CFD simulation conditions.
Abstract
Heat exchangers and boilers are widely used in various plants such as power plants and chemical plants. In the heat exchanger and the boiler, a high level sound is sometimes generated from the tube bank installed in a duct. In tube banks, warm gas flows outside of the tube, and due to the external flow around tube banks, the Karman vortex shedding occurs. At a certain frequency of the Karman vortex shedding that depends on the flow velocity, the resonance phenomenon called the self-sustained tone occurs. The self-sustained tone might cause noise problems in the surroundings, losses due to plant shutdown, etc. For suppression of the self-sustained tone, insertion of baffle plates in the tube bank is generally used. Although the insertion of baffle plates has been adopted for a long time, it is difficult to decide the effective insertion positions. On the other hand, a method using perforated plates has been proposed for the suppression of the self-sustained tones. In this chapter, we review the generation mechanism of the self-sustained tone clarified experimentally and numerically, and the methods for suppressing a self-sustained tone using baffle plates and perforated plates.
Keywords
- self-sustained tone
- high level sound
- acoustic resonance
- lock-in phenomenon
- countermeasure
- baffle plate
- perforated plate
1. Introduction
Heat exchangers and boilers are widely used in various plants such as power plants and chemical plants. In heat exchangers such as boilers and gas heaters, a high level sound is sometimes generated and it results in a serious problem such as a plant shutdown or non-operation. A high level sound is generated in tube banks installed in a duct. In tube banks, water flows inside of tubes, warm gas flows outside of tubes, and Karman vortex shedding occurs. The vortex shedding frequency depends on the flow velocity. In contrast, a resonance frequency called an acoustic natural frequency, which is independent of the flow velocity, is determined by the duct size and the sound speed. When the two frequencies coincide, a resonance phenomenon occurs at a certain velocity [1, 2, 3, 4, 5, 6, 7, 8, 9]. Ziada and Oengören [10] have shown that vortex excitation results from the formation of periodic vortices in the space between tubes by visualization experiments in the waterway. Hamakawa et al. [11] focused on effect of arrangement of tube banks, and investigated the characteristics of vortex shedding and acoustic resonance from in-line and staggered tube banks.
When a resonance phenomenon occurs at a certain velocity, if the acoustic damping is small, a high level sound continues as flow velocity increases. This phenomenon is called the self-sustained tone [12, 13]. The self-sustained tone might cause the surrounding noise problem, and also cause plant shutdown and, hence, production losses, etc.
For a countermeasure of the self-sustained tone, a method of inserting a partition plate called a baffle plate inside the duct is generally used. In this method, the baffle plate inserted inside the duct is assumed to increase the natural frequency of the duct, detune the frequency of the vortex shedding from the tube bank and the acoustic natural frequency of the duct, and suppress the resonance phenomenon [14, 15, 16]. However, Ishihara et al. [12] demonstrated that the natural frequency of the duct decreases by inserting the baffle plate, and a decision of an appropriate insertion position of the baffle plate is not easy. Hamakawa et al. [16] have investigated the effect of the baffle plate on the acoustic resonance generation from in-line tube banks with small cavity, and they clarified that although sound pressure level of an acoustic mode perpendicular to the flow (lift mode) is suppressed by a baffle plate, that of an acoustic mode parallel to the flow (drag mode) increases. Ishihara and Takahashi proposed that flexible walls such as rubber boards are set on the duct walls for suppressing the self-sustained tone [17]. They expected that the vibration of the flexible walls damp the lift resonance mode when self-sustained tone is generated. They demonstrated that the suppression effect of the rubber sheet appeared when the tension of it is small and it is located at just the tube bank and downstream of the tube bank. On the other hand, to suppress the self-sustained tones, a method using perforated plates and cavities has been proposed by Ishihara and Nakaoka [13]. A perforated plate has long been used in various noise-control applications, such as vehicle exhaust systems, ducts, hearing protection devices, and acoustic panels, because it is well known that perforated plates have an acoustic damping effect [18, 19, 20]. Ishihara and Nakaoka [13] thought that a resonance mode perpendicular to the flow (lift mode) might be suppressed by a damping effect of perforated plates, when the self-sustained tone occurred.
In this chapter, we review the generation mechanism of the self-sustained tone clarified experimentally and numerically, and the methods for suppressing a self-sustained tone using baffle plates and perforated plates.
2. Generation mechanism of self-sustained tone
2.1 Self-sustained tone
The Karman vortex shedding frequency
The relation between frequency and flow velocity in a lock-in phenomenon is represented in Figure 1. A high level sound called a self-sustained tone occurs due to a lock-in phenomenon [12, 13]. In a lock-in phenomenon, as shown in Figure 1, the frequency slightly rises as the flow velocity increases. Furthermore, the lock-in occurs at a certain flow velocity, and does not occur in accordance with the large acoustic damping of the duct if the flow velocity increases. However, with the small acoustic damping of the duct, the lock-in continues as the flow velocity increases, and the sound pressure level remains high [13]. Figure 2 shows that when the shedding frequency of the strong vortices generated in the tube bank almost coincides with the acoustic resonance frequency of the duct, the strong sound field in the duct is excited. As a result, the vortices and the sound field in the duct cause the strong interaction. This phenomenon is a self-excited mechanism.

