1. Introduction
The non-energetic valorisation of renewable resources using efficient and eco-friendly methodologies is the central axis of the “green chemistry” concept. In particular, the chemical and chemo-enzymatical transformation of carbohydrates arising from the hydrolysis of non-edible vegetal feedstock (i.e., lignocellulosic biomass) is a widely explored thematic for the production of new high-added value materials, synthons, and platform chemicals (Bozell, 2010). The use of mono-, di- and polysaccharides for the production of new chemicals constitutes thus a subject of special relevance from both academic and industrial points of view (Lichtenthaler, 2004). Amongst the 12 principles defining this “green chemistry” concept, the development of new effective synthetic protocols, minimising wastes and energy-consumption while enhancing purity of the final product, is the corner stone (Anastas, 1998). In this regard, the use of microwaves as a non-conventional heating method has progressively gained attention due to commonly observed acceleration in reactions rates and improved (regio- and chemo-) selectivities and yields in synthetic organic transformations (Kappe, 2004; Caddick, 2009). The claimed cleaner reaction profiles of microwave-assisted processes have thus rapidly projected this kind of heating as a popular method in chemistry, which often replaces the “classical” heating ones. Numerous organic reactions are nowadays fully depicted in the peer-reviewed literature and books. They concern typical synthetic organic approaches (substitutions, alkylations, cycloadditions, esterifications, cyclisations, etc.), organometallic reactions, oxidations and reductions, or polymerisation reactions (Bogdal, 2006).
2. Scope of this contribution
Milder reaction conditions, associated to reduced run times (from several hours to a few minutes) and improved yields and selectivities, are the key advantages usually reported for microwave-promoted reactions. Even if widely employed in common organic chemistry, microwaves find however fewer applications in carbohydrate chemistry (Corsaro, 2004; Cioffi, 2008; Richel, 2011a). This fact, usually associated to a high number of unwanted and uncontrolled typical sugars reactions such as carbonisation or browning processes, has been overcame by the design of novel sophisticated microwave reactors. Advantageously, microwaves provide nowadays, with remarkable atom efficiency and yields, novel carbohydrate-based chemicals that are not easily obtainable by any other “classical” means or only using painstaking multi-step and energy-consuming protocols (Richel, 2011b). This chapter describes thus the use of microwave processes to mediate key reactions in the field of carbohydrate chemistry. Some examples of benchmark reactions (glycosylations, hydroxyl groups’ protection, etc.) under microwave conditions are displayed and highlight the benefits of this microwave approach in terms of yields, selectivities and environmental impact.
3. Fundamental of microwave technology
The pioneering works in the microwave-assisted chemistry are attributed to Gedye and Giguere using household microwave ovens (Gedye, 1986; Giguere, 1986). From a theoretical point of view, microwave heating originates from interactions between a given material (reagent, solvent or catalyst) and the electric component of the electromagnetic wave through a dipolar polarisation and/or ionic conduction mechanism. Polar substances like DMSO, ethylene glycol or ethanol are thus suited candidates for microwave applications by opposition to benzene, dioxane or carbon tetrachloride which do not possess permanent dipolar moment. It is recognised that accelerations of reactions rates under microwave conditions are to correlate with a thermal/kinetic effect. Compared to analogous heating under classical conditions (using an oil bath for instance), microwave ensures a fast, selective and homogeneous heating of the reaction vessel (Fig. 1). Convection currents and temperature gradients from vessel walls to the core of the reaction medium, commonly observed using classical heating options, are thus avoided under microwave conditions.
The ability of a given substance to convert electromagnetic energy into calorific heat, at specific frequency and temperature, is determined by the loss tangent factor (tanδ). This factor is described as the ratio between dielectric loss (ε’’) and dielectric constant (ε’). Practically, substances with high tanδ values are required to ensure a convenient and fast microwave heating. By convention, substances are thus categorised into good (tanδ>0.5), medium (0.5>tanδ>0.1) and poor (tanδ<0.1) candidates for microwave (MW) applications. At the lab-scale, MW is conveniently applied to reactions performed in the liquid state in the presence of a solvent with a high tanδ. However, in order to provide a truly eco-friendly process, syntheses without solvent or in dry-media conditions are also described with reactants and/or catalysts impregnated on a solid microwave-absorbing support such as alumina or silica (Polshettiwar, 2008). In the field of carbohydrate chemistry, reactions under microwave (MW) assistance are usually achieved with saccharides in suspension or in solution in solvent and/or liquid reagents. Highly secured MW reactors, operating in batch or continuous flow conditions, are nowadays available for chemistry. They operate typically at 2.45 GHz and allow an accurate control of the temperature within the MW reaction vessel with an adjustable power, avoiding thus browning. Reactions can also be performed under “closed vessel conditions”, at temperatures exceeding the boiling point of the reaction medium.
