",isbn:"978-1-83969-491-2",printIsbn:"978-1-83969-490-5",pdfIsbn:"978-1-83969-492-9",doi:null,price:0,priceEur:0,priceUsd:0,slug:null,numberOfPages:0,isOpenForSubmission:!0,hash:"49d3123cde96adbe706adadebebc5ebb",bookSignature:"Dr. Jose Carlos Jimenez-Lopez and Dr. Alfonso Clemente",publishedDate:null,coverURL:"https://cdn.intechopen.com/books/images_new/10749.jpg",keywords:"Orphan Crops, Sustainable Agriculture, SNPs, Legume Breeding, Genetic Diversity, Functional Foods, Seed Compounds, Food Security, Food Allergy, Abiotic & Biotic Stresses, Crop Resilience, Fungal Pathogens",numberOfDownloads:null,numberOfWosCitations:0,numberOfCrossrefCitations:null,numberOfDimensionsCitations:null,numberOfTotalCitations:null,isAvailableForWebshopOrdering:!0,dateEndFirstStepPublish:"February 10th 2021",dateEndSecondStepPublish:"March 10th 2021",dateEndThirdStepPublish:"May 9th 2021",dateEndFourthStepPublish:"July 28th 2021",dateEndFifthStepPublish:"September 26th 2021",remainingDaysToSecondStep:"a month",secondStepPassed:!0,currentStepOfPublishingProcess:3,editedByType:null,kuFlag:!1,biosketch:"A pioneering researcher in legume seed proteins physiological and nutraceutical functions, appointed as Ramon y Cajal research fellow and tenured scientist at CSIC; AEL board member and holder of two registered patents.",coeditorOneBiosketch:"Scientist at the Spanish National Research Council, President of the Spanish Legume Association, and Author of more than 120 scientific manuscripts who has been working in legume seeds research for the last 20 years.",coeditorTwoBiosketch:null,coeditorThreeBiosketch:null,coeditorFourBiosketch:null,coeditorFiveBiosketch:null,editors:[{id:"33993",title:"Dr.",name:"Jose Carlos",middleName:null,surname:"Jimenez-Lopez",slug:"jose-carlos-jimenez-lopez",fullName:"Jose Carlos Jimenez-Lopez",profilePictureURL:"https://mts.intechopen.com/storage/users/33993/images/system/33993.jpg",biography:"Dr. Jose Carlos Jimenez-Lopez, has studied Biochemistry and Molecular Biology (1998) and obtained Bs. in Biological Sciences (2001), Ms. in Agricultural Sciences (2004), University of Granada, Spain and PhD degree in Plant Cell Biology (2008) at the Spanish National Research Council (CSIC). He was a Full-time Postdoctoral research associate at Purdue University, USA (2008-2011). Marie Curie Research Fellow (FP7-PEOPLE- 2011-IOF) (2012-2015) at the University of Western Australia and CSIC working in human health benefits of legume seed proteins, their allergy molecular aspects and cross allergenicity. He is a Senior Research Fellow (Ramon y Cajal research program - MINECO, 2016 - present), currently working in the functionality, health benefits, and allergy implications of proteins from reproductive tissues (pollen and seeds) in crop species of agro-industrial interest (mainly legumes). He is an Author of more than 60 peer-review journal articles, 25 book chapters. His work has been presented in more than 130 international congresses. He is an Active member of different Scientific Societies: Spanish and International Legume Society; Spanish and EU Microscopy societies. 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1. Introduction
Fungal infections are considered a serious health problem, especially in people with weakened immune systems, and are a main cause of morbidity and mortality worldwide [1].
However, the impact of these “opportunistic” diseases on human health is not widely highlighted [2]. Due to this, research related to fungi occurs slowly compared to those caused by other pathogens.
Among the different mycotic infections, those caused by Candida and Cryptococcus are the most threatening due to severity of the disease and higher worldwide occurrence [3]. The pathogenicity of fungal infections proceeds in well-organized steps. For example, Candida cell surface adhesion factors first promote its adherence to host surface, followed by releasing of various hydrolytic enzymes and other virulence factors for invasion and damage of the host tissues [4].
Candida species can cause a variety of infections from the mildest to the most severe being candidemia the most frequent hospital infection accounting for up to 15% of bloodstream infections. Candida species are the main causative agents in 50–70% of systemic fungal infections [5].
Cryptococcus species are other yeasts of medical importance, with more than 39 species, among which Cryptococcus gattii and Cryptococcus neoformans are the most clinically relevant [6, 7, 8]. However, other species such as Cryptococcus albidus and Cryptococcus laurentii are emerging pathogens involved in several types of infections [6, 9, 10, 11].
These yeasts are present in several environmental niches, such as woody sites (decomposing tree trunks, mainly eucalyptus, and soil), vegetable remains, domestic dust, and bird excrement, more precisely in Columba livia [12, 13, 14]. The source of the infection is exogenous and occurs primarily by inhalation or by direct inoculation into the tissue after trauma of desiccated spores or yeasts. It is believed that the only source of infection is environmental, since there are no reports of transmission between animals and humans or between humans [15].
The main virulence factors of Cryptococcus species are growth capacity at 37°C, polysaccharide capsule, melanin synthesis, and production of urease and antioxidant enzymes, causing primary or opportunistic cryptococcosis, such as pulmonary, cutaneous, and meningitis diseases [6, 8, 13, 16, 17, 18, 19]. Cryptococcosis is the third opportunistic infection associated with AIDS [20].
In addition to delays in yeast diagnosis, there is currently a limited antifungal armamentarium in use against yeast diseases including only four chemical classes: polyenes, triazoles, echinocandins, and flucytosine. Antifungals act by binding specific components of fungal plasma membrane or its biosynthetic pathways or even cell wall components [21]. However, most of the antifungal agents used in the clinic is fungistatic and often led to the development of resistance by fungal species. Modern early antifungal treatment strategies, such as prophylaxis and empirical and preemptive therapy, result in long-term exposure to antifungal agents, which is a major driving force for the development of resistance.
