Neuroendocrine system candidate genes in PTSD
Abstract
Posttraumatic stress disorder (PTSD) is a complex psychiatric disorder (DSM-V code: 309.81; ICD-10 codes: F43.1). PTSD is an anxiety disorder developed in a person experiencing, witnessing, or learning about an extreme physically or/and psychologically distressing event. Its incidence and the number of this disease-affected people are threateningly increasing in contemporary society. Therefore, the development of prognostic strategies and novel efficient methods on early diagnostics and treatment of PTSD is currently considered as one of the most important healthcare problems worldwide.
Keywords
- Apoptosis
- candidate genes
- complement system
- posttraumatic stress disorder
- synaptic plasticity
1. Introduction
Posttraumatic stress disorder (PTSD; DSM-V code: 309.81; ICD-10 codes: F43.1) is a complex, severe, and chronic psychiatric illness [1–2]. PTSD is an anxiety disorder developed in a person experiencing, witnessing, or learning about an extreme physically and/or psychologically distressing event [3–7]. Its incidence and the number of disease-affected people are threateningly increasing in contemporary society. They usually remain out of society, become drug addicted, alcoholic, and often commit suicide [8–10]. Therefore, development of prognostic strategies, novel efficient methods on early diagnostics and treatment of PTSD is currently considered as one of the most important health care problems worldwide.
Results of epidemiologic, clinical, and experimental studies suggest implication of both environmental and genetic factors in pathomechanisms of PTSD, and that, most probably, PTSD belongs to the complex disorders with polygenic inheritance. PTSD is also unique in its exposure to an environmental (traumatic) event as the first criterion for diagnosis. Whereas the environmental factors triggering PTSD are well defined, less is known about PTSD-associated genetic variations and molecular etiopathomechanisms [11–17]. Although it is beyond the scope of many studies to comprehensively discuss the genetics of PTSD, it should be noted that there is an emerging literature on genetic variations in those neurobiological systems which drive responses to trauma and, consequently, are risk factors to develop PTSD. Many studies on detection of candidate genes association with PTSD are being carried up to date [18–26].
In the present chapter, we provide overview and discussion of the existing data, including genetic variants of serotonergic and dopaminergic systems, hypothalamic–pituitary–adrenal (HPA) axis, and other genes related to neurotransmission, neuromodulation, and stress physiology. Here, we have also included our own results on variations in genes encoding neuro, immune, and apoptotic mediators and regulators, and related transcription factors in PTSD patients. Potential role of these genetic variations in generation and development of PTSD is considered and the implication of relevant candidate genes in mechanisms responsible for disease progression is proposed.
2. Genetic Studies of PTSD
2.1. Neuroendocrine system candidate genes
Many studies indicate association between PTSD and polymorphisms of number of genes, suggesting a polygenic nature of PTSD. Several studies indicate that functional abnormalities in neuroendocrine system detected in PTSD patients are conditioned with hereditary factor [21–26]. Thus, as it follows from Table 1, PTSD is associated with the genetic mutations in a number of genes encoding neurotransmitters, hormones and their enzymes, hormone receptors and transporters.
