Open access peer-reviewed chapter

Overview of Schiff Bases

Written By

Nuriye Tuna Subasi

Submitted: 15 September 2022 Reviewed: 20 September 2022 Published: 19 October 2022

DOI: 10.5772/intechopen.108178

From the Edited Volume

Schiff Base in Organic, Inorganic and Physical Chemistry

Edited by Takashiro Akitsu

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Abstract

Schiff bases, which were first obtained by the German chemist H. Schiff in 1864, are used in the paint industry, polymer technology, pharmaceutical industry, medicine, agriculture, preparation of rocket fuel, and explanation of biological events, and in many other areas due to the groups in their structures. This chapter will be a guide that contains a summary of general information that should be known about these compounds, which have a wide range of use in our daily life. In this chapter, the following topics are planned to be explained. (1) Schiff bases, physical and chemical properties, (2) the formation mechanism of Schiff bases, (3) Schiff base reactions, (4) metal complexes of Schiff base, (5) classification of Schiff bases, (6) biological activity of Schiff bases, and (7) usage of Schiff bases.

Keywords

  • Schiff bases
  • azomethine
  • biological activity
  • metal complexes
  • formation mechanism

1. Introduction

Compounds that are formed as a result of the nucleophilic addition reaction of aldehydes and ketones with primary amines under suitable conditions and which have carbon-nitrogen double bonds (▬CH〓N▬) in their structure are called Schiff bases. Schiff bases, which were first obtained by the German chemist H. Schiff in 1864 [1], were started to be used as ligands by Pfeiffer in the 1930s [2, 3] (Figure 1).

Figure 1.

General representation of Schiff bases.

Aldehydes react very easily with primary amines to form Schiff bases, but this process is not so easy for ketones. In order to obtain Schiff bases from ketones, it is necessary to pay attention to factors, such as the choice of catalyst, the appropriate pH range, the selection of a solvent that can form an azeotrope mixture with the water to be formed in the reaction, and the appropriate reaction temperature. The carbon-nitrogen double bond in Schiff bases formed as a result of the reaction of primary amines with aldehydes is called azomethine or aldimine, while the bond formed as a result of reaction with ketone is called imine or ketimine.

Schiff bases are selective toward metal ions and form complexes by transferring electrons from the active ends they contain to the metal. Schiff bases are known as a good nitrogen donor ligand (▬CH〓N▬). During the formation of the coordination compound, one or more electron pairs are donated to the metal ion by these ligands. Schiff bases can form highly stable 4-, 5-, and 6-ring complexes if they donate more than one electron pair. For this, a second functional group with a displaceable hydrogen atom must be found as close as possible to the azomethine group. This group is preferably the hydroxyl group [4].

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2. Physical properties of Schiff bases

Schiff bases are usually colored and transparent solids. They are used in the determination of metal amounts and in the identification of carbonyl compounds due to their precise melting points.

The carbon-nitrogen double bond in Schiff bases rotates more easily than the carbon-carbon double bond, which allows stereoisomers to transform into each other. The reason for this: polarization occurs in the azomethine bond due to the fact that nitrogen is more electronegative than carbon (Figure 2).

Figure 2.

Polarization of azomethine bond.

The stereoisomers of Schiff bases cannot be isolated with a few exceptions due to the very small energy difference between them. If only an electronegative group is attached to the nitrogen atom, stereoisomers become isolated, since this group reduces the ease of rotation around the azomethine bond. Since the electronegative group attached to the nitrogen atom in the azomethine group will push the negative charges of the nitrogen atom toward the carbon, this will cause a decrease in polarization and an increase in the character of the covalent double bond.

All compounds containing an azomethine group show basic properties due to the unshared electron pairs on the nitrogen atom and the electron donating feature of the double bond. Schiff bases show weaker basic properties compared to their corresponding amines. The reason for this is that while the nitrogen atom in amines undergoes sp3 hybridization, this hybridization turns into sp2 hybridization when the imine structure is formed. Since the s character will increase in hybridization, the basicity will decrease greatly.