4. Chemical transformations of carbohydrates under microwave conditions
Saccharides, which contain several hydroxyl groups, are polar molecules particularly suited for MW applications. Typical MW-assisted transformations reported in the literature include either reactions involving hydroxyl groups for the production of novel entities (category 1) or dehydration reactions leading to the formation of furfural and related platform molecules (category 2).
4.1. Microwave-assisted transformations involving hydroxyl groups (category 1)
Most common reactions of the first category include protections/deprotections of hydroxyl groups, glycosylations, glycosamines formation and halogenations. These reactions are usually catalysed by chemical entities, even if enzymes are proved to offer convenient results for specific cases under microwave conditions. The several hydroxylated stereogenic centres in carbohydrates are difficult to chemically differentiate. Thus, the regioselective derivatisation of such compounds is a challenging task and requires multi-step protocols and purifications. Microwave heating has demonstrated to be a convenient solution, allowing an accurate control of the regioselectivity and the anomeric selectivity by an appropriate tuning of operating conditions. Some relevant examples are proposed herein.
4.1.1. Hydroxyls protections/deprotections
Several methods and protocols have been reported for the MW-assisted regioselective protection of hydroxyls, especially in mono- and disaccharides (Corsaro, 2004). They include mainly acetal formation with aldehydes and acylation with acetic anhydride or an acyl chloride. All these reactions are promoted using (homogeneous or heterogeneous) acids or bases (Söderberg, 2001) or enzymes (Chen, 2001) in variable solvents, reagents concentrations and operating conditions (temperature and microwave exposure time). The total or regioselective protection (and subsequent deprotection) of specific hydroxyl groups is necessary for the synthesis of building blocks suited for the production of drugs, biologically active materials, and novel high-added value materials. Particularly, acetylation reactions are often the prerequisite step in the synthesis of such complex carbohydrates (Fig. 2). The conventional per-
More recently, Witschi et al. describe a novel procedure for the selective acetylation of hydroxyls groups. It relies on a protecting group exchange strategy under microwave assistance starting from per-
Regioselective benzoylation and pivaloylation of carbohydrates is another major item for free hydroxyls protection. Typically performed using benzoyl chloride and pivaloyl chloride, these reactions are only viable when using a base catalyst. Due to the steric bulk of the pivaloyl groups, the protection of hydroxyls through formation of pivaloyl esters is very slow under conventional heating method and requires several hours. Substantial reduction in reaction times (10-20 min) is however encountered under MW conditions. Pivaloylation of 1,2:5,6-di-
The regioselective benzoylation of carbohydrates affords convenient results using dibutyltin oxide mediators under microwave exposure (Herradón, 1995). Intermediate formation of dibutylstannylene acetal allows hydroxyl regioselective benzoylation after less than 10 min of microwave exposure with a 500 Watt output (Fig. 4b). This MW methodology is more advantageous than its “classical” analogous involving heating, for several hours, at reflux of a toluene suspension of saccharides and dibutyltin oxide with azeotropic removal of water. Tuning of operation conditions, including both the solvent and the MW power output, modulates the selectivity of dibutylstannylene acetal-mediated benzoylation of representative carbohydrates, such as α-d-mannopyranoside (Fig. 5).
For carbohydrates not stable in acid conditions, such as 4,6-
Due to the sensitivity of some carbohydrate derivatives at elevated temperatures, microwave methodology suffers however from several limitations, notably for hydroxyls protection processes through acetal formation. As an illustration, the mono-acetalation of
For deprotection processes, microwave heating is decisive and powerful, as a drastic diminution of reaction times is observed without affecting the initial anomeric configuration (Corsaro, 2004). An efficient and green protocol concerns the use of neutral alumina to ensure the regioselective depivaloylation of a set of carbohydrate derivatives (Fig 8a). Whilst the depivaloylation does not occur using a conventional heating source, the regioselective deprotection of primary hydroxyl functions is observed after a few minutes à 75°C under MW assistance (Ley, 1993). The fast, efficient and clean deacetalation of several carbohydrate 4,6‐di‐
4.1.2. O-glycosylations
An alternative three-step protocol (complete acylation-glycosylation-deprotection) is proposed under MW. Due to the increased thermal stability of acylated compounds, MW Helferich-type reactions are expected to be more effective (Fig. 10). Indeed, addition of decanol on per-
Enzymatic methods under microwave conditions are also explored as convenient option for glycosylations. Using β-glucosidase, the synthesis of several glycosides by trans-glycosylation is reported with either phenyl β-d-glucoside or cellobiose as donors and propane-1,2-diol as acceptor (Fig. 11). The process is performed in dry-media conditions, with reagents adsorbed on alumina in an open vessel system. This microwave reaction, achieved at controlled temperature (between 80 and 110°C), leads to noticeable advantages, in terms of yields and selectivity, when compared to classical heating. In particular, trans-glycosylations go to completion after less than 2h, while hydrolysis is lowered to 10% (Gelo-Pujic, 1997).
