A description and summary of various optical imaging modalities for in vivo endomicroscopy.
In the past decades, optical imaging field has been developing rapidly. Noninvasive imaging enabled by microendoscopes has become a promising tool for early cancer detection and imaging-guided surgery. In this chapter, we will mainly introduce most advances in the miniaturized microendoscope development, including photoacoustic, confocal fluorescence, multiphoton fluorescence, second-harmonic generation (SHG) label-free imaging, wide-field fluorescence, surface-enhanced Raman scattering (SERS) nanoparticle-based Raman spectroscopy. Enabled by the frontier micromachining techniques, micro-opto-electromechanical system (MOEMS)-based novel microendoscopes with various imaging modalities have been prototyped and further translated into clinics. The working principle of representative microendoscopes and optical imaging modalities will be introduced in detail.
- optical imaging
- micro-opto-electromechanical systems (MOEMS)
- surface-enhanced Raman scattering (SERS)
Optical imaging is a key part of molecular imaging which allows the in vivo characterization and measurement of biological process at the cellular and molecular level [1, 2, 3]. It uses the interaction between light and tissue to probe tissue morphology and functions. Compared to other molecular imaging techniques, such as magnetic resonance imaging (MRI) , computed tomography (CT) , ultrasound (US) , single-photon emission computed tomography (SPECT) , and positron-emission tomography (PET) , optical imaging builds an interdisciplinary approach to noninvasively probe disease-specific morphology and functions with high resolution. Biochemically specific contrast from light absorption, scattering, and fluorescence are widely used in optical imaging approaches, providing precise information from the tissue morphology, anatomy, and physiology. Optical imaging has been applied in a variety of biological research and is very useful in the early-stage diagnosis of diseases and monitoring the treatment outcomes [9, 10].
Optical imaging has been undergoing explosive growth over the past few decades since it is not limited to specific image-capture methods but includes various modalities, such as confocal fluorescence , wide-field fluorescence , multiphoton fluorescence and SHG imaging [13, 14, 15], photoacoustic tomography (PAT) , and SERS nanoparticle-based Raman spectroscopy [17, 18, 19] which are the major techniques optimized for different target visualization. The summary and comparisons are listed in Table 1. Wide-field, confocal, SERS-based Raman imaging needs staining by applying contrast agent. Multiphoton and photoacoustic techniques, on the contrary, are capable of label-free imaging. Confocal imaging and multiphoton imaging enable submicron (<1 μm) resolution and field of view (FOV) of 500 × 500 μm, while photoacoustic imaging has ~80 μm resolution and FOV of 7 × 7 mm. Generally, there is a trade-off between FOV and resolution in optical imaging methods. To sum up, optical imaging techniques are noninvasive, offer a very high resolution at the cellular level, and provide contrast with biochemical specificity from light absorption, scattering, and fluorescence, with conventional microscopy techniques. However, the list of biological processes that can be investigated by these techniques is limited due to the large benchtop microscopes.
To fully translate the powerful optical imaging techniques into the in vivo clinical usage, miniaturization of the microscopes is essential. Enabled by the frontier micromachining techniques, micro-opto-electromechanical system (MOEMS)-based novel microendoscopes with various imaging modalities have been prototyped and further translated into clinics . Consequently, multimodal imaging enabled by microendoscopes has become a promising tool for clinical applications in vivo, such as early cancer detection and imaging-guided surgery . The amount of microendoscopes with different optical imaging techniques can be puzzling to anyone new to the field. In this chapter, the working principle of representative microendoscopes and optical imaging modalities will be introduced in detail.
2. Confocal imaging
Confocal imaging allows high-contrast imaging of a small spot within an optically transparent or translucent tissue by blocking most of the out-of-focus light through a pinhole to a detector . The illumination point source and the detection pinhole are in optically conjugate focal planes and thus named as “confocal.” Compared to conventional optical microscopy, it provides better spatial resolution, controllable depth of field, and better image quality; and it is capable to collect optical sections of thick specimens. The contrasts provided by confocal imaging are generally reflectance  or fluorescence . Promoted by the advances in fluorescence labeling, confocal microscopy has the capability of selectively imaging specific proteins at distinct cellular location . However, the large microscope platform limits the application of confocal imaging within the laboratory.
