\r\n\tAs a matter of fact, each time we read or meditate these outstanding giants we feel the respect, the admiration, and the esteem to these magnificent men and giants of science who most of them were mathematicians, physicists, astronomers, statisticians, philosophers, etc... at the same time. They were, as we call them today: Universalists.
\r\n\tAdditionally, each time we work on this field we find the pleasure to tackle the knowledge, the theorems, the proofs, and the applications of the theory of probability. In fact, each problem on probability is like a riddle to be solved, a conquest to be won, and we become relieved and extremely happy when we reach the end of the solution. This verily proves two important facts: firstly, the power of mathematics and its models to deal with such kind of problems and secondly the power of the human mind that is able to understand such class of problems and to tame such a wild concept that is randomness, probability, stochasticity, uncertainty, chaos, and chance.
\r\n\r\n\t
\r\n\tThe fields to which this book belongs to are that of Probability and Statistics theory with its applications and of Mathematics in general, hence the present work should ? and it certainly does - include applications to both fields that encompass a wide set of problems taken from engineering, fundamental mathematics, computer science, physics, and science in general.
\r\n\r\n\tThe aim of this book titled "Forecasting in Mathematics - Recent Advances, New Perspectives and Applications" is to apply mathematics to scientific forecasting whether in the fundamental theory of mathematics, or in computer science, or in science and hence to use mathematics to predict the consequences and the outcome of a scientific random or deterministic experiment or phenomenon.
',isbn:"978-1-83880-827-3",printIsbn:"978-1-83880-825-9",pdfIsbn:"978-1-83880-828-0",doi:null,price:0,priceEur:0,priceUsd:0,slug:null,numberOfPages:0,isOpenForSubmission:!1,hash:"9a3ad05fef0502040d2a238ad22487c0",bookSignature:"Dr. Abdo Abou Jaoude",publishedDate:null,coverURL:"https://cdn.intechopen.com/books/images_new/10062.jpg",keywords:"Diagnostic and Prognostic, Probability Theory, Statistics, Advanced Probability, Random Phenomena, Random Processes, Stochastic Phenomena, Markov Chains, Markov Processes, Novel Probabilistic Models, Stochastic Algorithms, Monte Carlo Methods",numberOfDownloads:713,numberOfWosCitations:0,numberOfCrossrefCitations:0,numberOfDimensionsCitations:0,numberOfTotalCitations:0,isAvailableForWebshopOrdering:!0,dateEndFirstStepPublish:"May 7th 2020",dateEndSecondStepPublish:"May 28th 2020",dateEndThirdStepPublish:"July 27th 2020",dateEndFourthStepPublish:"October 15th 2020",dateEndFifthStepPublish:"December 14th 2020",remainingDaysToSecondStep:"8 months",secondStepPassed:!0,currentStepOfPublishingProcess:5,editedByType:null,kuFlag:!1,biosketch:"Holder of two PhDs in Mathematics and Prognostics from the Lebanese University and Aix-Marseille University, developer of a novel branch of pure and applied mathematics known as 'the complex probability paradigm' which joins probability theory with complex variables and analysis.",coeditorOneBiosketch:null,coeditorTwoBiosketch:null,coeditorThreeBiosketch:null,coeditorFourBiosketch:null,coeditorFiveBiosketch:null,editors:[{id:"248271",title:"Dr.",name:"Abdo",middleName:null,surname:"Abou Jaoude",slug:"abdo-abou-jaoude",fullName:"Abdo Abou Jaoude",profilePictureURL:"https://mts.intechopen.com/storage/users/248271/images/system/248271.jpg",biography:"Abdo Abou Jaoudé has been teaching for many years and has a passion for researching and teaching mathematics. He is currently Associate Professor of Mathematics and Statistics at Notre Dame University-Louaizé (NDU), Lebanon. He holds a BSc and an MSc in Computer Science from NDU, and three PhDs in Applied Mathematics, Computer Science, and Applied Statistics and Probability, all completed at Bircham International University through a distance learning program. He also holds two PhDs in Mathematics and Prognostics from Lebanese University, Lebanon, and Aix-Marseille University, France. 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Introduction
Sexuality as a human need for belonging and being close with someone, as a need for affiliation and physical pleasure is typical for all ages in the life span development [1]. In regard to human needs sexuality is a goal (the need) and a mean through which individuals satisfy their needs. Sexuality has a significant impact on individual\'s self-esteem, well-being, and functioning; it includes personal, cultural and social identity, and not just sexual orientation and behaviour [2]. The need for sexuality and intimacy is maintained in old age [3], only modes of sexual expression can be different concerning individual\'s age. In addition to physical sexual relations elderly can express sexuality through hugging, fondling, kissing, holding hands, touching or physical closeness [3, 4], through demonstrating mutual tenderness, support, and understanding, and through developing a new partnership relationship [5].
There are many factors that positively or negatively affect the expression of sexuality among elderly in nursing homes. Not only age-related changes and diseases [6] but also some psychosocial factor occurs. Skoberne [7] and Ziherl [6] argues, that these factors are widowhood, separations, quality of partnership, self-esteem, health impact on partnership, economic situation and environmental influence. In fact, sometimes is easier to influence on age-related changes and disease than environmental influence which has a significant impact on satisfaction of sexual needs in older age. Moreover, in this case the environmental influence means other people views whether are already so deeply entrenched and changing them can be very time consuming process. Society still perceives older people without sexual needs or incapable of sexual activity. For that reason elderly suppress their sexual needs and start to behave in accordance with these beliefs [7].
Institutional care is important and widespread form of care for the elderly who are no longer able to live independently. The attitude of nursing staff towards sexuality is very different and may vary from positive to negative or permissive and restrictive [8]. This can significantly inhibit the expression of sexuality among the elderly. Room designs which do not provide privacy [9], taking care just for the physical needs, avoid talking about sexuality because of the shame [1, 10, 11], failure to respect residents autonomy or the need to control their behavior [3], and letting families to take decisions instead of them [12] are the aspects which may have a significant impact on sexual or intimacy expression among elderly living in nursing homes. Moreover, nursing staffs day-to-day contact with residents often develops into strong relationships, which also affect the sexual expression of the elderly in nursing homes [13]. Since satisfaction of needs has an important role in individual’s satisfaction, happiness, and wellbeing, the study of nursing care professionals’ attitudes toward sexuality and sexual needs of elderly is necessary for a comprehensive understanding of the determinants which influences the quality of life among elderly in nursing homes. In the end of the chapter authors present the results of a study of nursing care professionals’ attitudes toward sexuality of elderly in nursing homes which was performed on a sample of nursing staff from 5 Slovenian nursing homes. The authors developed a semantic differential scale, encompassing a list of adjectives, through which nursing care professionals described the meaning attached to sexuality of elderly in institutional care.
2. Physiological and psychosocial aspects of sexuality among elderly
Older people continue to have need for maintaining their sexual activity and intimacy [3], they just change the ways of expression of their needs. However, in addition to physical sexuality, elderly express their sexuality also with hugging, caresses, kissing, holding hands, touching or by physical closeness [3, 4] as well as tenderness, partners support and mutual understanding [5]. There are many factors that positively or negatively affect the expression of sexuality among elderly which include not only age-related changes and diseases [6] but also some psychosocial factors.
Over the years, some physiological changes occur in aged population that affects their sexual activity. For example, men take longer to get an erection, which can be shorter, and women can perceive physiological changes as a vagina moistening problem. However, Walsh and Berman [14] observed that with age the desire for sexual activity and the possibility of experiencing orgasm do not decrease. Although, in the recent years, studies that describe sexual lives among older women become more frequently, we still trace down some prejudices that with the menopause sexual life is over or that sexuality during menopause is not appropriate [15].
The level of estrogen in women after menopause is declining, but the body still produces enough testosterone to maintain interest in sex [15, 16]. Some women after 60 years may experience that the clitoris is somewhat reduced, but still remains very sensitive [17]. Also, due to dryness and vaginal atrophy women can experience pain during sexual intercourse (dyspareunia) [16]. Sexual excitement can be reduced or it is weaker, and therefore women require a longer petting to lead her to an orgasm [15]. There also may be some psychological symptoms that accompany menopause. The fact that women in menopause cannot have children any more, for some proves the inevitable aging [14, 18]. Distress in older women is also caused by other factors including urinary incontinence, removal of the uterus and some other chronic diseases [19], although the removal of the uterus usually does not affect sexual satisfaction [16]. However, all this have an impact not only on the sexual functioning, but also on emotional state, self-esteem and consequently interpersonal relationship [20].
Even older men are confronted with some changes that may affect the perception of sexuality and sexual desire, although most of them produce enough testosterone that is sufficient to maintain libido [16]. The most common sexual dysfunction in man is erectile dysfunction and hypogonadism [20]. In fact, erectile dysfunction in man increases with each decade, starting at age 60 [21]. Masters and Johnson [17] found that men aged between 50 and 90 years, usually state that their erection is slow and incomplete, and for its maintenance need more stimulation. In older men the stimulation should be of both, mental and physical nature in contrast to younger men which mostly require only mental stimulation. On the other hand, older men have the ability to have greater control over ejaculation, but the intensity and volume of ejaculate is smaller [22]. Same authors also indicate a shorter orgasms and prolonged interval between each ejaculation. For those aged more than 70 the interval can be extended up to 48 hours [16], but it rarely happens that a sex organ is completely unresponsive [23]. Even some health problems and chronic diseases may affect the sexual performance in older man. Diabetes, vascular disease, fear of heart attack, certain operations (for example prostatic surgery) and some medications (used to treat hypertension, depression, anxiety, cancer etc.) can affect sexual desire or ability to have sexual intercourse [14, 23]. Table 1 presents some of the key changes among elderly man and woman that affect their sexuality and sexual functioning.
\n\t\t\n\t\t\n\t\t\n\t\t\t\n\t\t\t\tPhysiological changes in men\n\t\t\t | \n\t\t\t\n\t\t\t\tPhysiological changes in women\n\t\t\t | \n\t\t
\n\t\t\n\t\t\t• slow excitation | \n\t\t\t• dryness and vaginal atrophy | \n\t\t
\n\t\t\n\t\t\t• reduced ejaculate volume | \n\t\t\t• shorter and narrowed vagina | \n\t\t
\n\t\t\n\t\t\t• smaller intensity of ejaculate | \n\t\t\t• reduced vaginal discharge | \n\t\t
\n\t\t\n\t\t\t• shorter erection | \n\t\t\t• shorter clitoris | \n\t\t
\n\t\t\n\t\t\t• incomplete erection | \n\t\t\t | \n\t\t
\n\t\t\n\t\t\t• a longer unresponsive period before re-erection | \n\t\t\t | \n\t\t
\n\t
Table 1.
Physiological changes among elderly [19]
Sexuality among elderly has also some advantages. Master and Johnson [17] have stated that one of the advantages of aging, according to the sexual functioning is that the control of ejaculation in the man aged 50 to 70 is better than in man aged between 20 to 40. In other words, many older people retain the ejaculation longer and therefore the sexual intercourse last longer to orgasm. Furthermore, women are no longer afraid to become pregnant [23] and they no longer need the contraceptives, which can release libido and lead to an increased desire for sexual contact [18].
But in spite of this society still perceives older people without sexual needs or incapable of sexual activity. For that reason elderly suppress their sexual needs and start to behave in accordance with these beliefs [7]. Lindau et al. [24] found, that sexual desire and activity are widespread among elderly man and women; however those aged more than 70 placed less importance on sex than the younger population [25]. The same authors also found that there are some gender differences in attitudes toward sexuality, with the greatest difference being in the older age group (41,2 % of males aged 75 – 85 stated an interest in sex compared with 11,4 % of females of same age) [24]. Other studies also shown that not having sexual partner and having poor health status in the late period of life are associated with decreased sexual activity [26, 27], but this does not necessarily mean that sexuality is not important to older people. In fact, Gott et al. [25] found that only when the barriers to remain sexually active were too great to be overcome then sex assume no importance, regardless of age.