Beside the benchmark Fischer- and Helferich-glycosylations, novel strategies under microwave heating are nowadays emerging in the peer-reviewed literature. Some examples are proposed in Fig. 12. Most of them concern the catalytic conjugation of alcohols (designated as acceptors) to protected 4-pentenyl glycosides or methyl glycosides (donors), notably for the production of di- and oligosaccharides. As an illustration, the synthesis of disaccharides is described in acetonitrile starting from 4-pentenyl donors and is achieved in high yields after less than 25 min at 100°C in closed vessel conditions without side-products formation (Fig. 12a) (Mathew, 2004). The use of more effective Lewis acids, like ytterbium(III) triflate, affords high yields for the anchorage of long alkyl chains on benzoylated glucose derivatives (Fig 12b). This acetal-exhange type glycosylation is performed in dichloromethane below 100°C in closed vessel conditions. This constitutes the main advantage of microwave over conventional heating techniques (Yoshimura, 2005). Application of very low temperatures (-10°C) within the MW cavity, attained by simultaneous cooling, offers a convenient approach for the synthesis of valuable saccharides and Lewis X oligosaccharides (Fig. 12c). The process involves a fucosyl acetate donor and a glucosamine acceptor in about 2h in ether. Yields culminate at about 80-90% without side-products formation, whilst the expected disaccharide is not obtained using classical protocols (Shimizu, 2008). Another strategy demonstrates the usefulness of microwave heating, in synergy with heterogeneous acid catalysts, for the regioselective functionalisation of d-glucuronic acid. Conversions are quantitative when performed in solvent-less conditions with an excess of alcohol under microwave exposure. Less than 10 min of heating at 85°C in closed vessel conditions affords selectively the corresponding β-glucurono-6,3-lactone adduct. When heating in an oil bath, only the disubstituted adducts, as a mixture of α,β-furanoses and α,β-pyranoses, are formed through competitive esterification and
4.1.3. Glycosamines synthesis
Glycosamines are valuable compounds as glyco-amino acid building blocks for glycopeptides synthesis. Their preparation is traditionally achieved using a Kochetkov reductive amination procedure. Practically, a treatment at room temperature for 6 days of saccharides in aqueous solution with 50 equiv of ammonium bicarbonate affords the expected β-glycosaminated adducts in high yields. Another route involves the heating at 42°C for 36 h of mono- or disaccharides with an aqueous solution of ammonia in the presence of one equivalent of ammonium hydrogen carbonate. However, β-glycosamines can be deteriorated under aqueous solutions, even with accurate pH control. Nowadays, the preparation of these glycosamines is typically performed under microwave conditions, at 40°C for 90 min, by selective amination of reductive carbohydrates using reduced quantities of ammonium bicarbonate (5 equiv) (Fig. 13). Under closed vessels conditions, the reaction is achieved in methanol or in anhydrous dimethylsulfoxide to prevent degradation and side-products formation (Liu, 2010). Yields are of about 70-95%.
In summary, reactions of the first category, involving hydroxyls manipulation appear generally faster under MW conditions than their “classical” counterparts. Expected products are indeed obtained in good yields after only a few minutes. The use of eco-friendly and non-toxic (heterogeneous) and milder catalysts in synergy with microwaves, affords ideal “green chemical” conditions and minimise workup. Microwave allows also the formation of specific protected products, not easily accessible under conventional “heating” conditions.
