1/2 activation | |||
Increases NT-3, BDNF | stem cells | [130, 131] | |
and NGF; ERK1/2 activation | |||
Hops/prenylflavinoids | TRKA signaling | PC12 cells | [135, 136] |
dorsal root ganglia | |||
N.D. | hippocampal cells | [141, 142] | |
dorsal root ganglia |
The neurotrophic activities of anxiolytic plant extracts and phytochemical nutraceuticals.
All plants listed above have been shown to be anxiolytic in human clinical trials. In some cases the anxiolytic molecules and neurotrophic activities have not been determined (N.D.). Neurotrophic activities are those associated with activating neurotrophin signaling pathways by increasing levels of neurotrophin (NGF, BDNF, NT3, GDBF) synthesis, or by directly binding to neurotrophin receptors (TRKA, TRKB, TRKC and NGFR) or by activating the ERK1/2 signaling pathway. Another neurotrophic activity is the induction of neurite outgrowth or neuritogenesis in neuronal cell cultures and in. In these cases the names of the cells or tissues showing a neuroplastic response is provided.
Theanine is an amino acid that when taken as a green tea extract or in a purified form is able to reduce anxiety in clinical trials [38, 39, 40]. When administered in a double blind placebo controlled study, theanine was shown to reduce stress-induced salivary cortisol levels [39]. However in other studies, while theanine did improve the sleep in people with GAD, theanine did not reduced anxiety scores on the HAMA scale [41]. Both animal and in vitro studies have suggested that theanine supplementation increases brain serotonin, dopamine and GABA levels and that the cellular target for theanine includes glutamate receptors to which theanine binds and antagonizes the stimulating action of glutamate on neurons [42, 43, 44]. With regard to neuroplasticity, theanine facilitates neuritogenesis in the developing rat hippocampus and enhances object learning memory [45]. Further, dietary theanine increases nerve growth factor (NGF) levels in the developing rat brain [46]. Theanine is not the only green tea molecule that can affect neurotrophin activity. The catechins from green tea have been show to potentiate BDNF binding to TRKB receptors in PC12 cells and enhance neurite outgrowth [47], and potentiate NGF signaling through TRKA receptors and enhance neurite outgrowth also in PC12 cells [48]. Further, the green tea catechin, green tea polyphenol (−)-epigallocatechin-3-gallate (EGCG) also stimulates neurite outgrowth in cultured PC12 neurons [49].
In clinical trials, chamomile has been shown to decrease the symptoms of general anxiety disorder [50, 51], in part by exerting an effect on diurnal cortisol changes [52]. While not yet known, apigenin is a plant flavone component of chamomile which is thought to contribute to the anxiolytic effects of chamomile [53]. Interestingly, apigenin increases neurite formation in murine N2a cells [54] and reverses PTZ induced behavioral impairments in mice by increasing hippocampal levels of brain derived neurotrophic factor (BDNF) [55]. Apigenin also has been shown to increase hippocampal BDNF levels in a chronic corticosteroid treatment model of depression in mice [56]. Apigenin also activates the ERK1/2 pathway in PC12 cells and while not sufficient to stimulate differentiation in PC12 cells [57], apigenin does increases neurite outgrowth in estrogen receptor expressing PC12 cells [58] again linking dietary phytochemicals that are anxiolytic to neural plasticity.
Lavender oil also has anxiolytic effects in clinical trials in which it can both reduce anxiety associated with stressful event such as surgeries and recovery and also reducing anxiety in anxiety disorders [49, 50, 51, 52, 53, 54, 55, 56, 57, 58, 59, 60, 61, 62, 63]. Targets for lavender oil include the 5-HT1A serotonin receptor, the NMDA receptor and the serotonin transporter (SERT) [64, 65]. Linalool, a lavender oil terpene in specific can bind to SERT [64]. In a clinical trial where subjects were subjected to stress, linalool helped to reduce stress as measured by salivary cortisol levels, blood pressure and heart rate [66]. While linalool may be responsible for much of the anxiolytic effects of lavender oil, linalool has not been shown to have neurotrophic activity, however, lavender oil has be shown to increase neurite outgrowth and synapse formation in neuronal cell cultures [67] and increase both BDNF and nerve growth factor receptor (NGFR) levels in mouse brain [68]. Activation of NGFR is associated with enhanced TRKA receptor activity in neurons which triggers neurite outgrowth in response to NGF signaling [69, 70].