Among the available antifungal agents, azoles are the preferred and most frequently used drugs for treatment of Candida and Cryptococcus infections. Fluconazole (FLZ), a type of azole, is often preferred in treatments of Candida infections because of its low cost and toxicity, in addition to availability in varied formulations [22]. However, there are many reports that described resistance development among Candida species, especially in relation to azoles.
Infectious Diseases Society of America recommends the treatment of cryptococcosis through FLZ and amphotericin B (AMB) with or without combination with 5-flucytosine (5-FC), followed by prolonged maintenance with fluconazole. Other azole compounds such as itraconazole (ITC), voriconazole, and posaconazole may be used as an alternative to FLZ in cases of contraindication or inefficacy of the latter [23, 24]. However, there has been a progressive increase in isolates of Cryptococcus spp. resistant to FLZ, which complicates the management of cryptococcal meningitis [25]. On the other hand, AMB and 5-FC are not available in all countries and are, respectively, nephrotoxic and hepatotoxic, limiting the anti-cryptococcal therapeutic [24].
Considering the limited availability of antifungals in use and the emergence of resistance, the control of Candida and Cryptococcus infections is a challenge in the modern clinic. In this way there is a continuous need for the search for new substances with new mechanisms of action with the aim of developing novel broad spectrum antifungal drugs with better efficacy.
In this way, plants stand out as the major producers of promising substances, the phytochemicals. Identification of new molecules with antifungal potential for the manufacture of new drugs, more effective and less toxic, is essential to facing the challenge. The use of phytochemicals alone or in combination with traditional drugs represents an important alternative to conventional therapy. The combination of drugs usually requires lower doses of antimicrobials. This reduction might lead to a toxicity decrease, which results in a higher tolerance to the antimicrobial by the patient.
2. Pathogenic yeast infections: a serious health problem
In the last two decades, fungal infections have shown a significant increment. In addition to the increase in the number of patients with compromised immune system, factors such as increasing number of patients using catheters, the use of broad-spectrum antibiotics, the rising number of patients requiring organ transplantations, as well as those with hematological malignancies and diabetes also contribute to this phenomenon [26, 27].
Even though fungal infections cause significant amount of human morbidity and mortality, the impact of these “opportunistic” diseases on human health is not widely highlighted [2]. Due to this, the research into the pathophysiology of human fungal infections is slow in comparison to other disease-causing pathogens. Recently, an editorial published in the journal Nature Microbiology [28] ratified the importance of not neglecting fungi. The call proposed a reflection on fungi and how these microorganisms have been neglected, even with studies already consolidated showing their medical relevance.
The most frequent fungal diseases affecting populations in the world are candidiasis [29, 30, 31, 32, 33, 34] and cryptococcosis [8, 20, 25]. There are several types of candidiasis as mucosal candidiasis, cutaneous candidiasis, onychomycosis, systemic candidiasis [35, 36], and pulmonary candidiasis. An important fact is that candidiasis is an infection that can affect both immunocompromised and healthy people [37, 38]. Candidemia is the most relevant and prevalent nosocomial fungal infection associated with a high mortality rate (up to 49%) in patients with a compromised immune system [39, 40]. The association of Candida with bloodstream infections depends on patient’s condition, age, and geographic region. Candidemia is such an important infection that in 10–40% of cases, it is associated with sepsis or septic shock [41].
Candida albicans continues to be the most prevalent species isolated from fungal infections [27, 42, 43, 44]. However, the prevalence of other Candida species has increase substantially. These species are C. parapsilosis, C. tropicalis, C. krusei, C. glabrata, C. guilliermondii, C. orthopsilosis, C. metapsilosis, C. famata, and C. lusitaniae [44, 45, 46].
Candida species presents high degree of flexibility, being able to grow in extremely different environments regarding to the availability of nutrients, temperature variation, pH, osmolarity, and amount of available oxygen [47]. This fact associated with the high resistance capacity of species to antifungals, their virulent features, and capability of forming biofilms with other species [48, 49] makes the genus Candida a serious risk to human health [50]. Thus, Candida species are highly adaptable and possess numerous strategies to survive in conditions that can affect their overgrowth and alter their susceptibility profiles.
Cryptococcus spp. may remain latent in the lungs, leading to asymptomatic infection, or may cause multifocal lung disease. The latency period of Cryptococcus can range from 6 weeks to more than 1 year after inhalation [51]. The fungus presents neurotrophism and can migrate to the central nervous system (CNS) through hematogenous dissemination and, when crossing the blood-brain barrier, can cause meningoencephalitis [13, 18]. Episodes of mental confusion in patients with cryptococcosis have been described [52, 53]. Neurocryptococcosis is the most severe form of the disease with high mortality rates in the absence of adequate treatment [18, 23]. The mortality due to cryptococcosis is higher than the mortality caused by tuberculosis and similar to that caused by malaria [54].
Another clinical manifestation is cutaneous cryptococcosis, which is rare and usually secondary to hematogenous dissemination. Cutaneous lesions are characterized by an infiltrative plaque of a solid tumor mass that can present ulcerative and necrotic lesion [17]. Pulmonary and cutaneous lesions due to nodular features may be misdiagnosed as tumor lesions [55]. In addition to the respiratory tract, CNS and skin, other sites may be affected: prostate, eyes, adrenal glands, lymph nodes, bone marrow, and liver [51].
Until now, there are three proposals to explain fungal neurotropism. The first is that neuronal substrates present in the basal ganglia promote cryptococcal growth and survival, and, thus, perivascular spaces may serve as a niche for Cryptococcus, as described by [56] in a healthy female patient who had evidence of Cryptococcus infection within the perivascular spaces of the parenchyma. The second proposal describes that it is possible that there are specific neuronal receptors that can attract Cryptococcus to the CNS [57]. The third hypothesis, one of the most widespread, is that the fungus uses neurotransmitters such as dopamine that aids in the synthesis of melanin [19, 57, 58].
Besides the clinical importance of fungal infections caused by theses pathogenic yeasts, interestingly, climatic abnormalities due to phenomena such as La Niña and El Niño have recently been described as important in the distribution and occurrence of mycoses in countries influenced by them [59].