Figure 1.
Relation between frequency and velocity in the case of lock-in phenomenon.

Figure 2.
Acoustic resonance and lock-in phenomenon.
Also, focused on the self-excited acoustic resonance of two side-by-side cylinders in a duct, the mechanism of the self-excited acoustic resonance is investigated by experiments and numerical solutions [21, 22]. It was found that dynamic lift fluctuation on the cylinders and strong in-phase vortex shedding synchronization are generated by the acoustic resonance. Shahab Khushnood et al. reviewed and summarized the flow-induced vibrations and acoustic resonance in heat exchanger tube bundles [23].
2.2 Setup of experiment
Ishihara et al. [12, 13] performed the experiments to investigate the self-sustained tone. Figure 3(a) and (b) represents the setup of the experiment and the tube bank. The duct is made of acrylic plates that have a thickness of 1 cm. The tube bank consists of an array of bronze tubes whose diameter is

Figure 3.
Setup of experiment and array geometry of tube bank [
2.3 Results of experiments
The sound pressure spectrum at each gap velocity (11.4, 15.7, 19.6, and 21.3 m/s) is shown in Figure 4. As shown in Figure 4, the self-sustained tone is slightly generated at V g = 19.6 m/s, and is clearly generated at V g = 21.3 m/s. The peak frequency of the self-sustained tone is 740 Hz. The relation between overall sound pressure level and the gap velocity obtained from the experiments is represented in Figure 5. Sound pressure level generated by a flow in a duct generally follows the 5–8th power laws [13], and the sound pressure level generated in the duct in this experiment follows the 5th power law. Sound following the 5th power law is the ordinary aerodynamic sound. The sound pressure level rises as the gap velocity increases by following the 5th power law when the self-sustained tone is not generated (when the gap velocity is lower than 20 m/s). However, the sound pressure level is over 100 dB when the self-sustained tone is generated (when the gap velocity is higher than 20 m/s). Figure 5 represents that when the gap flow velocity is over 22 m/s, the overall sound pressure level remains high and is over 110 dB [15]. The self-excited tone is generated at the gap velocity over 20 m/s, and it indicated that if the Strouhal number

Figure 4.
Spectra of sound pressure level.

Figure 5.
Relation between overall sound pressure level (200–2000 Hz) and the gap velocity.
Taking the combined mode in the longitudinal direction into consideration, the resonance frequency
Here,
2.4 Unsteady CFD simulations
Mori et al. [24] performed compressible CFD simulations to capture the self-sustained tone and compare the simulation results with the measurements [13]. They confirmed that the self-sustained tone at the acoustic mode in the width direction of the duct occurs, and the sound pressure level does not follow the 5th power law when the gap velocity is high, as in the experiments. Unsteady flow fields in the duct are simulated in the paper. Inflow velocities are