Psychological aspect may be as important as physiological aspect for sexual function because this aspect can impact the ways in which other determinants of sexual function are expressed [28, 29]. For example, emotional and interpersonal motivation mediates the effect of sexual desire which is produced by neuroendocrine mechanisms. In fact, motivation plays an important role regarding personal attitudes about sexuality [28] and in sexual functioning of the person because it may increase the desire for sexuality and affects on sexual inactivity due anxiety, or anger with partner [30]. Psychological problem such as depression also influence sexual function in all age group. Its pharmacological treatment is associated with sexual dysfunctions such as anorgasmia, erectile dysfunction, diminished libido that may persist even after medication use is discontinued [31]. However, sexual dysfunction in depressed older adults is often overlooked and less appropriately treated than in younger population [20]. Moreover, psychological aspect is independently related to sexual function. Self-perception theory argues that individuals make attributions about their own attitudes, feelings, and behaviors by relying on their observations of external behaviors and the circumstances in which those behaviors occur [30]. Self-perception theory can be applied to a situation in which a woman observes that she is receptive to her partner sexual initiations, but she is never the initiator. Consequently, the woman perceives that because she engages in sexual activity only in response to her partner, she has low sexual desire [16]. Also, many women because of self-perception theory and overjustification, experience sex as an obligation rather than as an enjoyable part of the relationship, and they consider themselves sexually inadequate. Low self-esteem or poor body image due to aging is also an important psychological barrier which affects the sexual activity of older adults [17]. Furthermore, many couples in long-term relationship perceive the natural decrease in excitement and passion as a symptom of failed marriage. But in every long-term relationship passion can decline over the time and comfort, security, and partnership step in [28]. In addition, relationship duration may affect sexual frequency. Call et al. [32] found that the habituation to sex occurred as relationship duration increased, resulting in a decline in sexual frequency. However, sexual frequency decline is not synonymous with the decline in sexual satisfaction. Gott and Hinchliff [7] also found, that in older adults age was seen as facilitating cooping when sex become less frequent, or stopped. It seems that for older adults in long-term relationship is normal that sex will become less possible with normal ageing and the cessation of sex is easier to cope.
As mentioning before, sexuality is affected by several aspects which plays a crucial role in sexual functioning among elderly. One of them is also social aspect which includes many factors, like gender, race, ethnicity, educational and environmental background, socioeconomic status, financial resource, and religion that affects the sexual activity in older adults [21, 28]. Huffstetler [17] emphasized that internalizing negative attitudes toward sexuality and the lack of available partners are the most important social barriers in older adults. In this context DeLamater and Karraker [30] also stated that for older adults the availability of a partner seems to be an important factor for sexual functioning. Although studies [25] indicate that man population is more sexually active, Lindau et al. [24] found that the difference in overall rates between man and woman is manly explained by the relative shortage of man which is in turn due to disparity in ages between partners. In fact, men tend to be older than their spouses but also there is present higher longevity among woman which in older ages results in a shortage of man in later life period [30]. Therefore, Gott and Hinchliff [25] found that older people who are not in relationship or are widowed plays lesser importance on sex. Relationships factors are important because it is difficult to isolate sexual function out of this context, and the presence or absence of partner affects sexual desire [30]. Most of older people think about sexuality as an important component of close emotional relationship in later life and express no interest in sex outside this context (for example in the form of “one night stands”) [25]. Laumann et al. [33] found in their analysis of the Global Study of Sexual Attitude and Behaviors that sexual satisfaction and relationship satisfaction are highly related in older adults, which means that for aged population sex in companionate relationship also express the quality of the relationship. The same authors [33] also found that men reported higher levels of subjective sexual wellbeing regardless of sociocultural context than did woman. Older men are less likely than older woman to state that they do not enjoy in sex [21]. Besides, in the society still persist some double standards between the genders which can be explained by the cultural myth that men have greater sexual needs. In fact, when man engage in sexual activity outside the bounds of marriage it is much more acceptable, and it is often viewed as necessary for remaining healthy, whereas women adulterers are often viewed as selfish or whorish [17]. But most older adults still think that sexuality is something that is not appropriate in adult life. In fact, older adults’ may internalize the stereotype of sex in older age being wrong [20]. One Finnish study [34] showed that although many older adults have an active sex life, more than half were of the opinion that sexually active life in older age is somehow inappropriate. Also cultural experiences and cohort effects are important factor in sexual expression. The oldest individuals borne before the sexual revolution are now 65 years or more and their sexual attitude differs from the generations born before them. So called “Baby Boom” generation in the period of adolescence enjoyed the sexual expression and many of them enjoy it even today [30]. Researcher [35] found a significant correlation between sexual power among the youth, middle and older man population which means that “Casanova” in the young age remains “Casanova” in the later period of life. Another important sociocultural aspect is the religion which has also a great impact on individual’s attitude toward sexuality, especially among older adults in western societies [17]. During the middle Ages, the European church decreed that sexual intercourse was solely for the purposes of procreation. In fact, older individuals who have more conservative religious beliefs are looking at the sexual intercourse and masturbation in the postmenopausal period as something with negative connotation; because this kind of sexual activity does not include the possibility of procreation they perceive it as a sin [17]. Others social aspects can also have a great influence on the sexual activity in older people, like socioeconomic status (individuals with lower socioeconomic status are more sexually active) or ethnicity (among older adults, African Americans are more sexually active than Caucasians) [17] as well as environmental restrictions, in case of communal living environment (e.g. nursing homes), where the lack of privacy may force some residents to express their sexuality in semiprivate or public places [21].
3. Nursing care professionals’ attitudes towards sexuality among elderly in nursing homes
3.1. Stereotypes about sexuality in elderly
Sexuality is an intrinsic part of human being, but evidence still suggests that in elderly this area of life is often overlooked, particularly in long-term care settings [36]. Madsen [37] argue that society is a barometer for how majority feels about a certain topic such as sexuality in later life, so the societal views can be used as a guide for where changes may be needed or should be done. We may assume that society indicates, but at the same time determines the point of view about sexuality in later life. Sexuality is still stereotypically seen as something normal, desired, acceptable and meaningful when it comes to young people, but in older sexuality is perceived as unnecessary, pointless, embarrassing and even disturbing [13, 37-39]. Such a stereotypical viewing arises from reflecting on the elderly as unattractive, asexual and unable to get involved into intimate and sexual relationships [7] and leads to the misconception and wrong conclusion that elderly have no such needs.
3.2. Impact of stereotypes about sexuality in elderly on a perception of elderly, their relatives and nursing staff
Stereotypes about sexuality in elderly (mentioned above) may have several effects. They may affect the perception of older people themselves but also the perception of others that coexist with the elderly in the same environment (e.g. caregivers, relatives). How the elderly in nursing homes feel about their own sexuality is similar to older adults in general: interest in sex does not necessarily diminish with admission to a nursing home but engagement in sexual behavior often does [36]. According to Villar et al. [39] a large proportion of elderly pushed the sexuality aside and do not think about it anymore. Social taboos associated with sexuality in older age predominate even because many older people are still caught between their own need for intimacy but also the need to fulfill societal expectation [36]. Today\'s elderly still belong to the generations that were raised up in a restrictive and repressive way, but also under the influence of religion and religious education [39]. These generations think about sex as a topic that should be hidden and shall not be spoken about, because it only makes sense in terms of procreation, otherwise it can be socially and morally inappropriate in old age. This contributes to the invisibility of sexuality in old age in general. Sexual needs of older people are often ignored and overlooked by society in general and particularly in long-term care settings so the nursing care professionals have difficulties distinguishing between appropriate and inappropriate sexual expression and behavior by elderly in nursing homes [36].
Such a stereotypical point of view has an impact on the perception and consequently on attitudes of those who live nearby elderly (e.g. relatives caring for old parents in domestic environment) or are professionally involved with elderly (e.g. nursing care professionals in institutional care units or residential care facilities). Villar et al. [39] argue that a group pressure which partly derived from elderly and partly from relatives and nursing care professionals on the other side is an important factor of inhibiting sexual interest and expression. That pressure contribute to controlling behavior of elderly – the importance of what other people think about someone’s sexual behavior might cause in elderly feelings of being judged and ashamed or even guilty. Roach [9] in Mahieu [13] state that perception of nursing care professionals and the ethos in the organization where they work are the main factor influencing nursing staff’ attitudes toward older adults’ sexuality in institutional care settings. Roach [9] points out that nursing staff perceptions and responses to residents’ sexual behavior were influenced by their own level of comfort related to sexual issues as well as organizational ethos. Furthermore, nursing staff attitudes influence vice versa their own perceptions about sexual expression of elderly and the extent to which the expression is considered to be problematic or not [36]. At this point it should be noted a reverse impact of nursing care professionals’ attitudes and the organizational ethos not just on well-being and self-image of residents but also vice versa on nursing staff themselves. If nurses often feel embarrassed and helpless about resident’s sexual behavior (especially when uninhibited sexual behavior occurs in elderly with dementia) it might be detrimental for their self-image and causes negative experiences among them [13]. As stated previously, nursing staff experiences are affected by their own level of comfort related to sexual issues and the organizational ethos, but this in turn has an impact on staff’ emotional and behavioral responses to the resident’ sexuality [36]. We could conclude that there is a complex and reciprocal interaction between experience, perception and attitudes of nursing care professionals on the one side, then organizational culture of nursing home on the other side, but also the perception of what is wright and what is considered to be wrong among residents and their relatives. All these factors should be considered when exploring the effects on sexual expression among old people living in nursing homes.
3.3. Impact of institutional environment
Due to a complex interaction of various factors (mentioned above) the institutional care settings, where elderly could live for many years, represent an important and challenging area if we want to respect a right of elderly to express their sexual needs [13, 39]. Expression of sexual needs among elderly in nursing homes could be also a very sensitive subject for many nursing care professionals and family members due to a variety of ethical issues and concerns, especially when dementia residents are involved because it might easily be perceived as a behavioral problem rather than the expression of human need to love and intimacy [38]. Skoberne [7] and Ziherl [6] argues that environmental factors which could have a significant impact on sexual expression among institutionalized elderly, are sometimes much more difficult to cope and change than other factors (e.g. age-related changes or diseases). According to their experience the people’s view might be so deeply embedded and persistent that changing it can be a very long process.
According to Madsen [37], the institutional environment is for the elderly in many ways very restrictive. Nursing home could be an environment which may directly or indirectly limit elderly or even makes them unable to establish and maintain intimate relationships with another person. Causes of such limiting effect are many, but at the end they all lead to lack of privacy which is essential in intimate relationship. The opportunities for institutionalized old people to express their sexual needs are determined both by architectural features and institutional policy. The most common barriers to sexual expression of elderly in nursing homes derived from facility design and how the work processes are performed (institution policy, organizational protocols, rules, guidelines, instructions etc.) The result is an organized, structured and in some way directed daily life of residents. All the facts shown in Table 2 are recognized as important elements in restricting old people rights for privacy by various authors [10, 37, 39, 40].
It seems that the main causes which are indicating a denial of sexuality among elderly by nursing care professionals are the lack of privacy and restriction of the individual person in different ways, both pointing to negative nursing staff attitudes. Personal beliefs, embarrassment and thinking that sexual expression may potentially have a disruptive effect on life in nursing homes seemed to be reasons why sexual expression of elderly is sometimes considered unacceptable [36]. Barriers mentioned in a Table 2 could be indirect indicators of negative attitudes toward sexuality in elderly. It is not only nursing staff members who may act in a negative way toward sexual expression of elderly but also managers of the institution. They may have an even greater impact on how the sexuality of elderly is accepted because of providing working conditions in the institution. As Table 2 shows one could think about listed barriers that major responsibility for attitudes toward sexuality in elderly lies on factors which seem to be dependent just on a nursing home policy and how the working processes must be carried out. But if you think about listed barriers more accurately, we can conclude that the listed causes are, after all, a result of individual’s attitudes that subsequently influence the institutional culture and policies about sexual behavior in nursing homes. From that point of view the listed factors are indirect indicators of attitudes toward discussed topic, but have a direct impact on how nursing staff deals with sexual desires and needs for intimacy of residents in nursing homes.