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Dopamine D2 receptor |
11q23 | rs1800497 | [24-30] |
Dopamine D3 receptor |
3q13.3 | rs2134655, rs201252087, rs4646996, rs9868039 |
[31] |
Dopamine D4 receptor |
11p15.5 | VNTR | [32] |
Dopamine transporter type 1 |
5p15.3 | VNTR | [33] |
Dopamine beta-hydroxylase |
9q34 | rs1611115 | [37, 38] |
Catechol-O-methyltransferase |
22q11 | rs4680 rs4633C |
[39-41] |
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Serotonin transporter |
17q11 | rs4795541, rs25531 |
[42-45] |
Serotonin type-2A receptor |
13q14.2 | rs6311 | [46, 47] |
Tryptophan hydroxylase 1 |
11p15.1 | rs2108977 | [48] |
Tryptophan hydroxylase 2 |
12q21.1 | rs11178997 | [41, 48] |
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Gamma-aminobutyric acid receptor alpha-2 |
4p12 | rs279836, rs279826 | [49] |
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Cannabinoid receptor 1 |
6q15 | [50] | |
Glucocorticoid receptor GCCR |
5q31.3 | rs41423247 rs258747 |
[51, 52] |
Corticotropin-releasing hormone receptor-1 |
17q21.31 | rs12944712 | [53] |
Pituitary adenylate cyclase 1 receptor |
7p14.3 | rs2267735 | [54, 55] |
FK506 binding protein 5 |
6p21 | rs9296158, rs3800373, 1360780, rs9470080 | [56-62] |
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Brain-derived neurotrophic factor |
11p14.1 | rs6265 | [30, 63-66] |
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Apolipoprotein E |
19q13 | rs429358, rs7412 |
[67] |
Monoamine oxidase B |
Xp11.3 | rs1799836 | [70] |
Neuropeptide Y |
7p15.3 | rs16139 | [71] |
Phosphoribosyl transferase domain-containing protein 1 |
10p12.1 | rs6482463 | [73] |
Regulator of G-protein signalling 2 |
1q31.2 | rs4606 | [74] |
2.1.1. Dopaminergic system
Dopaminergic system dysregulation has long been implicated in the pathophysiology of PTSD. A positive association between the risk for development of PTSD and Taq1A (rs1800497) polymorphism of the dopamine D2 receptor gene was found [24–30]. The dopamine D3 receptor (
2.1.2. Serotonergic system candidate genes
Dysregulation of brain serotonergic systems has been implicated in the pathophysiology of PTSD; indeed, this pathway represents the most studied candidate in PTSD. The most studied polymorphism in this system is located in the promoter region of the serotonin transporter encoding gene (
Goenjian and colleagues' studies have suggested association of
2.1.3. GABAergic system
Inhibitory neurotransmitter, gamma-aminobutyric acid receptor gene (
2.1.4. HPA axis candidate genes
PTSD is also characterized by dysfunction of the stress response system, such that activity of the HPA axis is altered. Recent studies reported associations between PTSD and cannabinoid receptor (
2.1.5. Neurotrophic factor candidate genes
Brain derived neurotrophic factor (BDNF) is involved in the neural plasticity underlying the extinction of fear and recovery from stress, both disrupted in PTSD. Based on its role in hippocampal-dependent learning and the neurobiology of anxiety and depression, the
2.1.6. Other candidate genes
Apolipoprotein E (ApoE) is involved in stress dysregulation. A significant association between the ApoE2 allele and impaired memory and greater re-experiencing symptoms has been found in combat-exposed PTSD patients [67–69]. The monoamine oxidase B gene (
2.2. Complement system candidate genes
The complement system is major effector of the immune response, which acts on the interface of innate and adaptive immunity, and is a key component and trigger of many immunoregulatory mechanisms. Changes in the functional activity of the complement cascade contribute to the pathology of many human diseases [75–77], including mental disorders [78–83], and are also detected during physiological stress [84, 85]. It has already been demonstrated that complement system alterations are involved in PTSD pathogeneses, particularly hypoactivation state of the complement alternative pathway in PTSD patients, which positively and significantly correlates (p < 0.05) with total (frequency and intensity) PTSD symptom cluster of re-experiencing, avoidance, and hyperarousal, and with PTSD total symptom score [13]. Now, our interest is focused on studying the genetic basis of complement system regulators, particularly the role and genetic variants of complement factors B, H, and I (
