Abstract
Natural killer (NK) cells play a crucial role in the innate immune system. Unlike adaptive immune cells that rely on specific antigen receptors, NK cell activity is governed by germline-encoded activating or inhibitory receptors expressed on the cell surface. The integration of signals from these receptors determines the NK cell response. Activated NK cells demonstrate potent cytotoxicity against target cells. The distinctive attributes of NK cells, marked by quick response, robust cytotoxicity, and the absence of antigen receptors, position them as promising tools in cancer immunotherapy. Ongoing clinical trials are actively assessing NK cells and related reagents, showing promising outcomes. However, significant challenges arise from the immunosuppressive mechanisms within the tumor microenvironment, impeding the broader application of NK cells. In-depth studies on these mechanisms are imperative to identify solutions, ultimately paving the way for the widespread clinical utilization of NK cells in cancer immunotherapy.
Keywords
- nature killer cells
- chimera antigen receptor
- adoptive cell therapy
- tumor immunology
- immunotherapy
- tumor microenvironment
- ADCC
1. Introduction
Natural killer (NK) cells were first described in the 1970s [1, 2, 3]. They belong to the innate immune system [4]. More recent studies categorize NK cells as a member of the innate lymphocyte cell (ILC) family [5]. The major site for NK cell development is bone marrow, where NK cells share the same progenitor cells as adaptive immune cells, including both T and B cells [6]. Different from these adaptive immune cells, NK cells do not express antigen receptors but a series of activation or inhibitory receptors that can be triggered by their ligands, usually upregulated or released by viral infected or transformed cells [7, 8, 9]. This recognition is quick and, once activated, NK cells can induce apoptosis of target cells without presensitization [1, 2, 3]. There are several well-studied activating or inhibitory receptors and pathways governing NK cell activity [7, 8, 9]. Among them, the killer Ig-like receptor (KIR) and human leukocyte antigens (HLA) class I axis, or the Ly49 family and major histocompatibility complex (MHC) class I axis in mice, are considered to be the major pathway that is involved in NK cell education, mediate the “missing-self” reaction, and inhibit NK cells’ activation in normal tissues [9]. The final response of NK cells relies on the integrated signals delivered by all activation and inhibitory signals [9].
During the past several years, adoptive cell therapy (ACT) based cancer immunotherapy has achieved huge success in treating hematopoietic cancers [10]. As a group of robust effector cells, NK has been drawing more and more attention. Compared with T cells, NK cells do not express T-cell receptors and will not induce graft-versus-host disease (GVHD) when applied allogenically [8, 10]. Meanwhile, NK cells can mount a rapid response against target cells in both
2. The general biology of NK cells
Mature murine NK cells are characterized by signature markers NK1.1+, Nkp46+, and Ly49+, while human NK cells are typically identified as CD3-CD56+ [6]. Unlike adaptive immune cells, NK cells can mature into effector cells independently of the thymus, recombination-activating genes, or activation-induced cytidine deaminase activity [6]. This independence means NK cells lack antigen receptors encoded by rearranged genes, such as the T-cell antigen receptor (TCR) and immunoglobulins [6, 14]. Despite this, NK cells can effectively respond to viral infections or cellular transformation, showcasing various effector functions, notably cytotoxicity and the production of pro-inflammatory cytokines [1, 2, 3, 14]. Importantly, NK cell activation does not necessitate prior sensitization, positioning them as sentinel cells integral to immune surveillance [4].
NK cells express a series of activating and inhibitory receptors on the cell surface [9]. The outcome of NK cell activity depends on the result of integrating all the signals received by these receptors (Figure 1) [9]. NK cells exhibit versatile mechanisms in targeting cells, particularly at inflammatory sites guided by chemokine gradients produced by innate or adaptive immune cells [15, 16]. Predominant chemokine-chemokine receptor pathways facilitating NK recruitment include CXCR3–CXCR4, CX3CR1, and CCR3–CCR5 [17]. Upon reaching inflammatory sites, NK cells employ the “missing-self” mechanism, where KIR molecules recognize decreased MHC class I expression on tumor or virally infected cells, relieving inhibitory signals and leading to target cell lysis [9]. Simultaneously, upregulated ligands on these cells bind activating receptors (e.g., NCRs) on NK cell surfaces, initiating natural killing [9]. This unique feature positions NK cells as potential candidates for treating malignancies, evading T-cell recognition and restriction [18].