4.2. Microwave-assisted production of platform chemicals (category 2)
The production of 5-HMF (5-hydroxymethylfurfural), a five-membered ring compounds ranging in the US Top 10 of most valuable chemicals issued from biomass, is currently extensively investigated worldwide. Most research concerns its production via thermally-induced acid-catalysed dehydration of fructose, typically in dimethylsulfoxide, in the presence of homogeneous acid catalysts (HCl, H2SO4, H3PO4, oxalic or levulinic acids) (Fig. 14). Reactions produces selectively 40-60% yields of 5-HMF with complete conversion of starting sugar materials but suffers from drawbacks in terms of acids recovery and equipment corrosion. Heterogeneous catalysts offer workup and environmental advantages associated to high 5-HMF selectivity but provide low fructose conversions (30-60% only after up to 2h). Microwave has progressively emerged as an attractive heating source allowing energy savings and improved yields and selectivity. Recent developments in the field have been reviewed by Richel in 2011 (Richel, 2011b). They include the use of heterogeneous catalysts in various media (organic solvents, water, ionic liquids or biphasic systems).
Titanium and zirconium oxides, as sulphated zirconia, are effective catalysts for this dehydration, especially under microwave conditions. Yields in 5-HMF reach 35% for a fructose conversion of 78% after only 5 min heating at 200°C in closed vessels conditions (“microwave hot compressed water process”), while 5-HMF yield and fructose conversion are respectively of 12 and 27% after an identical runtime using a sand bath heating. Zirconium oxide demonstrates great performances for the catalytic dehydration of glucose, favouring isomerisation of glucose to fructose prior dehydration (Qi, 2009). When using an acid ion-exchange resin in an acetone/dimethylsulfoxide system, improvement in 5-HMF selectivity is encountered together with high yields (98% fructose conversion with 5-HMF selectivity of 92% for 10 min MW assisted reaction at 150°C in closed vessel conditions). Addition of low-boiling point acetone improves products separation and reduces adverse environmental impacts. The same results are published for strong ion-exchange resin in acetone-water systems, providing a truly eco-friendly process (Qi, 2008b). The common Lewis acid catalyst, aluminium(III) chloride, promotes also efficiently the dehydration of carbohydrate substrates, in water-organic solvents and in water. 5-HMF yield is higher when using an organic solvent than in pure water. Involvement of ionic liquids as convenient media for the conversion of d-glucose in 5-HMF is effective using chromium(III) chloride as a catalyst. With microwave heating at 140°C for 30 sec, a 5-HMF yield of 71% is obtained for 96% glucose in 1-butyl-3-methyl imidazolium chloride as the solvent (Qi, 2010). Lignin-based solid catalyst, produced by carbonisation and sulfonation of raw lignocellulosic materials, seems nowadays to be the most active catalyst for the dehydration of carbohydrates. In synergy with MW, 84% 5-HMF yield is obtained with 98% fructose conversion rate at 110°C for 10°C. A mixture of dimethylsulfoxide-ionic liquid has a beneficial effect over the selectivity of the process. Interestingly, the catalyst can be recovered after the reaction and reused for consecutive batch reactions (Guo, 2012).
Scaling up of the MW-assisted fructose dehydration process has been recently evaluated using a stop-flow MW reactor system and compared to a continuous cartridge-based reactor. Results highlight that 5-HMF yield can attain 86% yield after 2min of MW exposure (91% using a cartridge-base reactor) with a 5-HMF productivity of 0.72 g/h (versus 2.07 g/h for the continuous process). Even if quite less productive, the MW-assisted methodology is more selective and cleaner as no side-product is detected in the final mixture (Schoen, 2011).
Besides these aforementioned benchmark reactions, research has shifted toward the exploration of other carbohydrates or crude lignocellulosic feedstocks as raw materials. Some relevant illustrations are reported in Fig. 15. They concern the use of ionic liquids as solvent. For environmental concern, water is also envisioned with homogeneous Brönsted acids or metal chloride catalysts (Dutta, 2012). The production of 2-furfural, another platform chemicals, receives progressively interest. Its MW-assisted production from xylose, xylan and wheat straw is highly efficient in the presence of hydrochloric acid. A 48% furfural yield is obtained from wheat straw after 1 min of microwave heating between 140 and 190°C. (Yemis, 2011).
5. Conclusion
In the present chapter, we contribute to illustrate some relevant carbohydrate reactions under microwave heating. This heating mode appears as efficient for several key reactions like hydroxyls protection and deprotection and
Acknowledgement
This work was carried out in the framework of the “Technose” Excellence Programme (project number 716757) supported by the “Région Wallonne” (Belgium). The authors are grateful to the “Région Wallonne” for its financial support.
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