Open access peer-reviewed chapter

Multi-Cluster-Based MIMO-OFDM Channel Modeling

Written By

Xin Li and Kun Yang

Reviewed: 14 June 2023 Published: 05 October 2023

DOI: 10.5772/intechopen.112190

From the Edited Volume

MIMO Communications - Fundamental Theory, Propagation Channels, and Antenna Systems

Edited by Ahmed A. Kishk and Xiaoming Chen

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Abstract

In this chapter, the physical propagation environment of radio waves is described in terms of scattering clusters, in which each cluster could include many scattering objects. We use each single distant scattering cluster to study the characteristics of channel second-order statistics (CSOS) and build the multiple-input and multiple-output (MIMO) radio channels in accordance with the correlation properties of the channel. In this approach, each distant scattering cluster contributes a portion to the Doppler spectrum and corresponds to a state-space single-input and single-output (SISO) channel model. A MIMO channel model is then constructed by connecting multiple SISO channel models in parallel, in which a coloring matrix is used to adjust the channel spatial correlation properties between the SISO channels. A MIMO-OFDM (orthogonal frequency-division multiplexing) channel model is obtained in the same manner. This time, however, another matrix is used to adjust the channel spectral correlation properties between the MIMO channels. This approach has three advantages: Simple, the entire Doppler power spectrum can be formed from multiple uncorrelated distant scattering clusters, and the channels contributed by these clusters can be obtained by summing up the individual channels. In this way, we can reassemble the radio wave propagation environment in a simulated manner.

Keywords

  • channel second-order statistics
  • Cauchy-Rayleigh cluster
  • Rayleigh cluster
  • AOA
  • AOD
  • TOA
  • AR model
  • phase-shift method
  • SISO
  • MIMO
  • MIMO-OFDM
  • state-space model

1. Introduction

IN radio communications, from the traditional voice telephony to the current communication multimedia, to the future augmented reality (AR), virtual reality (VR), mixed reality (MR), and Internet of everything (IoE), the historical process shows that the increasing demand for higher data rates is the fundamental factor driving the development of communication technologies and methods.

One of the biggest challenges in radio communications is how to model radio channels. A radio channel refers to the influence of the propagation medium of electromagnetic (EM) waves on the signal from a transmitter to a receiver.

Figure 1 depicts a typical terrestrial radio propagation environment. The basic characteristic of radio channels is fading, large-scale, and small-scale fading1, which can be classified as distance loss, shadowing, and multi-path fading. Among them, multi-path fading is known as small-scale fading, and its characteristics vary with time, and change over frequency and space. That is, due to the multi-path propagation of EM waves, power-limited transmitted signals will be distorted at a receiver over time, frequency, and space simultaneously.

Figure 1.

A typical mobile radio scenario for multi-path propagation in a terrestrial radio propagation environment.

To better understand the mechanism behind the distortion, this physical phenomenon needs to be studied. Geometry-based stochastic multiple-input and multiple-output (MIMO) radio channel modeling was a hot topic [1, 2, 3, 4]. The idea of this approach is to map the spatial location of scatterers in a cluster to an angular distribution of power through the trigonometric relationship among the scatterers, cluster center, and receiver or transmitter. Furthermore, the angular distribution of power has certain statistical properties if the cluster obeys a specific probability distribution [1, 2]. Hence, from an intuitive point of view, this approach is simple and straightforward.

A distant scattering cluster results in small variation in the angle-of-departure/angle of arrival (AOD/AOA) and produces a narrowband Doppler spectrum both at the base station (BS) and at the mobile station (MS) [5]. This can be used to explore the computation of the channel second-order statistics (CSOS) with a small angular approach, and this approach is suitable for the decomposition of the Doppler power spectrum into small uncorrelated portions.

Radio wave measurements indicate that the power azimuth spectrum typically has sharp, narrow peaks over a small range of angles [3, 4, 6, 7]. Each measurement has been modeled as a Laplace angular distribution [3, 4, 8, 9, 10]. Some measurements display smooth peaks [6, 11], which could be modeled by other distributions.

In this chapter, the sharp peaks in the angular spectrum are modeled as Cauchy angular distributions of power and the smooth peaks are modeled as Gaussian angular power distributions. Other distributions can be approximated as weighted sums of Gaussian angular distributions of power or the combination of Gaussian and Cauchy angular distributions of power [5].

Although the Cauchy power distribution function (PDF) has fat tails as compared to the Laplace PDF, it could be used to achieve our goal if most of the power (such as 90% or more) is concentrated in a smaller angular range. Geometrically, it can be interpreted as that most of the scattering objects are located around the center of a cluster, while the rest contributes a much smaller amount of power to the antennas, which can be ignored. This idea can be used for truncated Gaussian angular power distributions as well.

It has been identified that, for a Cauchy angular power distribution function (APDF), the corresponding cluster has the following property: The distance between the cluster center and the scattering objects should obey the Cauchy-Rayleigh distribution [12], and for a Gaussian APDF, the corresponding cluster has the property that the distance between the cluster center and the scatterers should follow the Rayleigh distribution [13]. They are named as the Cauchy-Rayleigh cluster and Rayleigh cluster, respectively (Figure 2).

Figure 2.

Laplace power distribution function (PDF) gxx=12ex and Cauchy PDF fxx=1πηη2+x2, where η=0.634, special case of parametrization.