\n\t\t\n\t\t\n\t\t\t\n\t\t\t\tFacility design\n\t\t\t | \n\t\t
\n\t\t\n\t\t\t• semi-private rooms (even more than two residents together in the same room) | \n\t\t
\n\t\t\n\t\t\t• absence of individual rooms or bathrooms | \n\t\t
\n\t\t\n\t\t\t• common living areas for residents | \n\t\t
\n\t\t\n\t\t\t• facility designed as a hospital with quick access to residents and living areas | \n\t\t
\n\t\t\n\t\t\t\n\t\t\t\tInstitution policy, organizational protocols and working procedures\n\t\t\t | \n\t\t
\n\t\t\n\t\t\t• unlocked-door policy and removal of keys by staff because of safety and surveillance (residents are forced to hide and lock in bathroom for some privacy) | \n\t\t
\n\t\t\n\t\t\t• absence of not disturbing signs | \n\t\t
\n\t\t\n\t\t\t• lack of roommate choice | \n\t\t
\n\t\t\n\t\t\t• separation from partner | \n\t\t
\n\t\t\n\t\t\t• enforced selection of the company for spending most of day time in common dining room and other places for socializing | \n\t\t
\n\t\t\n\t\t\t• structured daily life, standardized schedules and emphasizing communal activities (rather than resident decides how to spent their free time) | \n\t\t
\n\t\t\n\t\t\t• structured ways how to do stuff by self in nursing home facilities - predetermined way to do something or perform something (e.g. when and how to do a bath or a personal hygiene) | \n\t\t
\n\t\t\n\t\t\t• restrictive clothing (in a way to restrict an access to the body or parts of the body) | \n\t\t
\n\t\t\n\t\t\t• constant presence of nursing staff and attendants | \n\t\t
\n\t\t\n\t\t\t• supervision of daily activities and relationships of elderly (by nursing staff and attendants) | \n\t\t
\n\t\t\n\t\t\t• day and night checks by nursing staff | \n\t\t
\n\t\t\n\t\t\t• regulation requiring residents to remain indoors between specified hours (especially at evening or at night) | \n\t\t
\n\t\t\n\t\t\t• sharing the personal data of residents among nursing staff (data may become the subject of discussions, gossip, mocking and laughing or other ways for the inappropriate use of humor as a means of social control) | \n\t\t
\n\t\t\n\t\t\t• informing relatives and adapting things to their expectations to avoid problems | \n\t\t
\n\t\t\n\t\t\t• making decisions in consent of relatives but without resident permission or regardless of her / him wishes | \n\t\t
\n\t\t\n\t\t\t• using a medical model approach to care where staff assume the role of decision-maker and establish routines that facilitate working processes without disruption, but also with little or none consideration about what residents’ needs about sexual expression are | \n\t\t
\n\t
Table 2.
Barriers to residents\' sexual expression in nursing homes [10, 37, 39, 40]
At this point we must also consider the aspect of residents’ safety. According to Madsen [37] the reason that most current policies and procedures are restrictive about sexual expression of elderly is that of ensuring safety. This seems to be especially important when it is about to protect a cognitive or physically impaired residents which may not be able to make decisions about any sexual activities. In addition there is a possibility of sexual abuse or exploitation by other resident, even partner. This is supported also by Mahieu et al. [38] who claim that principle of respecting the autonomy is most mentioned factor in assessing the permissibility for sexual behavior in institutionalized elderly persons, but only when elderly person is still capable to make decisions. If elderly suffer from mental and/or physical deterioration their need and desire for sexual fulfillment and intimacy is being denied – resident is seen only as a patient [38] in which we think that the physical needs must be fulfilled first and that only physical needs should be met. This (medical) point of view does not support a holistic approach in nursing care of elderly. It shows that nursing staff is thinking about sexuality in elderly as unimportant and useless and consequently would not promote this area of life of the elderly. Even more, caregivers think that nothing bad happens if this area remains neglected [1, 11]. This avoidance is consistent with the findings of Villar et al. [39] that under the pretext of “ensuring safety” lays tendency to avoid problems regarding sexual behavior and to satisfy expectations of relatives.
3.4. Nursing care professionals’ attitudes towards sexuality among institutionalized elderly
It is already clear that the sexuality among institutionalized elderly is a delicate topic from many aspects. Therefore, at the beginning we must always ask, what is our position on the topic – and therefore what is the point of view about sexuality in nursing homes among employees. In nursing homes residents and staff are in constant contact so they both develop strong interpersonal relationships which affect sexual expression in elderly [13]. In the field of exploration the nursing care professionals’ attitudes towards sexuality among the elderly in nursing homes suggest a certain discrepancy between different authors. Bouman et al. [8] have found both positive and negative staff attitudes. More likely to have a positive attitude are employees with higher educational level, higher socio-economic status and many years of work experience. But on the other side, a predictive of negative attitude to late life sexuality are younger staff, less than five years experiences of working in nursing home, working with high dependent residents and also in the case of strong religious beliefs [41]. On the other hand, Madsen [37] finds no relationship between staff age, years of working experience and attitudes, although it considers that this could be expected because of similar life-stage and consequently experiencing to be peers by age. Nevertheless Mahieu et al. [13] draw attention to the potential impact of methodological approaches in research-studies with a quantitative approach show more positive attitudes and those with qualitative approach more negative attitudes. On their opinion the negative climate and the lack of privacy is typical for a nursing home environment, but in spite of this the methodological approach is the factor that need to be considered as a possible cause for discrepancy in the results. In this context Bouman et al. [41] point out the inconsistency in attitude-behavior relationship as the important phenomenon that must be kept in mind when we talk about discrepancy in results. Elias and Ryan [36] emphasize that research about sexuality in elderly is not so much focused on late life sexuality as well, but rather in sexuality and dementia because of concerns and ethical dilemma nursing staff is faced with.
Nevertheless, many authors [13, 37, 38] are uniform in the claim that nursing care professionals still have a rather negative attitudes toward sexual behavior of elderly in institutional care settings, especially in western cultures where ageism and stereotypes are still prevailing. Particularly it is the case in situations where nursing staff experience difficulties in distinguishing between healthy and unhealthy sexual behavior, like in elderly with dementia [13, 37]. The sexual interest of elderly might be perceived as a behavioral problem rather than an expression of basic human needs [38], so the care is focusing on preventing and solving problems emerging from unwanted and unknown sexual behavior rather than the provision of holistic care to elderly, especially in those with dementia [36].
4. A pilot study of nursing care professionals attitudes toward sexuality among institutionalized elderly: Nursing home facilities
4.1. Problem statement
Limited numbers of studies assess attitudes toward sexuality among elderly in nursing care homes [36]. Sexuality of elderly in nursing homes is determined by complex relations between several variables, pertaining to the individual, institution, social milieu and societal culture. The question of how nursing care professionals evaluate sexuality among elderly in the nursing home facilities and which underlying meaning they assign to sexuality among residents of nursing homes can have an important impact especially on institutional practices and policies related to sexual intimacy of the elderly. With the aim to assess nursing care professionals’ attitudes toward sexuality of elderly in nursing homes, we performed a pilot study on a sample of Slovenian nursing homes workers. The study had two goals: i) to develop an instrument to assess nursing care workers attitudes toward sexuality among institutionalized elderly and to ii) determine how nurses that work in nursing home facilities evaluate the expression of sexuality among residents of nursing homes.
The instrument for measuring attitudes toward sexuality among institutionalized elderly scale was developed as a semantic differential scale. A semantic differential technique [42, 43] is a multi-item measure used to obtain a relative direct indication of attitude [44] in measuring meaning of objects and concepts. Although a review of methodological research on semantic differential [45] show its limitations, semantic differential is a technique widely utilized in studies examining attitudes and stereotypes toward different objects and concepts, especially in relation to age [46-48] and questions that incorporate stronger affective component, such as the women’s attitudes toward menopause [49]. Ajzen [50] notes that semantic differential has been in previous studies employed as a measure of affect toward the object and also as a measure of cognition, and concludes that “it is thus possible, by carefully selecting appropriate scales, to use the semantic differential to assess and attitude’s cognitive or affective component.” [50]. Since previous studies [37] show that sexual behavior of elderly in institutional care settings is connected with rather negative reactions of nursing staff and with stereotypes toward older people, we can expect a stronger affective component of nursing staff attitudes toward perceived sexuality among elderly in nursing care facilities. The differential scale technique is therefore a good approach for the development of a scale that measures evaluations and reactions of nursing care professionals toward sexuality of elderly. In the next section we present the procedure of the development of the attitudes toward sexuality among institutionalized elderly scale.
4.2. Method
4.2.1. Instrument: Scale development and scale description
The attitude toward sexuality among institutionalized elderly scale development process included three stages: i) the identification of adjectives through which nursing care professionals describe and evaluate perceived expressions of intimate relations between elderly in nursing homes, ii) the formation of a list of adjectives that represent evaluations of perceived intimate relations between elderly in nursing homes, and iii) the formation of a list of bipolar sets of adjectives that describe attributes and behavioural characteristics of intimate relations between institutionalized elderly from the perspective of nursing care professionals.
The adjectives through which nursing care professionals describe and evaluate perceived expressions of intimate relations between elderly in nursing homes were identified through a focus group with students, enrolled in the second cycle bologna study programme of nursing care. In the focus group 15 students participated, the majority of them already employed and with experience in nursing practice, two of them also in nursing home facilities. Two questions were discussed with focus group members: i) how do you, as a nursing care professional, evaluate different forms of expression of intimacy and sexuality between elderly in nursing home facilities, ii) is there any discrepancy between your evaluations as a person and as a nursing care professional – if yes; why such differences in evaluations exists? Examples of evaluations of the theme that have emerged during the focus group are: “Well, it is god for their health, although sometimes disturbing for us, as health care workers”, “It’s embarrassing.”…“It can be perceived aggressive or better determinant… but on the other hand it is their intimacy… until it is spontaneous or honest...”. “It’s not easy; we know that this is something ordinary, spontaneous, frequent.” From responses of focus group interview 51 adjectives through which nurses evaluate perceived sexuality and intimacy of elderly in nursing home facilities were identified. From the list, synonyms and similar adjectives were excluded, resulting in a list of 31 adjectives.
In the second step the list of 31 adjectives was discussed with the second group of 21 nursing care students, enrolled in the second cycle bologna study programme of nursing care. Also the second group of students included participants with experience in nursing care practice, also in nursing home and other forms of health care facilities for older people. The discussion was directed toward the validation of identified adjectives (comparison with personal experience) and overall evaluation of the list of adjectives. In the second step a list of 26 adjectives was identified.
From the final list of 26 adjectives we formulated a list of bipolar sets of adjectives (26 items) that describe evaluations intimate relations between institutionalized elderly (older than 75 years) from the perspective of nursing care professionals. The adjectives incorporate the evaluations of behavioural characteristics of the object of evaluations (strong, frequent, intensive, spontaneous) and the attributes assigned to the object from the perspective of nursing care professionals that perceive intimate relations (tolerant, liberal, disrupting, acceptable). The instruction for respondents was developed in accordance to the Rosencranz and McNevin’s [48] formulation, adapted to the object of evaluations. Each of the 30 scales was scored from 1 to 7, for example: Healthy 1-2-3-4-5-6-7 Un-healthy; Frequent 1-2-3-4-5-6-7 Seldom; Intimate 1-2-3-4-5-6-7 Public.
4.3. Sample
In the pilot study 106 nursing care professionals participated, employed in 5 different nursing homes in Slovenia. In the sample 88 % nursing care professionals were female. The majority of participants were aged between 35 and 50 years (56 %). Participants with finished at least secondary nursing education (88 %) are working in nursing homes as nurse assistants; participants that have finished at least a bachelor nursing study programmes (12 %) are working as registered nurses.
4.4. Data analysis
In the pilot study we performed the reliability and dimensional structure analysis (varimax and oblimin exploratory factor analysis) of the attitudes toward intimate relations between institutionalized elderly scale and calculated the descriptive statistics of the 26 items.
4.5. Results
We performed exploratory factor analysis (principal component) with varimax and oblimin rotation. The factor analysis produced two factors (Table 3) that explain 46,7 % of variance in evaluations of intimate relations between institutionalized elderly. Correlation between factors is 0,26. During the factor analysis two adjectives were excluded from the scale: friendly and aggressive. Both loaded strongly on separate factors and lowered the level of internal consistency of the scale. The final version of the scale (presented in the Table 3), with 23 items and two-dimension structure has appropriate level of internal consistency (Chronbach’s alpha=0,91). The first factor (34,8 % of explained variance) includes adjectives, such as: safe, healthy, acceptable, spontaneous, pleasant, ordinary. The second factor (11,9 % of explained variance) includes adjectives, such as: exciting, intensive, active, frequently. In accordance with basic three dimensional structure of attitudes – evaluation, potency, activity [50], confirmed also in studies utilising semantic differential scale as a measure of attitudes [45], the first factor obtained in our study incorporates mainly the evaluation dimension of attitudes structure, and the second factor incorporates the activity and the potency dimension. From a more detailed analysis of the adjectives indicating both factors, it is also evident, that the first factor incorporates adjectives that mainly describe the pleasant–unpleasant dimension of reactions toward the studied concept, and the adjectives describing the second dimension includes adjectives that indicate the arousal-activation reactions. The pleasant-unpleasant and the arousal-activation have been consistently found as dimensions describing the emotional terms or the affective component of attitudes [50]. The adjectives included in the attitudes toward intimate relations between institutionalized elderly scale represent evaluations strongly connected to affective responses toward the studied attitudinal object.
