The sizes and absolute phase shifts of the six distributed unit cells.
Abstract
Recently, metasurfaces (MSs) have received tremendous attention because their electromagnetic properties can be controlled at will. Generally, metasurface with hyperbolic phase distributions, namely, focusing metasurface, can be used to design high-gain antennas. Besides, metasurface has the ability of controlling the polarization state of electromagnetic wave. In this chapter, we first propose a new ultrathin broadband reflected MS and take it into application for high-gain planar antenna. Then, we propose multilayer multifunctional transmitted MSs to simultaneously enhance the gain and transform the linear polarization to circular polarization of the patch antenna. This kind of high-gain antenna eliminates the feed-block effect of the reflected ones.
Keywords
- focusing
- metasurface
- high-gain
- polarization conversion
- reflection
- transmission
1. Single-layer broadband planar antenna using ultrathin high-efficiency focusing metasurfaces
Recently, metasurfaces (MSs) have attracted growing interests of many researchers due to their planar profile, easy fabrication, and also strong beam control capacity [1, 2, 3, 4, 5, 6]. For phase gradient metasurfaces (PGMS), proposed by Yu et al. [7], a wide range of applications have been found, such as anomalous beam bending [8, 9], focusing [7, 10], surface-plasmon-polariton coupling [11, 12], and polarization manipulation. With the ability of tuning the phase range covering 2
The focusing metasurface, which is one kind of functional metasurfaces, can focus the incident plane wave to its focal point. These characters indicate that the focusing metasurface can be applied for designing planar high-gain antenna by placing the feed sources at the focal point over the focusing metasurface [1]. Generally, there are two types of focusing metasurface, namely, reflective focusing metasurface and transmitted focusing metasurface. Based on upon two types of focusing metasurface, there are two kinds of high-gain antenna, namely, reflective metasurface high-gain antenna and transmissive metasurface high-gain antenna. Compared with the reflective metasurface antenna based on the focusing metasurface, transmissive metasurface antenna avoids the feed blockage effect, making it more suitable for a high-gain antenna design. Besides, when designing a reflective focusing metasurface, the reflection magnitude is close to 1 (0 dB) due to grounded plane composed of PEC. Therefore, the reflection phase is the only modulated character by the focusing metasurface. However, transmitted phase and amplitude are both needed to be considered when designing a transmissive focusing metasurface. In [1], a dual-mode and dual-band flat high-gain antenna based on focusing metasurface is proposed. The reflection beam and transmission beam can be obtained. In [2], the modified I-shaped particles, which can independently manipulate the phases and amplitudes of the cross-polarization waves, have been proposed. Based on the proposed unit cell, three high-gain antennas are fabricated and tested. In [5], a novel split beam antenna using transmission-type coding metasurface is proposed, which provides a new way to design focusing metasurface. Although reflective metasurface antenna and transmissive metasurface antenna have been studied for many years, more efforts should be done to improve the performance (such as realized gain, bandwidth, polarization states, and so on) of antenna.
However, most reported metasurfaces suffer from a narrow bandwidth, which restrict their further applications, especially in planar antenna design. To overcome this drawback, several methods have been proposed such as using stacked phase shifting elements or aperture patches coupled to true-time delay lines. Besides, there is another way to obtain a broadband working width by using a single-layer broadband planar antenna using ultrathin high-efficiency focusing metasurfaces.
In this chapter, a single-layer broadband focusing metasurface has been proposed to enhance the gain of the antenna. Theoretically, the spherical wave emitted by a point source at the focal point can be transformed to a plane wave. Therefore, a Vivaldi antenna has been fixed at the focal point of focusing metasurface, obtaining wideband planar antennas. In this case, the directivity and gain of the point source have been improved remarkably.
1.1 Element design
Figure 1 shows the proposed element, which is used to design reflective metasurface. The element is composed of orthogonally I-shaped structures and a metal-grounded plane spaced by a dielectric isolator with a permittivity of