3. Traditional antifungal agents against yeasts
In the last two decades, there has been an increasing, but limited, discovery of antifungal agents [47]. These include azoles, such as fluconazole, itraconazole, ketoconazole (KTC), miconazole, and clotrimazole, polyenes (amphotericin B [AMB] and nystatin), allylamines, thiocarbamates, morpholines, 5-fluorocytosine, and echinocandins (for instance, caspofungins) [21]. However, fungal cells and human cells are eukaryotic, so antifungal compounds target both cell types, resulting in considerable side effects in patients and fewer available targets for drug action. Antifungals target three cellular components of fungi (Figure 1). Azoles inhibit ergosterol biosynthesis by interfering with the enzyme lanosterol 14-α-demethylase in endoplasmic reticulum of the fungal cell. This enzyme is involved in the transformation of lanosterol into ergosterol, a component that is part of the plasma membrane structure of the fungus (Figures 1 and 2). Thus, as the concentration of ergosterol is reduced, the cell membrane structure is altered, thereby inhibiting fungal growth [60].
Figure 1.
Mechanisms of action of some traditional antifungal agents on cellular targets. Azoles inhibit the ergosterol synthesis in the endoplasmic reticulum of the fungal cell by interfering with the enzyme lanosterol 14-α-demethylase. Polyenes act by binding to ergosterol present at the cell membrane. Echinocandins inhibit (1,3) β-d-glucan synthase, thereby preventing glucan synthesis.
Figure 2.
Specific point of action of antifungal drugs in the ergosterol biosynthesis pathway.
Azoles comprise a five-member azole ring containing two (imidazole) or three nitrogen atoms (triazole) attached to a complex side chain [61, 62]. Imidazoles include KTC, miconazole, econazole, and clotrimazole, and triazoles include FLZ, ITC, voriconazole (synthetic triazole derivative of FLZ of second generation), and posaconazole (hydroxylated analog of itraconazole) [63].
AMB and nystatin bind to ergosterol causing the disruption of the membrane structure and promoting extravasation of intracellular constituents such as ions and sugars and, consequently, cell death [21] (Figure 1).
Pyrimidine analogs include 5-fluorocytosine and 5-fluorouracil (5FU). The first has fungistatic properties and enters the fungal cell through cytosine permease, inhibiting the thymidylate-synthetase enzyme and interfering with DNA. 5-fluorouracil, which in turn can be phosphorylated to 5-fluorodeoxyuridine monophosphate, can be incorporated into RNA molecules [63]. Due to toxicity [64]; stronger side effects, such as hepatic impairment; interference with bone marrow function; and rapid occurrence of resistance especially among Candida species, the clinical use of 5-FC is preferred in association with AMB [65, 66]. In addition, the nephrotoxicity and hepatotoxicity of AMB and 5-FC, respectively, and the unavailability of these antifungals in many countries have limited their use in cryptococcal therapeutic [24].
Host’s immunity, type of infection, site of origin of the samples, toxicity, bioavailability of the drug, and the sensitivity/resistance profile of the isolates interfere in the choice of the type of agent to be used [22]. AMB is considered the gold standard drug for most mycoses that affect patients at risk [67], although it has high toxicity. Azoles have fungistatic properties that affect cell growth and proliferation [65]. Among azoles, KTC was one of the firsts to emerge and was the first alternative to AMB [68]. Currently, FLZ is the drug of choice for most Candida and Cryptococcus infections [64] and is the most recommended antifungal agent for use in invasive candidiasis [47, 49].
For cryptococcosis, the choice of treatment depends on the patient’s immunological status and mainly on the clinical of the disease, if it is just a pulmonary manifestation or if the infection is systemic. Fluconazole is recommended in cases of lung disease with mild to moderate symptoms. Amphotericin B with or without combination with 5-flucytosine is the recommended therapy for more serious infections such as meningoencephalitis, followed by prolonged maintenance with fluconazole [23, 24].
Although azoles are generally well-tolerated, they have limitations such as hepatotoxicity and the emergence of resistance among fungal isolates [69] which provide motivation for improving this class of antifungal agents [68]. For instance, alterations in triazole molecule gave rise to voriconazole (structurally related to FLZ) and posaconazole (related to ITC), both available for systemic therapy [66].
Echinocandins, which include caspofungin, micafungin, and anidulafungin, are a new class of antifungals and have fungicidal effects in all Candida species [66]. They inhibit (1,3) β-d-glucan synthase, thereby preventing glucan synthesis, which is present in the cell membrane of fungi (Figure 1). As this drug acts on the wall structure of the fungus, it has the advantage of a lower side effect in animal cells [47].
Allylamines (terbinafine and naftifine) and thiocarbamates inhibit the enzyme squalene epoxidase, which participates in the synthesis of ergosterol and is encoded by the ERG1 gene (Figure 2). This activity leads to membrane rupture and accumulation of squalene. Allylamine effects can also prevent the production of other sterol derivatives.
To minimize toxicity and resistance, some pharmacological strategies were developed. The preparation and use of new antifungal formulas (liposomal AMB (Ambisome®), AMB lipid complexes (Abelcet®), AMB colloidal dispersions (Amphocil®/Amphotech®), and AMB lipid nanosphere formulations and β-cyclodextrin itraconazole) are one strategy [68]. Others include combination therapies of antifungal compounds (e.g., AMB + 5-FC, FLZ + 5-FC, AMB + FLZ, caspofungin + liposomal AMB, and caspofungin + FLZ) and nanostructuring of conventional antifungal agents [70, 71, 72, 73].
However, all traditional antimycotic drugs have at least one restriction related to their use. Some do not have a broad spectrum of action or are fungistatic. Others have high toxicity and low bioavailability with significant side effects [74]. Therefore, limitations of treatment and drug resistance associated with pathogenicity of the clinical isolates support the urgent need to identify substances that are more effective, with new mechanisms of action in the fight against Candida and Cryptococcus infections.
4. Resistance in pathogenic yeasts: a significant problem
Most antifungals target sterols or the enzymes that synthesize them. However, the fungistatic nature of many of these antifungals and emergence of clinical drug resistance limits their success. Increased drug resistance in fungi is a problem that cannot be avoided, particularly for FLZ, which is the preferred antifungal for treating yeast infections [75].