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CC | CT | TT | C | T | T |
PTSD | 87 (0.58) | 59 (0.4) | 3 (0.02) | 233 (0.78) | 65 (0.22) | 62 (0.42) |
Controls | 125 (0.55) | 89 (0.4) | 12 (0.05) | 339 (0.75) | 113 (0.25) | 101 (0.45) |
p | 0.32 | 0.56 | ||||
OR | 0.84 | 1.13 | ||||
95% CI: | 0.59-1.19 | 0.75-1.72 | ||||
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GG | GA | AA | G | A | A |
PTSD | 134 (0.918) | 11 (0.075) | 1 (0.007) | 279 (0.955) | 13 (0.045) | 12 (0.08) |
Controls | 167 (0.92) | 14 (0.08) | 0 (0) | 348 (0.96) | 14 (0.04) | 14 (0.08) |
p | 0.7 | 0.87 | ||||
OR | 1.16 | 0.94 | ||||
95% CI: | 0.54-2.50 | 0.42-2.09 | ||||
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TT | TA | AA | T | A | A |
PTSD | 56 (0.38) | 47 (0.32) | 44 (0.3) | 159 (0.54) | 135 (0.46) | 91 (0.62) |
Controls | 74 (0.344) | 108 (0.502) | 33 (0.154) | 256 (0.6) | 174 (0.4) | 141 (0.6) |
p | 0.145 | 0.47 | ||||
OR | 1.25 | 1.17 | ||||
95% CI: | 0.93-1.69 | 0.76-1.81 | ||||
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CC | CT | TT | C | T | T |
PTSD | 30 (0.21) | 53 (0.36) | 63 (0.43) | 113 (0.39) | 179 (0.61) | 83 (0.47) |
Controls | 24 (0.11) | 104 (0.46) | 97 (0.43) | 152 (0.34) | 298 (0.66) | 128 (0.57) |
p | 0.17 | 1.0 | ||||
OR | 0.81 | 1.92 | ||||
95% CI: | 0.60-1.10 | 1.05-3.52 | ||||
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CC | CT | TT | C | T | T |
PTSD | 117 (0.8) | 25 (0.17) | 4 (0.03) | 259 (0.89) | 33 (0.11) | 29 (0.2) |
Controls | 166 (0.74) | 55 (0.24) | 4 (0.02) | 387 (0.86) | 63 (0.14) | 59 (0.26) |
p | 0.29 | 0.16 | ||||
OR | 0.78 | 1.43 | ||||
95% CI: | 0.50-1.23 | 0.87- 2.37 | ||||
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TT | TC | CC | T | C | C |
PTSD | 38 (0.3) | 62 (0.4) | 49 (0.3) | 138 (0.46) | 160 (0.54) | 111 (0.75) |
Controls | 69 (0.31) | 99 (0.44) | 57 (0.25) | 237 (0.53) | 213 (0.47) | 156 (0.69) |
p | 0.089 | 0.279 | ||||
OR | 1.29 | 0.77 | ||||
95% CI: | 0.962-1.73 | 0.486-1.23 | ||||
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GG | GA | AA | G | A | A |
PTSD | 98 (0.66) | 40 (0.27) | 10 (0.07) | 236 (0.8) | 60 (0.2) | 50 (0.34) |
Controls | 84 (0.488) | 75 (0.436) | 12 (0.076) | 243 (0.71) | 101 (0.29) | 87 (0.51) |
p |
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OR | 0.61 | 2.03 | ||||
95% CI: | 0.42-0.88 | 1.29-3.2 | ||||
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CC | CG | GG | C | G | G |
PTSD | 19 (0.13) | 60 (0.42) | 65 (0.45) | 98 (0.34) | 190 (0.66) | 79 (0.55) |
Controls | 17 (0.1) | 76 (0.5) | 71 (0.4) | 110 (0.3) | 218 (0.7) | 93 (0.57) |
p | 1.0 | 0.75 | ||||
OR | 0.98 | 1.32 | ||||
95% CI: | 0.7-1.37 | 0.64– 2.70 |
According to the results obtained, the
2.3. Candidate genes of apoptosis
Apoptosis is a genetically programmed, morphologically distinct form of cell death that can be triggered by a variety of physiological and pathological stimuli [86]. According to various apoptotic stimuli, apoptosis can be induced by two major pathways: the intrinsic pathway (mitochondria-dependent pathway) and the extrinsic pathway (death receptor-dependent pathway) [87]. Recent studies reported that neuronal apoptosis of amygdala, hippocampus, and medial prefrontal cortex (mPFC) have a certain relationship with the pathogenesis of PTSD [88]. However, the role of apoptosis in the pathogenesis of PTSD is not yet entirely clear.
Apoptosis is the process of strict control multigene, known in the process of apoptosis with a series of apoptosis-related genes, such as Bcl-2 family, caspase family, C-myc oncogenes, and tumor suppressor gene P53, etc. The Bcl-2 family proteins play a crucial role in the process of apoptosis and are considered to be the final passage of apoptosis. Bcl-2 family proteins regulate mitochondrial structure and functional stability with the help of other apoptosis protein synergy. According to the recent study, the increase of the Bcl-2 and Bax expression and the imbalance in the Bcl-2/Bax ratio were few of the mechanisms causing mPFC neuronal apoptosis, which may be one of the reasons of PTSD development in rat [88].