Table 3 also shows the descriptive statistics for the scales; the mean values for the items range from M=3,21 (bipolar adjective: intimate-public) to M=4,66 (bipolar adjective: frequently-rarely); with standard deviations from SD=1,45 (adjective: beneficial-detrimental) to SD=1,74 (adjective: honest-dishonest). Ratings of bipolar sets of adjectives show neither extremely positive and neither extremely negative, but rather moderately positive evaluations.
\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\t | \n\t\t\t\n\t\t\t\tDescriptive statistics\n\t\t\t | \n\t\t\t\n\t\t\t\tComponents\n\t\t\t | \n\t\t
\n\t\t\n\t\t\t\n\t\t\t\tAdjectives\n\t\t\t | \n\t\t\t\n\t\t\t\tMin\n\t\t\t | \n\t\t\t\n\t\t\t\tMax\n\t\t\t | \n\t\t\t\n\t\t\t\tMean\n\t\t\t | \n\t\t\t\n\t\t\t\tStd. Deviation\n\t\t\t | \n\t\t\t\n\t\t\t\tEvaluation\n\t\t\t | \n\t\t\t\n\t\t\t\tActivity/ potency\n\t\t\t | \n\t\t
\n\t\t\n\t\t\tSafe | \n\t\t\t1,00 | \n\t\t\t7,00 | \n\t\t\t3,42 | \n\t\t\t1,67 | \n\t\t\t0,42 | \n\t\t\t | \n\t\t
\n\t\t\n\t\t\tAcceptable | \n\t\t\t1,00 | \n\t\t\t7,00 | \n\t\t\t3,94 | \n\t\t\t1,45 | \n\t\t\t0,42 | \n\t\t\t | \n\t\t
\n\t\t\n\t\t\tHealthy | \n\t\t\t1,00 | \n\t\t\t7,00 | \n\t\t\t3,28 | \n\t\t\t1,56 | \n\t\t\t0,51 | \n\t\t\t | \n\t\t
\n\t\t\n\t\t\tOrdinary | \n\t\t\t1,00 | \n\t\t\t7,00 | \n\t\t\t3,65 | \n\t\t\t1,61 | \n\t\t\t0,51 | \n\t\t\t | \n\t\t
\n\t\t\n\t\t\tLiberal | \n\t\t\t1,00 | \n\t\t\t7,00 | \n\t\t\t3,90 | \n\t\t\t1,62 | \n\t\t\t0,58 | \n\t\t\t | \n\t\t
\n\t\t\n\t\t\tDisrupting | \n\t\t\t1,00 | \n\t\t\t7,00 | \n\t\t\t3,62 | \n\t\t\t1,50 | \n\t\t\t0,58 | \n\t\t\t | \n\t\t
\n\t\t\n\t\t\tBeneficial | \n\t\t\t1,00 | \n\t\t\t7,00 | \n\t\t\t3,27 | \n\t\t\t1,45 | \n\t\t\t0,63 | \n\t\t\t | \n\t\t
\n\t\t\n\t\t\tPleasant | \n\t\t\t1,00 | \n\t\t\t7,00 | \n\t\t\t3,45 | \n\t\t\t1,58 | \n\t\t\t0,64 | \n\t\t\t | \n\t\t
\n\t\t\n\t\t\tFaithful | \n\t\t\t1,00 | \n\t\t\t7,00 | \n\t\t\t3,54 | \n\t\t\t1,53 | \n\t\t\t0,65 | \n\t\t\t | \n\t\t
\n\t\t\n\t\t\tEmbarrassing | \n\t\t\t1,00 | \n\t\t\t7,00 | \n\t\t\t4,43 | \n\t\t\t1,73 | \n\t\t\t0,65 | \n\t\t\t | \n\t\t
\n\t\t\n\t\t\tHonest | \n\t\t\t1,00 | \n\t\t\t7,00 | \n\t\t\t3,98 | \n\t\t\t1,74 | \n\t\t\t0,69 | \n\t\t\t | \n\t\t
\n\t\t\n\t\t\tSatisfying | \n\t\t\t1,00 | \n\t\t\t7,00 | \n\t\t\t3,67 | \n\t\t\t1,56 | \n\t\t\t0,70 | \n\t\t\t | \n\t\t
\n\t\t\n\t\t\tTolerant | \n\t\t\t1,00 | \n\t\t\t7,00 | \n\t\t\t3,51 | \n\t\t\t1,59 | \n\t\t\t0,73 | \n\t\t\t | \n\t\t
\n\t\t\n\t\t\tIntimate | \n\t\t\t1,00 | \n\t\t\t7,00 | \n\t\t\t3,21 | \n\t\t\t1,59 | \n\t\t\t0,73 | \n\t\t\t | \n\t\t
\n\t\t\n\t\t\tRelaxing | \n\t\t\t1,00 | \n\t\t\t7,00 | \n\t\t\t3,65 | \n\t\t\t1,64 | \n\t\t\t0,74 | \n\t\t\t | \n\t\t
\n\t\t\n\t\t\tSpontaneous | \n\t\t\t1,00 | \n\t\t\t7,00 | \n\t\t\t3,35 | \n\t\t\t1,54 | \n\t\t\t0,76 | \n\t\t\t | \n\t\t
\n\t\t\n\t\t\tDetermined | \n\t\t\t1,00 | \n\t\t\t7,00 | \n\t\t\t3,94 | \n\t\t\t1,45 | \n\t\t\t | \n\t\t\t0,48 | \n\t\t
\n\t\t\n\t\t\tPainful | \n\t\t\t1,00 | \n\t\t\t7,00 | \n\t\t\t3,73 | \n\t\t\t1,51 | \n\t\t\t | \n\t\t\t0,60 | \n\t\t
\n\t\t\n\t\t\tStrong | \n\t\t\t1,00 | \n\t\t\t7,00 | \n\t\t\t4,07 | \n\t\t\t1,50 | \n\t\t\t | \n\t\t\t0,61 | \n\t\t
\n\t\t\n\t\t\tExciting | \n\t\t\t1,00 | \n\t\t\t7,00 | \n\t\t\t3,83 | \n\t\t\t1,56 | \n\t\t\t | \n\t\t\t0,62 | \n\t\t
\n\t\t\n\t\t\tActive | \n\t\t\t1,00 | \n\t\t\t7,00 | \n\t\t\t4,33 | \n\t\t\t1,54 | \n\t\t\t | \n\t\t\t0,73 | \n\t\t
\n\t\t\n\t\t\tFrequently | \n\t\t\t1,00 | \n\t\t\t7,00 | \n\t\t\t4,66 | \n\t\t\t1,58 | \n\t\t\t | \n\t\t\t0,73 | \n\t\t
\n\t\t\n\t\t\tIntensive | \n\t\t\t1,00 | \n\t\t\t7,00 | \n\t\t\t4,26 | \n\t\t\t1,46 | \n\t\t\t | \n\t\t\t0,81 | \n\t\t
\n\t
Table 3.
Dimensional structure and descriptive statistics of attitude toward sexuality among institutionalized elderly scale
5. Discussion and conclusions
The pilot study of attitudes toward intimate relations between institutionalized elderly scale had two goals: i) to develop an instrument to assess nursing care professionals attitudes toward sexuality among institutionalized elderly and to ii) determine how nurses that work in nursing home facilities evaluate the expression of sexuality among residents of nursing homes. Already during the process of the scale development, especially during the focus groups with nursing care students, the beliefs, behavioral and affective reactions toward the theme (sexuality toward elderly in institutional care) were evoked. For participants of the focus group the theme was embarrassing and needed some time to feel comfortable in their expressions. The dichotomy of the question “what it is right” and “how I feel about that” was clearly expressed in participants comments: “I know, it is something ordinary, it is normal and many times for them a pleasant experience that enhance the quality of their life, but still, I do not feel relaxed, I am embarrassed when I encounter such situations or when they want to discuss about sexuality and intimacy… Probably it is so because we are talking about sexuality, the age of people involved… also the fact that people live in institutions, where thinks must be under “control” all the time.” Similar notion of self-justification in avoiding problems and interactions in relation to sexual behavior can be found in Villar et al. [39]. “Having the control over the situation” is a form of similar self-justification as to “ensure safety” [39]. Self-justification is in this case needed as a mean to avoid taboos and social presssures related to them.
The factor analysis of the attitudes toward intimate relations between institutionalized elderly scale suggests that nursing staff attitudes toward sexuality and intimate relations of institutionalized elderly have a strong affective component. Exploring nursing staff attitudes towards sexuality among elderly in nursing homes suggests that this is still a taboo issue. The qualitative phase of the scale development process offers deeper understanding of the evaluations of the theme, more than the assessed evaluations. Therefore in further studies of attitudes toward elderly in institutionalized settings, a mixed method approach is advised. The attitudes toward intimate relations between institutionalized elderly scale needs further studies on its reliability and validity, as well as additional validation of the adjectives included in the scale.
Sexuality of elderly in nursing homes is a complex societal phenomenon with multiple causes arising from different groups of people for a given society coexisting with old people. In a first place it is about attitudes that elderly might have towards their own sexuality. Here we must also take into account their desires and ability to fulfill sexual needs if there are any. A second important factor are relatives with their personal views on sexual life in general what may have a great impact in determining what should be or should be not the sexual lives of their parents living in nursing home. Finally we must consider how life in the institution itself might influence the sexual expression of elderly. Although it seems that the impact on sexuality among elderly depends especially upon the policy of nursing home and work processes, it is basically always influenced by attitudes of the individual. Nursing home policy and staff attitudes seem to be in vice versa relationship. Those attitudes make positive or negative effects on the nursing homes policy about sexual expression in late life, but also a vice versa effect on individuals (nursing staff and residents in nursing homes). To break this vicious circle we have to take into account that only education is not enough. Nursing staff must get also a concrete practical experience working with the elderly. This will allow them to know, recognize and understand, without any judgment, the area of sexuality in institutionalized elderly. Willing to know, understand and accept is a starting point in implementing a more permissive attitude to the sexuality among elderly which can be subsequently resulting in practice through restructured nursing home policies and ways of addressing the elderly when it is to ensure and facilitate their need, desire and rights for close, intimate relationships. A balance between rights of elderly to fulfill their sexual needs and ensuring them safety, on the other hand is a very important and challenging aspect for restructuring nursing home policies in a way that this area of late life would be respected as it must be. This is necessarily associated with cultural and even religion characteristics of society, but also with capability of recognizing the need for more knowledge and tolerance regarding sexual expression in elderly. If we point out that sexuality is an important area of human\'s life, then is not difficult to recognize the importance of training from an early age in a sense of instilling tolerance and understanding sexuality in different stages of life.