Another pivotal mechanism in target cell elimination is antibody-dependent cell-mediated cytotoxicity (ADCC). CD16 on NK cell surfaces recognizes the Fc part of antibodies binding to target cells, triggering strong activating signals, degranulation, and target cell lysis [9]. Emerging evidence underscores the significance of ADCC in the clinical success of therapeutic antibodies like rituximab and trastuzumab [19, 20].
Both natural killer activity and ADCC culminate in the release of granzymes and perforin, along with the expression of death ligands such as fas cell surface death receptor ligand (FasL) and tumor necrosis factor-related apoptosis-inducing ligand (TRAIL), inducing cell death [14]. Additionally, NK cells release cytokines, including IFN-γ and TNF-α, contributing to the sustained restriction of target cells [14]. This multifaceted approach highlights the potency of NK cells in combating various cellular threats and underscores their therapeutic potential in addressing malignancies with diverse immune escape strategies.
3. NK-based ACT
In 2013, the cancer-immunity cycle model was introduced as a conceptual framework outlining the functioning of the immune system in regulating tumors [21]. Building on this, the NK cell-cancer cycle model was subsequently proposed, delineating how NK cells exert control over tumor growth (Figure 2) [13]. This model delineates several pivotal steps in the process, encompassing the infiltration of NK cells into the tumor lesion, the recognition, and activation of NK cells in response to tumors, the subsequent elimination of tumor cells, and the orchestration of the tumor immune microenvironment [13]. This model offers a comprehensive view of the dynamic interplay between NK cells and cancer, providing insights into the sequential events crucial for NK cells to effectively counteract and manage tumor progression.
The infiltration of NK cells into tumor lesions is a pivotal step in restraining tumor growth, and numerous studies have demonstrated a positive correlation between the abundance and persistence of NK cells in the tumor microenvironment (TME) and increased overall patient survival [22, 23, 24, 25, 26, 27, 28, 29]. Chemokines and their corresponding receptors play a crucial role in recruiting NK cells, with CD56dim and CD56bright NK cells in human peripheral blood exhibiting distinct chemokine receptor expression profiles [30]. CD56bright NK cells typically express CCR2, CCR5, CCR7, CXCR3, CXCR4, and CD62L, while CD56dim NK cells express CXCR1, CXCR2, CXCR4, CX3CR1, S1P5, and ChemR23 [10].
Upon entering the TME, NK cells make critical decisions based on the integration of both activating and inhibitory signals. Human NK cells express killer cell immunoglobulin-like receptors (KIRs) that inhibit their activity upon binding to HLA class I molecules expressed on other cells, a mechanism crucial for self-recognition [9]. Tumor cells, under the adaptive immune system’s pressure, often downregulate HLA-I expression, releasing inhibition and lowering the threshold for NK cell activation [31].
Tumor-infiltrating NK cells express activating receptors, including CD16, natural cytotoxicity receptors (NCRs), and NKG2D, which respond to ligands within the TME [7, 8, 9, 14, 32]. When activating signals surpass inhibitory ones, NK cells employ multiple mechanisms to secrete effector molecules, inducing tumor cell apoptosis [33, 34]. Activated NK cells also produce pro-inflammatory cytokines, including IFN-γ, GM-CSF, G-CSF, M-CSF, TNF, IL-5, IL-10, and IL-13, reshaping the immune landscape of tumors [14].
Among these cytokines, IFN-γ is one of the best-studied cytokines and plays a multifaceted role in the context of antitumor immune responses [35]. It upregulates the expression of MHC class II and co-stimulatory molecules on antigen-presenting cells and enhances the antigen-processing machinery [36]. It also promotes the nonspecific cytocidal activity of macrophages toward tumors [37]. IFN-γ also affects T cells directly. Signaling through IFN-γ in CD4+ T cells can prompt the development of an antitumor TH1 phenotype [38]. This, in turn, leads to an upregulation of granzyme and IL-2 receptor expression on CD8+ T cells, empowering these cells to achieve their maximum cytotoxic potential [35, 39]. IFN-γ stimulates dendritic cells to produce cytokines IL-12 and IL-15 [40]. Together with IFN-γ, these cytokines strongly induce antitumor responses by CD4+ Th1 and cytotoxic CD8+ T cells [41, 42, 43]. IFN-γ also augments MHC-I expression on tumor cells, increasing their immunogenicity and susceptibility to recognition by adaptive immune cells [40].
4. Challenges and advances
4.1 Enhance recognition and specificity
The activation of NK cells within tumor lesions is often inadequate due to the heterogeneous and suppressive features of the tumor microenvironment (TME) [10, 13]. Many tumor cells lack sufficient expression of ligands capable of overriding the inhibitory signals delivered by the same cell [44]. Furthermore, in contrast to adaptive immune cells, NK cells do not possess antigen-specific receptors [9]. Consequently, enhancing tumor specificity and improving killing efficacy represent crucial areas garnering considerable research efforts [7, 10, 13, 14].