According to our study, the rs956572*A minor allele of the
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CC | CT | TT | C | T | T |
PTSD | 63 (0.79) | 14 (0.17) | 3 (0.04) | 140 (0.875) | 20 (0.125) | 17 (0.21) |
Controls | 53 (0.71) | 21 (0.28) | 1 (0.01) | 127 (0.85) | 23 (0.15) | 22 (0.29) |
p | 1.4a | 0.75b | ||||
OR | 0.79 | 0.65 | ||||
95% CI: | 0.41 - 1.5 | 0.31 - 1.35 | ||||
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GG | GA | AA | G | A | A |
PTSD | 83 (0.415) | 101 (0.505) | 16 (0.08) | 267 (0.67) | 133 (0.33) | 117 (0.59) |
Controls | 68 (0.34) | 97 (0.485) | 35 (0.175) | 233 (0.58) | 167 (0.42) | 132 (0.66) |
p |
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0.12b | ||||
OR | 0.695 | 1.38 | ||||
95% CI: | 0.52 - 0.93 | 0.92 - 2.07 | ||||
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GG | GA | AA | G | A | A |
PTSD | 27 (0.135) | 89 (0.445) | 84 (0.42) | 143 (0.36) | 257 (0.64) | 173 (0.87) |
Controls | 71 (0.355) | 94 (0.47) | 35 (0.175) | 236 (0.59) | 164 (0.41) | 129 (0.65) |
p |
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OR | 2.59 | 3.53 | ||||
95% CI: | 1.94 - 3.44 | 2.14 - 5.81 | ||||
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AA | AG | GG | A | G | G |
PTSD | 78 (0.39) | 83 (0.415) | 39 (0.195) | 239 (0.6) | 161 (0.4) | 122 (0.61) |
Controls | 42 (0.21) | 114 (0.57) | 44 (0.22) | 198 (0.5) | 202 (0.5) | 158 (0.79) |
p |
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OR | 0.66 | 2.41 | ||||
95% CI: | 0.5 - 0.87 | 1.54 - 3.75 |
The externalization of phosphatidylserine is one of the leading indicators of apoptosis. The annexins are multigene family of Ca2+-regulated phospholipid-dependent and membrane-binding annexin proteins [89]. One member of the annexin gene family, annexin A5, is known as a Ca2+-dependent, phospholipid-binding protein that inhibits protein kinase C (PKC) signaling. Although annexin A5 has been used for the detection of apoptosis, it shows high affinity for surface-exposed phosphatidylserine during apoptosis and may directly involve in apoptotic pathway [90]. Another member of annexins family is annexin A11, which is involved in calcium signaling, apoptosis, vesicle trafficking, cell growth, and the terminal phase of cell division [91].
According to the results obtained, the blood level of annexin-А5 was significantly lower in PTSD and which may also be one of the factors responsible for development of PTSD-associated low-grade inflammation [92, 93]. The results of annexin family proteins encoding genes association with PTSD are shown in Table 3. The
2.4. Candidate genes of synaptic plasticity
Synaptic plasticity change, which is a fundamental characteristic of the nervous system, underlies numerous aspects of cognition. Plasticity is essential for the recovery of the nervous system after injury, stroke, and other pathological processes and can permit remarkable functional recovery even after devastating damage, especially in a young and otherwise healthy brain. However, the very mechanisms of plasticity that permit development, learning, resilience, memory, and recovery can also contribute to behavioral dysfunction and to psychopathology [94].
Complexins are small, cytosolic proteins that bind to the soluble N-ethylmaleimide-sensitive factor attachment protein receptor (SNARE) complex to regulate synaptic vesicle exocytosis. Complexin 1 and 2 are the two major isoforms in the brain [95, 96]. Significant alterations of complexins 2 expression levels are seen in a number of neurological and psychiatric disorders, including bipolar disorder [97–99], major depression [98, 100], Huntington's disease (HD) [101, 102], schizophrenia [97, 100, 103–107], Parkinson's disease [108], Alzheimer's disease [109], and PTSD [93].