The number of people at risk for fungal infections has been increasing, resulting in an increased use of antifungal agents, even as prophylaxis. Thus, besides the existence of some non-albicans Candida (NAC) species presenting inherent resistance to azoles, higher minimum inhibitory concentrations (MICs) for antifungals against C. albicans strains have been observed [76]. The World Health Organization (2014) categorizes antimicrobial resistance as that developed by the microorganism to an antimicrobial drug, which was initially effective in treatment of such infections. Low-dose prophylactic administration of azole derivatives, such as FLZ, for prolonged periods to prevent the occurrence of opportunistic infections in immunosuppressed patients also results in resistant phenotypes [27, 75]. Therapeutic failures and empiric treatment are facts which are likely to collaborate to the increased incidence of fungal infections.
In the last decade, a number of new clinical problems have arisen, requiring new guidelines regarding the treatment of cryptococcosis, mainly because clinical data have suggested that cryptococcal strains have become more resistant to drugs [23, 25]. Some relates say that clinical Cryptococcus isolates are frequently less susceptible to fluconazole than environmental isolates. However, Chowdhary et al. [77] evaluated the susceptibility profile of environmental and clinical strains of C. gattii and observed that environmental samples were less susceptible to fluconazole, itraconazole, and voriconazole in comparison to clinical isolates.
Heteroresistance is also a worrying phenomenon. It consists of the ability of a subpopulation of microorganism to adapt to high concentrations of the drug, resulting in resistant homogenous populations. However, heteroresistant strains return to the initial phenotype when the stimulus with the drug is withdrawn [78].
Some mechanisms for cellular and molecular resistance to FLZ in yeasts are described. In Candida and Cryptococcus, the first is related to the induction of multidrug pumps, which decrease the concentration of drug available in the intracellular compartment of yeast cells. Various genes belonging to the ATP-binding cassette superfamily or to the major facilitator superfamily encode efflux pumps were identified in C. albicans. Overexpression of some transporter genes or of their regulated genes can confer cross-resistance to various azoles [21]. In C. gattii and C. neoformans, AFR1, MDR1, and AFR2 genes encode ABC transporters that expel the azole out of the fungal cell, thereby causing resistance to these drugs [79].
A second mechanism of resistance involves modification of the target enzyme encoded by the ERG11 gene, also known as cytochrome P450 lanosterol 14-α-demethylase (Cyp51). Mutations in this gene prevent azoles from binding to enzyme sites. Another mechanism of resistance is related to mutations in the ERG3 gene which does not convert 14-α-methylfecosterol into 14-α-methyl-3,6-diol in the ergosterol synthesis pathway. This substitution causes azoles to have no fungistatic effects on the fungal cell membrane [21].
Transcriptional regulation is also important for the development of resistance mechanisms. YAP1, a protein, is important for the mechanism of C. neoformans heteroresistance to fluconazole and oxidative stress. Mutant strains of C. neoformans that lost protein YAP1 became hypersensitive to a variety of oxidizing agents and mainly to fluconazole [80].
Resistance to polyenes (AMB) in fungus is less common and in C. albicans is associated with the substitution of ergosterol with a precursor molecule or a general reduction of sterols in the plasma membrane [81]. Reduction of membrane ergosterol renders Cryptococcus neoformans and Aspergillus spp. less susceptible to amphotericin B [82]. Enzymes encoded by ERG3 and ERG2 genes participate in ergosterol biosynthesis and have the main alterations related to AMB resistance because mutations in their genes modify ergosterol content required for the action of polyenes [83].
The main resistance mechanism to echinocandins is related with point mutations in gene that encodes the major subunit of the glucan synthase enzyme (Fks subunit) (Figure 1) and can provide resistance to all echinocandin [84]. Other Candida species also present this resistance mechanism such as C. tropicalis, C. parapsilosis, C. glabrata, C. krusei, C. guilliermondii, and C. dubliniensis [85, 86].
Resistance to 5-FC can be of two types: primary, occurring via cytosine permease (encoded by the FCY2 gene) whose mutation decreases drug uptake [87], and secondary, related to alterations in cytosine deaminase (encoded by FCY1) or uracil phosphoribosyltransferase (encoded by FUR1) activities. Cytosine permease is responsible by conversion of 5-FC to 5-fluorouridine or to 5-fluorouridine monophosphate (5-FUMP) [88]. Resistance is easily developed in fungal isolates from patients who are receiving the drug. However, other molecular mechanisms related to resistance to 5-FC must exist because most of them have not been observed in C. albicans [89].
The increase in the drug-resistant Candida and Cryptococcus strains to commercial antifungals has caught the attention of clinicians and researchers to medicinal plant products (commonly referred as phytochemicals). The use of phytochemicals with greater antifungal potential and different mechanisms of action may be useful in reducing the phenomenon of resistance. Lately, they have become a significant alternative for discovery of commercially viable, economically cheaper, and safe phytomedicines.
5. Medicinal plants as a source of antifungal agents
Global Action Fund for Fungal Infections (GAFFI), an international organization working to reduce infections and deaths associated with fungi, has reported that approximately 300 million people in the world suffer from a serious fungal infection every year and that among them over 1.35 million deaths are registered [90].
Despite the introduction of new and novel antifungal drugs, their production and impact are slow, and the development of antifungal resistance has forced the attention of researchers toward herbal products, mainly phytochemicals, in search of development of safe and economically viable antifungals.
Populations around the world have used folk medicine as an alternative therapy for various disorders. Currently, many species have been extensively studied in an attempt to discover new biologically active compounds with novel structures and mechanism of action for the development of new drugs.
Medicinal plants are commonly preferred because of their wide level of functional chemical groups with comparatively poor toxic substances, low-cost extracts, fewer side effects, and easy accessibility to people. Various bioactive compounds have been abundantly found such as phytochemicals.
Leaves, as well as the seeds and fruits of plants, have higher levels of phenolic compounds. The concentration of these compounds also depends on the nature of the chemical used as solvent in the extraction process as well as on the growth and storage conditions [91].