Figure 1.
Structure of the element and the simulated setup: (a) top view; (b) perspective view. The parameters are listed as d = 0.3 mm, p = 6 mm, h = 2 mm, and a = 1.8–5 mm.
Figure 2 shows the reflective phase of the reflection wave versus the length of parameter a. To demonstrate the ability of tuning the reflective phase at broadband, the reflective phases versus parameter a varying from 1.8 to 5 mm have been plotted from 15 to 22 GHz in Figure 2, respectively. Obviously, the phase tuning range is covering 2

Figure 2.
Reflected phase shift with a (1.8–5 mm) from 15 to 22 GHz.
1.2 Broadband and focusing metasurface design
Generally, the reflected wave will always deflect to the phase delay direction according to the general reflection law as depicted in Eq. (1):
where
Then designing a focusing phase distribution on the metasurface by using the proposed element is the key procedure. Based on Fermat’s principle, the EM wavefront can be modified by changing the phase distribution on the metasurface. In order to focus the incident plane wave to a quasi-spherical wave, the phase Φ(
where

Figure 3.
(a) Schematic used to describe focusing effect and (b) schematic used to describe operating mechanism of planar antenna.
Based on the procedure, a focusing metasurface with a size of 90 × 90 mm2, composed of 15 × 15 elements, is proposed and simulated. By theatrically calculating, a hyperbolic phase distribution is assigned on the metasurface. As shown in Figure 4a shows, the phase response along

Figure 4.
(a) Phase response on the cut line along x direction and (b) relative reflection phase distribution in xoy plane.
In order to have an intuitionistic view of the focusing metasurface, the proposed metasurface, as shown in Figure 5a, is simulated in the commercial software CST. The metasurface is illuminated by a plane wave with a polarization propagating along −

Figure 5.
(a) The simulated focusing MS; (b) simulated reflected electric field distribution in yoz plane at 18 GHz; (c) simulated reflected electric field distribution in xoz plane at 18 GHz; and (d) power distribution of focusing wave at 18 GHz and distance to the MS.
1.3 Broadband and high-gain planar antenna design
According to the above analysis, a spherical wave, emitted by a source located at focal point of the focusing metasurface, can be transformed into a plane wave theoretically. Therefore, a high-gain planar antenna can be realized by putting a feed antenna at the focal point of the focusing metasurface. The well-designed feed antenna is a Vivaldi antenna to offer a wide operating bandwidth. Figure 6a depicts the geometry parameters of Vivaldi antenna, and Figure 6b plots the reflection coefficient. It is clear to find that the designed antenna can operate from 15 to 22 GHz with the S11 lower than −10 dB, indicating that the proposed feed antenna is a good feed source for the planar antenna.

Figure 6.
(a) Parameters of Vivaldi antenna and (b) simulated S11 of Vivaldi antenna.
To demonstrate the performance of the planar antenna, the simulated electrical field distributions with/without focusing metasurface at both

Figure 7.
Simulated electric field distribution at 15 GHz in (a and b) yoz plane and (c and d) xoz plane, respectively, for the Vivaldi antenna without (a and c) and (b and d) with the PGMS.

Figure 8.
Simulated electric field distribution at 18 GHz in (a and b) yoz plane and (c and d) xoz plane, respectively, for the Vivaldi antenna without (a and c) and (b and d) with the PGMS.

Figure 9.
Simulated electric field distribution at 22 GHz in (a and b) yoz plane and (c and d) xoz plane, respectively, for the Vivaldi antenna without (a and c) and (b and d) with the PGMS.
To clearly show the farfield performance of the planar antenna, the 3D radiation patterns at 15, 18, and 22 GHz are shown in Figure 10. The gain has been remarkably enhanced in a broad bandwidth comparing with the gain of the feed antenna. And pencil-shaped radiation pattern is achieved. Thus, the broadband and high-gain planar antenna is obtained. In order to verify the simulation, a sample composed of 15 × 15 elements is fabricated as Figure 11a shown. Besides, the designed Vivaldi antenna is fabricated and put at the focal point with a foam.