Figure 6.
CFD model [
Unsteady flow fields are calculated using the commercial CFD code ANSYS Fluent version 17.0. An implicit pressure-based coupled solver with second-order numerical accuracy in both space and time and compressible LES (Dynamic Smagorinsky model) calculation features have been applied. The interaction between the flow and acoustic fields need to be solved when the resonance or self-sustained tone is generated, a high level sound is generated, and the monitor point is near the noise source region. Therefore, the acoustic pressure is directly extracted from the unsteady compressible CFD simulations [25].
The origin of the Cartesian coordinate is placed at the center of the inflow boundary. The cell spacing adjacent to the wall is 0.00025 m. In the wake region near the tube bank, the cell spacing is about 0.002 m. In the far wake region, the cell spacing is stretched to 0.006 m. The domain contains 4,944,100 cells and 5,156,304 nodes. CFD simulation conditions are shown in Table 1.

Table 1.
Steady-state simulations were performed using Spalart-Allmaras (S-A) turbulence model and then used as initial conditions of transient LES simulations. The time step size corresponds to the non-dimensional time step based on
Instantaneous snapshots of vorticity fields at

Figure 7.
Vorticity fields. (a) Vg = 11.4 m/s. (b) Vg = 21.3 m/s.

Figure 8.
Static pressure fields. (a) Vg = 11.4 m/s. (b) Vg = 21.3 m/s.
Here,

Figure 9.
Fluctuation pressure fields. (a) Vg = 11.4 m/s. (b) Vg = 21.3 m/s.
The frequency spectra of SPL are monitored on the wall of the duct near the outflow boundary, and represented in Figure 10. The self-sustained tone is generated when the gap velocity

Figure 10.
Spectra of sound pressure level.
The relation between overall sound pressure level and the gap velocity obtained by both the simulations and experiments is represented in Figure 11. In both the simulations and experiments, when the gap velocity is low and below 20 m/s, the sound pressure level rises as the gap velocity increases by following the 5th power law. However, when the gap velocity is higher than 20 m/s, the self-sustained tone is generated and the sound pressure level is high and over 100 dB not by following the 5th power law. Figures 10 and 11 represent that the sound pressure levels obtained by the simulations reasonably agree with those obtained by the experiments. Figure 12 shows the SPLs on the wall of the duct at 740 Hz; these are extracted from the unsteady CFD simulations using DFT. As in the experiments, Figure 12(b) shows that when

Figure 11.
Relation between overall sound pressure level (200–2000 Hz) and gap velocity.

Figure 12.
SPL on the wall of the duct ([
As shown in Figures 10 and 11, the simulations show a reasonable agreement with the experiments in terms of the generation prediction of the self-sustained tone.
3. Countermeasure for self-sustained tone using baffle plate
3.1 Setup of experiment
In this section, we describe the experiments performed by Ishihara et al. [12, 26]. They have investigated the appropriate insertion position of the baffle plate for the suppression of the self-sustained tone and the mechanism of suppressing the self-sustained tone by inserting the baffle plate. The setup of the experiment is shown in Figure 3(a) and the duct used in this experiment is shown in Figure 13. The tube bank consists of an array of bronze tubes whose diameter is

Figure 13.
Setup of experiment ([

Figure 14.
Pattern of baffle plate positions ([
3.2 Results of experiments
3.2.1 Natural frequency and peak frequency of self-sustained tone
Figure 15 represents the natural frequency of the duct and the peak frequency of the self-sustained tone. The vertical axis shows the frequency while the horizontal axis shows the pattern of the baffle plate positions as shown in this figure. The natural frequency of the duct can be obtained by the speaker test that was performed using the setup of the experiment shown in Figure 13. The peak frequency of the self-sustained tone was obtained by the ventilation experiment. The symbol ∆ shows the peak frequency in the case “with baffle plate”. In this case, the self-sustained tone was not generated when the baffle plate positions are −1, 0, and + 1. Therefore, we cannot see the symbol ∆ in these positions. The natural frequency of the duct corresponds to the peak frequency of the self-sustained tone as represented in Figure 15. For a countermeasure of a self-sustained tone, a method involving the insertion of a baffle plate in the duct is generally adopted to suppress the self-sustained tone. This method is based on the idea that the baffle plate can prevent the resonance within the range of the usage flow velocity by introducing a new partition, thus increasing the natural frequency of the duct [14, 15]. However, Figure 15 represents that the natural frequency of the duct decreases by the insertion of the baffle plate regardless of the position in Figure 15, because the baffle plate cannot divide into two parts of the acoustic field of the duct due to a small length. If the baffle plate length is the same with the length of the duct, then the natural frequency becomes higher and doubles.