Recently, a novel confocal microendoscope based on a single-mode fiber (SMF) acting as both the illumination point source and the detection pinhole was proposed by Kiesslich et al. . Their laser colonoscope was integrated in the distal tip of a conventional videoendoscope, enabling endomicroscopically guided biopsies, shown in Figure 1 . The distal tip contained an air and water-jet nozzle, two light guides, an auxiliary water-jet channel (used for topical application of the contrast agent), and a 2.8-mm working channel. The diameters of the distal tip and the insertion tube were 13.4 and 12.8 mm, respectively. During laser endoscopy, a single-line laser delivered an excitation wavelength of 488 nm, and the maximum laser power output was ≤1 mW at the surface of the tissue. Confocal image data were collected at a scan rate of 0.8 frames per second (1024 by 512 pixels) or 1.6 frames per second (1024 by 1024 pixels). The optical slice thickness was 7 mm with a lateral resolution of 0.7 mm. The field of view was 500 by 500 mm. The range of the Z axis was 0–250 mm below the surface layer.
To achieve high-resolution confocal imaging, exogenous fluorescence agents were applied. In human studies, fluorescein (10%; colon, esophagus, stomach) and topically applied acriflavine (0.2%; stomach, colon) were used most often. By using these exogenous fluorescence techniques, confocal images were acquired simultaneously with endoscopic images, making it possible to identify typical histological structures in the human gastrointestinal tract, shown in Figure 2 . This confocal microendoscope was further applied to detect cellular and vascular changes and distinguish different types of epithelial cell .
3. Wide-field fluorescence imaging
Wide-field fluorescence imaging allows rapid visualization of large surface areas in hollow organs, leading to disease localization and optical biopsy guidance . With the advances in miniaturization of video charge-coupled device (CCD) chip, wide-field fluorescence imaging by microendoscope is involving rapidly . By scanning a SMF in a spiral pattern through a tubular piezoelectric actuator, a scanning fiber endoscopy (SFE) was proposed to create an image with a large field of view (FOV) and high resolution [21, 32]. The SFE consisted of an ultrathin, highly flexible catheter that scans blue, green, and red laser beams (wavelengths are 424, 488, and 642 nm) in a spiral pattern on the tissue surface (Figure 3A and B) and collected reflectance and fluorescence through a ring of optical fibers (Figure 3C–E) . The distal tip had an outer diameter of 3.17 mm and had a 11.5 cm rigid end. By combining reflectance and laser-induced fluorescence of intrinsic fluorescent constituents in tissue, the SFE enabled video rate (30 frames/s) imaging to overcome motion artifacts in vivo.
This technique was initially proposed to detect fluorescence to visualize overexpressed molecular targets . Recently, it was demonstrated as a multimodal laser-based angioscopy which is potentially a powerful platform for research, diagnosis, prognosis, and image-guided local therapy in atherosclerosis and cardiovascular disease . The small size of the SFE allowed for collecting high-resolution images from the esophagus, stomach, and colon in the mouse models to perform in-depth imaging for study of molecular mechanisms of disease [34, 35]. The compact probe design based on spiral scanning of fiber instrument enabled a miniature package compatible with standard medical endoscopes.