The biological activity of plant products has been evaluated against fungi. The ethanol extract, Lonicera japonica aerial parts, a medicinal plant of folk medicine of China that used to treat some diseases, showed a very strong antimicrobial activity against Candida species and potent wound healing capacity [92]. Methanolic extract of Lannea welwitschii leaves was antimicrobial against clinical yeasts. A preliminary phytochemical screening of extracts revealed tannins, flavonoids, alkaloids, and glycosides as compounds [93]. Pyrostegia venusta crude flower extracts, fractions, and pure compounds showed an effective broad spectrum antifungal activity [94].
An extract of Piper betle leaves inhibited the growth of Candida species [95], and four different extracts of Strychnos spinosa showed anti-Candida activity [96]. Hydro-methanolic extracts of leaves from Juglans regia and Eucalyptus globulus and methanol extract of Cynomorium coccineum demonstrated excellent antimycotic property against Candida strains [91, 97]. Akroum [98] showed antifungal activity in an acetylic extract of Vicia faba against C. albicans in vitro and reduced mortality rates in Candida-infected mice that were treated with the extract.
Berberine, a protoberberine-type isoquinoline alkaloid isolated from the roots, rhizomes, and stem bark of natural herbs, such as Berberis aquifolium, Berberis vulgaris, Berberis aristata, Hydrastis canadensis, Phellodendron amurense, Coptis chinensis, and Tinospora cordifolia, was described as powerful reducer of the viability of in vitro biofilms formed by fluconazole-resistant Candida tropicalis cells [99].
Ethanolic and aqueous extracts from different plants from Brazilian Cerrado commonly used in folk medicine such as Eugenia dysenterica and Pouteria ramiflora were promising against C. tropicalis, C. famata, C. krusei, C. guilliermondii, and C. parapsilosis. A phytochemical screening of active extracts from these plants disclosed as main components flavonoids and catechins [100]. Crude extract and fractions (n-butanolic and ethyl acetate ones) from Terminalia catappa leaves showed antifungal properties against Candida spp.; hydrolysable tannins (punicalin, punicalagin), gallic acid (GA), and flavonoid C-glycosides were the active components found in butanolic fraction [101].
Bottari et al. [102] determined the antimicrobial activity of the aqueous and ethanolic leaf extracts of Carya illinoensis. Both extracts had MIC values against seven Candida reference strains between 25 and 6.25 mg/mL. Phenolic acids (gallic acid and ellagic acid), flavonoids (rutin), and tannins (catechins and epicatechins) were likely responsible, in part, for the activity against Candida strains. Further, the extracts inhibited the production of C. albicans germ tubes.
5.1 Phytochemicals: polyphenols as substances most found in plants
Several woody plant produce medicinal phytochemicals such as polyphenols that are low molecular weight naturally occurring organic compounds containing one or more phenolic groups [103]. Further, polyphenols perform various substantial functions in plant physiology and, therefore, can be found, in lesser or greater quantity, in all of them.
Phenolic acids, flavonoids, tannins, and coumarins are some examples of phenolic compounds found in and extracted from medicinal plants [104] (Table 1). Research has shown that polyphenols have potentially healthy effects in humans, working primarily as anticancer, antihypertensive, anti-allergen, anti-inflammatory, antioxidant, and antimicrobial agents. The antimicrobial activity of polyphenols has been extensively investigated mainly against bacteria [104]. Nevertheless, the antifungal activity of most of the phenolic compounds remains unknown. There are few studies on the mechanism of action of the substance, cytotoxicity, the synergism with traditional antifungals drugs, and their anti-virulence activities.
Phytochemicals
Bioactive compounds
Properties
Plant sources
Flavonoids
Flavan-3-ol
Against Candida
Syzygium cordatum
Baicalein, gallotannin
Against Candida
Scutellaria baicalensis
Coumarins
Ulopterol
Against M. canis
Skimmia laureola
Prenyletin; prenyletin-methyl-ether
Against T. rubrum; T mentagrophytes
—
Osthenol
C. albicans, Fusarium solani, A. fumigatus
—
5,8-Dihydroxyumbelliprenin
T. interdigitale, M. gypseum
Ferula foetida
Saponins
Colchiside
Phytopathogenic fungi
Dipsacus asper roots
Terpenes or terpenoids
Triterpenes
Against dermatophytes
Ethyl acetate leaf extract of Satureja khuzestanica
Lectins
Lectins
Fusarium oxysporum
Seed from native Amazon species
Tannins
Punicalagin Punicalin
Against Candida spp.
Terminalia catappa
Punicalagin
T. mentagrophytes; T. rubrum; M. canis; M. gypseum
C. albicans, Cryptococcus neoformans, Aspergillus fumigatus
Punica granatum
Lambertianin C, sanguiin H-6
Geotrichum candidum
Rubus idaeus
Table 1.
Phytochemicals with antifungal compounds derived from plants.
Those with the most promising antifungal activity isolated from natural sources include flavonoids, tannins, coumarins, quinones, lignans, and neolignans [105] (Table 1).
Flavan-3-ols, flavonols, and tannins have received the most attention among the known polyphenols, attributable to their large spectrum of efficacy and high antimicrobial property. Structurally, flavonoids are aromatic compounds with 15 carbon atoms (C15) on their basic skeleton; they consist in tricyclic phenolic compounds with two aromatic rings on their structure (C6–C3–C6) [105]. Flavonoids are a class of natural compounds with several known protective activities, including antifungal activity. The flavonoids include subclasses such as chalcones, flavones, isoflavones, flavonols, flavanols (flavan-3-ol), and anthocyanidins [106].
The activity of flavonols such as quercetin, myricetin, and kaempferol has been described in C. albicans. For instance, quercetin, myricetin, and kaempferol from propolis have showed activity against Candida species [107]. The flavanol subclass (flavan-3-ol) and gallotannin, extracted from Syzygium cordatum, also showed inhibitory properties on the growth of C. albicans [108]. Serpa et al. [109] isolated baicalein, belonging to a subclass of flavones, from Scutellaria baicalensis, and induced apoptosis in C. albicans (Table 1), and apigenin, a flavone isolated from propolis, showed antifungal potential. Flavonoids as much as coumarins and lignans have shown an antifungal potential against several species of dermatophytes [105].