Figure 15.
Natural frequency and peak frequency ([
3.2.2 Onset gap velocity of self-sustained tone
Figure 16 represents the onset gap velocity of the self-sustained tone. The vertical axis shows the gap velocity of the tube bank when the self-sustained tone is generated and the horizontal axis shows the pattern of the baffle plate positions as shown in this figure. In patterns (−1, 0, and + 1) where the baffle plate is inserted in the entire tube bank, the self-sustained tone was not generated within the range of the flow velocity that the setup of experiment can produce. The self-sustained tone is not generated because vortices are assumed to become very small in patterns (−1, 0, +1) as described later. Furthermore, the onset gap velocity of the self-sustained tone shows a significantly different tendency between the upstream and the downstream positions of the baffle plate.

Figure 16.
Gap velocity and pattern of baffle plate positions ([
The measurement position of the fluctuation velocity in the tube bank by the hot wire anemometer is shown in Figure 17. Because the baffle plate is inserted at the center of the tube bank, the hot wire probe is inserted in the neighboring flow channel. Additionally, the fluctuation velocity is measured between each tube row (12 mm interval). Measurement examples (the measurement position is 36 mm) of the fluctuation velocity

Figure 17.
Measurement positions of fluctuation velocity in duct ([

Figure 18.
The fluctuation velocity of flow and the sound pressure level at observation point ③ without the baffle plate ([

Figure 19.
The fluctuation velocity of flow and the sound pressure level at observation point ③ with the baffle plate (Pattern of baffle plate position is “0”) ([
3.2.3 Suppression mechanism of self-sustained tone by baffle plate
The sound power which the vortices add to the acoustic field of the duct is given by Eq. (3) from Howe [27]. The parameters are
The particle velocity in the duct is given by the gradient of the sound pressure. Moreover, the phase of the particle velocity to the sound pressure progresses by 90 degrees. The particle velocity is therefore the maximum at the node of the acoustic pressure. In addition, the particle velocity is the largest in the center of the duct width. Karman vortices are strong in the tube bank, and that means the vorticity is large in the tube bank. In addition, the vorticity strongly depends on the fluctuation velocity
The distribution of the excitation flow fluctuation in the tube bank when the self-sustained tone is generated is examined. Here, it has been non-dimensionalized as shown in Eq. (4) because the excitation flow fluctuation is a value depending on the flow velocity.
Figure 20 represents the distribution of the excitation flow fluctuation in the tube bank. The vertical axis shows the baffle plate positions. The circle shows the dimensionless excitation flow fluctuation and its radius indicates the value of the excitation flow fluctuation while the horizontal axis shows the measurement position of the flow fluctuation velocity in the tube bank. As represented in Figure 20, the excitation flow fluctuation is not generated in the entire tube bank under the condition where the self-sustained tone is not generated. On the other hand, Figure 20 represents that it is generated in the entire tube bank under the condition of the self-sustained tone being generated. Therefore, the two parameters particle velocity and the excitation flow fluctuation are controlled by inserting the baffle plate. Ishihara et al. [12] thought that it is the suppression mechanism of the self-sustained tone to decrease the sound power by controlling these two parameters.

Figure 20.
Fluctuation velocity of flow on tube bank and the measurement position ([
4. Countermeasure for self-sustained tone using perforated plate
4.1 Setup of experiment
In this section, we describe the experiments performed by Ishihara and Nakaoka [13] and Ishihara [28]. They carried out some experiments to examine the suppression effect of the perforated plates and cavities installed, and confirmed the suppression effect. They defined the aperture ratio

Figure 21.
Setup of experiment [
The perforated plate is made of iron, and has a length of 400 mm, a height of 250 mm, and a thickness of 2.3 mm. A hole with a diameter of 3 mm was opened in a staggered arrangement on a plate. As shown in Figure 22(a), perforated plates can be mounted from the slit (shown in green), and the duct has two cavities with a depth of

Figure 22.
Tube bank part with perforated plates ([
Here,
4.2 Results of experiments
An effect of the aperture ratio on sound pressure level spectra at the gap velocity

Figure23.
Effect of aperture ratio on sound pressure level spectra at Vg = 21.3 m/s.