4. Multiphoton fluorescence and SHG
Multiphoton fluorescence and second-harmonic generation (SHG) are nonlinear imaging techniques for noninvasive, high-resolution, real-time diagnostics of tissues at subcellular resolution. They are based on exciting and detecting nonlinear optical signals from biological tissues [13, 14, 15]. Femtosecond laser pulses are used to excite nonlinear signals such as two-photon-excited fluorescence (TPEF) and SHG from tissue . Consequently, depth-resolved imaging is enabled because the excitation of nonlinear signals happens only within the focal volume of the laser beam. It is a functional imaging technique in which the contrasts from nicotinamide adenine dinucleotide hydrogen (NADH), flavin adenine dinucleotide (FAD), elastin, and collagen are biochemically specific. Therefore, they allow label-free imaging without any exogenous contrast agent. Currently, multiphoton fluorescence and SHG microscopy have mainly been carried out on a microscope stage on the laboratory bench [13, 14, 15]. For in vivo imaging and clinical applications, a fiber-optic-based microendoscope is needed where light can be delivered through a flexible fiber and images can be acquired using a miniature probe [36, 37, 38].
The Chris Xu group at Cornell University used piezoelectric actuators and a miniaturized high NA gradient-index (GRIN) lens to form a compact and flexible two-photon fluorescence (TPF)/SHG endoscope, which had an outside diameter of 3 mm and a rigid length of 4 cm, shown in Figure 4 . They achieved imaging at approximately a speed of 4.1 frames/s. GRIN lens has a small diameter and cylindrical geometry. However, it suffers from severe chromatic aberration and causes a considerable focal shift between the excitation wavelength (NIR) and the TPEF and SHG signal wavelength (visible).
Ex vivo images of mouse tissue was acquired as shown in Figure 5 . In tissue, SHG contrast mainly comes from collagen, and thus it is especially useful for imaging cartilage, bone, tendon, the skin, and cornea where collagen is the most abundant extracellular matrix protein in the tissues . TPEF signal derives from intrinsic autofluorescence sources, such as elastin, NADH, and flavins. The intrinsic TPEF signal can be observed from cells, collagen, and elastin fibers.
The rigid probe based on a GRIN lens is more desirable in laparoscopic applications or in interfacing with a biopsy probe. Currently, the Xingde Li group developed a handheld rigid probe with multiphoton fluorescence and SHG techniques for optical biopsy (Figure 6A–C) . In the rigid probe, two functional parts are a handheld compact scanning box (3D) and a compound GRIN objective which was 15 cm long with an outer diameter of 1.75 mm. The probe could fit within a 14-gauge biopsy needle. The scanning box included a MEMS mirror for two-dimensional (2D) raster beam scanning up to 10 frames/s and a piezoelectric stage for axial scanning. A SMF was used for delivery of femtosecond pulses, and a multimode fiber (MMF) with a large core diameter was used at the proximal end of the rigid probe to deliver the signal to a detector. In vivo images of the mouse kidney cortex and intestinal mucosa were acquired as shown in Figure 6D and E, with an imaging depth which was up to 24 μm .
5. Photoacoustic tomography
The drawback of pure optical imaging (both linear and nonlinear) in biological tissue is that the strong optical scattering causes shallow imaging depth (~1–2 mm). Photoacoustic tomography (PAT) is a relatively new technique that overcomes the limitations of existing pure optical imaging by detecting optical absorption contrast via the photoacoustic (PA) effect . In PAT, a laser excites photoacoustic waves generated by rapid thermoelastic expansion through optical absorption of short laser pulse (PA effect), and ultrasound transducers detect the photoacoustic waves . The major advantage of PAT is that it can image biological tissues in vivo with high spatial resolution for up to a few centimeters of penetration depth. Additionally, PAT allows label-free imaging with endogenous contrast. Thus, the PAT technique has been evolving rapidly with applications in various biological processes over the past decade.