The C〓N system is a weak chromophore that shows absorption in the ultraviolet field. Conjugation with phenyl groups shifts absorption to the visible region. When there is a deactivating substituent in the aromatic ring, such as a halogen, the wavelength of absorption decreases. Generally, aryl alkyl ketimines are absorbed at values between dialkyl and diaryl ketimines [5]. The IR stretch bands of the C〓N system are generally observed at 1610–1635 cm−1 and that of C〓N+ at 1665–1690 cm−1 [6].

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3. Chemical properties of Schiff bases

Schiff bases have many properties that vary according to the substituents attached to the azomethine group. The stability of the azomethine compound increases when there is an electronegative group attached to the nitrogen atom. The best example of this is that oximes carrying hydroxyl groups on the nitrogen atom along with phenylhydrazone and semicarbazones carrying ▬NH groups are much more stable to hydrolysis than Schiff bases carrying alkyl or aryl substituents on the nitrogen atom. Although Schiff bases are stable against alkalies, they are separated into amine and carbonyl compounds by hydrolysis in acidic environment.

The Schiff base formation reaction is reversible. As a result of the reaction, one mole of water is formed and the water in the environment shifts the direction of the reaction to the left. Therefore, the reaction is usually carried out in solvents where water can be removed from the environment by distillation, forming an azeotrope. If the reaction is carried out using amines containing an electronegative atom with unpaired electrons in the nitrogen atom, the reaction is completed and since hydrolysis will not occur, Schiff bases can be isolated with high efficiency (Figure 3).

Figure 3.

Schiff base formation reaction.

The structures of Schiff bases are determined by the tautomeric transformations that occur depending on the polarity of the solvent and the hydrogen bonds that occur in the molecule. The preferred conformation in terms of the stability of Schiff bases is the nonplanar structure seen in Figure 4. This conformation has also been confirmed by quantum mechanics calculations [7].

Figure 4.

Preferred conformation of Schiff bases.

In the studies, it has been reported that there are two types of tautomer forms, phenol-imine and ketone-amine, in Schiff bases obtained by using aldehydes containing ortho hydroxy group (Figure 5). The presence of these two tautomeric structures was determined by spectroscopic methods such as 13CNMR, 1H-NMR, UV-Vis, and X-ray crystallography [8].

Figure 5.

Tautomeric structure of Schiff bases.

In studies with Schiff bases prepared from 2-hydroxy-1-naphthaldehyde and some aromatic and aliphatic amines (ammonia, methylamine, and phenylamine), it has been observed that the keto form is dominant in polar solvents, such as chloroform, and the enol form is dominant in nonpolar solvents [9, 10].

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4. Formation mechanism of Schiff bases

The most widely used method discovered by Schiff for the preparation of Schiff bases is the reaction of aliphatic or aromatic aldehydes or ketones with aliphatic or aromatic primary amines. The synthesis of Schiff bases obtained from the reaction of carbonyl compounds with primary amines takes place in two main steps. In the first step, a carbinolamine intermediate is formed from the condensation of the carbonyl group with the primary amine, and in the second step, a Schiff base is formed from the dehydration of the intermediate seen in Figure 6 [12, 13, 14].

Figure 6.

Mechanism of condensation of carbonyl compounds with amines [11].

The formation of Schiff base is a pH-dependent reaction. Since the amine will form salt at low pH, the free amine concentration decreases and the fast addition step slows down and becomes the step that determines the rate of the reaction mechanism (Figure 7). In the case of a decrease in acidity, the addition step is faster and the elimination step is slower (Figure 8). The optimal pH is the pH between these two extremes (pH 3−4). This pH is suitable for both starting the nucleophilic addition reaction and performing elimination reaction at a sufficient speed [7].

Figure 7.

