Abstract
Raman spectroscopy provides detailed information about the molecular structure of carotenoids. Advances in detector sensitivity and acquisition speed have driven the expansion of Raman spectroscopy from a bulk analytical tool to a powerful method for mapping carotenoid abundance in cells and tissues. In many applications, the technique is compatible with living organisms, providing highly specific molecular structure information in intact cells and tissues with subcellular spatial resolution. This leads to spatial-temporal-chemical resolution critical to understanding the complex processes in the life cycle of carotenoids and other biomolecules.
Keywords
- vibrational spectroscopy
- multivariate analysis
- confocal Raman microscopy
- Raman imaging
- photosynthetic organisms
- carotenoids
- resonance Raman scattering
1. Introduction
Carotenoids are tetraterpenoids and have various functions in plants and algae. They extend the range of wavelengths for photosynthesis by harnessing solar radiation where chlorophyll pigments do not appreciably absorb and serve as structural elements within the photosynthetic apparatus [1]. They also function to dissipate excess solar radiation and prevent the formation of harmful singlet oxygen species [2]. Additionally, in specific photosynthetic eukaryotes, carotenoids accumulate in plastid organelles called chromoplasts and give many fruits, flowers, and roots their bright colors [3]. For these reasons, assessing the presence and distribution of carotenoids at the subcellular level provides a keyhole through which to understand a variety of cellular processes. The use and utility of Raman imaging is addressed here toward this end.
The Raman effect involves an incoming photon being scattered inelastically by a polyatomic molecule. This phenomenon requires that energy is exchanged between the photon and molecule. Since energy levels in the molecule are discrete, the difference in energy between the incoming and scattered photon corresponds to a molecular transition, most typically a vibration [4]. Molecular vibrations are influenced by the composition of atoms that make up the molecule, the types of bonds that connect atoms, and molecular symmetry. Thus, Raman spectroscopy has been exploited as a highly sensitive analytical tool for the determination of the chemical identity of many molecules [5, 6]. The probability of observing the Raman effect is low, however, as the intensity of scattered radiation scales with the fourth power of incident light’s frequency. The Raman effect is oftentimes considerably weaker as compared to the intrinsic fluorescence in cells and tissues, complicating and even prohibiting the detection of the Raman scatter in biologically relevant matrices.
However, if the frequency of incident light matches the energy of an electronic transition, an enhancement of the Raman signal may be observed. This is known as resonance Raman scattering (RRS), which can enhance the signal by several orders of magnitude over a “normal,” non‐resonance measurement. In fact, the resonance effect can increase the scattering cross section to exceed any off‐resonance Raman scatter and, importantly, even rival intrinsic fluorescence from the species. RRS thus has profound analytical potential and has been comprehensively reviewed elsewhere for the general life science field [7] and specifically for applications in photosynthesis [8]. Here, its role in the assessment of carotenoids is examined explicitly.
The optical properties of carotenoids make them especially suitable for RRS. Carotenoids are π‐electron‐conjugated carbon‐chain molecules consisting of alternating C─C single bonds and C═C double bonds. Individual carotenoids can be distinguished by the number of conjugated carbon double bonds, the number of attached methyl side groups, and the number and type of end groups. These properties result in many of the highly abundant carotenoid molecules (e.g., β‐carotene, zeaxanthin, lycopene, and lutein) having distinct, yet broad (100 nm) absorption bands in the visible region of the spectrum. The absorption shifts to longer wavelengths as the effective conjugation length of the carotenoid increases. Fortuitously, these visible absorption bands overlap with the common laser wavelengths for Raman excitation. Thus, when excited under these conditions, carotenoids exhibit a very strong RRS response (enhancement factor of about five orders of magnitude relative to non-resonant Raman spectroscopy) and little to no fluorescence emission. Additionally, variations in absorption of the different carotenoids can be exploited by shifting the excitation wavelength (a technique also known as “tuning”) to preferentially excite different carotenoid molecules. Owing to these amenities, RRS therefore enables the detection of carotenoids, even in complex biological systems, such as living photosynthetic cells and tissues.
The majority of carotenoids have linear structures resulting in a limited number of Raman‐observable vibrations that are easily categorized into a distinct vibrational signature. There are three major Raman modes typically leveraged in the analysis of carotenoids [9, 10]. The

Figure 1.
Resonance Raman spectra of six common carotenoids produced in photosynthetic organisms. Major Raman active vibrations are labeled. Spectra were obtained from carotenoids in powder form with the exception of lutein which was dissolved in methanol.