Neurotrophin family are traditionally recognized for their nerve growth promoting function and are recently identified as crucial factors in regulating neuronal activity in the central and peripheral nervous systems. The family members including brain-derived neurotrophic factor (
We have reviewed data related neurotransmitter/neuroendocrine systems that are known to be involved in the pathophysiology of PTSD and that may contribute to the symptoms and cognitive dysfunctions in these patients. In Table 4, we have collected our data concerning candidate genes of the proteins involved in synaptic plasticity which may contribute to PTSD.
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GG | GA | AA | G | A | A |
PTSD | 150 (0.75) | 48 (0.24) | 2 (0.01) | 348 (0.87) | 52 (0.13) | 50 (0.25) |
Controls | 129 (0.645) | 67 (0.335) | 4 (0.02) | 325 (0.81) | 75 (0.19) | 71 (0.36) |
p |
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OR | 0.65 | 1.65 | ||||
95% CI: | 0.44 - 0.95 | 1.07 - 2.54 | ||||
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CC | CT | TT | C | T | T |
PTSD | 34 (0.39) | 36 (0.41) | 17 (0.2) | 104 (0.6) | 70 (0.4) | 53 (0.61) |
Controls | 45 (0.6) | 24 (0.32) | 6 (0.08) | 114 (0.76) | 36 (0.24) | 30 (0.4) |
p |
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OR | 2.2 | 0.43 | ||||
95% CI: | 1.4 – 3.6 | 0.2 - 0.8 | ||||
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CC | CT | TT | C | T | T |
PTSD | 16 (0.18) | 45 (0.52) | 26 (0.3) | 77 (0.44) | 97 (0.56) | 71 (0.82) |
Controls | 15 (0.2) | 41 (0.55) | 19 (0.25) | 71 (0.47) | 79 (0.53) | 60 (0.8) |
p | 1.7a | 2.4b | ||||
OR | 1.13 | 0.9 | ||||
95% CI: | 0.73 – 1.76 | 0.4 – 1.97 | ||||
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AA | AG | GG | A | G | G |
PTSD | 47 (0.36) | 66 (0.5) | 19 (0.14) | 160 (0.6) | 104 (0.4) | 85 (0.64) |
Controls | 36 (0.34) | 43 (0.41) | 26 (0.25) | 115 (0.55) | 95 (0.45) | 69 (0.66) |
p | 0.2a | 0.8b | ||||
OR | 0.79 | 1.06 | ||||
95% CI: | 0.55 – 1.14 | 0.62 - 1.82 | ||||
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CC | CT | TT | C | T | T |
PTSD | 66 (0.33) | 106 (0.53) | 28 (0.14) | 238 (0.6) | 162 (0.4) | 134 (0.67) |
Controls | 130 (0.65) | 58 (0.29) | 12 (0.06) | 318 (0.8) | 82 (0.2) | 70 (0.35) |
p |
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OR | 2.64 | 3.77 | ||||
95% CI: | 1.9 - 3.6 | 2.5 - 5.7 | ||||
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GG | GA | AA | G | A | A |
PTSD | 130 (0.65) | 66 (0.33) | 4 (0.02) | 326 (0.8) | 74 (0.2) | 70 (0.35) |
Controls | 85 (0.425) | 97 (0.485) | 18 (0.09) | 267 (0.67) | 133 (0.33) | 115 (0.58) |
p |
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OR | 0.46 | 0.4 | ||||
95% CI: | 0.33 - 0.63 | 0.27 - 0.6 | ||||
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CC | CT | TT | C | T | T |
PTSD | 109 (0.545) | 82 (0.41) | 9 (0.045) | 300 (0.75) | 100 (0.25) | 91 (0.46) |
Controls | 110 (0.55) | 75 (0.375) | 15 (0.075) | 295 (0.74) | 105 (0.26) | 90 (0.45) |
p | 1.37a | 2b | ||||
OR | 0.94 | 0.98 | ||||
95% CI: | 0.68 - 1.29 | 0.66 - 1.45 | ||||
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CC | CT | TT | C | T | T |
PTSD | 164 (0.82) | 34 (0.17) | 2 (0.01) | 362 (0.9) | 38 (0.1) | 36 (0.18) |
Controls | 109 (0.545) | 74 (0.37) | 17 (0.085) | 292 (0.73) | 108 (0.27) | 91 (0.46) |
p |
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OR | 0.284 | 0.263 | ||||
95% CI: | 0.19 - 0.42 | 0.17 - 0.42 | ||||