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Physiological and psychosocial aspects of sexuality among elderly",level:"1"},{id:"sec_3",title:"3. Nursing care professionals’ attitudes towards sexuality among elderly in nursing homes",level:"1"},{id:"sec_3_2",title:"3.1. Stereotypes about sexuality in elderly",level:"2"},{id:"sec_4_2",title:"3.2. Impact of stereotypes about sexuality in elderly on a perception of elderly, their relatives and nursing staff",level:"2"},{id:"sec_5_2",title:"3.3. Impact of institutional environment",level:"2"},{id:"sec_6_2",title:"3.4. Nursing care professionals’ attitudes towards sexuality among institutionalized elderly",level:"2"},{id:"sec_8",title:"4. A pilot study of nursing care professionals attitudes toward sexuality among institutionalized elderly: Nursing home facilities",level:"1"},{id:"sec_8_2",title:"4.1. Problem statement",level:"2"},{id:"sec_9_2",title:"4.2. Method",level:"2"},{id:"sec_9_3",title:"4.2.1. Instrument: Scale development and scale description",level:"3"},{id:"sec_11_2",title:"4.3. Sample",level:"2"},{id:"sec_12_2",title:"4.4. Data analysis",level:"2"},{id:"sec_13_2",title:"4.5. Results",level:"2"},{id:"sec_15",title:"5. Discussion and conclusions",level:"1"}],chapterReferences:[{id:"B1",body:'[Kautz DD, Upadhyaya RC. Appreciating diversity and enhancing intimacy. In: Mauk KL, editor. Gerontological nursing – competencies for care. Sudbury, Massachusetts: Jones & Bartlett Learning; 2010. p602-625.]'},{id:"B2",body:'[Callan MR. Providing aged care services for the gay and lesbian community. Australian nursing journal (July 1993). 2006;14(4) 20.]'},{id:"B3",body:'[Bauer M, Nay R, McAuliffe L. Catering to Love, Sex and Intimacy in Residential Aged Care: What Information is Provided to Consumers? Sex Disabil. 2009;27(1) 3-9.]'},{id:"B4",body:'[Ginsberg TB, Pomerantz SC, Kramer-Feeley V. Sexuality in older adults: behaviours and preferences. 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Hillsdale, NJ: Lawrence Erlbaum; 1989. p241-274.]'}],footnotes:[],contributors:[{corresp:"yes",contributorFullName:"Doroteja Rebec",address:"doroteja.rebec@fvz.upr.si",affiliation:'- University of Primorska, Faculty of Health Sciences, Izola, Slovenija
'},{corresp:null,contributorFullName:"Igor Karnjuš",address:null,affiliation:'- University of Primorska, Faculty of Health Sciences, Izola, Slovenija
'},{corresp:null,contributorFullName:"Sabina Ličen",address:null,affiliation:'- University of Primorska, Faculty of Health Sciences, Izola, Slovenija
'},{corresp:null,contributorFullName:"Katarina Babnik",address:null,affiliation:'- University of Primorska, Faculty of Health Sciences, Izola, Slovenija
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Introduction
Sleeve gastrectomy (SG) is a restrictive bariatric procedure that was first described as the initial step in biliopancreatic diversion (BPD). Its relative technical ease, effectiveness in weight loss (WL) as a stand-alone procedure, and durability in managing obesity and its comorbid conditions have rendered it the most common bariatric surgery (BS) globally. Below, we discuss the outcomes of LSG.
2. Outcomes
2.1 Anthropometric (weight loss)
WL outcomes after bariatric surgery can be expressed as percentage of excess WL (EWL%) or percentage of excess BMI loss (EBMIL%) [1]. Excess weight is ‘ideal body weight subtracted from actual body weight\'. As for the reporting of the duration of follow up, short-term follow-up is defined as <3 years after intervention, medium-term is ≥3 and <5 years after intervention, and long-term is ≥5 years after intervention [1]. The percentage of excess weight loss (EWL%) varies with the follow-up duration. The average expected EWL% post LSG is 50–60% [2]. A study of 12,129 patients found that the mean EWL% was about 60% at 1 year after surgery, and 65% at 2 years [3]. Midterm (3 years) WL outcomes ranged from 46% to 84.5% [4, 5]. Long term (≥5 years) evidence suggests that although patients regain weight after LSG, they still accomplish a “durable” long-term weight. A review of 277 long-term studies that included 2713 patients revealed a mean 58.4%, 59.5%, 56.6%, 56.4%, and 62.5% EWL% at 5, 6, 7, 8, and 11 years, respectively [6].
When comparing WL outcomes of LSG with other restrictive procedure, LSG was a more effective procedure than laparoscopic adjustable gastric banding (LAGB), contributing to greater WL. For instance, in a review of 33 studies (4109 patients), LSG resulted in significantly higher EWL% compared with LAGB, where mean difference was −16.67% at 12 months, −19.63% at 24 months, and −19.28 at 36 months post surgery [7]. Two Large randomized control trails (RCT) assessed the long-term outcomes of LSG and Roux en Y gastric bypass (RYGB), the Swiss Multicenter Bypass or Sleeve Study (SM-BOSS) [8] and the SLEEVPASS [9]. Both studies reported similar EWL% at 5 years in LSG and RYGB (61.1% vs 68.3%) and (49% and 57%) respectively [8, 9].
2.2 Type 2 Diabetes Mellitus
The improvement in type 2 diabetes mellitus (T2DM) occurs soon after surgery and before considerable WL is achieved, which suggests the existence of weight-independent mechanisms. This is attributed to the changes in the gut hormones, mainly the increase in GLP-1 and the decrease in ghrelin hormone levels post LSG. In the long term, the significant weight loss with LSG leads to improvement in both hepatic and peripheral insulin sensitivity which contributes to T2DM resolution [10]. LSG is associated with significant T2DM improvement. Complete remission rates are 78.3% at 1 year, and 76.2% at 3 years follow up [11]. At 5 years, the remission rate ranged between 60.8% to 71.4% [11, 12].
A body of literature compared the T2DM outcomes of LSG vs conventional medical management [13, 14]. The 5 year outcomes from an RCT (STAMPEDE) that compared intensive medical therapy with BS (LSG or RYGB) found that among 134 individuals, diabetes remission was observed in 5% who received intensive medical therapy alone, compared with 23% who underwent LSG (P = 0.07) [14].
Compared with other restrictive procedures, LSG achieves better T2DM control than LAGB (odds ratio (OR): 0.22, 95% CI: 0.06–0.87, P =0 .03) [7]. LAGB does not cause changes in gut hormones and seem to depend exclusively on restriction for WL and diabetes improvement which might explain the better glycemic control seen after LSG [7]. On the other hand, studies comparing T2DM outcomes between LSG and RYGB reported similar remission rates [8, 9, 15]. A systematic review that included 857 diabetic patients, revealed that T2DM remission rate at 1 year was 63% (LSG) and 74% (RYGB) which were not statistically different [15]. The two RCTs cited previously also confirmed such finding [8, 9].
Several independent factors were identified as predictors of complete T2DM remission, including preoperative HbA1C, EWL%, insulin therapy, age, and oral hypoglycemic medications [11, 16].
2.3 Hypertension and cardiovascular disease
Hypertension has long been associated with obesity. LSG was found to improve hypertension both in the short and the long term [17, 18]. For some hypertensive patients, blood pressure returned to normal on the first day after LSG with a significant reduction observed within 10 days post LSG [17]. The improvement in the blood pressure observed before significant WL suggests other neural and hormonal mechanisms [17]. Over a period of 12 months, hypertension resolved in 87% and improved in 100% of patients [17]. The average number of antihypertensive agents per patient significantly declined from 1.5 to 0.6, and the number of patients requiring >2 antihypertensive agents also fell (baseline 49% vs at 12 months 22%) [17]. On the long-term, hypertension resolved in 62.17% of patients and improved in 35.7% at a mean period of 5.35 years [18]. Moreover, LSG resulted in lower incidence of hypertension on the long term (pre-operative 36.5% vs 14.79% at 5 years), potentially reducing the health system costs [18]. The improvement in hypertension also contributes to a significant 10 year reduction of cardiovascular risk including myocardial infarction and stroke post LSG [19].
2.4 Hyperlipidemia
Hyperlipidemia is a main comorbidity in severe obesity. LSG regulates lipid markers, with considerable reduction in triglyceride, total cholesterol, very low density lipoprotein (VLDL) cholesterol, and low-density lipoprotein (LDL) cholesterol levels, with increase in high-density lipoprotein (HDL) cholesterol level [20, 21]. At 1-year post LSG, remission of hypercholesterolemia and hypertriglyceridemia was attained in 45% and 86% of the patients respectively [20]. Moreover, the improvement observed led to the discontinuation of medication among 43.7% of the patients [20]. On the long term, LSG showed significant improvement in HDL cholesterol and triglyceride compared with preoperative levels [21]. The decreased LDL cholesterol was significant at 1 year and 3 years post surgery, but the effect at 5 years did not reach statistical significance [21]. Overall complete remission of hypercholesteremia at 1, 3 and 5 years was 40.0%, 45.6%, 26.1% respectively [21]. Hypertriglyceridemia remission rate was 72.2%, 66% and 72.2% at 1, 3 and 5 years respectively [21].
2.5 Non-alcoholic fatty liver disease (NAFLD)
NAFLD is liver steatosis in the absence of secondary causes of hepatic fat accumulation such as alcohol abuse. NAFLD can progress to nonalcoholic steatohepatitis (NASH), liver cirrhosis, liver failure, and hepatocellular carcinoma [22]. It is linked to obesity and frequently associated with metabolic syndrome [22]. WL and metabolic improvement post LSG result in a significant improvement in NAFLD. In one study, a liver biopsy was obtained in 134 LSG patients during surgery and 192 days after surgery [23]. There was significant improvement in liver histology following LSG, evident by the improvement in NALFD-Activity-Score (NAS) (P<0.001) [23]. NAS is a scoring system developed as a tool to measure changes in NAFLD during therapeutic trials [24]. In the previous study, the percentage of patients with NASH decreased from 18% to 3% [23]. The improvement was greater in severe cases of NAFLD including those with steatohepatitis, bridging fibrosis or cirrhosis. LSG does not only improve the histology and liver function of patients with NAFLD but also reduces the oxidative stress and inflammatory processes involve in the mechanism of NAFLD, where there was significant changes in plasma and liver markers of oxidative stress and inflammation (including chemokine C-C motif ligand 2, paraoxonase-1, galectin-3, and sonic hedgehog) [25]. These data suggest that LSG could be used as therapeutic option to improve NAFLD.
2.6 Obstructive sleep apnea (OSA)
Severe obesity is associated with a high prevalence of moderate-to-severe OSA. A metanalysis showed that at a mean of 24.7 months, LSG resulted in resolution and improvement of sleep apnea in 72% and 51% of patients respectively [26]. One study showed that the apnea hypopnea index significantly decreased from 45.8 to 11.3 events/hour ten months post LSG [27]. The rapid improvement of moderate-to-severe OSA observed post LSG is likely due to the reduced neck circumference. Interestingly, this does not correlate with EWL% which suggests that a weight-independent factors may play a role and hence warrant further research [27].
2.7 Asthma
Obesity is a risk factor for asthma. Many inflammatory markers (e.g. interleukins 5, 6, 13, 17) implicated in the pathogenesis and disease activity of asthma are increased with obesity [28]. WL post LSG results in significantly improved asthma symptoms. A prospective study of 78 subjects compared asthma patients undergoing BS with obese controls. In this study, BS including LSG, resulted in significantly improved small airway function, airway hyperresponsiveness, asthma control and quality of life (QoL) [29]. There was also a decrease in systemic inflammation and bronchial inflammation (mast cell counts) one year after BS [29]. Asthma medication usage was also reduced following LSG [30]. A retrospective analysis of 751 asthmatic patients, including 80 LSG patients, found that the number of prescribed asthma medications among all procedures significantly decreased by 27% at 30 days post-surgery, 37% at 6 months, 44% at 1 year, and 46% at 3 years [30].
2.8 Gastroesophageal reflux disease (GERD)
LSG may improve GERD symptoms as a result of the accelerated gastric emptying and WL. A study of GERD in 65 patients after LSG, including 24-hour pH probe data, suggested that the preexisting reflux improved, and that the de novo reflux rate was low (5.4%) [31]. Appraisal of LSG\'s effects of on GERD (median follow-up 56 months) using a quality-of-life questionnaire found that GERD-HRQL scores decreased from 7 to 3 [32]. In the same study, GERD-HRQL scores improved in 55 patients, worsened in 21, de novo GERD was observed in 10, and no change in 14 patients [32]. A systematic review (25 studies) reported clinical improvement in 1863 patients at an average of 20 ± 15 months post-LSG; however the review also reported worsening of symptoms in 5953 patients over a period of 29 ± 22 months [33]. However, most research used clinical evaluation, with few studies using endoscopy, 24-hour ambulatory pH, esophageal manometry or contrast studies [33].
2.9 Mental health
Due to the significant association of depression with obesity, it is a common disorder among individuals selected for BS. LSG results in significant improvement in various psychological dimensions. At one year post LSG, depressive symptoms, self-esteem, eating behavior and cognitive restraint showed improving trends [34]. Eating behavior also improves post LSG. In a prospective study of 75 individuals before and 48 months after LSG, the number of patients with binge eating disorder was lower at follow up (decreased from 13% to 2%) [35]. Similarly, the subscales of disinhibition and feelings of hunger both decreased post LSG (p < 0.001 for both) [35]. An important outcome post BS is the effect on psychiatric medications, specially depression and anxiety medication. A retrospective study of 50 patients found that at 3- to 6-months post LSG, anxiety symptoms improved in >50% of subjects and most patients were on the same or reduced dosage of medication (62% unchanged, 24% decreased) [36]. Depression symptoms improved in 67%, while 62% of them remained in the same regimen and 26% discontinued their medications [36]. This suggests that LSG not only results in early improvement in symptoms of depression or anxiety, but also reduces the dosage of psychiatric medications [36].