In recent years, advances in detector sensitivity and acquisition speed have driven the expansion of Raman spectroscopy from a bulk analytical tool to a powerful method for mapping molecular vibrations in cells and tissues by the addition of a spatial dimension. Spatial resolution available with Raman microscopy is dependent on the wavelength of the excitation light and in theory is the same as other optical microscopies, such as fluorescence (e.g., ∼250 nm lateral and ∼500 nm axial, for blue/green excitation). The addition of spatial resolution can be accomplished in several different ways: confocal point‐scanning Raman microscopy [12, 13], wide‐field Raman imaging [14], or Raman line scanning [15, 16]. The relative advantages and disadvantages of each of these approaches have been reviewed elsewhere and will not be covered here [17]. In addition to the imaging methodology, spectral information can be obtained from either a single or a small number of bands through the use of discrete bandpass filters or tunable filters or in a hyperspectral fashion, where the entire Raman spectrum is dispersed via a prism or grating allowing for the simultaneous acquisition of hundreds of spectral bands. While there is typically a speed advantage associated with the filter‐based acquisition approach, recent commercial systems utilizing electron‐multiplied charge‐coupled device (EM‐CCD) detectors and cutting‐edge research systems [18] are able to approach confocal fluorescence microscopy speeds and further improvements are expected.
Given the complexity associated with biological matrices such as live cells and tissues, hyperspectral Raman approaches are often advantageous because they can provide detailed spectral signatures for subsequent analysis of weak or overlapping features and background noise reduction using chemometric algorithms. These approaches are collectively referred in the literature as Raman spectroscopic imaging, or hyperspectral Raman microscopy. Additionally, confocal point scanning or pseudo‐confocal line scanning can have advantages due to the inherent rejection of out‐of‐focus signal provided by the pinhole or entrance slit, respectively. A confocal, point‐scanning, hyperspectral Raman microscope was utilized for the work presented in this chapter as it adequately rejects the intense pigment signal from outside the focal plane, while providing reasonable acquisition speeds for live cells.
Recent literature shows that Raman spectroscopic imaging is emerging as a key technology for single‐cell analysis, including
While Raman spectroscopic imaging has potential for assessing carotenoid distributions in single cells and tissues for many applications in biomedicine and photosynthesis, there are some noteworthy limitations. First, not all carotenoids are enhanced to the same degree and some will not be enhanced at all. This differential enhancement can be advantageous, but it also can pose limitations for certain carotenoids. To some degree, the choice of laser excitation can target additional carotenoids. However, performing multiple Raman microscopy scans at two or more excitation wavelengths is prohibitive for live‐cell dynamics and may require fixed samples depending on the acquisition times. Second, even with high spectral resolution instruments, multiple carotenoid species with highly overlapping, similar peaks can be difficult to identify. Additionally, even with resonance enhancement, Raman peaks may still be weak at
In addition to the hardware approaches listed above, the first two limitations are actively being addressed with the development of robust multivariate analysis tools [29–31]. For example, multivariate curve resolution (MCR) has been developed by several research groups for the analysis of hyperspectral confocal fluorescence and Raman image data sets [29, 32–34] finding success in complex multicomponent biological samples. It is therefore used in the analysis presented in this chapter. Lastly, while recent advances in fluorescence microscopy have extended the spatial resolution beyond the diffraction limit, the spatial resolution of Raman spectroscopic imaging is still in many cases orders of magnitude larger than the biological processes being investigated. Near‐field approaches can provide higher spatial resolution, but have not found wide‐scale success with living cells and tissues [35].
This chapter presents three separate applications of confocal Raman microscopy to assess carotenoid localization and relative abundance within living cells. The green algae
2. Materials and methods
2.1. Cell culture and sample prep
Etiolated maize protoplasts were isolated from
2.2. Confocal Raman microscopy
Raman images were acquired with a WiTec Alpha300R system equipped with a WiTec UHTS spectrometer utilizing a 600‐l/mm grating and an Andor back‐illuminated electron‐multiplying charge‐coupled device (EMCCD). Light was incident at 532 nm and focused using a 50×/0.55 NA objective (
2.3. Image data analysis
All spectral image analysis was performed in Matlab 2012 or 2015 (Mathworks) equipped with the statistics and machine learning, signal processing, image processing, and curve fitting toolboxes leveraging in‐house written software, functions, and scripts. Hyperspectral confocal Raman images were preprocessed to remove cosmic spikes [37]. When applicable, images from the same sample were compiled into a composite image data set. The use of composite images, rather than analyzing every image independently, increases the number of pixels for the MCR analysis and thus serves to improve spectral signature identification by adding additional variance [38]. The spectral region was trimmed to exclude the excitation laser line but still include about 5–10 pixels of the spectrum where the signal was blocked by the Rayleigh filter. This technique assists in the analysis by providing a “zero‐signal region” for assessing baseline contributions and is discussed in detail by Jones et al. [38]. In most cases, an image mask was created that excluded pixels outside the area of the cells from the analysis as they contain predominantly background signal.
Principal components analysis (PCA) was performed on the composite image and the Scree plot was inspected to determine the number of independent components present in the image data set (measured as being before the bend in the elbow of the Scree plot [29]). Multivariate curve resolution was then performed using a constrained alternating least‐squares algorithm and employing robust constraints for equality (offset/baseline) and nonnegativity (all true spectral components) to develop a spectral model that described the spectral variance within the data set. A PCA analysis of the residuals was used to confirm the appropriateness of the spectral model for describing the data and identify any unmodeled spectral signatures. The multivariate curve resolution algorithm [39–43] and specific approaches for success with biological images have been described in detail elsewhere [29, 38]. The details of the spectral models developed are presented during the results and discussion for each application in this chapter. The MCR‐identified spectra were then used in a classical least‐squares (CLS) analysis to predict the concentrations of each spectral component in each image pixel. Lastly, the resulting concentration maps were exported as 16‐bit grayscale tiffs such that they could be subject to traditional image analysis. Color image overlays and simple image cropping and scaling for visualization purposes was performed in Fiji [44].