Other important groups of polyphenolic compounds present in various plant parts, such as the roots, flowers, leaves, fruits, and seeds, are tannins. They are divided into hydrolyzable (ellagitannins) and condensed tannins (proanthocyanidins) and gallotannins [110]. They have the ability to precipitate macromolecules such as proteins [111] as well as have antimicrobial properties. However, the mechanisms underlying the antimicrobial action of tannins in different microorganisms are still under investigation [111].
Ellagitannins constitute a complex class of polyphenols characterized by one or more hexahydroxydiphenoyl (HHDP) which can be linked in various ways to the glucose molecule [112]. Ellagic acid, gallagic acid, punicalins, and punicalagins isolated from ethyl acetate and butanolic fractions of Punica granatum revealed antifungal activity against C. albicans, Cryptococcus neoformans, and Aspergillus fumigatus [113] (Table 1).
Ellagitannins isolated from Ocotea odorifera, a plant commonly used in Brazil in folk medicine, have a potential against C. parapsilosis [114]. Two ellagitannins isolated from raspberry (Rubus idaeus L.) fruit, lambertianin C and sanguiin H-6, showed fungistatic activity both in vitro and in situ against Geotrichum candidum [115]. Dos Santos et al. [111] verified that encapsulated tannins from Acacia mearnsii have moderate activity against Aspergillus niger (ATCC 9642) and C. albicans (ATCC 34147).
Coumarins have a C6-C3 skeleton, possessing an oxygen heterocycle as part of the C3 unit [105]. These compounds are known to play a role in disease and pest resistance, as well as UV tolerance. The antifungal activity of 40 coumarins was tested against reference strains of Candida albicans, Aspergillus fumigatus, and Fusarium solani, but among them only osthenol showed the most effective antifungal activity (Table 1). The authors argue that the action of osthenol can be related to the presence of an alkyl group at C-8 position [116].
Another coumarin derivative, 4-acetetatecoumarin, was effective in inhibiting Aspergillus spp., acting on the factors of virulence and affecting the structure of the fungal wall. Diversinin, a coumarin isolated from the petroleum ether extract of Baccharis darwinii, demonstrated antifungal activity against T. rubrum, T. mentagrophytes, and M. gypseum, being fungicidal. Another coumarin derivative, 5,8-dihydroxyumbelliprenin, isolated from Ferula foetida, was active against M. gypseum and Trichophyton interdigitale [105] (Table 1).
Phenylpropanoids are other naturally occurring compounds categorized as coumarins, phenylpropanoic acid, and lignans frequently studied for their anti-Candida properties [117]. Navarro-Garcia et al. [118] and Raut et al. [119] found that a coumarin (scopoletin) and two phenylpropanoic acids (salicylaldehyde and anisyl alcohol) have antifungal property against C. albicans, with MICs of 25, 31, and 31 μg/mL, respectively.
Shahzad et al. [103] observed the effectiveness of pyrogallol and curcumin (CUR) against various C. albicans clinical isolates. In addition, curcumin inhibited the adhesion capability of cells and demonstrated anti-biofilm activity. Curcumin is a flavonoid found in turmeric (Curcuma longa L.). Pure curcumin had potential activity against Cryptococcus gattii both in vitro and in vivo [120]. According to Ferreira et al. [121], the essential oil from Curcuma longa L. can reduce the colony diameter, germination, and sporulation of Aspergillus flavus.
Alalwan et al. [122] undertook a series of adsorption experiments with varying concentrations of curcumin and showed that 50 μg/mL could prevent adhesion of C. albicans SC5314 to denture materials. Curcumin-silver nanoparticles also showed potential anticandidal activity against fluconazole-resistant Candida species isolated from HIV patients with MIC range of 31.2–250 μg/mL [123].
Gallic acid is a polyphenol natural compound found in many medicinal plant species that has been shown to have anti-inflammatory and antibacterial properties. GA was found to have a broad spectrum of antifungal activity against dermatophyte and Candida strains. Authors verified that GA reduced the activity of sterol 14-α-demethylase P450 (CYP51) and squalene epoxidase in the T. rubrum membrane.
Teodoro et al. [124] demonstrated that acetone fraction from Buchenavia tomentosa aqueous extract and its major compound gallic acid had the ability to inhibit reference strains C. albicans ATCC 18804 and Candida albicans SC 5314 adherence and to disrupt 48 h-biofilm.
5.2 Essential oils as potential antifungal
In the eagerness to research and develop new substances to suppress the development of pathogenic fungi from natural plant substances, knowledge about the biological activities of essential oils has been growing. Essential oils’ pharmacological activities, mainly related to their complex chemical composition and high concentrations of phenols, make these compounds particularly interesting for both the treatment and the prevention of fungal infections. Natural phenolic substances are among the most antifungal active substances present in essential oils, generally showing low toxic effects in animals [125]. They consist in a complex mixture of monoterpene and sesquiterpene hydrocarbons and oxygenated derivatives such as alcohols, aldehydes, ketones, and phenylpropanoids.
Essential oils are also called volatile oils or ethereal oils, as they have a high degree of evaporation when exposed to air. The presence of terpenes contributes to the complex constitution with the action against microorganisms being directly related to this characteristic [126]. Since ancient times, Mondello et al. [127] proposed that tea tree oil could be used in antifungal therapy, because it showed efficacy against multidrug-resistant Candida species in vitro and against mucosal candidiasis in vivo; they have also showed that terpinen-4-ol was the main substance presented in the oil which contribute to the anticandidal activity.
Several oils have demonstrated activity against Candida species. Sharifzadeh et al. [128] observed that essential oils from Trachyspermum ammi have anticandidal effects against isolates resistant to FLZ. Herbal essences from Foeniculum vulgare, Satureja hortensis, C. cyminum, and Zataria multiflora were tested against C. albicans. Essential oils from Z. multiflora showed the best anticandidal activity [129].