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CC | CT | TT | C | T | T |
PTSD | 79 (0.395) | 86 (0.43) | 35 (0.175) | 244 (0.61) | 156 (0.39) | 121 (0.6) |
Controls | 82 (0.41) | 62 (0.31) | 56 (0.28) | 226 (0.565) | 174 (0.435) | 118 (0.59) |
p | 0.39a | 1.52b | ||||
OR | 0.83 | 0.94 | ||||
95% CI: | 0.63 - 1.1 | 0.63 - 1.4 | ||||
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AA | AG | GG | A | G | G |
PTSD | 50 (0.25) | 86 (0.43) | 64 (0.32) | 186 (0.465) | 214 (0.535) | 150 (0.75) |
Controls | 57 (0.285) | 90 (0.45) | 53 (0.265) | 204 (0.51) | 196 (0.49) | 143 (0.72) |
p | 0.4a | 0.86b | ||||
OR | 1.2 | 0.84 | ||||
95% CI: | 0.9 - 1.6 | 0.54 – 1.3 | ||||
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CC | CT | TT | C | T | T |
PTSD | 12 (0.06) | 71 (0.355) | 117 (0.585) | 95 (0.24) | 305 (0.76) | 188 (0.94) |
Controls | 94 (0.47) | 85 (0.43) | 21 (0.1) | 273 (0.68) | 127 (0.31) | 106 (0.53) |
p |
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OR | 6.9 | 13.9 | ||||
95% CI: | 5.1 - 9.4 | 7.3 - 26.5 | ||||
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GG | GT | TT | G | T | T |
PTSD | 161 (0.8) | 36 (0.18) | 3 (0.02) | 358 (0.9) | 42 (0.1) | 39 (0.2) |
Controls | 92 (0.46) | 80 (0.4) | 28 (0.14) | 264 (0.66) | 136 (0.34) | 108 (0.54) |
p |
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OR | 0.23 | 0.21 | ||||
95% CI: | 0.16 - 0.33 | 0.13 - 0.32 | ||||
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GG | GA | AA | G | A | A |
PTSD | 34 (0.17) | 113 (0.565) | 53 (0.265) | 181 (0.45) | 219 (0.55) | 166 (0.83) |
Controls | 47 (0.24) | 111 (0.56) | 42 (0.2) | 205 (0.51) | 195 (0.49) | 153 (0.77) |
p | 0.09a | 0.11b | ||||
OR | 1.27 | 0.67 | ||||
95% CI: | 0.96 - 1.68 | 0.4 - 1.1 | ||||
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GG | GT | TT | G | T | T |
PTSD | 29 (0.145) | 78 (0.39) | 93 (0.465) | 136 (0.34) | 264 (0.66) | 171 (0.86) |
Controls | 20 (0.1) | 74 (0.37) | 106 (0.53) | 114 (0.285) | 286 (0.715) | 180 (0.9) |
p | 0.09a | 0.17b | ||||
OR | 0.77 | 1.53 | ||||
95% CI: | 0.57 - 1.04 | 0.83 - 2.8 |
According to the data obtained, the rs6265*A allele of the
3. Conclusion
As found in several mental disorders, the risk for PTSD following traumatic event has limited genetic heritability. The genetic understanding of PTSD through candidate gene studies is premature at this point, although several genes hold promise as potential biomarkers. Identifying and understanding the genetics of PTSD will enrich our ability of diagnosis of PTSD. In Figure 1, we summarized the candidate genes responsible for generation and development of PTSD.
Several studies indicated the association between PTSD and polymorphisms of number of genes of dopaminergic, serotonergic, and GABAergic systems, HPA axis, and other genes related to neurotransmission, neuromodulation, etc. We also compiled a list of genes that have been reported in the literature to be significantly associated with PTSD, also adding our own results on variations in genes encoding neuro-, immune and apoptotic mediators and regulators, and related transcription factors. Profound understanding of risks in PTSD is possible through classic and convergent genomic approaches and this will lead to development of targeted treatment and prevention approaches. Overall, such researches highlight the potential usefulness of the assessment of target genes’ alteration in diagnosis of PTSD.
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