Chimeric antigen receptors (CARs) are synthetic fusion proteins that combine an extracellular antigen-recognition domain with intracellular signaling moieties to activate cells [10]. Initially tested on T cells, this unique structure delivers potent antigen-specific activation signals to CAR-bearing T cells, leading to substantial clinical success in chimeric antigen receptor T cells (CAR-T) cell therapy [45, 46, 47, 48, 49, 50, 51]. Notably, CARs have been successfully adapted for use in generating CAR-NK cells [52, 53]. Clinical trials with a CD19-specific CAR-NK therapy have demonstrated success [54]. Recently, interest has shifted toward designing CARs based on activating signals associated with NK cell biology [55, 56, 57]. This includes utilizing adapter proteins like DNAX-activation protein 12 (DAP12) and DAP10 in place of CD3ζ, which has shown efficacy in targeting tumors [57, 58, 59].
One critical challenge encountered in the clinical application of CART cell therapy is antigen loss, a phenomenon that contributes to immune evasion by cancer cells [60]. To tackle this challenge, ongoing efforts focus on refining CAR strategies. One approach involves redesigning CARs to target multiple antigens or engage multiple pathways simultaneously [61, 62, 63]. The use of dual-CAR or bi-specific CAR designs entails the expression of two different CARs, with each binding to a specific antigen, or incorporating two distinct antigen-recognition domains within a single CAR [61, 62, 63]. These designs provide greater flexibility in customization, allowing each CAR to be formatted with both antigen specificity and co-stimulatory signals [61, 62, 63].
Enhancing control over CAR-mediated activation is essential to minimize toxicities arising from off-tumor effects [64]. Logic-gated CARs, initially demonstrated in CAR T cells, hold promise for regulating CAR-NK activity [65, 66, 67, 68, 69]. Preliminary findings indicate the potential to control CAR-NK activity using logic-gated CAR gene circuits [65, 66, 67, 68, 69]. This approach aims to target specific antigens on tumor cells while avoiding interactions with healthy cells [70, 71, 72].
Despite the success of CAR-based approaches in targeting surface proteins, a limitation is their inability to detect intracellular antigens [73]. An innovative strategy involves engineering NK cells to express a T-cell receptor (TCR), enabling the recognition of intracellular antigens presented as peptide-HLA complexes [74]. TCR-guided NK-92 cells have demonstrated success in mediating antitumor responses, presenting a potential advantage in avoiding mispairing issues observed in TCR-engineered T cells [74].
NK cell engagers are novel designs that trigger activating receptors on NK cells while binding target antigens on tumor cells [75, 76, 77, 78, 79]. Tri-specific and tetra-specific engagers aim to enhance the antitumor effect by targeting multiple antigens or linking cytokines to support NK cell expansion [80, 81, 82, 83]. Unlike engineered approaches, engagers bypass gene transfer, offering a simpler and more cost-effective manufacturing process with CAR-like activity [84]. Preclinical studies show promising results in targeting hematologic and solid malignancies [85, 86]. Tri-specific molecules targeting CLEC12A and activating NK cells through engaging CD16 and IL-15 receptors demonstrated a robust response against primary acute myeloid leukemia (AML) blasts [83]. Trifunctional engagers targeting CD16 and NKp46 efficiently controlled tumor growth in solid and metastatic malignancies [87]. Cord blood NK cells complexed with AFM13, a bi-specific engager, exhibited enhanced killing of CD30+ tumor cells, translating to clinical trials for relapsed/refractory CD30+ lymphomas [79]. As strategies advance to clinical trials, assessing the durability of engager-loaded NK cells’ antitumor effect and determining the need for multiple treatments become crucial considerations [8].