Carica papaya essential oils have inhibitory effects against Candida species, detected by agar diffusion and microdilution assays [130]. Minooeianhaghighi et al. [131] verified that a combination of essential oils from Cuminum cyminum and Lavandula binaludensis showed growth inhibition of C. albicans isolates, at very low concentrations (between 3.90 and 11.71 μg/mL). Essential oils from Cymbopogon nardus have also shown antimicrobial potential against Candida species, with inhibition of hyphal growth in C. albicans at concentrations between 15.8 and 1000 μg/mL. This oil also inhibited growth of filamentous fungus from the environment. Main compounds of C. nardus essential oil were the oxygen-containing monoterpenes: citronellal, geranial, geraniol, citronellol, and neral [126]. In addition to inhibiting biofilm formation [132], essential oils from Artemisia judaica have been shown to inhibit the formation of germination tubes in C. albicans and have shown that at a very low concentration (0.16 μL/mL), it inhibited 80% of Candida filamentation. Kose et al. [133] demonstrated the fungicidal potential of essential oils from Centaurea baseri against Candida species, with an MIC of 60 μg/mL.
Among the monoterpenes there is thymol (2-isopropyl-5-methylphenol) [134]. It is the most abundant constituent in essential oils from Thymus vulgaris (thyme) [135] and the major component of essential oils from Origanum vulgare (oregano) [136]. Thymol showed antifungal activity, fungistatic and fungicidal one, against Candida strains. Authors verified an MIC of 39 μg/mL against C. albicans and C. krusei and MIC of 78 μg/mL against C. tropicalis. Probably thymol acts by binding to ergosterol in the plasma membrane, thereby increasing ion permeability and resulting in cell death because an eightfold increase (from 39.0 to 312.5 μg/mL) in thymol MIC values against C. albicans was seen in the presence of exogenous ergosterol. A combination of thymol and nystatin resulted in synergy [137].
Terpenoids have shown synergistic effects with FLZ, so it may be useful as a candidate antifungal chemotherapeutic agent. In addition, terpenoids exhibit a very good antimycotic activity of filamentous-form growth of C. albicans at nontoxic concentrations [138]. Further, in experiments realized by [139], rubiarbonol G, a triterpenoid from Rubia yunnanensis, showed potent antimicrobial activity against C. albicans, with an MIC of 10.5 μg/mL.
The antifungal potential of terpenes, geraniol, and citronellol has been investigated previously, with effective inhibitory activity against C. albicans [138] and filamentous fungi of the Aspergillus species [140]. In addition, Mesa-Arango et al. [67] showed that oxygenated monoterpenes in the citral chemotype, such as geraniol, citral, and citronellal, have antifungal activity against C. parapsilosis, C. krusei, Aspergillus flavus, and Aspergillus fumigatus.
Terpenes’ anti-biofilm activity and the efficacy of thymol, geraniol, and carvacrol in the treatment of Candida infections associated with the use of hospital devices have been related [141]. Effects of carvacrol on Candida cells can be associated with alterations in the cytoplasmic membrane and induction of apoptosis [108].
Although the process of discovering bioactive molecules is complex and time-consuming, involving isolation, identification, and optimization of pharmacokinetic and pharmacodynamic properties, as well as the selection of lead compounds for further drug development, data related here showed that plants are a promising source of active molecules with antifungal properties. Biological assays have shown that plant extracts or essential oils and their bioactivity molecules inhibit ATCC and clinical strains of fungi species, including those with resistance to drugs employed in medical practice. In addition, some are able to inhibit and control the main virulence factors of fungi species, such as the formation and proliferation of hyphae and filamentation and, more importantly, the eradication of mature biofilms.
Eugenol (4-allyl-2-methoxyphenol) is a phenolic compound and the main constituent of the essential oil isolated from the Eugenia caryophyllata. There are reports of some pharmacological effects of eugenol, such as antifungal and antibacterial agent, and its anti-Candida action seems to be related to the generation of oxidative stress concomitantly with lipid peroxidation of the cell membrane of Candida albicans yeast and the generation of reactive oxygen species [142]. Eugenol also showed antifungal effects against both Cryptococcus gattii and C. neoformans cells by causing morphological alterations, changes of cellular superficial charges, and oxidative stress. Thymol and carvacrol can represent alternative, efficient, and cost effective drugs for anti-biofilm therapy for Cryptococcus species.
Eugenol showed activity against Alternaria spp. and P. chrysogenum, by agar diffusion method [143] and, along with other monoterpenes such as carvacrol and isoeugenol, exhibited strong antifungal activity against Rhizopus stolonifer and Absidia coerulea [144].
5.3 Synergistic action between phytochemicals and antifungals
Resistance mechanisms are developed by fungi to the treatment with conventional drugs in addition to toxic side effects to human cells showed by these drugs; researchers’ efforts in developing new strategies to improve treatment effectiveness of fungal infection are growing, with an interest in plants and folklore medicine.
The knowledge about synergistic effects of plant extracts or their compounds with traditional agents is nowadays a type of study that has aroused interest. Some in vitro screening assays have evidenced that plant extracts are less toxic than existing antifungal agents and, in combination with them, could reduce toxicity and increase antifungal potential [21, 145].
Accordingly, combination antifungal therapy offers the possibility of broadening the spectrum of drug activity, reducing toxicity, and decreasing fungal resistance [146].
Although combination of medications requires a careful evaluation of the synergistic, antagonistic, and agonist properties of the drugs involved [147], the use of drug combinations in treatment of infections by fungi is a common preferred strategy clinically. In many cases of fungal infection, combination therapy has been used successfully [21]. For some examples, see Table 2.
Combination of antifungals
Target
References
AMP B + posaconazole AMP B + caspofungin AMP B + fluconazole
Candida biofilms Candida biofilms Cryptococcosis in murine model
Various regimes of combinatorial antifungal therapy showing better efficacy in combination than that of independent drugs (adapted from [21]).
AMP B: amphotericin B.
There are two main hypotheses about the type of interaction resulting from the combination of fluconazole and amphotericin B, based on the mechanisms of action of these drugs. In the theory of depletion, the interaction between fluconazole and amphotericin B would result in antagonism due to pre-exposure to fluconazole, which would lead to depletion of the membrane ergosterol, and thus there would be a decrease in the available sites for amphotericin B. In the second theory, the synergism, amphotericin B would lead to the formation of pores, which would facilitate the greater access of azole to the intracellular space, which by inhibiting the enzymes involved in ergosterol biosynthesis would increase the antimicrobial efficacy. According to these theories, the combination of fluconazole and amphotericin B could involve different interactions [160, 161, 162].