3. Results and discussion
3.1. Resolving different carotenoids in living cells: H. pluvialis

Figure 2.
Raman‐spectroscopic imaging of
3.2. Carotenoids in high‐chlorophyll backgrounds: maize protoplasts
Similar to algae, plant carotenoids have roles in light harvesting and protection against light and heat stress. Metabolic engineering of carotenoids in plants has the potential to create varieties exhibiting increased adaptation to climate change as well as additional nutritional value. To develop plant cultivars with these enhanced properties, it is critical to understand the detailed spatial‐temporal arrangement of both carotenoids and chlorophyll
Confocal Raman spectroscopic imaging is capable of detecting carotenoids without the use of any exogenous labels and does so by detecting the resonance Raman signal of carotenoids. This signal can be observed also within the background of other pigments, such as the chlorophyll precursor, protochlorophyllide, which is found in cells of etiolated tissue [45] such as plant protoplasts from etiolated maize (Figure 3). Plant protoplasts are plant cells that have their cell wall removed through enzyme treatment and thus are an excellent experimental system for plant biologists because they improve the ease of introducing new genes.

Figure 3.
Confocal Raman‐spectroscopic imaging of carotenoids and protochlorophyllide in etiolated maize protoplasts. (A) Bright‐field image of several protoplasts with red square highlighting single protoplast imaged in B and D. (B) Confocal fluorescence image of cell highlighted in A (chlorophyll emission channel). (C) Spectral components of MCR model from the analysis of confocal Raman image of maize protoplasts. (D) Left panel: protochlorophyllide concentration map. Center panel: carotenoid concentration map. Right panel: Merged red and green color overlay, where the protochlorophyllide image is assigned to the red channel and carotenoid image is assigned to the green channel. Arrows highlight examples of plastid heterogeneity. (E) and (F). Two additional protoplasts. Image panels for E and F are the same as in D. Scale bars = 5 µm. (note:
Figure 3 highlights the spatial location and levels of carotenoids and protochlorophyllide in plastids (immature chloroplasts) of etiolated maize protoplasts as observed by confocal Raman microscopy. Previous high‐performance liquid chromatography data have shown that the dominant carotenoid in maize‐etiolated protoplasts is lutein with a minor amount of violaxanthin (data not shown). The peak positions (
3.3. Approaching the limits of spatial resolution: Synechocystis 6803
Cyanobacteria and closely related organisms are thought to be the evolutionary ancestors to chloroplasts found in plants. Cyanobacteria perform photosynthesis to convert light energy to chemical energy and play key roles in the ecology of the earth. Light is harvested by photosynthetic antennae, which are pigment‐protein complexes composed of pigments with varying absorption and emission properties in order to “funnel” the energy to the reaction center where it is converted to chemical energy [47]. Carotenoids are integrated into the membrane‐associated photosynthetic antennae complexes as well as the photosystems of all cyanobacteria and fundamentally coupled to the processes of light harvesting and photosynthesis. Unfortunately, carotenoids in cyanobacteria are often quite difficult to localize

Figure 4.
Results from confocal Raman‐spectroscopic imaging of wild‐type
4. Conclusions
Localizing carotenoids in living cells and tissues is challenging due to the complex biological matrices of the living cells and intense sometimes colocated interfering fluorescence. Raman spectroscopic imaging coupled with multivariate curve resolution analysis provides the necessary spatial and chemical resolution to identify highly similar carotenoids even in the midst of highly overlapping, strong chlorophyll emission and complex backgrounds. Three examples were presented that highlight different advantages of the methodology for investigating photosynthetic organisms. Recent technological advances in detector speed and sensitivity will most likely catalyze future investigations of carotenoid biogenesis in single cells, including population dynamics and response to changing environmental conditions, by facilitating time‐course studies that were previously prohibitive given the long scan times required for Raman spectroscopic imaging. These capabilities are anticipated to impact a variety of research areas including carbon partitioning and utilization, microbial ecology, and crop analytics.
Acknowledgments
The authors are grateful to the following people for their assistance with the research presented in this chapter: Anthony McDonald for assistance with the collection of Raman spectroscopic image data; Meghan Dailey for culturing the
This research was primarily supported as part of the Photosynthetic Antenna Research Center (PARC), an Energy Frontier Research Center funded by the U.S. Department of Energy (DOE), Office of Science, Basic Energy Sciences (BES), under Award # DE‐SC 0001035 (Maize protoplasts imaging, Synechocystis imaging, writing), by Sandia National Laboratories’ Laboratory Directed Research and Development (LDRD) Program under Award # 141528 (
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