Based on the trigonometric relationship among transmitter, scatterers, and receiver, the APDFs of these two types of scattering clusters can be derived. In addition, the spatial-temporal correlation function is integrable according to the obtained APDF. The analytical solution, or closed-form solution, will be associated with a distant scattering cluster, i.e., the solution will depend on the characteristics of a given geometrical cluster. Furthermore, to be able to model a state-space MIMO channel, the correlation function needs to be separated into disjoint two parts, a temporal term over the movement and a spatial term over the antenna.

The beauty of this approach is that the expression of the channel second-order statistics can eventually be integrable. This analytical solution can be broken down into the temporal dynamics and spatial correlation parts of the channel. Depending on the type of cluster, the temporal dynamics part will be approximately modeled as an autoregressive order one (AR(1)) or an autoregressive order three (AR(3)) model, and the spatial correlation part will be described using the Kronecker matrix. An autoregressive order two (AR(2)) model can also be used if the requirement for approximation is acceptable. Therefore, one can construct the state-space MIMO/massive MIMO channel models, as well as the multi-cluster state-space MIMO-OFDM (orthogonal frequency-division multiplexing) channel models.

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2. MIMO system

Figure 3 depicts a Mr×Mt MIMO system, where Mr and Mt denote the numbers of receiving and transmitting antennas, respectively. This system has a total of MtMr links between the BS and MS, in which each link is referred to as a radio channel.

Figure 3.

A MIMO system, Mt antenna elements at the BS and Mr antenna elements at the MS.

Without loss of generality, a narrow-band, time-invariant channel model is used to compute the spatial correlation matrices. In this case, the channel matrix can be represented by [14].

H=h11h12h1Mth21h22h2MthMr1hMr2hMrMtE1

where the elements hij are the amplitude and phase change over the link between the ith MS antenna and the jth BS antenna.

To obtain the channel spatial correlation coefficients at the MS, we choose two arbitrary elements from a certain column of H, hik,hjk, here and calculate the expectation value of the product of these two gains, i.e., Ehikhjk.

Usually, the distance between a transmitter and a receiver is quite large, so both transmitter and receiver will only be affected by scatterers in their vicinity. Therefore, the scatterers around the transmitter are uncorrelated with the scatterers around the receiver. That is, the spatial correlation between two arbitrary antennas at the MS does not depend on the transmitter antennas at the BS, but only depends on the antenna pair. Hence, the value, Ehikhjk, can be assumed to be independent of k.

All coefficients are then defined by

ri,jMS=EhikhjkE2

Obviously, ri,jMS=rj,iMS by this definition. Therefore, the corresponding spatial correlation matrix, a square matrix of order Mr, is represented by [14].

RMS=r1,1MSr1,2MSr1,MrMSr2,1MSr2,2MSr2,MrMSrMr,1MSrMr,2MSrMr,MrMSE3

Similarly, the channel spatial correlation coefficients at the BS can be given by

RBS=r1,1BSr1,2BSr1,MtBSr2,1BSr2,2BSr2,MtBSrMt,1BSrMt,2BSrMt,MtBSE4

where all elements rm,nBS are defined by

rm,nBS=EhlmhlnE5

in terms of the channel gains hlm and hln, which are selected from a certain row of H, here m,n12Mt,l12Mr.

Finally, based on the assumptions that Eqs. (2) and (5) are independent of k and l, respectively, the spatial correlation matrix of the MIMO channels is given by [14].

RMIMO=EvecHvecHH=RBSRMSE6

where denotes the Kronecker product, vec represents the vectorization of a matrix, which converts all elements of the matrix into a column vector.

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3. Channel second-order statistics

Consider a MIMO system in which the BS has Mt antennas, the MS has Mr antennas, and the BS is fixed, while the MS is moving. Then, the spatial-temporal-spectral correlation function of a MIMO-OFDM channel can be expressed as [15, 16].

ChΔtdtdrdf=α,β,τfα,β,ταβτej2πdtcosβ+β0×ej2πdrcosα+α0+fDΔtcosα+α0γej2πdfτdαdβdτE7

where fD is the Doppler frequency, Δt is total time separation, and fDΔt is the MS moving distance. β is the AOD and β0 is its mean, α is the AOA and α0 is its mean, and γ is the angle between the moving direction and the antenna array, as shown in Figure 4. dt=mtΔdt is the antenna spacing at the BS, mt01Mt1,Δdt is the spacing between two adjacent antenna sensors. dr=mrΔdr is the antenna spacing at the MS, mr01Mr1,Δdr is the spacing between two adjacent antenna sensors. df=mfΔf is frequency separation, Δf denotes the frequency difference between two adjacent sub-carriers, and the sub-carrier frequencies are defined by fi=fc+iΔf, for all i0,1,2Mf1, here fc is the frequency range and Mf denotes the number of sub-carrier frequencies required for transmission. The difference between two frequencies fi and fj is denoted by mf=ji. Hence, mf0,1,2Mf1. When mf=0, it represents a single-carrier modulation system, the so-called MIMO system. fα,β,ταβτ denotes the joint angular-delay power distribution function, here, τ denotes the time delay.

Figure 4.

A distant cluster with an Mr×Mt MIMO antenna array, lk is the distance between the scattering object Sk and the cluster center O.

By assuming the independence of α,β, and τ, the joint angular-delay PDF fα,β,ταβτ is separated into fα,β,ταβτ=fααfββfττ, here fαα is the APDF of the AOA, fββ denotes the APDF of the AOD, and fττ is the delay power distribution function (DPDF) of the time-of-arrival (TOA).

