Abstract
Oxide semiconductors have received much attention for potential use in optoelectronic applications such as transparent electrodes, transistors, and emitting devices. Recently, new functionalities of oxide semiconductors have been discovered such as localized surface plasmon resonances (LSPRs), which show high-efficiency plasmon excitations in the infrared (IR) range using different structures such as nanorods, nanoparticles (NPs), and nanodots. In this chapter, we introduce optical properties of carrier- and size-dependent LSPRs in oxide semiconductor NPs based on In2O3: Sn (ITO). In particular, systematic examinations of carrier- and size-dependent LSPRs reveal the damping mechanisms on LSPR excitations of ITO NPs, which play an important role in determining excitation efficiency of LSPRs. Additionally, the control of carrier and size in the ITO NPs contribute toward improving solar-thermal shielding in the IR range. The high IR reflectance of assembled films of ITO NPs is due to three-dimensional plasmon coupling between the NPs, which is related to electron carriers and particle size of ITO NPs. This chapter provides new information concerning structural design when fabricating thermal-shielding materials based on LSPRs in oxide semiconductor NPs.
Keywords
- oxide semiconductor
- nanocrystal
- plasmon
- infrared
- energy-saving
1. Introduction
Metals (such as Au and Ag) have been utilized for the majority of plasmonic materials in the visible range. Recently, oxide semiconductors have attracted much attention for use as potential new plasmonic materials. In particular, ZnO: Ga and In2O3: Sn (ITO) are known for use as transparent electrodes due to their metallic conductivity. These oxide semiconductors show surface plasmon resonances (SPRs) in the infrared (IR) range [1, 2]. Propagated SPRs can be excited on metal surfaces using a prism-coupling technique such as a Kretschmann-type attenuated total reflection (ATR) system [3]. Our research group has investigated the optical properties of SPRs excited on ZnO: Ga and ITO film surfaces from the viewpoint of physical characteristics such as field strength and penetration depth [4, 5, 6]. On the other hand, subwavelength materials such as nanorods, nanoparticles (NPs), and nanodots are capable of supporting localized surface plasmon resonances (LSPRs), which can be directly excited by incident light in the absence of a prism-coupling method [7, 8]. Above all, LSPRs confined to NPs can lead to light at the nanoscale when confining the collective oscillations of free electrons into NPs. This LSPR effect further provides strong electric fields (
An understanding of plasmon damping is very important in order to achieve high-efficiency LSPRs. A number of plasmonic studies of metal NPs have been devoted to investigating the damping processes of LSPRs. For metal NPs, there are two main damping processes, comprising (i) size-dependent surface scattering and (ii) electronic structure-related inter- and intraband damping [12, 13, 14, 15]. The damping processes are closely related to the physical properties of the metals. Therefore, understanding of the damping processes of LSPRs in oxide semiconductor NPs is also important for the control of optical properties. Oxide semiconductor NPs are useful plasmonic materials since their LSPR wavelengths can be widely tuned by electron density in addition to particle size [16, 17, 18]. Carrier control of LSPRs indicates that oxide semiconductors have an additional means of tuning the optical properties in a manner that is not as readily available for metal NPs. In particular, carrier-dependent damping is a specific feature of the plasmonic response in oxide semiconductor NPs. Precise elucidation of the carrier-dependent damping process including structural size is required for the optical design of plasmonic materials based on oxide semiconductor NPs.
The purpose of this chapter is to report on the light interactions of size- and carrier-controlled ITO NPs and to discuss their plasmonic applications in the IR range. We introduce size- and carrier-dependent plasmonic responses and provide information for the physical interpretation of optical spectra. A rigorous approach to the analysis of the optical properties allows us to show a quantitative assessment of the electronic properties in ITO NPs. The employments of Mie theoretical calculations, which can describe well the optical properties of metal NPs, are validated in terms of ITO NPs. Finally, we discuss the optical properties assembled films of ITO NPs for solar-thermal shielding.
2. Carriers and plasmon excitations
2.1 Synthesis of ITO NPs
ITO NPs with different Sn contents were fabricated using the chemical thermolysis method with various initial ratios of precursor complexes (C10H22O2)3In and (C10H22O2)4Sn [19]. Indium and tin complexes were thermal heated at 300–350°C for 4 h in a reducing agent, and the mixture was then gradually cooled to room temperature. The resultant mixture produced a pale blue suspension and to which was then added excess ethanol to induce precipitation. Centrifugation and repeated washing were conducted four times using ethanol, which produced dried powders of ITO NPs with a pale blue color. Finally, the powder samples were dispersed in a nonpolar solvent of toluene. Electrophoresis analysis revealed a positive zeta potential of +31 meV for the NPs, which indicated the NPs had non-aggregated states in the solvent due to electrostatic repulsion between NPs. Particle surfaces of the NPs were terminated by organic ligands consisting of fatty acids, which contributed in spatial separation between NPs.
2.2 Carrier-dependent plasmon absorptions
Optical absorptions and TEM images of ITO NPs with different electron densities (
where