4.2 Strengthen NK cells’ fitness by cytokines
Efforts to enhance NK cell function encompass not only genetic redirection through CAR and TCR engineering but also strategies to prime NK cells
While cytokine priming offers advantages, prolonged
4.3 Blocking immune checkpoints
Tumors employ intricate mechanisms, including immune checkpoint engagement, to evade immune surveillance, potentially restraining NK cells similarly to T cells [10]. Efforts to replicate the clinical success of T-cell checkpoint blockade, such as targeting PD1 and CTLA4, have explored modulating these regulatory circuits in NK cells [97, 98, 99, 100, 101, 102]. While some studies suggest their role as functional suppressors, their overall relevance in NK cell biology remains debated [103, 104]. Other regulators like TIM3 [105], TIGIT [106, 107, 108], and LAG3 [109] have been investigated, and monoclonal antibody targeting has shown promise in reversing tumor-induced NK dysfunction
Inhibitory killer cell immunoglobulin-like receptors (KIRs) are potent negative regulators overriding activating signals, attracting interest for their role in suppressing NK cell function. Lirilumab, an anti-panKIR2D antibody, aims to activate NK cells by blocking inhibitory KIRs [110]. However, clinical trials yielded limited success, possibly due to the crucial role of inhibitory KIRs in NK cell education [111, 112]. CD94/NKG2A is another significant NK cell regulator, and monalizumab, disrupting the NKG2A-HLA-E interaction, showed promise in treating recurrent or metastatic squamous cell carcinoma of the head and neck [113].
The current checkpoint-blocking approaches often rely on monoclonal antibodies, requiring multiple infusions due to their limited half-life [114]. Genetic editing advancements allow stable modification of NK cells to regulate mechanisms enhancing effector function [115, 116, 117]. For example, disrupting inhibitory receptor NKG2A genetically demonstrated superior tumor control in mouse models [116]. Moreover, genetic engineering targeting CIS (cytokine-inducible SH2-containing protein), a negative regulator of NK cell function, resulted in CAR-NK cells with enhanced metabolic fitness and increased antitumor activity [115, 117].
These studies mentioned above highlight the potential of targeted genetic perturbations to modulate NK cell biology. Moving forward, unbiased high-throughput discovery approaches are expected to systematically elucidate the functional consequences of specific genetic interventions, informing the design of the next generation of NK cell immunotherapies. The convergence of genetic editing capabilities and in-depth functional understanding offers exciting prospects for advancing NK cell-based immunotherapies.
4.4 Overcome immune suppressive TME
The TME presents a challenging metabolic landscape with immunosuppressive features, including glucose and amino acid deprivation, hypoxia, acidity, and an influx of suppressor cells like myeloid-derived suppressor cells (MDSCs) and Tregs [107, 118, 119, 120, 121, 122, 123, 124, 125, 126, 127, 128, 129, 130, 131, 132, 133, 134, 135]. In solid tumors, hypoxia is a significant driver of immune cell dysfunction, impairing NK cell function directly and through the presence of immunosuppressive cells [107, 119, 121, 122]. Inhibiting hypoxia-responsive HIF1a signaling in NK cells has been shown to enhance their potency and unleash antitumor function [118].
Tumors exhibit aberrant metabolic behaviors, including high lactic acid levels, nutrient depletion, and increased concentrations of catabolites, adenosine, and reactive oxygen species [120, 128]. To overcome metabolic immunosuppression, current strategies focus on altering tumor metabolism or modifying gene expression in immune cells. Glycolytic inhibitors and lactate dehydrogenase (LDH) blockers show promise, with studies demonstrating improved T-cell antitumor cytotoxicity [124]. Targeting lactate transporters, MCT1 and MCT4, is also under investigation in clinical trials [125]. Adenosine, a by-product of adenosine triphosphate (ATP) metabolism, negatively regulates T-cell and NK cell function in the TME [123, 126, 127, 131]. Strategies to overcome adenosine-mediated immunosuppression include blocking CD73 on tumor cells and genetic editing to delete the adenosine A2A receptor in CAR T cells and CAR-NK cells, showing promise in preclinical studies [129, 134, 136]. Transforming growth factor-beta (TGFβ) signaling is another immunosuppressive mechanism in the TME, adversely affecting NK cell function [133]. Targeted deletion of the TGFβ receptor in NK cells and rendering CB-NK cells immune to TGFβ signaling have demonstrated improved NK cytotoxicity [130, 132, 135].
Given modulating immunometabolism in the TME is a promising direction, striking a balance in modulating immunometabolism is essential, considering that some metabolites are crucial for normal metabolism. Ongoing developments suggest a combined approach involving TME modulation and NK cell engineering could reduce immunosuppression, fostering robust immune cell activity. As these strategies advance, achieving a physiologic balance will be key to optimizing their effectiveness in cancer immunotherapy.
5. Concluding remarks
NK cells have demonstrated significant therapeutic potential in the treatment of AML patients, not only in an autologous context but also through the
In recent times, concerns about safety have arisen in connection with malignancies associated with the genetic manipulation of transferred immune cells [137]. While ongoing discussions primarily center around CAR T cells, it is anticipated that genetically modified NK cells will encounter similar challenges. The use of virus-free methods for gene delivery may mitigate these risks. Furthermore, the
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