This assumption is reasonable because usually radio signals pass through more than one scatterer in a cluster from a transmitter to a receiver, which means that α,β are independent. τ denotes the TOA, which is independent of α and β. Therefore, Eq. (7) becomes,

ChΔtdtdrdf=α,β,τfααfββfττej2πdtcosβ+β0×ej2πdrcosα+α0+fDΔtcosα+α0γej2πdfτdαdβdτE8

which two special cases are highlighted below,

  • the channel temporal dynamic function is denoted by RhΔt

    RhΔt=ChΔt,0,0,0=αfααej2πfDΔtcosα+α0γE9

  • the spatial-temporal correlation function is denoted by ChΔtdtdr0

    ChΔtdtdr0=α,βfααfββej2πdtcosβ+β0ej2πdrcosα+α0+fDΔtcosα+α0γdαdβE10

A distant scattering cluster causes the AOA and AOD to vary over a small angular range. This motivates us to approximate the CSOS in Eq. (8) and allows us to study its characteristics in a small angular range. Using the Taylor expansion2, for all angles α and β close to zero, the following approximate trigonometric identities are obtained,

cosα+α0=cosαcosα0sinαsinα0cosα0αsinα0cosβ+β0cosβ0βsinβ0cosα+α0γcosα0γαsinα0γE11

Substituting Eq. (11) into Eq. (8), an approximate channel spatial-temporal-spectral correlation function is obtained. This is the first time to approximate this expression. The notation C¯hΔtdtdrdf is used to represent this approximation,

ChΔtdtdrdfC¯hΔtdtdrdf=α,β,τfααfββfττej2πdtcosβ0×ej2πdtsinβ0βej2πdrcosα0+fDΔtcosα0γ×ej2πdrsinα0+fDΔtsinα0γαej2πdfτdαdβdτE12

Considering the channel spatial-temporal correlation function C¯hΔtdtdr0, the separation of antenna spacing and motion into disjoint parts is an essential step to model a MIMO channel with a state-space representation.

However, the Cauchy angular distribution-based analytical solution contains an absolute sum of terms in the exponent related to antenna spacing and movement, in which the sign of the absolute value needs to be removed, while the Gaussian angular distribution-based solution has a cross-term that is related to the antenna spacing and motion, which can neither be classified as channel temporal dynamics nor as spatial correlation [12, 13].

To separate antenna spacing and motion (channel dynamics) while avoiding errors caused by unnecessary further approximations [12, 13], a linear transformation is introduced to handle this separation. Since this linear transformation eventually affects the phase of the CSOS, it is called the phase-shift method.

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4. Linear transformation

Mathematically, the linear transformation approach implies converting the current Cartesian system to another system. In the new system, the antenna spacing and movement can be separated into error-free disjoint parts, and the channel characteristics can then be modeled using a state-space representation. Finally, an inverse linear transformation is performed to convert the channel properties back to and represent them in the original system.

To study the channel correlation properties caused by distant scattering clusters, the correlation related to the MS was approximated by the AOA near zero degrees around the angles α0 and α0γ, as expressed in Eq. (12).

As depicted in Figure 5, this approximation means decomposing the movement and antenna spacing into a phase change on OA and a damping change on AW in accordance with the moving direction, in which the lines OA and AW are orthogonal.

Figure 5.

The motion vector is decomposed into a phase change on OA and a damping change on AW, where AB and EF denote the antenna arrays, and a, B, E, F are antenna sensors.

Let AG=dAG,GH=dGH,AU=dAU, and UW=dUW, then,

dAG+dGH=scosα0γ+drcosα0dAU+dUW=ssinα0γ+drsinα0E13

Geometrically, Eq. (13) interprets the meaning of the approximate expression in Eq. (12). Alternatively, AW can be considered as the result of AD projection.

Let AD=dAD=κ, then the right triangle relationship shows that,

κ=ssinα0γ+drsinα0cos90oα0+γ=s+drsinα0sinα0γE14

This can be regarded as that antenna A moves to D, but its real position is at E. Hence, the changed phase will cause Eq. (12) to become

C¯hκΔtκdtdr0=ej2πdrsinγ/sinα0γej2πdtcosβ0ej2πfDΔtκcosα0γ×α,βfααfββej2πdtsinβ0βej2πfDΔtκsinα0γαdαdβE15

in the new system.

Obviously, in the new system, the spatial correlation of the MS-related channels is represented by a phase rotation. In this way, we do separate the movement and antenna spacing into disjoint parts.

Moreover, this phase rotation is not related to the antennas at the BS. Thus, the Kronecker product can be used to construct the state-space MIMO channels [17].

The phase-shift approach provides an alternative way to study the same problem. By changing variables, an error-free and simple method is found to separate the movement and antenna spacing, in which the channel spatial-temporal correlation function can be regarded as the product of the phase rotation and channel temporal dynamics shifted by a value along the moving direction.3

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5. Geometry-based approach

In this section, two APDFs are presented. They are obtained based on Cauchy-Rayleigh and Rayleigh clusters. This geometric approach provides an intuitive way to map scattering objects in a cluster as an angular distribution of power.

5.1 Cauchy-Rayleigh cluster

Given a distant Cauchy-Rayleigh cluster, the Cauchy APDFs are obtained according to the geometric relations shown in Figure 4 [12],

fααfαcα=1πηrηr2+α2,fββfβcβ=1πηtηt2+β2E16

where c indicates that the APDF is obtained in terms of the Cauchy-Rayleigh cluster, the parameters, ηt=ζ/dOB1 and ηr=ζ/dOM1,dOB1=OB1,dOM1=OM1, are used to control the angular width of these two distributions, respectively. ζ>0 is the dispersion of the Cauchy-Rayleigh distribution.