Increase in electrophilic power and decrease in nucleophilic power in acidic medium.

Figure 8.

Decrease in electrophilic power and increase in nucleophilic power in basic medium.

The effect of substitution is great on the stability of Schiff bases. Since small-molecular-weight aliphatic imines without substituents on the nitrogen atom are easily polymerized, detailed information about these imines is not available. Schiff bases containing aryl substituents can be synthesized more stable and easily due to the electron feeding of the imine bond through ring conjugation, while those containing alkyl substituents are relatively unstable, synthesized in a long time, and polymerization is observed.

In the formation of imine; aldehydes are more reactive than ketones because they are less sterically hindered. In addition, in ketones, groups attached to the carbonyl carbon donate electrons, reducing the electrophilic character of the carbonyl carbon, thus reducing the reaction tendency and causing the reaction to take place more slowly. Therefore, although aldehydes and primary amines can easily form Schiff bases, it is quite difficult to obtain Schiff bases from ketones. In order to obtain Schiff base from ketones, many factors, such as choosing a solvent that can form an azeotrope mixture with the water released during the reaction, choosing a catalyst, choosing the appropriate pH range and the appropriate reaction temperature, must be taken into account. Particularly in order to obtain Schiff base from aromatic ketones, high temperature, long reaction time, and catalyst are required [4, 15].

Aromatic aldehydes and ketones can form highly stable Schiff bases. Aromatic aldehydes react with amines at low temperature and in a suitable solvent environment. In the reaction of aromatic aldehydes with aromatic amines, it has been indicated that the reaction rate increases in the presence of an electron-withdrawing substituent in the para position of the aldehyde and decreases in the presence of para position of the amine. While the water formed in the reaction must be removed during the production of Schiff base from aromatic ketones, there is no need to remove water in the synthesis of Schiff base from aldehydes and dialkyl ketones. While the water formed in the reaction must be removed during the generation of Schiff base from aromatic ketones, there is no need to remove water in the synthesis of Schiff base from aldehydes and dialkyl ketones [16].

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5. Synthesis methods of Schiff bases

5.1 Reaction of aldehydes and ketones with primary amines

The reaction of primary amines with carbonyl compounds is usually carried out by reflux. Since the reaction is reversible, the water formed in the reaction medium must be removed to prevent hydrolysis. Dean-Stark apparatus is generally used to remove water. In addition, the reaction was carried out successfully by using dehydration agents such as sodium sulfate and molecular sieve [17]. Moreover, methods using solvents, such as tetramethyl orthosilicate or trimethyl orthoformate, which remove water in the reaction medium, have also been reported in the literature [18, 19].

The reaction can be accelerated by acid catalysis. In such cases, mineral acids, such as H2SO4 or HCl, organic acids, such as p-toluene sulfonic acid, pyridinium p-toluenesulfonate, acidic resin, montmorillonite, or Lewis acids (ZnCl2, TiCl4, SnCl4, BF3Et2O, Mg(ClO4)2, MgSO4), can be used [15, 20, 21, 22, 23, 24, 25].

The reaction of aliphatic ketones with amines to form a Schiff base occurs more slowly than with aldehydes. When the reaction rates of the same primary amine and aldehydes and ketones are compared, it was found that the rate order was; the rate order is aromatic aldehyde>aliphatic aldehyde>aliphatic ketone>aromatic ketone [26]. Recently, new solvent-free techniques have been developed for imine formation, including clay, microwave irradiation, water suspension media, liquid crystal, molecular sieve, and infrared and ultrasonic irradiation [27, 28, 29, 30, 31, 32, 33, 34].

5.2 Reaction of organometallic compounds with nitriles

Grignard reagents can react with nitriles to form ketimines. Anhydrous hydrogen chloride or anhydrous ammonia is added to the reaction medium to prevent the hydrolysis of the intermediate products into ketones. With this method, intermediate products can be isolated with an efficiency of 50−90% (Figure 9) [26].