Figure 24.
Relation between overall sound pressure level and the gap velocity in cases of aperture ratios
Ishihara [28] studied experimentally the effect of a cavity volume which is used with perforated plates on the SPL. He concluded that the effect of a cavity volume on the SPL is a little. Figure 25 shows the effect of a cavity volume or depth on the sound pressure level in the case of the aperture ratio

Figure 25.
Relation between overall sound pressure level and the gap velocity in cases of aperture ratios
4.3 Unsteady CFD simulations
Mori et al. [29] performed compressible CFD simulations and acoustic simulations, and compared the simulation results with the measurements [13] to numerically verify the effect of the aperture ratio of the perforated plate on the self-sustained tone and acoustic resonance frequencies. The numerical method for unsteady CFD simulations is described in Section 2.4. The CFD model for the normal duct without holes, which corresponds to the duct with the perforated plates of the aperture ratio

Figure 26.
CFD model for duct with perforated plates and cavities with a depth of Lc=100 mm. (a) Duct with the perforated plates of the aperture ratio
Figure 27 shows instantaneous snapshots of the fluctuation pressure field. Comparing the cases of

Figure 27.
Fluctuation pressure fields in the cases of aperture ratio at Vg = 21.3 m/s. (a) ϕ =0%. (b) ϕ = 1%.
The effect of the aperture ratio on the frequency spectra of SPL monitored on the wall of the duct near the outflow boundary is represented in Figure 28(a). For comparison, both the simulated and measured data are represented, and the frequency spectra of SPL in the case of

Figure 28.
Effect of aperture ratio on SPL at
Figure 29 shows the SPL on the wall of the duct in frequency domain at the peak frequency, 740 Hz. In the case of

Figure 29.
SPL on the wall of the duct at Vg = 21.3 m/s [
The relation between overall sound pressure level and the gap velocity in the cases of

Figure 30.
Relation between overall sound pressure level (200–2000 Hz) and gap velocity in cases of aperture ratios
4.4 Acoustic simulations and suppression mechanism of self-sustained tone by perforated plates
The acoustic characteristics of the duct with the perforated plates and cavities without the flow were calculated by means of BEM (the commercial code, WAON) [30]. Boundary element models for the cases of the aperture ratio

Figure 31.
Boundary element model and position of monopole point source [
Figure 32 represents the acoustic frequency responses that have been calculated using the monopole point source (without the flow). The monitor point is located at (0.585

Figure 32.
Acoustic frequency responses.

Table 2.
Peak frequency in each case of the aperture ratio [29].

Figure 33.
Acoustic modes at each peak frequency [
5. Conclusions
The sound pressure level rises with an increase of the gap flow velocity by following the 5th power law when the gap velocity is low. However, when the gap velocity is high, the self-sustained tone is generated not by following the 5th power law.
Insertion of baffle plates in the tube bank decreases the natural frequency of the duct and increases the onset gap velocity of the self-sustained tone. Hence, the natural frequency of the duct does not seem to be related with the suppression of the self-sustained tone when the baffle plate is installed in the tube bank. The self-sustained tone is the most effectively suppressed by inserting the baffle in the entire tube bank because the baffle plate decreases the particle velocity and vorticity. Furthermore, there is a difference in the onset gap velocity of the self-sustained tone between when the baffle plate is inserted upstream and when it is inserted downstream.
The perforated plates installed on the duct walls suppress the self-sustained tone and increase the resonance frequency in the duct width direction. Consequently, if the perforated plates are installed on the duct walls, the self-sustained tone is assumed to be suppressed by an increase of the resonant frequency in the duct width direction and sound-absorbing effect of the perforated plates.
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