Figure 1.
Absorption spectra of ITO NPs with different electron densities. Doping with Sn contents of 0.02, 1, and 5% into the NPs’ induced electron density of 6.3 × 1019 cm−3, 5.7 × 1020 cm−3, and 1.1 × 1021 cm−3, respectively. Dot lines indicate theoretical calculations based on the modified Mie theory [

Figure 2.
TEM images of ITO NPs with electron densities of (a) 6.3 × 1019 cm−3, (b) 5.7 × 1020 cm−3, and (c) 1.1 × 1021 cm−3 [
The plasma frequency (
where
Calculated absorption spectra were very close to the experimental data. ITO NPs doped with Sn content of 0.02, 1, or 5% provided electron density of 6.3 × 1019, 5.7 × 1020, and 1.1 × 2021 cm−3, respectively (Figure 1). We summarized the LSPR resonant peak and absorption intensity as a function of

Figure 3.
(a) LSPR resonant peak and absorption intensity of ITO NPs as a function of electron density. (b) a schematic picture of electronic structures of ITO with different ranges of electron density.
However, the
2.3 Damping mechanism
The two types of damping processes that exist in plasmon excitations of metal NPs are (i) bulk damping and (ii) surface damping. Bulk damping (
Surface scattering (
Metallic conductivity of ITO NPs is obtained by doping with impurity atoms, suggesting that ITO NPs involve electron-impurity scattering in bulk damping. The spectral features of ITO NPs could be fitted using Mie theory with frequency-dependent damping parameter Γ(

Figure 4.
(a) Absorption spectra of ITO NPs with ne values of 5.5 × 1019 and 1.1 × 1021 cm−3. (b) Dependence of ΓH (●) and ΓL (○) on electron density. (c) Mobility (μe) as a function of electron density. The μe (black dots) are compared with those obtained using ionized impurity scattering (IIS) process (black line).
The carrier-dependent plasmon response is divided into two
Degenerated metals on doped oxide semiconductors are generally realized by extrinsic and/or intrinsic dopants. However, the carrier screening effect from background cations is weak in contrast to metals with a short screening length (comprising several angstroms) [24]. Electron-impurity scattering dominates the optical properties of LSPRs in the high
3. Particle size and plasmon excitations
Figure 5(a) shows the size distribution of ITO NPs, revealing that size distribution gradually increased with increasing particle size (

Figure 5.
(a) Size distributions of ITO NPs with particle sizes (D) of 10, 20, and 36 nm. Inset images show TEM images of ITO NPs with different particle sizes. (b) XRD 2q-q pattern of ITO NPs with D = 10, 20, and 36 nm. Δ(2θ) indicates a line-width of the (222) peak [

Figure 6.
TEM images of ITO NPs with D = 10 nm (a), 20 nm (b), and 36 nm (c) [
The absorption spectra of the NPs with different particle sizes are shown in Figure 7(a). Based on the Mie theory with frequency-dependent damping, the values of

Figure 7.
(a) Absorption spectra of ITO NPs with different sizes comprising (a) 10 nm, (b) 20 nm, and (c) 36 nm. (d) LSPR peak energy as a function of particle size. A black line represents using
The peak positions of LPRs generally depend on the particle size in the case of metal NPs. The size-dependent absorption spectra of spherical NPs can be calculated precisely using the full Mie equations. These equations can describe well the size effects of LSPRs in metal NPs as follows.
An analytical solution to Maxwell’s equations describes the extinction and scattering of light by spherical particles. The electromagnetic field produced by a plane wave incident on a homogeneous conducting sphere can be expressed by the following relations [26]:

where


Here,
4. Infrared applications for solar-thermal shielding
4.1 High reflections in the IR range
Recently, plasmonic properties on oxide semiconductors have attracted much attention in the area of solar-thermal shielding. The purpose of our study is to apply the plasmonic properties of assembled films of ITO NPs. To date, IR optical responses have been investigated with regard to transmittance and extinction spectra of composites and films using oxide semiconductor NPs. IR shielding properties by transmittance and absorption properties have mainly been discussed [27, 28, 29, 30]. Reports concerning reflective performances in assemblies of NPs have yet to appear in spite of the desire for thermal shielding to cut IR radiation, not by absorption, but through reflection properties.
Assemblies of Ag and Au NPs can produce high
In this section, we report on the plasmonic properties of assembled films comprising ITO NPs (ITO NP films) and their solar-thermal applications in the IR range [35]. Both experimental and theoretical approaches were employed in an effort to understand the plasmonic properties of the NP films. The IR reflectance of the NP films was analyzed on the basis of variations in particle size and electron density. The investigation focused in particular on
Figure 8(a) shows reflectance spectra of ITO NP films with different electron densities. The assembled ITO NP films were deposited on IR-transparent CaF2 substrates through a spin-coating technique. The spin-coating conditions comprised sequential centrifugation at (i) 800 rpm for 5 s, (ii) 2400 rpm for 30 s, and (iii) 800 rpm for 10 s. The fabricated NP films were then thermally treated at 150°C in air to evaporate the solvent. Reflectance was enhanced with increasing electron density and reached a value of ca. 0.6 in the NP film with

Figure 8.
(a) Reflectance spectra of ITO NP films with different electron densities of 1.1 × 1021 cm−3 (○), 8.7 × 1019 cm−3 (□), and < 1019 cm−3 (
Figure 9(a) shows reflectance spectra of ITO NP films with different particle sizes. Reflectance gradually increased with increasing particle size, which was dependent on NP film thickness (Figure 9(b)). That is, increasing in particle size contributed to obtain high IR reflectance. Highly efficient solar-thermal shielding played an important role in controlling electron density and particle size. We found that the high IR reflectance was closely related to plasmon coupling between the NPs in the NP films as follows.

Figure 9.
(a) Reflectance spectra of ITO NP films with different particle sizes of 36 nm (○), 20 nm (□), and 10 nm (▵). (b) Reflectance as a function of NP film thickness of ITO NP films with different particle sizes.
4.2 Electric field distributions
Figure 10(a) shows experimental and theoretical absorption spectra of ITO NPs dispersed in toluene. The theoretical data was simulated using the finite-difference time-domain (FDTD) method and was close to the experimental data. We observed the formation of a strong electric field (E-field) on the NP surface (inset of Figure 10(a)). The relationship between the

Figure 10.
(a) Absorption spectra of ITO NPs: Experimental (open circles) and simulated data (solid line). Inset indicates an electric field distribution on the NP surface obtained by the FDTD simulation. Cross-section field distributions at 1.2 μm (b), 1.5 μm (c), and 1.8 μm of the NPs.
We evaluated the optical properties of ITO NP films from the viewpoint of electrodynamic simulations based on the finite-difference time-domain (FDTD) method (Figure 11(a)). The modeled NP layer was assumed to have a hexagonally close-packed (HCP) structure with an interparticle distance (

Figure 11.
(a) Simulated reflectance spectra of ITO NP layers at different particle sizes (D). A number of NP layer (N) was set to N = 20 NP layers. (b) and (c) indicate structural diagrams of a simulated NP layers along the in-plane (x-y) and out-of-plane (x-z) directions, respectively. The modeled structure was assumed to have a HCP structure with an interparticle distance (r) of 2 nm and was illuminated with light directed in the z direction from the air side. The E-field was parallel to the x direction.
Plasmon coupling between NPs produces large enhancements of

Figure 12.
SEM images of an ITO NP film along the in-plane (a) and out-of-plane (b) directions.

Figure 13.
Images of the E-field distributions and charge vectors at peak-I and peak-II along the x-z directions. Regions delimited by white circles were positioned in the respective bottom parts. An E-field was applied along the x direction. Light was incident along the z direction from the air side.
5. Conclusion
Optical properties of carrier- and size-dependent LSPRs were investigated using dopant-controlled ITO NPs. From systematic correlations between LSPR excitations and electron density, plasmon damping of ITO NPs was closely related to electron-impurity scattering, which was effective with high
Acknowledgments
This research was supported in part by a grant from JST A-Step (No. VP30218088667) and for Grant-in-Aids for Scientific Research (B) (No. 18H01468).
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