Ashwagandha is a plant used in Ayeurvic medicine from which the roots and berries have been used as adaptagens and also to relieve stress. In double blind placebo controlled clinical trials Ashwagandha supplementation has been shown to reduce anxiety based reducing both scores on the Hamiltion-Anxiety (HAMA) scale and morning salivary cortisol [71] and reduce anxiety in a variety of other contexts including schizophrenia and sleep disorders [71, 72, 73]. With regard to brain neurochemistry, Ashwagandha does not appear to affect sertotonergic, GABAnergic, or glutaminergic pathways but instead increases cholinergic signaling in the cortical and basal forebrain [74]. While the specific bioactive molecule(s) in Ashwagandha that are anxiolytic have not been specifically identified, sominone, an aglycone derivative of Withanoside IV when injected into mice stimulated neurite outgrowth in the hippocampus and increased production of the neurotrophin, Glial Derived neurotrophic Factor (GDNF) [75]. Further injection of sominone into mice enhances spatial memory, again suggesting that anxioloytic phytochemicals that are neurotrophic may ease anxiety by providing signals to enhance neural plasticity and learning [75].
Passion flower also shows anxiolytic properties in clinical trials that are as effective as midazolam and oxezepam [76, 77] and can reduce anxiety associated with ambulatory surgery and dental extraction [77, 78, 79]. The anxiolytic molecule from passion flower has not been identified and the effects of passion flower on brain neurochemistry is not well studied. It is interesting to note however that C-dideoxyhexosyl flavones from passion flower have been shown to enhance NGF-induced neurite outgrowth in PC12 cells [80].
Cannabidiol (CBD) is anxiolytic and has been shown in clinical trials to reduce social stress [81] and reduces anxiety in social phobia patients [82]. CBD also reduces anxiety associated with drug-craving during recovery from heroin addiction [83]. With regard to brain neurochemistry in clinical trials, CBD reduction in SAD was associated with increased blood flow in the limbic and paralimbic brain areas [84]. CBD is anxiolytic through direct binding of the GABAA receptor and activating the GABAnergic pathway [85, 86, 87]. CBD also bind to the NGF receptor, TRKA which signals the ERK1/2 signal transduction pathway and stimulates neurite outgrowth in PC12 cells [88]. Indeed the mechanism of action of CBD is recognized to help with the neuronal plasticity through autophagy and neuritogenesis and may help not only with anxiety, but also with other psychiatric disorders [88, 89]. Due to the lipophilicity of CBD, there is interest in developing emulsification techniques to increase CBD bioavailability when taken in the diet. For example, nanoemulsification [90] and lipid extractions [91] and lipid-vehicles [92] and piperine nanoliposhperes of CBD [93, 94] have been investigated for better oral absorption and better bioavailability for cellular targeting. Nanoemulsified, versus lipid emulsified CBD were tested for their ability to stimulate neurite outgrowth in PC12 cells (Figure 1). Continuous lipid extracted CBD shows greater bioavailability and activity compared to nanoemulsification and piperine nanoliposheperes (Figure 1).
The effects of CBD on PC12 cell neurite outgrowth. PC12 cells were seeded on tissue culture plastic in a serum free defined medium and the percentage of cells that formed neurites were counted by visual inspection over a five day period. Cells were either untreated (blank) or treated with 100 ng/ml nerve growth factor (NGF) or with 10 uM of five different CBD formulations (CBD1-CBD5). CBD designations are as follows: CBD isolated by continuous lipid extraction, (CBD1), CBD1 + vitamin C (CBD2), nano-emulsion CBD (CBD3), liposomal-emulsion CBD (CBD 4) and piperine nanoliposhpere preparation CBD (CBD5). CBD1 and CBD2 were statistically significantly more neuritogenic at 95% confidence (*) on days three and five (p < 0.05, t-test) compared to any of the other CBD formulations.
The anxiolytic activity seen in patients supplementing with Valerian root extract [95], is known to be due to the sesquiterpene, valerenic acid [96]. While there is evidence to suggest that valerenic acid activates the GABAnergic pathway [97, 98], growing evidence suggests that valerenic acid mediates anxiolytic effects also by both antagonizing glutaminegric pathways [99, 100] and agonizing the serotonin receptor [101]. Valerenic acid also activates secretion of BDNF in cultured SH-SY5Y neurons [102]. Interestingly, germacrane, another sesquiterpene extracted from Valerian root, while not associated with an anxiolytic activity, has been shown to potentiate NGF and TRKA signaling and neurite outgrowth in PC12 cells [103]. An aqueous extract of valerian root enhances NGF-mediated neurite outgrowth and neuroplasticity but unlike CBD, the valerian extract is not neurotrophic in PC12 cells in the absence of NGF stimulation (Figure 2).