Figure 9.

Addition of organometallic reagents to nitriles.

5.3 Reaction of phenols and phenol ethers with nitriles

The alkyl or aryl nitriles react with phenol and phenol ethers with high efficiency under acid catalysis to form ketimines [35]. The reaction is carried out by saturating a solution of nitrile and phenol dissolved in ether with HCl gas. ZnCl2 should be used in reactions with lower reactivity phenols (Figure 10).

Figure 10.

Reaction of phenols with nitriles.

5.4 Aerobic oxidative synthesis method

Since aldehydes and ketones can be obtained from their corresponding alcohols by oxidative methods, it is also possible to prepare imines from alcohols and amines using oxidative processes (Figures 11 and 12) [36, 37, 38, 39, 40, 41, 42, 43].

Figure 11.

Oxidative synthesis of imines from alcohols and amines.

Figure 12.

Oxidative synthesis of imines from amines.

Following this general approach, Huang and Largeron developed new catalytic processes that convert primary and secondary amines to imines by aerobic oxidation under mild conditions [38, 39, 40, 41, 42, 43, 44].

5.5 Reaction of metal amides

Calcium or alkali metal salts of primary amines react with aromatic ketones to form Schiff bases [26].

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6. Reactions of Schiff bases

6.1 Polymerization reaction

Many studies have been carried out on poly (Schiff bases) over time due to their thermal, conductive [45, 46, 47], fiber forming [48], liquid crystal [49, 50], and nonlinear optical properties [51, 52]. One of them is poly (Schiff base) formed by the reaction of diamines and dialdehydes by Catanescu et al. (Figure 13) [53].

Figure 13.

Polymer synthesis.

6.2 Reaction with Zn and haloesters

β-Lactams are formed as a result of the reaction of Schiff bases with Zn and haloesters at room temperature [54].

6.3 Reaction with HCN

Nitrile derivatives are formed from the reaction of Schiff bases with HCN, and α-amino acids are formed by their hydrolysis [54].

6.4 Reduction reactions

Schiff bases are reduced with LiAlH4, NaBH4, and Na-EtOH reagents to form secondary amines [54].

6.5 Hydrolysis

Since the reaction steps of Schiff bases synthesized with carbonyl compounds and amines are reversible, starting materials are obtained by hydrolysis of Schiff bases. In the first step of hydrolysis, the intermediate product, carbinolamine, is formed. In the second step, the carbinolamine is decomposed to form the reaction products aldehyde (or ketone) and amine. Hydrolysis reactions are mostly acid-catalyzed and the rate of the reaction depends on the acidity strength [5].

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7. Schiff base metal complexes

Schiff bases are widely used as ligands in coordination chemistry. Ligands are called Lewis bases because they donate electron pairs to the central atom. Since the nitrogen atom in the imine bond contains unpaired electrons, Schiff bases are electron donors, basic in character, and can form complexes with almost all transition metals. This atom, also known as azomethine nitrogen, is the primary bonding point for the Schiff base. In addition, the azomethine system, where the nitrogen atom is bonded with a double bond, can be a coordination site for d-metal ions suitable for back bonding, by means of its π-orbitals. Thus, the azomethine group with the nitrogen atom has both σ-donor and π-acceptor functions. This provides high stability for metal complexes formed by Schiff bases. Schiff bases can form stable compounds with metal ions if they have a structure that can form a quintet or hexavalent chelate ring [55].

Apart from the fact that the azomethine group is basic, there must be a functional group in the molecule close to the azomethine bond, from which the hydrogen atom can be easily removed, in order to form stable complexes as a ligand. Since Schiff base ligands, which have groups such as OH and SH, in the ortho position adjacent to the azomethine bond, form a six-membered ring with the metal, stable complexes are formed [56].