2.10 Quality of life (QoL)
Morbid obesity together with obesity-related diseases have a negative impact on the QoL. BS, apart from decreasing mortality and morbidity, achieves long-lasting QoL improvement. Significant improvements in physical, psychosocial, and sexual QoL are reported post LSG [37]. QoL and status of general well-being significantly improved 1 to 2 years post LSG [38, 39]. This improvement was also sustained on the long term. For instance, a 10 year follow up study reported significant increase in total QoL before and 10 years after LSG [39]. The global physical health QoL increased from 45.6 ± 20.7 to 62.3 ± 23 at 10 years; the global mental health QoL increased from 49.5 ± 17.7 to 62.2 ± 17.8; and the global total QoL score pre-surgery that was 48.3 ± 20.6 increased to 65.1 ± 21.4 at 10 years [39].
2.11 Biochemical and inflammatory markers
Obesity, especially visceral obesity, is considered as a low-grade inflammatory disease. Serum concentrations of a number of inflammatory markers including C-reactive protein (CRP), tumor necrosis factor-α (TNF-α), and interleukin-6 (IL-6) are elevated in overweight and obese individuals [40]. LSG improves the course of chronic diseases and the state of inflammation associated with obesity. Evidence showed improvements in systemic and urinary inflammatory markers with a significant decrease in interleukin-6 (IL-6), CRP, ferritin, and TNF-α [41]. These changes were also demonstrated in patients with T2DM, where there was significant improvement in inflammatory biomarkers including CRP (P = 0.003) and IL-6 at (P = 0.001) 6 months post LSG [42]. The reduction in inflammatory factors suggests that LSG may play a role in reducing the risk of T2DM and cardiovascular disease.
2.12 Reproductive systems
2.12.1 Polycystic ovarian syndrome
Polycystic ovarian syndrome (PCOS) is a common endocrine disorder associated with obesity. Women with PCOS have hyperandrogenism and hyperinsulinemia with subsequent insulin resistance and infertility [43]. LSG is effective in treating PCOS, resulting not only in WL, but also significant improvement in the hormonal profile [43, 44]. Significant decrease is observed as early as 3 months post-surgery in luteinizing hormone (LH) levels (7.2 vs. 4.5 mIU/mL), with inversion of LH/FSH ratio (P = 0.008), as well as significant decrease in fasting insulin levels (24.4 mIU/mL vs. 9.0 mIU/mL) [44]. LSG also positively augments fertility rates [43, 45]. A cohort of 53 women had a progressive increase of serum anti-Mullerian hormone (marker of ovarian reserve) levels 6 months after LSG [45]. These hormonal changes were also associated with the regulation of the menstrual cycle and resolution of dysmenorrhea [45]. Moreover, 22% percent of PCOS patients became pregnant within 12 months, 69% of which were previously nulliparous [43].
2.12.2 Maternal and perinatal outcomes after LSG
Obese women have increased rates of adverse obstetric outcomes that include gestational diabetes mellitus, gestational hypertension, preeclampsia, cesarean section delivery, and adverse neonatal outcomes including congenital malformations, macrosomia, and stillbirths [46]. WL with LSG has better maternal and perinatal outcomes [47]. A retrospective study comparing women who had undergone LSG with matching controls found that the LSG group had lower rates of gestational DM (3.4% vs 17.6%, P = 0.001), large-for-gestational-age neonates (1.7% vs 19.3%, P = 0.001), and birth weight > 4000 grams (0.8% vs 7.6%, P = 0.02) [47]. Conversely, LSG was associated with higher proportions of small-for-gestational-age (SGA) neonates (14.3% vs 4.2%, P = 0.01) and low-birth-weight neonates (12.6% vs 4.2%, P = 0.03) [47]. Cesarean delivery rates were lower in the LSG group (10.1% vs 20.2%, P = 0.04) [47]. However, LSG patients also had higher risk of iron deficiency anemia requiring treatment with intravenous iron supplementation during pregnancy [47]. This suggests that although LSG improves pregnancy outcomes, however, pregnant women need close monitoring for nutritional deficiencies post LSG.
2.12.3 Male sex hormones
Severe obesity in male patients is accompanied with abnormal sex hormone levels and male hypogonadism. Evidence showed a negative impact of excessive BMI on testosterone levels, sexual function and sperm parameters [48]. LSG is associated with improvement in sexual and reproductive health, and may ameliorate the sex hormone unbalance seen with obesity [49]. The total testosterone levels were significantly increased at 1, 3, 6 months after BS (13.1 ± 7.0, 13.6 ± 5.7, 21.0 ± 19.3 nmol/L, respectively), and estradiol levels significantly decreased at 6 months after surgery (91.4 ± 44.9 pmol/L) [49]. WL with LSG also has favorable effects on semen parameters of patients with pre-existing azoospermia and oligospermia [50]. There was a significant increase in the sperm concentration in men with azoospermia and oligospermia 1 year post LSG (both P < 0.05) [50]. Interestingly, the changes in semen and hormones were not affected by the extent of WL experienced by the patients, suggesting an independent mechanism [50].
3. LSG in special populations
3.1 The elderly (>60 years)
Most elderly patients have multiple comorbidities, which are aggravated when severe obesity coexists. Obesity increases their risk of developing cancer, heart disease, diabetes, lower extremity arthritis, sleep apnea, and stroke, with higher mortality risks from cardiovascular disease [51]. LSG is effective for patients older than 65 years resulting in significant WL, comorbidities remission, and improved QoL [52, 53]. LSG for those older than 65 years (median BMI 43 kg/m2) showed low complications, where only 3.7% had gastric leak with no reported mortality and a median hospital stay of 5 days [52], BMI decreased to 35, 32.9 and 30.7 kg/m2 at 6, 12 and 24 months after LSG and the mean EWL was 76.3% at 2 years [52]. Moreover, T2DM, hypertension, dyslipidemia, OSA, and arthralgia showed significant remission at 1 and 2 years following LSG [52]. As for QoL, there was also significant improvement in the scales that represent physical health, mental health (social function), general health perception and vitality scores [52].
3.2 Adolescents
Severe obesity in adolescents is associated with multiple comorbidities such as T2DM, hypertension, sleep apnea, fatty liver disease, decreased QoL and cardiovascular mortality in adulthood [54]. LSG has become the most used operation among adolescents with severe obesity mainly because of comparable WL outcomes and morbidities resolution to RYGB [55]. Moreover, LSG carries lower risk of surgical and nutritional complications [55, 56]. Indications for BS in adolescents largely mirrors the recommendations for adults [54]. There are no data to suggest that a youth’s puberty status or linear growth is adversely affected by BS. A study showed improved linear growth in children after LSG compared with matched controls [57]. LSG results is significant WL, with EWL% at one year ranging from 49% to 81% [56, 58], and with durable long term WL (78%) (5 years)[58]. In terms of comorbidities, surgical treatment of adolescents with severe obesity and T2DM resulted in superior glycemic control than medical treatment. Across two different studies, the Teen-Longitudinal Assessment of BS (Teen-LABS) and the Treatment Options of Type 2 Diabetes in Adolescents and Youth (TODAY) study, a comparison of the glycemic control data showed that at 2 years, the mean hemoglobin A1c concentration decreased from 6.8% to 5.5% in Teen-LABS and increased from 6.4% to 7.8 in the TODAY study [55]. At 5 years post LSG, the remission rate of insulin resistance and T2DM was 100% and 87% respectively [58]. LSG also has a favorable outcome in terms of improvement of nonalcoholic steatohepatitis (NASH) [59]. Among adolescents who underwent LSG, NASH reverted completely in all patients and hepatic fibrosis stage 2 disappeared in 90% of the patients [59]. Moreover, LSG resulted in marked and sustained improvements in HRQoL, weight-related QoL and body image satisfaction [55, 60].
3.3 Low BMI
BS promotes marked and durable resolution of the clinical manifestations of diabetes in morbidly obese patients with T2DM. However, among Asians, the risks associated with T2DM and cardiovascular disease occur at a lower BMI than in Whites [61]. Patients with BMI < 35 kg/m2 who have uncontrolled and life-threatening comorbidities do not meet the traditional criteria for obesity surgery. A surgical approach may be appropriate as an alternative for inadequately controlled T2DM in suitable surgical candidates with mild to moderate obesity (BMI 30–35 kg/m2) [62].
3.3.1 Class I obesity (< 30 BMI)
For patients with BMI < 30 kg/m2, a meta-analysis (12 studies, including 697 Asians) found that at 12 months postoperatively, BMI and waist circumference were reduced by 2.88 kg/m2 and 12.92 cm, respectively [61]. There was a significant improvement in glycemic control, lipid profiles, and β-cell function in the short and medium terms (6–24 months) [61]. A study of 25 Asians with T2DM and BMI of 23.23 to 29.97 kg/m2 showed that the complete remission rates at 3, 6, and 12 months postoperatively for T2DM were 40%, 60%, 68% respectively, hypertension (22.2%, 50%, 75% respectively), hypertriglyceridemia (66.7%, 66.7%, 100% respectively), and hypercholesterolemia (41.7%, 60%, 100% respectively) [63].
3.3.2 Class II obesity (<35 BMI)
In a randomized controlled trial where 34% of the patients had BMI < 35 kg/m2, WL and diabetes remission were greater post LSG than after conventional treatment, and were comparable to RYGB [64]. Midterm follow-up (3 years) of 252 patients with BMI < 35 showed %EWL of 75.8% [65]. Insulin resistance remitted in 89.4%, dyslipidemia in 52%, NAFLD in 84.6%, hypertension in 75% and GERD in 65% [65]. T2DM showed 60% complete remission and 40% improvement [65]. The morbidity rate was 2.4%, two patients required reoperations, and no leaks or mortality were reported [65]. This suggests that LSG in patients with BMI < 35 kg/m2 is safe and effective, and BMI should not be the only indicator to consider BS. Further studies with longer follow-ups are required.
3.4 Renal transplant patients
Morbid obesity is a barrier to kidney transplantation due to inferior outcomes, higher rates of new-onset diabetes after transplantation, delayed graft function, and graft failure [66]. LSG improves renal transplant candidacy and post transplant outcomes in morbidly obese patients [67, 68]. Kidney recipients who underwent LSG were compared with similar BMI recipients who did not undergo LSG [67]. In this study, the BMI decreased from 41.5 to 32.3 kg/m2, with no complications, readmissions, or mortality following LSG [67]. After transplantation, one patient experienced delayed graft function and no other patients had new-onset diabetes [67]. Moreover, allograft survival and patient survival at 1-year post transplantation were 100% [67]. Compared with non-LSG patients, post-LSG recipients had significantly lower delayed graft function rates and renal dysfunction-related readmissions [67]. Longer duration studies showed that LSG in patients with obesity and end-stage kidney disease was associated with lower all-cause mortality at 5 years compared with usual care (cumulative incidence 25.6% vs 39.8%; hazard ratio 0.69, 95% CI, 0.60–0.78), which is likely driven by the lower mortality from cardiovascular disease [68]. Moreover, LSG was associated with an increased rate of kidney transplant at 5 years (cumulative incidence 33.0% vs 20.4%; hazard ratio 1.82; 95% CI, 1.58–2.09) [68].