A PAT microendoscope (Figure 7A–D) with simultaneous photoacoustic and ultrasonic imaging was implemented by the Lihong Wang group . A rotating mirror acting as a scanner reflected the ultrasonic waves and laser pulses, and it was statically mounted with the associated illumination and ultrasonic pulse-generation detection units. The reflected ultrasonic and photoacoustic waves were detected and converted into electric signals via the ultrasonic transducer to a computer. By inserting the side-scanning 3.8-mm-diameter probe prototype into the esophagus, surrounding organs, such as the lung and trachea, were observed in both the photoacoustic and ultrasonic images (Figure 7F–K) . However, only photoacoustic images showed their adjacent vasculatures. These experimental results demonstrated the deep imaging ability of the dual-mode microendoscope and the complementary contrast production. To further explore this microendoscope’s potential, in vivo PA imaging of two rabbit esophagi was conducted, where high-resolution, three-dimensional microvasculature distribution in the esophagi walls and neighboring mediastinal regions was imaged .
6. SERS nanoparticle-based Raman spectroscopy
Surface-enhanced Raman scattering (SERS) is a plasmonic effect resulting enhanced Raman signals from molecules which have been attached to nanometer-sized metallic structures [17, 18, 19]. SERS nanoparticle-based Raman spectroscopy is a spectrally molecular imaging technique allowing for ultrahigh sensitivity and the unique ability to multiplex readouts from a variety of molecular targets using a single wavelength of excitation . Based on SERS nanoparticles (~120 nm in diameter) in small animals, a Raman imaging instrument that enabled rapid, high-spatial resolution, spectroscopic imaging over a wide field of view (>6 cm2) was proposed [43, 44]. In the Raman imaging system, the gold-based nanoparticles (S420, S421, S440, and S470 as shown in Figure 8) can dramatically increase the Raman scattered light emitted by small molecules adsorbed onto the surface [45, 46]. The advantage of multiplexing is that it simultaneously detects multiple biomarkers if each type of nanoparticles binds to a different protein target. Consequently, verity types of conjugated SERS nanoparticles with the tumor-targeting capabilities in preclinical animal models have been investigated [47, 48, 49, 50].
To translate of this imaging approach to the clinic, a small, flexible, fiber-optic-based Raman imaging microendoscope, designed for GI tract (such as within the colon or esophagus) imaging, were proposed (Figure 9A and D) . It utilized circumferential scanning to map of the signal from SERS nanoparticles located on a luminal surface (Figure 9B and C). The scan mirror was located between the collimating lens and the tissue and is angled at 50° to provide a radial projection of the illumination beam. As it rotated about its axis, the illumination beam swept around the device resulting in a 360° circumferential scan of the tissue. In vivo human study was conducted by using the imaging system packaged in the endoscopy suite, and the three-dimensional topography of the colon could is recreated (Figure 9E–H). These results provided an anatomic reference image on which the molecular data can be mapped. One advantage of SERS nanoparticle-based Raman microendoscope is that its noncontact feature allows the user to scan large, topologically complex surfaces much faster than devices requiring tissue contact . Additionally, the enhanced Raman effect can occur within the entire plasmon resonance spectrum of the nanoparticles, while fluorescein only happens at comparably narrow absorption peaks which vary with each fluorophore. Moreover, SERS nanoparticles do not suffer from photo bleaching, which is a limitation of fluorophore-based endoscopy.
Today, multimodal optical imaging by microendoscope has been evolving rapidly, leading to a diversity of exciting biological discoveries and clinical applications. It is an invaluable diagnostic approach allowing minimally invasive, real-time, subcellular access to tissues deep within the body, such as the oropharynx, esophagus, lung, stomach, colon, and rectum. Advanced endomicroscopes have been enabled by the advances in light sources, micro-optics, fiber optics, miniature scanner. Additionally, innovative target-specific nanoparticles could probe early disease detection before morphology changes occur. The miniature microendoscope system potentially allows for imaging beyond gross anatomical structures to appreciate biological function. In the future, directions toward more informative ways will include finer spatial resolution, shaper contrast, higher imaging speed, deeper penetration, and greater detection sensitivity. Further efforts lie in preclinical trial and clinical trail through the cross-disciplinary collaborations.
Conflict of interest
The authors have no financial interests or potential conflict of interest to disclose concerning this work.
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