Obviously, both fαcα and fβcβ in Eq. (16) are defined on ππ, and they are not proper Cauchy angular power density functions because the Cauchy probability density function is defined over the infinite interval . Hence, it is necessary to extend the integral from ππ to to use them to participate in the calculation of the integral.

Since fαcα and fβcβ in Eq. (16) represent the angular powers of the MS and BS, which are similar, the discussion will focus only on the AOD. The same conclusions can be obtained for AOA.

Clearly, fβcβ is truncated tails, which lead to

ππfβcβ1E17

However, if the intervals π and π contain much less power, then fββ in Eq. (16) is a suitable approximation.

Assuming that in the interval βy%βy%,Pβc contains y% power, then the following equation describes the relationship among the critical angle, the power, and the width of the distribution,

Pβc=βy%βy%fβcβ=2πarctanβy%ηtE18

i.e., βy%=tanπPβc/2ηt. Assuming Pβc=90%, then β90%=6.3138ηt. Similarly, α90%=6.3138ηr for Pαc=90%.

Moreover, 90% of power within the angular interval 2β90% means that the intervals β90% and β90% contain at most 10% of the transmitted power. With this in mind, the possibility of extending the angular interval from ππ to is explored next.

Based on the formula,

Pcηt=ππfβcβ=2πarctanπηtE19

and β90%=6.3138ηt, the following table is obtained.

Table 1 indicates that for each critical angle β90%, the interval ππ contains almost all the power contributed from the cluster. Therefore,

β90%1o5o10o15o20o30o
ηt0.0030.01340.0280.0420.0550.083
Pcηt0.9990.9970.9940.9910.9890.983
Residue0.1%0.3%0.6%0.9%1.1%1.7%

Table 1.

The widths ηt and the corresponding powers.

2πarctanπηt=ππfβcβfβcβ=1E20

Moreover, the assumption of a small angular range with most of the power will help one to obtain the following characteristic function as well,

Φβcω=fβcβejωβππfβcβejωβE21

Eq. (21) indicates that if some power is left out in one domain, then the same small amount will be missing in the other.

Therefore, Eq. (21) can be used to solve the integrals in Eq. (15) as

Φβc2πdtsinβ0βfβcβej2πdtsinβ0βE22

which is known,

C˜hcκΔtκdtdr0=e2πηtdtsinβ0ej2πdtcosβ0ej2πdrsinγ/sinα0γ×e2πηrfDΔtκsinα0γej2πfDΔtκcosα0γE23

and the channel dynamic function,

R˜hcκΔtκ=C˜hcκΔtκ,0,0,0=e2πηrfDΔtκsinα0γej2πfDΔtκcosα0γE24

According to Eq. (23), a specific expression of each element of RBS in Eq. (4) is assigned,

rm,nc,BSdt=e2πηtdtsinβ0ej2πdtcosβ0E25

and the notation RBSc is to replace RBS. Furthermore, all elements of RMS in Eq. (3) will have the following specific expression,

ri,jMSdr=ej2πdrsinγ/sinα0γE26

Eq. (26) indicates that the spatial correlation between MS channels will depend only on the antenna spacing dr but not on the cluster type. Thus, the notation RMS will be kept.

5.2 Rayleigh cluster

Similarly, given a distant Rayleigh cluster, the following approximate Gaussian APDFs are derived [13],

fαrα=12πσreα22σr2,fβrβ=12πσteβ22σt2E27

where r indicates that the APDF is obtained from the Rayleigh cluster, σt=σ/dOB1,σr=σ/dOM1, and σ is obtained from the Rayleigh distribution.

As described in the previous section, the truncated Gaussian APDFs can also be extended from π to infinity, and the analytical solution of the CSOS, denoted by the notation C˜hrκΔtκdtdr0, is obtained by substituting Eq. (27) into Eq. (15) [13],

C˜hrκΔtκdtdr0=e2π2σt2dt2sin2β0ej2πdtcosβ0ej2πdrsinγ/sinα0γ×e2π2σr2sin2α0γfD2Δtκ2ej2πcosα0γfDΔtκE28

and the channel temporal dynamic function is

R˜hrκΔtκ=e2π2σr2sin2α0γfD2Δtκ2ej2πcosα0γfDΔtκE29

Thus, each element of RBSr can be given by

rm,nr,BSdt=e2π2σt2dt2sin2β0ej2πdtcosβ0E30

and all elements of RMSr are also given by Eq. (26).

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6. AR-based state-space channel model

In the previous sections, two types of scattering clusters were introduced to obtain the analytical solutions of the CSOS. These two analytical solutions were decomposed into the product of channel temporal dynamics and spatial correlation. In this section, the channel temporal dynamics will be approximated as an AR(p) model, by which, a state-space MIMO channel model can be constructed for fitting the channel spatial-temporal correlation function.

A state-space model describes a dynamic system associated with the input, state variables, and output. The system input and output are linked by a state vector which is determined by a state transition matrix, and the last variable in the state vector will be the contribution from the cluster to the channel.

That is, for each scattering cluster, an AR(p) model is used to describe the MIMO radio channel temporal dynamics, and the Kronecker correlation matrix is employed to characterize the channel spatial correlation.

A coloring matrix is used to drive input Gaussian noise innovations to create channel spatial correlations, and the coloring matrix is determined by the channel correlation properties of the BS and MS described by the Kronecker product.