3.5 Inflammatory bowel disease (IBD)
Historically, IBD patients were unlikely to be overweight or obese due to the malabsorption and catabolic disease state; however, the increasing rates of obesity along with enhanced therapeutics have now resulted in higher incidence of obese patients. The prevalence of obesity and severe obesity among IBD patients is about 20–30% and 2–5%, respectively [69]. LSG is safer compared with RYGB for IBD patients as immunosuppressant drugs might place IBD patients at higher risk of surgical complications. The underlying nutritional deficiencies in IBD patients may also increase susceptibility to micronutrient deficiencies after BS. Moreover, IBD could increase the conversion rate of laparoscopic to open surgeries [70]. Despite these concerns, studies have found that LSG has favorable outcomes in patients with IBD. For example, one study showed that among patients with Crohn\'s disease (CD) or ulcerative colitis (UC) who underwent RYGB (n= 19) and LSG (n= 35), both operations led to significant WL at 1 year [71]. Additionally, a sizable proportion of patients experienced improvements in IBD after RYGB and LSG [71]. There were no significant differences in the proportion of patients with UC who had improved (27% vs 8%), unchanged (64% vs 92%), or worse (9% vs 0%) IBD medication requirements, respectively [71]. Similar analysis among patients with CD showed no significant differences in the proportion of patients who had improved (37.5% vs 44%) or unchanged (25% vs 52%) IBD-medication requirements after RYGB and LSG, respectively. However, there was a significant difference in the proportion of patients who had worsened CD after RYGB compared with LSG (37.5% vs 4%, p = 0.016) [71]. In terms of complications, a metanalysis (10 studies) favored LSG over RYGB for early (<30 days) complications (LSG 14.9% vs RYGB 28.9%) and late (>30 days) complications (LSG 15.0% vs RYGB 26.8%) [70].
4. Safety and complications
The rate of major complications after LSG is 0–6% [72, 73]. Early complications include leak, bleeding, symptomatic stenosis, deep vien thrombosis/pulmonary embolism (DVT/PE), risk of portomesenteric venous thrombosis, and dehydration. Late complications include stricture, weight regain, and malnutrition.
4.1 30-day morbidity and mortality
Mortality after LSG is currently low. A large study that included 134,142 patients where 69% of patients underwent LSG and 31% had RYGB found that the mortality and morbidity rates were significantly lower in LSG compared with RYGB (0.1% vs 0.2%; 5.8% vs 11.7%, respectively). The most important predictors of morbidity and mortality outcomes were BMI, albumin, and age [74].
4.2 Leak
Leak rates range from 0.5–7.0%, though most recent reported leak rate is about 1%, reflecting improvements with time and experience in the LSG technique [73, 75]. Gastric leak can result from mechanical forces that stress the staple line or ischemia. About 75–85% of LSG leaks occur at the proximal third of the greater curvature staple line, as opposed to the distal or antral staple line, and usually occur at postoperative day 5 or later [75]. Clinically, post-LSG leak presents with left upper quadrant pain, tachycardia, fever, or leukocytosis. Upper gastrointestinal contrast studies have low sensitivity (0–25%) but high specificity (90–95%) [72]. Due to its greater sensitivity, computerized tomography (CT) scan with oral and intravenous contrast is now used for diagnosis of a leak in clinically stable patients with suggestive signs or symptoms [72]. For acute postoperative leak, patients who are not stable enough for CT should be returned to the operating room for diagnostic laparoscopy. In acute leak, the objective is adequate drainage to prevent or mitigate abdominal sepsis. Treatment includes adequate drainage, nutritional support, and antibiotics. In most cases, resolution of the leak is a matter of time, sometimes taking several months [76]. Endoscopic treatments are increasingly utilized with variable success rates in an effort to avoid surgical interventions [77].
4.3 Stenosis
Stenosis can result from the surgical technique or ischemia with subsequent stricture development. Clinically, significant stenosis occurs in 0.5–3.5% of cases, most often in a short segment located at mid-body, near the incisura [78]. Diagnosis is made by upper gastrointestinal contrast studies. Initial management is endoscopic balloon dilatation, probably requiring 2–4 dilation sessions, with 95–100% long-term success rates [79]. However, there is a 2–5% risk of perforation associated with dilation [72]. For cases where endoscopic dilation fails, the options include endoscopic stenting or conversion to RYGB [80].
4.4 Hemorrhage
Postoperative hemorrhage is rare after LSG and less common than with RYGB. Bleeding usually occurs at the staple line and is extraluminal in about half of the cases. CT scan confirms the diagnosis, and emergency surgical intervention is required for clinically significant active hemorrhage. For intraluminal bleeding, endoscopic interventions, including epinephrine injection, heater probe, and clipping, are effective [72].
4.5 GERD
Significant GERD is considered a contraindication for LSG. Some studies show an increased prevalence of GERD in patients after LSG. This is likely due to hypotensive lower esophageal sphincter, disruption of the angle of His, reduced gastric compliance with higher intragastric pressure, and decreased gastric emptying. Late dilatation of the sleeve, and occurrence of hiatal hernia could also play a role in the worsening of GERD [81]. It is not recommended to empirically start antacid medication for prophylaxis after LSG [82]. However, for patients who develop reflux after LSG, treatment options are proton-pump inhibitors or conversion to RYGB [83].
4.6 Portomesenteric venous thrombosis
Portomesenteric venous thrombosis is a rare complication of LSG thought to be secondary to regional postsurgical inflammation, change in venous outflow, and dehydration predisposing to clot formation [72]. Patients may present 1–2 weeks after surgery with vague abdominal pain, severe nausea and vomiting, fever and diffuse abdominal tenderness. Diagnosis is confirmed with CT scan. Treatment consists of anticoagulation, fluid resuscitation, and bowel rest. Thrombolytics may be indicated depending on severity of symptoms. There are no established guidelines for the duration of anticoagulation therapy, but patients are usually treated for 3–6 months. Surgical treatment is reserved for patients with evidence of infarcted bowel [84].
4.7 Nutritional deficiencies
Although LSG is viewed as a restrictive procedure, some degree of malabsorption is also expected. After recovering from surgery, patients are at risk of macronutrient deficiencies in the long term due to reduced dietary intake, decreased gastric secretion of hydrochloric acid and intrinsic factor, and poor food choices. The most common micronutrient deficiencies are of vitamins B12 and D, iron, and calcium [85]. Other micronutrient deficiencies that can lead to severe complications include thiamine, folate, and fat-soluble vitamins [85]. Daily micronutrient supplements are necessary, including multivitamin concentrate (with iron, copper, and zinc), calcium citrate with vitamin D, vitamin B12, and elemental iron [82]. However, multivitamins or nutritional supplements are typically not initiated in the immediate postoperative period [82]. It is necessary to clinically monitor the bariatric patient during the first five years. Some evidence suggests that patients experienced fewer nutrient deficiencies after LSG than after RYGB [86].
4.8 Mortality
Mortality after LSG is currently low according to data from the American College of Surgeons - BS Center Network (includes 28616 patients in 25 hospitals in the USA), where the 30-day mortality was 0.11% and the 1 year mortality was 0.21% [87].
5. Conclusion
Since its evolution from the initial step of a staged procedure to a stand-alone procedure, LSG has emerged as the most commonly performed bariatric operation worldwide. This is due to its technical ease, coupled with decreased surgical complications in comparison with other more complex surgical procedures. It has proven to be safe and effective in achieving weight loss and addressing the metabolic derangements associated with obesity. In addition, long term outcomes have demonstrated that the durability of LSG is comparable with that of other bariatric procedures.
Conflict of interest
None.
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The chapter concludes with a review of the safety and most common complications that may be encountered in the short term and long term, including surgical and nutritional complications, as well as mortality.",reviewType:"peer-reviewed",bibtexUrl:"/chapter/bibtex/74558",risUrl:"/chapter/ris/74558",signatures:"Wahiba Elhag and Walid El Ansari",book:{id:"9818",title:"Bariatric Surgery - From the Non-surgical Approach to the Post-surgery Individual Care",subtitle:null,fullTitle:"Bariatric Surgery - From the Non-surgical Approach to the Post-surgery Individual Care",slug:null,publishedDate:null,bookSignature:"Dr. Nieves Saiz-Sapena and Dr. Juan Miguel Oviedo",coverURL:"https://cdn.intechopen.com/books/images_new/9818.jpg",licenceType:"CC BY 3.0",editedByType:null,editors:[{id:"204651",title:"Dr.",name:"Nieves",middleName:null,surname:"Saiz-Sapena",slug:"nieves-saiz-sapena",fullName:"Nieves Saiz-Sapena"}],productType:{id:"1",title:"Edited Volume",chapterContentType:"chapter",authoredCaption:"Edited by"}},authors:null,sections:[{id:"sec_1",title:"1. Introduction",level:"1"},{id:"sec_2",title:"2. Outcomes",level:"1"},{id:"sec_2_2",title:"2.1 Anthropometric (weight loss)",level:"2"},{id:"sec_3_2",title:"2.2 Type 2 Diabetes Mellitus",level:"2"},{id:"sec_4_2",title:"2.3 Hypertension and cardiovascular disease",level:"2"},{id:"sec_5_2",title:"2.4 Hyperlipidemia",level:"2"},{id:"sec_6_2",title:"2.5 Non-alcoholic fatty liver disease (NAFLD)",level:"2"},{id:"sec_7_2",title:"2.6 Obstructive sleep apnea (OSA)",level:"2"},{id:"sec_8_2",title:"2.7 Asthma",level:"2"},{id:"sec_9_2",title:"2.8 Gastroesophageal reflux disease (GERD)",level:"2"},{id:"sec_10_2",title:"2.9 Mental health",level:"2"},{id:"sec_11_2",title:"2.10 Quality of life (QoL)",level:"2"},{id:"sec_12_2",title:"2.11 Biochemical and inflammatory markers",level:"2"},{id:"sec_13_2",title:"2.12 Reproductive systems",level:"2"},{id:"sec_13_3",title:"2.12.1 Polycystic ovarian syndrome",level:"3"},{id:"sec_14_3",title:"2.12.2 Maternal and perinatal outcomes after LSG",level:"3"},{id:"sec_15_3",title:"2.12.3 Male sex hormones",level:"3"},{id:"sec_18",title:"3. LSG in special populations",level:"1"},{id:"sec_18_2",title:"3.1 The elderly (>60 years)",level:"2"},{id:"sec_19_2",title:"3.2 Adolescents",level:"2"},{id:"sec_20_2",title:"3.3 Low BMI",level:"2"},{id:"sec_20_3",title:"3.3.1 Class I obesity (< 30 BMI)",level:"3"},{id:"sec_21_3",title:"3.3.2 Class II obesity (<35 BMI)",level:"3"},{id:"sec_23_2",title:"3.4 Renal transplant patients",level:"2"},{id:"sec_24_2",title:"3.5 Inflammatory bowel disease (IBD)",level:"2"},{id:"sec_26",title:"4. Safety and complications",level:"1"},{id:"sec_26_2",title:"4.1 30-day morbidity and mortality",level:"2"},{id:"sec_27_2",title:"4.2 Leak",level:"2"},{id:"sec_28_2",title:"4.3 Stenosis",level:"2"},{id:"sec_29_2",title:"4.4 Hemorrhage",level:"2"},{id:"sec_30_2",title:"4.5 GERD",level:"2"},{id:"sec_31_2",title:"4.6 Portomesenteric venous thrombosis",level:"2"},{id:"sec_32_2",title:"4.7 Nutritional deficiencies",level:"2"},{id:"sec_33_2",title:"4.8 Mortality",level:"2"},{id:"sec_35",title:"5. Conclusion",level:"1"},{id:"sec_39",title:"Conflict of interest",level:"1"}],chapterReferences:[{id:"B1",body:'[Brethauer SA, Kim J, el Chaar M, et al. Standardized outcomes reporting in metabolic and bariatric surgery. Surg Obes Relat Dis. 2015;11:489-506]'},{id:"B2",body:'[Mechanick JI, Apovian C, Brethauer S, et al. Clinical practice guidelines for the perioperative nutrition, metabolic, and nonsurgical support of patients undergoing bariatric procedures - 2019 update: cosponsored by American Association of Clinical Endocrinologists/American College of Endocrinology, The Obesity Society, American Society for Metabolic & Bariatric Surgery, Obesity Medicine Association, and American Society of Anesthesiologists. Surg Obes Relat Dis. 2020;16:175-247]'},{id:"B3",body:'[Fischer L, Hildebrandt C, Bruckner T, et al. Excessive weight loss after sleeve gastrectomy: a systematic review. 