The properties of complex compounds vary depending on the ligand and metal ion used. The size, charge, and ionization potential of the metal ion used in the formation of the complex affect the stability of the complex. Since the substituents can change the basicity of the Schiff base imine nitrogen, the ligand property also changes depending on the substituents. Therefore, the stability of the metal complexes of Schiff bases is more or less affected by the substituents in their structure.

Three methods are generally used to synthesize metal complexes of Schiff bases. These methods are direct interaction of metal salt with Schiff base [54]; condensation of aldehyde, amine, and metal salt with the effect of template [57]; and condensation of aldehyde complexes with amines [58].

The first studies on Schiff base metal complexes were made by spectrophotometric techniques [59]. Later, potentiometric studies were started by Leussing et al. When these studies were examined, it was seen that Schiff bases formed complexes with metal ions in 1:1 and 1:2 ratios [60].

7.1 Classification of Schiff base complexes

Classification of Schiff bases metal complexes is done by considering the donor atoms of the compound. Depending on the type and number of donor atoms they contain, some of the metal complexes encountered are those with N▬O, O▬N▬O, O▬N▬S, N▬N▬O, O▬N▬N▬O, and N▬N▬N▬N donor atom systems.

7.1.1 N▬O Type Schiff base complexes

N▬O type Schiff base formed by salicylaldehyde and p-N, N′-dimethylaniline is bidentate and forms a 1:1 complex with Ag+ ion (Figure 14) [61].

Figure 14.

N▬O type Schiff base metal complex.

7.1.2 O▬N▬O type Schiff base complexes

[ML]X2 type colored complexes synthesized with (E)–N′-((7-hydroxy-4-methyl-2-oxo-2H-chromen-8-yl)methylene)benzohydrazide ligand are examples of O▬N▬O type Schiff base complexes (Figure 15). This ligand forms a complex with metal ions by reacting at a ratio of 2:1. M = Mn(II), Co(II), Ni(II), Cu(II), Sr(II) Cd(II), X = Cl [62].

Figure 15.

O▬N▬O type Schiff base metal complex.

7.1.3 O▬N▬S type Schiff base complexes

Schiff base, which consists of 2-hydroxy-1-naphthaldehyde and 2-aminoetantiol, can be given as an example of such complexes. These complexes are tridentate and they have dibasic properties. The structure of the UO26+(VI) complex of this Schiff base is shown in Figure 16 [63].

Figure 16.

O▬N▬S type Schiff base metal complex.

7.1.4 N▬N▬O type Schiff base complexes

Co(II), Ni(II), and Cu(II) complexes of 4-Chloromethyl-2-(2-hydroxynaphthylidenehydrazine) thiazole ligand can be given as examples of such complexes [64] (Figure 17).

Figure 17.

N▬N▬O type Schiff base metal complex.

7.1.5 O▬N▬N-O type Schiff base complexes

An example of this group is the oxovanadium(IV) complex synthesized with the N,N′-bis(salicylidine)ethylenediamine ligand [65]. N,N′-bis(salicylidine)ethylenediamine Schiff base, which is obtained with the condensation reaction of salicylaldehyde and ethylenediamine, is commonly known as salen and is an ONNO type tetradentate ligand (Figure 18) [66].

Figure 18.

O▬N▬N▬O type Schiff base metal complex.

7.1.6 N▬N▬N▬N type Schiff base complexes

An example of such complexes is the Fe+2 complex of N,N′-bis(2-salicylideniminobenzoyl) ethylenediamine obtained from N,N′-bis(2-aminobenzoyl) ethylenediamine and salicylaldehyde (Figure 19) [61].

Figure 19.

N▬N▬N▬N type Schiff base metal complex.

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8. Biological activity of Schiff bases

Schiff bases and metal complexes are vital compounds for biological systems because they have anticancer [67, 68], antibacterial [69, 70, 71, 72, 73, 74], antifungal [75, 76], and antiviral [77] properties.