6.1 AR(p) model

An AR(p) model specifies that the output variable depends linearly on its previous values. It is a very ordinary model and has a wide variety of applications in time series. One of the significant features of an AR(p) model is that it can be transformed into a state-space representation. Therefore, a large number of approaches in the control domain can potentially be applied to MIMO channel modeling and be used to study radio channels.

An AR(p) model can be represented by [18].

xk=i=1pϕixki+wkE31

where ϕ1,,ϕpϕp=0 are complex coefficients and wk is a complex Gaussian sequence CN0σw2. That is, the stochastic variable xk is defined as a linear combination of its previous p values of the series plus an innovation noise.

In this section, Eq. (24) will be described by an AR(1) model, while Eq. (29) will be approximated by an AR(3) model. Since Eq. (24) is itself an AR(1) model, its coefficient ϕ and standard variance σAR1 can be obtained directly from equations [12, 19]. The coefficient ϕi and standard variance σAR3 of an AR(3) model can be estimated using the least-squares (LS) method [20] or computed using the spectral-equivalent (SE) method [13].

In this way, a single peak on the Doppler spectrum corresponding to the contribution from a distant scattering cluster is modeled by an AR(p) model.4 The advantage of using an AR(p) model is that it can be directly parameterized by the properties of the cluster, and it allows changing the angles in the simulation, which corresponds to changing the directions of the mobile receiver.

6.2 SISO channel model

The AR(p) model given by Eq. (31) can be transformed into the controllable canonical form [18, 21, 22] to obtain a state-space representation,

xk+1=Axk+Bwkhk=CxkE32

where B=0001T is a p×1,C=0001 is a 1×p vector, the output hk=xk is a scalar, the channel, and

xk+1=xkp+1xkp+2xkxk+1,A=010000100001ϕpϕp1ϕp2ϕ1xk=xkpxkp+1xk1xkTE33

The input vector B=000σARpT is redefined, i.e., the noise input will be scaled by σARp, then the variance of xk is 1, i.e., σx2=1 [13]. It makes a lot of sense to let xk have unit variance before C and let C scale be the contribution from a cluster, including path loss to hk.

It must be noted that, in reality, the matrices A and B are time-variant because both of them have angle-dependent elements. The angle α0γ is used to describe the moving direction to the cluster center, which may change all the time during the movement.

However, these matrices are assumed to be time-invariant due to small movements compared with the distance from the MS to the center of a scattering cluster. That is, within some time slots, all matrices are approximately constant. This implies that constant angles toward clusters, constant speed during the movement, and hence a time-invariant environment is satisfied. This assumption is related to the stationarity of xk and hk sequences as well.

The block diagram corresponding to the singe-input and single-output (SISO) channel model in Eq. (32) is shown below,

Figure 6 is also known as the AR(p)-based state-space SISO channel model block. In the block diagram, the inputs and outputs are scalars, described by a single line, and double lines are used to represent vectors.

Figure 6.

Block diagram of the AR(p)-based state-space SISO channel model.

This is the simplest state-space model used to describe the channel temporal dynamics and will be employed to construct state-space single-input and multiple-output (SIMO) and MIMO channel models.

6.3 SIMO channel model

Based on the SISO channel model block shown in Figure 6, a state-space SIMO channel model is constructed by connecting multiple SISO channel model blocks in parallel, in which a correlated innovation process is employed to adjust the spatial correlation between these SISO channel blocks, the SIMO channels, as shown in Figure 7. This can be done by introducing ΦMr, an Mr×Mr coloring matrix. The number of SISO channel model blocks required for the SIMO channels will depend on the number of receiving antenna elements Mr.

Figure 7.

Block diagram of the AR(p)-based state-space SIMO channel model.

Mathematically, this parallel connection can be interpreted as the following state-space representation,

xk+1=Γsimoxk+Ψsimowkhksimo=ΩsimoxkE34

where the state vector xkCpMr,wkCN0σw2IMrCMr are independent and identically distributed (i.i.d), the channel vector and the driving noise vector are expressed as

hksimo=hk1hk2hkMrTCMrwk=wk1wk2wkMrTCMrE35

Moreover, the matrices Γsimo,Ψsimo, and Ωsimo are defined by

Γsimo=IMrA=A000A000ApMr×pMrΨsimo=IMrBΦMr=B000B000BpMr×MrΦMrΩsimo=IMrC=C000C000CMr×pMrE36

where IMr is the identity matrix of size Mr,Ψsimo is a pMr×Mr matrix, and ΦMr is the coloring matrix employed to control the spatial correlation properties between the channels.

To acquire ΦMr, we need to study the system output in Eq. (34). By definition, the auto-covariance matrix of channels Rh equals EhksimohksimoH. Simple algebra gives Rh=ΦMrΦMrH=RMS.

The Cholesky decomposition method can be employed to solve the equation ΦMrΦMrH=RMS numerically. This results in a lower triangular matrix with strictly positive diagonal entries. For small Mr, however, a lower triangular matrix ΦMr can be found analytically [12]. Therefore, it significantly reduces the computational complexity of getting all the elements in a closed-form representation.

The key idea of modeling the SIMO channel using the state-space representation is the modular approach, i.e., just add the required number of SISO channel blocks to form another bigger block called an AR(p)-based state-space SIMO channel model block. This constructed block has an i.i.d. Gaussian noise input vector and a correlated output vector, i.e., the SIMO channels.