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Quality of life before and after laparoscopic sleeve gastrectomy. A prospective cohort study. Surg Obes Relat Dis. 2015;11:70-76]'},{id:"B39",body:'[Major P, Matłok M, Pędziwiatr M, et al. Quality of Life After Bariatric Surgery. Obes Surg. 2015;25:1703-1710]'},{id:"B40",body:'[Faam B, Zarkesh M, Daneshpour MS, Azizi F, Hedayati M. The association between inflammatory markers and obesity-related factors in Tehranian adults: Tehran lipid and glucose study. Iran J Basic Med Sci. 2014;17:577-582]'},{id:"B41",body:'[Gumbau V, Bruna M, Canelles E, et al. A prospective study on inflammatory parameters in obese patients after sleeve gastrectomy. Obes Surg. 2014;24:903-908]'},{id:"B42",body:'[Mallipedhi A, Prior SL, Barry JD, Caplin S, Baxter JN, Stephens JW. Changes in inflammatory markers after sleeve gastrectomy in patients with impaired glucose homeostasis and type 2 diabetes. Surg Obes Relat Dis. 2014;10:1123-1128]'},{id:"B43",body:'[Dilday J, Derickson M, Kuckelman J, et al. 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Obstet Gynecol. 2018;131:451-456]'},{id:"B48",body:'[Mihalca R, Fica S. The impact of obesity on the male reproductive axis. J Med Life. 2014;7:296-300]'},{id:"B49",body:'[Zhu C, Zhang Y, Wang X, et al. Effect of laparoscopic sleeve gastrectomy on sex hormone in male severe obesity. Zhonghua Wei Chang Wai Ke Za Zhi. 2017;20:405-410]'},{id:"B50",body:'[El Bardisi H, Majzoub A, Arafa M, et al. Effect of bariatric surgery on semen parameters and sex hormone concentrations: a prospective study. Reprod Biomed Online. 2016;33:606-611]'},{id:"B51",body:'[Zamboni M, Mazzali G, Zoico E, et al. Health consequences of obesity in the elderly: a review of four unresolved questions. Int J Obes (Lond). 2005;29:1011-29]'},{id:"B52",body:'[Lainas P, Dammaro C, Gaillard M, Donatelli G, Tranchart H, Dagher I. Safety and short-term outcomes of laparoscopic sleeve gastrectomy for patients over 65 years old with severe obesity. Surg Obes Relat Dis. 2018;14:952-959]'},{id:"B53",body:'[Dowgiałło-Wnukiewicz N, Janik MR, Lech P, et al. Outcomes of sleeve gastrectomy in patients older than 60 years: a multicenter matched case-control study. Wideochir Inne Tech Maloinwazyjne. 2020;15:123-128]'},{id:"B54",body:'[Pratt JSA, Browne A, Browne NT, et al. ASMBS pediatric metabolic and bariatric surgery guidelines, 2018. Surg Obes Relat Dis. 2018;14:882-901]'},{id:"B55",body:'[Inge TH, Courcoulas AP, Jenkins TM, et al. Weight Loss and Health Status 3 Years after Bariatric Surgery in Adolescents. N Engl J Med. 2016;374:113-123]'},{id:"B56",body:'[Elhag W, El Ansari W, Abdulrazzaq S, Abdullah A, Elsherif M, Elgenaied I. Evolution of 29 Anthropometric, Nutritional, and Cardiometabolic Parameters Among Morbidly Obese Adolescents 2 Years Post Sleeve Gastrectomy. Obes Surg. 2018;28:474-482]'},{id:"B57",body:'[Alqahtani A, Elahmedi M, Qahtani ARA. Laparoscopic Sleeve Gastrectomy in Children Younger Than 14 Years: Refuting the Concerns. Ann Surg. 2016;263:312-319]'},{id:"B58",body:'[Khidir N, El-Matbouly MA, Sargsyan D, Al-Kuwari M, Bashah M, Gagner M. Five-year Outcomes of Laparoscopic Sleeve Gastrectomy: a Comparison Between Adults and Adolescents. Obes Surg. 2018;28:2040-2045]'},{id:"B59",body:'[Manco M, Mosca A, De Peppo F, et al. The Benefit of Sleeve Gastrectomy in Obese Adolescents on Nonalcoholic Steatohepatitis and Hepatic Fibrosis. J Pediatr. 2017;180:31-37.e2]'},{id:"B60",body:'[El-Matbouly MA, Khidir N, Touny HA, El Ansari W, Al-Kuwari M, Bashah M. A 5-Year Follow-Up Study of Laparoscopic Sleeve Gastrectomy Among Morbidly Obese Adolescents: Does It Improve Body Image and Prevent and Treat Diabetes? Obes Surg. 2018;28:513-519]'},{id:"B61",body:'[Ji G, Li P, Li W, et al. The Effect of Bariatric Surgery on Asian Patients with Type 2 Diabetes Mellitus and Body Mass Index < 30 kg/m2: a Systematic Review and Meta-analysis. Obes Surg. 2019;29:2492-2502]'},{id:"B62",body:'[Rubino F, Nathan DM, Eckel RH, et al. Metabolic Surgery in the Treatment Algorithm for Type 2 Diabetes: A Joint Statement by International Diabetes Organizations. Diabetes Care. 2016;39:861-877]'},{id:"B63",body:'[Wang L, Wang J, Jiang T. Effect of Laparoscopic Sleeve Gastrectomy on Type 2 Diabetes Mellitus in Patients with Body Mass Index less than 30 kg/m2. Obes Surg. 2019;29:835-842]'},{id:"B64",body:'[Schauer PR, Kashyap SR, Wolski K, et al. Bariatric surgery versus intensive medical therapy in obese patients with diabetes. N Engl J Med. 2012;366:1567-1576]'},{id:"B65",body:'[Berry MA, Urrutia L, Lamoza P, et al. Sleeve Gastrectomy Outcomes in Patients with BMI Between 30 and 35-3 Years of Follow-Up. Obes Surg. 2018;28:649-655]'},{id:"B66",body:'[Sood A, Hakim DN, Hakim NS. Consequences of Recipient Obesity on Postoperative Outcomes in a Renal Transplant: A Systematic Review and Meta-Analysis. Exp Clin Transplant. 2016;14:121-128]'},{id:"B67",body:'[Kim Y, Jung AD, Dhar VK, et al. Laparoscopic sleeve gastrectomy improves renal transplant candidacy and posttransplant outcomes in morbidly obese patients. Am J Transplant. 2018;18:410-416]'},{id:"B68",body:'[Sheetz KH, Gerhardinger L, Dimick JB, Waits SA. Bariatric Surgery and Long-term Survival in Patients With Obesity and End-stage Kidney Disease. JAMA Surg. 2020;]'},{id:"B69",body:'[Steed H, Walsh S, Reynolds N. A brief report of the epidemiology of obesity in the inflammatory bowel disease population of Tayside. Scotland. Obes Facts. 2009;2:370-372]'},{id:"B70",body:'[Garg R, Mohan BP, Ponnada S, Singh A, Aminian A, Regueiro M, et al. Safety and Efficacy of Bariatric Surgery in Inflammatory Bowel Disease Patients: a Systematic Review and Meta-analysis. Obes Surg. 2020; 10.1007/s11695-020-04729-4. doi:10.1007/s11695-020-04729-4. Online ahead of print]'},{id:"B71",body:'[Heshmati K, Lo T, Tavakkoli A, Sheu E. Short-Term Outcomes of Inflammatory Bowel Disease after Roux-en-Y Gastric Bypass vs Sleeve Gastrectomy. J Am Coll Surg. 2019;228:893-901.e1]'},{id:"B72",body:'[Chung AY, Thompson R, Overby DW, Duke MC, Farrell TM. Sleeve Gastrectomy: Surgical Tips. J Laparoendosc Adv Surg Tech A. 2018;28:930-937]'},{id:"B73",body:'[Stroh C, Köckerling F, Volker L, et al. Results of More Than 11,800 Sleeve Gastrectomies: Data Analysis of the German Bariatric Surgery Registry. Ann Surg. 2016;263:949-955]'},{id:"B74",body:'[Kumar SB, Hamilton BC, Wood SG, Rogers SJ, Carter JT, Lin MY. Is laparoscopic sleeve gastrectomy safer than laparoscopic gastric bypass? a comparison of 30-day complications using the MBSAQIP data registry. Surg Obes Relat Dis. 2018;14:264-269]'},{id:"B75",body:'[Kim J, Azagury D, Eisenberg D, DeMaria E, Campos GM. American Society for Metabolic and Bariatric Surgery Clinical Issues Committee. ASMBS position statement on prevention, detection, and treatment of gastrointestinal leak after gastric bypass and sleeve gastrectomy, including the roles of imaging, surgical exploration, and nonoperative management. Surg Obes Relat Dis. 2015;11:739-748]'},{id:"B76",body:'[Nimeri A, Ibrahim M, Maasher A, Al HM. Management Algorithm for Leaks Following Laparoscopic Sleeve Gastrectomy. Obes Surg. 2016;26:21-25]'},{id:"B77",body:'[Souto-Rodríguez R, Alvarez-Sánchez M-V. Endoluminal solutions to bariatric surgery complications: A review with a focus on technical aspects and results. World J Gastrointest Endosc. 2017;9:105-126]'},{id:"B78",body:'[Parikh A, Alley JB, Peterson RM, et al. Management options for symptomatic stenosis after laparoscopic vertical sleeve gastrectomy in the morbidly obese. Surg Endosc. 2012;26:738-746]'},{id:"B79",body:'[Shnell M, Fishman S, Eldar S, Goitein D, Santo E. Balloon dilatation for symptomatic gastric sleeve stricture. Gastrointest Endosc. 2014;79:521-524]'},{id:"B80",body:'[Kalaiselvan R, Ammori BJ. Laparoscopic median gastrectomy for stenosis following sleeve gastrectomy. Surg Obes Relat Dis. 2015;11:474-477]'},{id:"B81",body:'[Oor JE, Roks DJ, Ünlü Ç, Hazebroek EJ. Laparoscopic sleeve gastrectomy and gastroesophageal reflux disease: a systematic review and meta-analysis. Am J Surg. 2016;211:250-267]'},{id:"B82",body:'[Telem DA, Gould J, Pesta C, et al. American Society for Metabolic and Bariatric Surgery: care pathway for laparoscopic sleeve gastrectomy. Surg Obes Relat Dis. 2017;13:742-749]'},{id:"B83",body:'[Mandeville Y, Van Looveren R, Vancoillie P-J, et al. Moderating the Enthusiasm of Sleeve Gastrectomy: Up to Fifty Percent of Reflux Symptoms After Ten Years in a Consecutive Series of One Hundred Laparoscopic Sleeve Gastrectomies. Obes Surg. 2017;27:1797-1803]'},{id:"B84",body:'[Tan SBM, Greenslade J, Martin D, Talbot M, Loi K, Hopkins G. Portomesenteric vein thrombosis in sleeve gastrectomy: a 10-year review. Surg Obes Relat Dis. 2018;14:271-275]'},{id:"B85",body:'[Sarker A, Meek CL, Park A. Biochemical consequences of bariatric surgery for extreme clinical obesity. Ann Clin Biochem. 2016;53:21-31]'},{id:"B86",body:'[Gehrer S, Kern B, Peters T, Christoffel-Courtin C, Peterli R. Fewer nutrient deficiencies after laparoscopic sleeve gastrectomy (LSG) than after laparoscopic Roux-Y-gastric bypass (LRYGB)-a prospective study. Obes Surg. 2010;20:447-453]'},{id:"B87",body:'[Hutter MM, Schirmer BD, Jones DB, et al. First report from the American College of Surgeons Bariatric Surgery Center Network: laparoscopic sleeve gastrectomy has morbidity and effectiveness positioned between the band and the bypass. Ann Surg. 2011;254:410-420 discussion 420-422]'}],footnotes:[],contributors:[{corresp:null,contributorFullName:"Wahiba Elhag",address:null,affiliation:'- Department of Bariatric Surgery/Bariatric Medicine, Hamad General Hospital, Qatar
'},{corresp:"yes",contributorFullName:"Walid El Ansari",address:"welansari9@gmail.com",affiliation:'- Department of Surgery, Hamad General Hospital, Qatar
- College of Medicine, Qatar University, Qatar
- Schools of Health and Education, University of Skovde, Sweden
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\n\nIn order to help Authors identify appropriate funding agencies and institutions, we have created a list, based on extensive research on various OA resources (including ROARMAP and SHERPA/JULIET) of organizations that have funds available. Before consulting our list we encourage you to petition your own institution or organization for Open Access funds or check the specifications of your grant with your funder to ascertain if publication costs are included. Where you are in receipt of a grant you should clarify:
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\n\t- Does your grant list Open Access publication fees as legitimate direct/indirect costs?
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\n\nPlease note that this list is not a definitive one and is updated regularly. To suggest possible modifications or the inclusion of your institution/funder, please contact us at oapf@intechopen.com
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