Figure 10.
(a) Simulated model for planar antenna and 3D radiation pattern for (b) 15 GHz; (c) 18 GHz; and (d) 22 GHz.

Figure 11.
The photographs of (a) metasurfaces top view and (b) planar high-gain antenna.
The simulated and measured radiation patterns in

Figure 12.
Simulated and measured farfield radiation pattern at 18 GHz (a) xoz plane and (b) yoz plane.

Figure 13.
Simulated and measured realized gain with/without PGMS from 15 to 22 GHz.
2. Highly efficient multifunctional metasurface for high-gain lens antenna application
With the development of the metasurface, it is a trend to design multifunctional devices to satisfy increasing requests of communication system in microwave region. Due to the ability of solving some key challenges like susceptibility to multipath, atmospheric absorptions, and reflections, circularly polarized antennas play an important role in wireless and satellite communication. At the same time, high-gain antenna plays an essential role in achieving long-distance wireless communication.
Owing to the function of linear-to-circular polarization conversion [13, 14, 15, 16, 17], metasurface opens up a novel route to realize the circular polarization. Therefore, it is interesting to design a circular antenna with high gain using metasurface. Generally, there are two categories of metasurface—transmitting type and reflecting type—according to the format of the metasurface. Compared with reflecting type, transmitting type allows reducing feed blockage effect when designing high-gain antenna. Therefore, it is more suitable for high-gain antenna. And it will be more novel to design a circularly polarized high-gain antenna engineered to realize linear-to-circular polarization conversion and EM waves focusing by transmitting metasurface.
2.1 Theoretical analysis of transmitted linear-to-circular polarization conversion
Assuming that the EM wave propagates through an arbitrary transmitted metasurface placed on
where
Furthermore, the complex amplitudes of the incident and transmitted fields can be connected by the
where
As depicted in Figure 14, there are two typical cases of realizing linear-to-circular polarized conversion.

Figure 14.
The proposed two schematic models of LTC polarized for different incident electric fields at (a) θ = 135°; (b) θ = 45° relative to +x direction (θ is the angle between E and +x axis).
Take the case of
Therefore, the vertical and horizontal components of the transmitted electric field
To get the circular polarization, the amplitudes of
where
From Eq. (13), it can be concluded that a RHCP wave is obtained in this case as shown in Figure 14b.
In the other case of
Therefore, a LHCP wave will be obtained.
2.2 Design of the unit cell
Based on above theoretical analysis, it is necessary to design a unit cell with the ability of controlling

Figure 15.
Structure of the unit cell and simulated setup (a) top view and (b) perspective view.
To verify the polarization-independent property for
To demonstrate the ability of independently manipulating different polarized waves, the 2D map of phase shifts and amplitudes versus

Figure 16.
Phases and amplitudes of

Figure 17.
Phases and amplitudes of
Moreover, Figure 17 shows the phase and amplitude of
Based on above analysis, it is concluded that the proposed unit cell has the ability of controlling
As we all know, the refracted wave will always deflect to the phase delay direction according to the general refraction law [3] as described in Eq. (16):
where
To verify the performance of manipulating the
Index |
1 | 2 | 3 | 4 | 5 | 6 |
---|---|---|---|---|---|---|
|
3.8 | 3.75 | 3.64 | 3.52 | 3.1 | 2.53 |
|
2.53 | 3.1 | 3.52 | 3.64 | 3.75 | 3.8 |
|
−704.3 | −644.3 | −584.3 | −524.3 | −464.3 | −404.3 |
|
−404.3 | −464.3 | −524.3 | −584.3 | −644.3 | −704.3 |
Table 1.
4 × 16 supercells are fixed as Figure 18a has shown. The supercell is perpendicularly illuminated by plane wave along