6.4 MIMO channel model

To build an AR(p)-based state-space MIMO channel model, the spatial correlation properties at the BS will be added. Thus, based on the Kronecker matrix given in Eq. (6), a correlated innovation matrix, a coloring matrix, is employed to characterize the spatial correlation of the channels.

Similar to modeling the state-space SIMO channel model, a state-space MIMO channel model is constructed by connecting multiple SIMO channel blocks in parallel, as Figure 8 illustrates, in which ΦMrMt is the coloring matrix, and the number of SIMO channel blocks needed for the MIMO channels will depend on the number of transmitting antenna elements Mt.

Figure 8.

Block diagram of the AR(p)-based state-space MIMO channel model.

Mathematically, this block diagram can be implemented as the following state-space representation,

xk+1=Γmimoxk+Ψmimowkhkmimo=ΩmimoxkE37

where xkCpMrMt,wkCN01CMrMt and hkmimo=vecHk, here

Hk=hk11hk12hk1Mthk21hk22hk2MthkMr1hkMr2hkMrMtE38

and Ψmimo,Ωmimo,Γmimo are defined by

Γmimo=IMrMtA=A000A000ApMrMt×pMrMtΨmimo=IMrMtBΦMrMt=B000B000BΦMrMtΩmimo=IMrMtC=C000C000CMrMt×pMrMtE39

where ΦMrMt is defined as a lower triangular matrix, which fulfills the condition,

ΦMrMtΦMrMtH=RMIMO=RBSRMSE40

Similarly, the Cholesky decomposition method can be used to solve Eq. (40) numerically. However, for a small size matrix ΦMrMt, like a 2×2 MIMO channel model, an analytical solution of a lower triangular matrix Φ4 is obtained [13, 19].

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7. MIMO-OFDM channel model

The demand for multimedia services requires high data rates for communications. However, in a single-carrier modulation system, this is limited by inter-symbol interference, which occurs due to time dispersion of channel caused by multi-path propagation [23, 24]. A multi-carrier modulation technique, OFDM, is proposed to overcome this problem. That is, OFDM is employed to the channels that exhibit a time delay spread, or equivalently, have the characteristic of frequency selectivity.

Notice that the MIMO channel model presented earlier is used for narrow-band and single-carrier frequency. In this section, as a promising strategy, a combination of MIMO and OFDM technology is proposed to deal with the frequency-selective fading channels, i.e., a wide-band MIMO channel model and a MIMO-OFDM channel model.

To this end, the so-called time delay factor is introduced to describe the delay spread due to the two-dimensional (2D) scattering clusters, which will focus on the spatial-temporal-spectral correlation properties of the channel and not only on the spatial-temporal correlation characteristics of the channel.

7.1 Spectral correlation matrix

Let us define the elements of the channel spectral correlation matrix below,

rfdf=τfττej2πdfτE41

then the spectral correlation matrix of size Mf×Mf can be represented by the sequence rfmf,

Cf=rf0rf1rfMf1rf1rf0rfMf2rfMf1rfMf2rf0E42

where the diagonal element rf0=τfττ=1. The above matrix will be used to derive the coloring matrix for the MIMO-OFDM channels.

7.2 Building a MIMO-OFDM channel model

Similarly, based on the MIMO channel model block, a MIMO-OFDM channel model can be constructed. This time, however, a colored input noise vector for the MIMO-OFDM channels is generated using the spectral correlation matrix Cf.

The vector htf0Th(tf1)Th(tfMf1)TT is used to represent all of the MIMO-OFDM channels. This results in the channels that are characterized by a spatial-temporal-spectral correlation function.

In Figure 9, h[k, i] is a discretized representation of the continuous-time channel vector hkΔtfi, each dotted box represents a MIMO channel model, which includes a total of MrMt state-space SISO channel blocks and one spatial correlation matrix ΦMrMt. Moreover, each block involves a single-carrier frequency, and this parallel connection will generate Mf frequency-selective channels. In addition, the block diagram D is a square matrix of order Mf obtained from the spectral correlation matrix Cf in Eq. (42). This matrix is employed to adjust the spectral correlation properties between the MIMO channel blocks.

Figure 9.

Block diagram of the MIMO-OFDM channel model.

Mathematically, this state-space MIMO-OFDM channel model can be represented by

xk+1=Γxk+Ψwkhk=ΩxkE43

where hk0Th[k1]Th[kMf1]TTCMfMrMt is denoted by hk,xkCpMfMrMt,wkCMfMrMt,Γ is a complex square matrix of order pMfMrMt,Ψ is a pMfMrMt×MfMrMt complex matrix, and Ω is a MfMrMt by pMfMrMt real matrix. The matrices Γ,Ψ, and Ω are given by

Γ=IMfΓmimo,Ψ=DΨmimo,Ω=IMfΩmimoE44

where p is the order of the AR model, Γmimo,Ψmimo, and Ωmimo are given by Eq. (39), and D is defined as a lower triangular matrix that satisfies,

DDH=CfE45

As mentioned earlier, the Cholesky decomposition method can also be used to obtain all of the elements of the lower triangular matrix D. However, in the case of two sub-carriers, simple algebra will result in the following closed-form solution.

D=10rfmf1rfmf2E46

Therefore, given a DPDF, the corresponding spatial-temporal-spectral correlation function can be obtained. This will be presented next.