The most important biological activity of Schiff bases is the role they play in amino acid biosynthesis, one of the basic processes of life. Schiff bases are important intermediates formed in the biosynthesis of α-amino acids (RCHNH2COOH) used in the synthesis of proteins in organisms. If there is not enough essential amino acid in the food, the organism converts an excess amino acid to the amino acid it needs by transamination reaction in some cases. In this process, the amino group of the excess amino acid is transferred to the keto acid via a series of Schiff bases (Figure 20) [78].

Figure 20.

Transamination reaction through Schiff bases from amino acid to keto acid and vice versa [26].

In addition, Schiff bases have been proven to be present in a variety of natural, semisynthetic, and synthetic compounds and are essential for their biological activity (Figure 21) [26].

Figure 21.

Examples of biologically active Schiff bases.

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9. The importance and uses of Schiff bases

Today, with the development of spectral methods, the mechanisms of biochemical reactions can be explained. It has been determined that some reactions in living organisms proceed on Schiff bases, Schiff bases eliminate the toxic effects of aldehyde and amine components and bind free metal ions. The importance of Schiff bases increases day by day as they can be used in biological systems [79], chemical catalysis [80], medicine and pharmacy [81], chemical analysis, and new technologies [82, 83] due to their properties. If we briefly summarize the reasons why Schiff bases have such a wide working area [84]:

  • Alternatively, Schiff bases can be synthesized by the template effect. This procedure directly gives the designed complexes. Also, these complexes can give transmetalation reactions when reacted with a different metal salt. This method ensures that complexes that cannot be obtained by different methods are obtained with sufficient purity and high yield.

  • Since Schiff bases generally contain additional donor groups, such as N, O, S, and P, they can form stable complexes with almost all metals. In addition to these features, they play important roles in biological systems.

  • Schiff bases are easily synthesized using carbonyl compounds and primary amines and can be functionalized in a wide variety of ways using appropriate groups.

  • When treated with suitable reducing agents, they can form polyamine derivatives that are more flexible and less sensitive to hydrolysis. These reduced compounds contain NH groups that can be further functionalized by suitable synthetic procedures.

  • By bonding to a suitable support, such as silica, they result in modified catalysts and different designed surfaces.

  • By binding groups, such as crown ether, macrocyclic thioether, and polyaza derivatives, special ligands can be formed to form selective systems with the capacity to bind different metal ions.

  • Due to the interaction of metal chelates with the DNA helix, they can be used in the design of new models in diagnosis and therapy.

In addition, due to their photochromism feature, they can be used in different fields, such as controlling and measuring radiation intensity, image systems, and optical computers [85]. Since the metal complexes of these compounds are colored substances, they are used as pigment dyestuffs in the dye industry, especially in textile dyeing [86, 87]. Moreover, they are widely used in the perfume and pharmaceutical industries. These compounds also have properties, such as synthetic oxygen carrier and intermediate in enzymatic reactions. They are also used as spectrophotometric reagents in analytical chemistry, as they react selectively and specifically to some metal ions. They can be used in aircraft construction, television and computer screens, and digital clock displays by taking advantage of the liquid crystal feature that occurs in some metal complexes [88].

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10. Application of Schiff bases in organic synthesis

We can classify the reactions in which Schiff bases are used as precursors in four groups as seen in Figure 22 [26].

  1. Addition of organometallic reagent or hydride to C=N bond to form asymmetric C-C bond [89, 90].

  2. Hetero Diels-Alder reaction to produce six-membered nitrogen-containing heterocyclic compounds [91, 92, 93].

  3. Use of chiral salen metal complexes in the asymmetric synthesis [94, 95, 96].

  4. Staudinger reaction with ketene to provide biologically important β-lactams [97, 98, 99].

Figure 22.

Applications of Schiff bases as a starting material in organic synthesis.

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Written By

Nuriye Tuna Subasi

Submitted: 15 September 2022 Reviewed: 20 September 2022 Published: 19 October 2022