Figure 18.
(a) The supercells; (b) the designed one-dimensional phase gradient metasurface; and (c) the farfield results.
Based on Eq. (17), the refracted angles for
2.3 Design of multifunctional transmission PGMS
Based on above unique property, it is easy to design a hyperbolic phase distribution on the multifunctional metasurface, which has the ability of polarization conversion and gain enhancement.
In order to efficiently convert the incident plane wave into a quasi-spherical wave, the phase
where
In order to realize the LTC conversion, the transmitted phase for
For
To achieve
Based on above analysis, the multifunctional transmission metasurface is composed of 15 × 15 unit cells. The working frequency and focal length are

Figure 19.
Absolute phase distributions for (a) x polarization and (b) y polarization.

Figure 20.
(a) The multifunctional transmission PGMS and simulated conditions and (b) power field distribution in xoz and yoz planes and power field distribution along z axis.
To verify the proposed multifunctional transmission metasurface’s function of focusing EM wave at
2.4 High-gain lens antenna design
A designed patch antenna, operating at 15 GHz, is put at the focal point of the multifunctional metasurface. As Figure 20 has shown, the polarization of EM wave emitted by the feed source antenna has an angle of

Figure 21.
The simulated 3D radiation pattern and measured S11 of lens antenna.
Furthermore, the near-field electric field distributions in

Figure 22.
Electric field distributions in (a) xoz and (b) yoz plane at 15 GHz.
Lastly, a sample is fabricated and measured in a microwave anechoic chamber as shown in Figure 23. And simulated and measured 2D radiation patterns of lens antenna are plotted in Figure 24. As shown in Figure 24, the co-polarization and cross-polarization of simulation and measurement are plotted in two orthogonal planes. And the simulated results are in good accordance with the measured ones. Compared with patch antenna, the radiation patterns of proposed multifunctional antenna are more directional. The measured peak gain of patch antenna and proposed multifunctional antenna is about 5.9 and 16.9 dB at 15 GHz, respectively. And the realized gain has been enhanced with 11 dB at 15 GHz, and calculated aperture efficiency is about 41.2%. Comparing co-polarization with cross-polarization at

Figure 23.
The photographs of (a) PGMS top view and (b) lens antenna.

Figure 24.
2D radiation patterns at 15 GHz. (a) xoy plane and (b) yoz plane.
Moreover, the simulated and measured axial ratios (AR)(

Figure 25.
Simulated and measured realized gain for patch antenna and lens antenna and axial ratio.
Conclusions
In this chapter, we have reviewed our recent efforts in utilizing metasurface to enhance the performance of the conventional antenna. For the reflected metasurface, we propose a new broadband, single-layered reflected focusing metasurface, and take it into application for high-gain planar antenna. The metasurface exhibits good focusing phenomenon from 15 to 22 GHz. Both simulation and measured results show that the peak gain of planar antenna has been averagely enhanced by 16 and −1 dB gain bandwidth which is from 15 to 22 GHz, while for the transmitted metasurface, a novel multifunctional metasurface combining linear-to-circular polarization conversion and EM waves focusing has been proposed and applied to designed a high-gain lens antenna. A RHCP lens antenna is simulated and measured. The measured results show that the lens antenna can convert LP waves into RHCP waves at 15 GHz. The 3-dB axial ratio bandwidth is 5.3%. Realized gain at 15 GHz is 16.9 dB, corresponding to aperture efficiency of 41.2%. These above metasurface antennas not only open up a new route for the applications of focusing metasurfaces in microwave band but also afford an alternative for high-performance antennas.
Acknowledgments
The authors would like to express their gratitude to anonymous reviewers for their helpful comments and China North Electronic Engineering Research Institute for the fabrication. This work was supported by the National Natural Science Foundation of China (Grant Nos. 61372034).
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