7.3 Cauchy delay PDF

Similarly, given a distant Cauchy-Rayleigh cluster, the delay PDF of TOA is approximately equal to Cauchy [25],

fτcτ=fττ1πηη2+ττ¯2E47

where τ¯ denotes the average time delay,

τ¯=dOB1+dOM1vc,η=ζ2+2cosθ0vc,cosθ0=dOB12+dOM12dB1M122dOB1dOM1E48

and vc is the speed of light, θ0 is the angle between the two edges B1O and OM1, as illustrated in Figure 4. Notice that the time delay τ is a non-negative variable. Hence, Eq. (47) is valid only if the main area under the curve is in the positive direction of the delay axis. In other words, the area under the tail in the negative direction of the delay axis is small and can be ignored.

Since ζ=α90%dOM1/6.3138, from Eq. (48), we get,

η=α90%2+2cosθ06.3138dOM1vcE49

Notice that the ratio of dOM1 and vc is very small, the width of the delay power distribution function η will be a very small value. Therefore, the integration of Eq. (47) will be approximately equal to 1 over the interval 0τϵ, and it can thereby be extended to 0. Here, τϵτmax is a number and τmax denotes the maximum delay.

Adding the spectrum df to the expression, the following equation is obtained by substituting fαcα,fβcβ. and fτcτ into Eq. (15),

C¯hκΔtκdtdrdfC˜hcκΔtκdtdrdf=R˜hcκΔtκrm,nc,BSdtri,jMSdrrfcdfE50

where R˜hcκΔtκ is the channel dynamics given in Eq. (24), rm,nc,BSdt,ri,jMSdr are spacing correlations given in Eqs. (25) and (26), respectively, and rfcdf is the spectral correlation given by

rfcdf=e2πηdfej2πdfτ¯E51

7.4 Gaussian delay PDF

Given a distant Rayleigh cluster, the approximate Gaussian DPDF of TOA is obtained [26],

fτrτ=fττ12πσ0eττ¯22σ02E52

where

σ0=σ2+2cosθ0vcE53

and cosθ0 and τ¯ are defined in Eq. (48). Therefore, for Gaussian distributed TOA, we have,

C¯hκΔtκdtdrdfC˜hrκΔtκdtdrdf=R˜hrκΔtκrm,nr,BSdtri,jMSdrrfrdfE54

where R˜hrκΔtκ is defined in Eq. (29), rm,nr,BSdt,ri,jMSdr are spacing correlations defined in Eqs. (30) and (26), respectively, and rfrdf is the spectral correlation given by

rfrdf=e2π2σ02df2ej2πτ¯dfE55

Thus, an AR(p)-based state-space MIMO-OFDM channel model has been constructed. However, this approach is only applicable to a single scattering cluster. Next, the method for constructing a multi-cluster MIMO-OFDM channel model is described.

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8. Multi-cluster MIMO-OFDM channel model

According to previous studies, Eqs. (50) and (54) are two key functions for building the MIMO-OFDM channel model based on a single scattering cluster. Combining these two types of channel models, a multi-cluster MIMO-OFDM channel model is constructed. In this way, a physical propagation environment of radio waves is reconstructed by simulations.

Considering a radio wave propagation environment with K distant Cauchy-Rayleigh and Rayleigh scattering clusters, as shown in Figure 10, it is assumed that the BS is fixed while the MS is moving with speed v, and there is noline of sight (LOS) between the BS and MS, all of the signals transmitted and received are via these K uncorrelated scattering clusters. Each cluster is grouped into resolvable multi-path components. Besides, within a cluster, the trigonometric relationship among the BS, scatterers, and MS has been introduced, as shown in Figure 4.

Figure 10.

Multiple distant scattering clusters, cluster no. 1 to cluster no. K, in a radio wave propagation environment, in which each cluster is grouped into resolvable multi-path components.

For this model, only a single scattering event along each path between the transmit and receive antenna arrays is considered. That is, it is assumed that the contribution to the power due to multiple scattering events is much lower and will be ignored.

In addition, the radio waves contributed from different scattering clusters can be added to obtain the contributions of all.

The power contributed from each cluster is dedicated in a portion to the Doppler power spectrum. From this point of view, under the assumption of uncorrelated scattering clusters, the summation of the radio waves can be regarded as adding up each individual portion of power. These contributions will result in a K-cluster MIMO-OFDM channel model if the delay factor is taken into account.

8.1 Multi-cluster angular-delay Spectrum

The joint angular-delay spectrum associated with K scattering clusters can be written as

fα,τατ=k=1KPkfαk,τkαkτkk=1KPk=k=1KPkfαkαkfτkτkk=1KPkE56

where Pk denotes the power contributed from the kth cluster. Taking summation over the angles, the marginal distribution represents the PDP, fττ, of the clusters. The sum over the delays stands for the angular power distribution, fαα, of the clusters.

8.2 Building a multi-cluster MIMO-OFDM Channel model

Connecting multiple MIMO-OFDM channel model blocks in parallel, a multi-cluster MIMO-OFDM channel model is constructed, as shown in Figure 11, and the number of blocks required depends on K.

Figure 11.

Block diagram of a K-cluster MIMO-OFDM channel model, where the input noise vector wkKMfMrMt, the output channel vector hk0:Mf1 means that there are Mf sub-carriers from mf=0 to mf=Mf1, and the AR(p)-based MIMO-OFDM channel model block is shown in Figure 9.

The connection illustrated in Figure 11 can be transformed into the following mathematical representation,

xk+1=Γxk+Ψwkhk=ΩxkE57

where Γ,Ψ, and Ω are given below,

Γ=Γ1000Γ2000ΓK,Ψ=Ψ1000Ψ2000ΨKΩ=Ω1000Ω2000ΩKE58

where Γi,Ψi, and Ωi are defined in Eq. (44), which represent the matrices either from the AR(1)-based MIMO-OFDM channel model or from the AR(3)-based MIMO-OFDM channel model.