The effect of valerian root extract and valerenic acid on neurite outgrowth in PC12 cell cultures. PC12 cells were seeded in serum free defined medium and treated as indicated with 10 ng/ml NGF, 100 μM valerenic acid and 50 mg/ml of 4:1 aqueous valerian root extract. The percentage of cells that formed neurites was counted by visual inspection over a five day period. More neurites were seen in PC12 cells treated with the valerian root extract and NGF when compared to NGF alone and these differences were statistically significantly at 95% confidence (*) on days one, three and five (p < 0.05, t-test). These data suggest valerian root extract phytochemical can potentiate NGF activity.
Citrus plant extracts, including those from lemon, bitter orange, and bergamot relieve anxiety in clinical trials. For example, lemon inhalation reduced anxiety in myocardial infarction patients [104] and bergamot aromatherapy reduced preoperative anxiety [105] and bitter orange aroma therapy relieves anxiety in patients with acute coronary syndrome [106] and chronic myeloid leukemia [107] and preoperative anxiety [108]. Bitter orange extract contains primarily limolene and b-myrcrene, appear to act on the 5-HT serotonergic pathway [109]. When tested in PC12 cells, citrus phytochemicals such as nobilitin, gardenin A and auraptene all stimulate neurite outgrowth [110, 111, 112] and 5-Hydroxy-3,6,7,8,3′,4′-hexamethoxyflavone from sweet orange peel stimulates neurite outgrowth in and NGF-like fashion activating the ERK1/2 signaling pathway suggesting binding to TRKA [113].
Saffron has been shown to be anxiolytic in two double blind placebo controlled clinical trials. [114, 115] and while the active anxiolytic molecule in Saffron has not been identified, crocin, a carotinoid in Saffron, has been shown to increase BDNF and GDNF expression in neuronal stem cells [116] and also increase hippocampal BDNF and protect the murine brain from methamphetamine toxicity [117].
In double blind placebo controlled trials,
Skuttleria is a genus of plants known as the skullcaps that include scutellaria Radix and
Rhodeola Rosea has been shown to reduce GAD in small pilot and self reporting clinical trials [128, 129]. While the effects of Rhodeola on brain neurochemistry has not been well studied, salidroside, a glycoside from Rhodiola has been shown to increase stem cells expression of neurotrophin-3 (NT-3), BDNF, NGF mRNA and induce differentiation into neurons [130] and also activates the ERK1/2 pathway in NGF treated PC12 cells [131].
One study shows Hops to be anxiolytic in clinical trials [132]. Prenylflavinoids from extracted from Hops can both bind to the benzodiazepine binding site on GABAA receptors [133, 134] and stimulate neurite outgrowth through TRKA a signaling in PC12 cells and cultures of dorsal root ganglia neurons [135, 136].
One clinical study shows that
Phytochemical nutrients that are used to reduce anxiety may have this affect in part by stimulating neuroplasticity and altering the brain neurocircuitry associated with learned responses to stressors and threats. Fourteen of the roughly forty-five plant and plant extracts proven to reduce anxiety in humans in clinical trials are also able to act like neurotrophins; endogenous molecules that stimulate neuroplasticity in the human brain. Anxiolytic drugs are harsh and symptoms return when the drug is removed because the neurotransmitter chemistry returns to an imbalance. Neuroplasticity offers an opportunity to use food phytochemicals along with drugs or in their place to learn to establish more appropriate responses to perceived threats by reworking neural connections. These new neural connections may not be lost even when the anxiolytic treatment is removed. Using neuroplastic drugs and foods to not only alter brain chemistry, but also the circuitry, would be a tremendous advancement in the treatment of anxiety.
The funding to support this publication were provided by a grant from One Innovation Labs, 35 San Lorenzo Ave, Suite 850, Coral Gables, FL 33146 to Benjamin S. Weeks at Adelphi University, Garden City, NY 11530.
Brain derive neurotrophic factor Nerve growth factor Neurotrophin-3 Glial derived neurotrophic factor Tropomyosin receptor kinase Gama miniobutyric acid Cannabidiol Generalized anxiety disorder Post traumatic stress disorder Obsessive compulsive disorder Panic disorder Social anxiety disorder
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