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9. Conclusions

This chapter presents a state-space-based simulation model for MIMO-OFDM channels. Based on this model, a physical propagation environment of radio waves can be reconstructed by simulations.

In this approach, for each distant scattering cluster, the received power renders a narrow peak, which contributes a portion to the Doppler power spectrum. The entire Doppler power spectrum is obtained by summing the contributions of all these uncorrelated scattering clusters.

One of the fundamental assumptions in this chapter is the probability distribution of scattering clusters. The AOD, AOA, and TOA due to distant Cauchy-Rayleigh scattering clusters can be approximately modeled as the Cauchy angular and delay power distribution functions, while distant Rayleigh clusters result in the Gaussian angular and delay power distribution functions.

Another underlying assumption is that more than 90% of the power is within a small angular spread. The narrow distribution enables us to study the CSOS using approximations for small angles. This implies that both the upper and lower limits of the integral of the channel spatial-temporal correlation function can be extended from ππ to without losing its main features. Meanwhile, the assumption of independence of the AOD and AOA makes the channel correlation function integrable.

One of the main results is the decomposition of the spatial-temporal correlation function caused by a single cluster. The CSOS can be decomposed into disjoint antenna spacing and movement parts using the phase-shift method. Thus, an AR(p) model can be employed to describe the temporal dynamics of the channel.

A major result is that the radio channels can be built modularly. A state-space-based MIMO-OFDM channel model is another major result. A distant scattering cluster contributed to each antenna at a mobile receiver is associated with an AR(1)- or AR(3)-based state-space SISO channel model block. The beauty of using state-space representation is that a MIMO-OFDM channel model can be constructed using multiple SISO channel blocks. Meanwhile, a correlated innovation process is employed to adjust the channel spatial correlation within each MIMO block and spectral correlation between the MIMO blocks. Following the same process, it is easy to extend this model to the multi-cluster case.

Therefore, the spatial-temporal-spectral correlation characteristics of the channel are achievable in the simulated channels.

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10. Future work

Future work may include:

  • AOD/AOA Measurement

    The angular-delay spectrum is an important parameter in the modeling of the state-space-based MIMO-OFDM channels. In practice, how to measure the directional information will directly affect the results of a realistic channel correlation accuracy. On the other hand, the effective channel modeling largely relies on well-defined correlation functions.

  • AOD/AOA Estimation

    Extracting or estimating AOD/AOA from measurements is another issue. This is a hot research topic that attracts people. Many results have been published in the literature, for example, the multiple signal classification (MUSIC) algorithm [27, 28], the estimation of signal parameters via rotational invariance techniques (ESPRIT) algorithm [28, 29], the expectation-maximization (EM) algorithm [30, 31], and the space-alternating generalized expectation-maximization (SAGE) algorithm [31, 32].

    Several issues related to these algorithms need to be addressed, for example, how to estimate the number of signal sources and estimate the arbitrariness of the DOA. In addition, these algorithms do not work when the number of signal sources is larger than the number of antennas. The recurrent neural network (RNN) and convolutional neural network (CNN) may be suitable to solve this problem.

  • Reduce Simulation Complexity

    In simulations, the computation complexity depends on the size of the antenna arrays Mr×Mt, the number of sub-carriers Mf, and the number of uncorrelated scattering clusters K.

    For each Mr×Mt block, we may assign a small number to Mf and use the interpolation technique to increase the size of the channels. This idea makes sense because the contributing channels have high coherence bandwidth, which renders close to flat fading.

    In this way, the size of a spectral correlation matrix and the computational complexity in a simulation will be highly reduced. Hence, the problem of decomposition of the spectral correlation matrix using the Cholesky decomposition method may be avoided. For the large size of the matrix, the Cholesky decomposition method may lead to numerical problems.

  • Massive MIMO

    The massive MIMO technology uses a large number of antennas at the BS to serve multiple users simultaneously. It is proposed to improve the performance of wireless communication systems, such as higher data rates, improved spectral efficiency, and better link reliability. Due to the large number of antennas, the propagating wave will no longer be a plane wave. That is, the spherical wave model for near-field should be taken into account. In this case, a mathematical model describing the radio channel characteristics is needed.

  • Channel Generators

    The spatial channel model (SCM) [33] and the WINNER II [34] are channel models used in wireless communication systems. They are designed to simulate the propagation of radio waves in different environments and are used for evaluating and testing the performance of wireless communication systems.

    They are good channel models and have been used in many radio propagation scenarios [35, 36, 37]. However, the scatterers in both SCM and WINNER II are limited and they cannot be used to describe situations such as the propagation of a large number of signal sources, i.e., the presence of a large number of scatterers in the propagation environments.

    The channel model presented in this chapter can be employed to describe the situations of a large number of scattering objects in the radio wave propagation environment and to evaluate the performance of the designed wireless communication systems.

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Notes

  • It refers to the concept of distance described in terms of wavelengths.
  • For small ϵ,cosϵ=1+Oϵ2 and sinϵ=ϵ+Oϵ3.
  • It can also be considered as the time delay of the channel dynamics.
  • The channel dynamics due to the Cauchy-Rayleigh clusters is modeled as an AR(1) model and it approximately represents the channel dynamics due to the Rayleigh clusters by an AR(3) model.

Written By

Xin Li and Kun Yang

Reviewed: 14 June 2023 Published: 05 October 2023