Considering the difficulties regarding to the treatment of candidiasis and cryptococcosis, the combination of antifungals represents an important alternative to conventional therapy. The synergistic effects of drugs are primarily attributable to cell wall damage by one antifungal. Thus, this component potentiates the activity of other drugs exactly against some constituent of plasma membrane. Alternatively, compromised cell wall with an increased permeability could facilitate movement of drugs across the cell membrane to their targets. Or, the synergistic action of different drugs occurs because they act on different targets of the same pathway, which can happen, for example, with the combination of azoles and allylamines.
The objective of this strategy is to maximize the antifungal effects. Tangarife-Castaño et al. [163] reported synergy between essential oils or plant extracts associated with antifungal drugs when used as anti-C. albicans agents. The best synergistic effects were obtained from the combination between itraconazole and P. bredemeyeri extract against C. albicans.
Synergistic potential was observed when methanolic extract of T. catappa leaves was combined with nystatin or AMB against reference strains of C. albicans, Candida neoformans, C. glabrata, Candida apicola, and Trichosporon beigelii [164]. The combination showed maximum synergy against C. apicola.
Santos et al. [165] related synergistic antifungal activity of an ethanol extract of Hyptis martiusii in combination with metronidazole against C. albicans, C. krusei, and C. tropicalis. Avijgan et al. [166] reported a potent synergistic effect between an Echinophora platyloba ethanolic extract and itraconazole or FLZ against isolates of C. albicans from vaginal secretions of patients with recurrent vulvovaginitis, significantly lowering the concentrations of both substances.
A combination between thymol and nystatin was found to have synergistic effects against Candida species [137], reducing the MICs of both products by 87.4%. Synergism was observed between a water insoluble fraction from U. tomentosa bark and terbinafine, as well as between it and FLZ against seven resistant isolates of C. glabrata and C. krusei [167]. Synergistic effects led to cell damage, and authors demonstrated, through differential scanning calorimetry and infrared analysis, that intermolecular interactions between the extract components and either terbinafine or FLZ occurring outside the cell wall are likely responsible for synergistic effects observed between substances.
Subfraction combinations of Terminalia catappa, Terminalia mantaly, and Monodora tenuifolia showed synergistic interactions against C. albicans, C. glabrata, C. parapsilosis, and C. neoformans isolates. Synergistic combination between M. tenuifolia and T. mantaly subfractions also showed fungicidal effects against most tested strains [168].
The combination therapy with curcumin and fluconazole was the most effective among the treatments tested against Cryptococcus gattii. The association was able to reduce the fungal burden and damage on lung tissues of infected mice and to eliminate the fungal burden in the brain, enhancing the survival of mice with C. gattii-induced cryptococcosis [120].
Methanolic extract of Buchenavia tetraphylla is a great source of antimicrobial compounds and enhanced the action of FLZ against different C. albicans isolates from vaginal secretions as well as azole-resistant isolates. The extract increased the action of FLZ in most strains through additive (20% of strains) or synergistic (60% of strains) effects [169].
Kumari et al. [170] investigated the effect of six essential oil compounds sourced from oregano oil (carvacrol), cinnamon oil (cinnamaldehyde), lemongrass oil (citral), clove oil (eugenol), peppermint oil (menthol), and thyme oil (thymol) against three infectious forms: planktonic cells, biofilm formation, and preformed biofilm of C. neoformans and C. laurentii. The anti-biofilm activity of the tested compounds was in the order thymol > carvacrol > citral > eugenol = cinnamaldehyde > menthol. The three most potent compounds thymol, carvacrol, and citral showed best anti-biofilm activity at a much lower concentration against C. laurentii. In the presence of these potent compounds, assays revealed the absence of extracellular polymeric matrix, reduction in cellular density, and alteration in the surface morphology of biofilm cells. In addition they were the most efficient in terms of human safety in keratinocyte-Cryptococcus spp. co-culture infection model suggesting that thymol, carvacrol, and citral can be further exploited as cost-effective and nontoxic anti-cryptococcal drugs.
The lectin pCramoll from Cratylia mollis, a native forage plant endemic to the semiarid region of Brazil (caatinga biome), showed an immunomodulatory effect and a synergism in combination with fluconazole, increasing the survival of animals with cryptococcosis caused by C. gattii and improving aspects of morbidity present in the progression of cryptococcosis [171].
Thymol exhibited synergistic effects when combined with fluconazole against clinical species of Candida, enhancing the antifungal potential of the drug and decreasing the concentration required for the effect [172]. Zaidi et al. [173] found that methanolic extract of leaves of Ocimum sanctum in combination with fluconazole showed higher antifungal potential and synergistic activity against resistant Candida spp. than methanolic extract or fluconazole when used alone.
Essential oils were also recently proposed to increase drug effectiveness. Lavandula and Rosmarinus essential oils were selected as antiproliferative agents to compound lipid nanoparticles for clotrimazole delivery in treatment of Candida skin infections. Authors confirmed the potential anti-Candida activity of the selected oils due to their interaction with membrane permeabilization. In addition, in vitro studies against Candida albicans, Candida krusei, and Candida parapsilosis showed an increase of the antifungal activity of clotrimazole-loaded nanoparticles prepared with Lavandula or Rosmarinus, thus confirming that nanostructured lipid carriers (NLC) containing these essential oils represent a promising strategy to improve drug effectiveness against topical candidiasis [174].
A novel therapeutic strategy that has been adopted is photodynamic therapy (PDT). It is based on the interaction between a nontoxic photosensitizer and a safe source of visible light at a low intensity; the combination of these two factors in the presence of oxygen leads to the development of reactive oxygen species (ROS) which are toxic and cause oxidative damage to microorganism cells [175]. Curcumin associated with LED light was an efficient strategy against biofilms of C. dubliniensis isolates [176]. The uptake of CUR by yeast cells and its penetration through the biofilm were accompanied by confocal laser scanning microscopy. Daliri et al. [177] have assessed the effect of curcumin- and methyl blue-mediated PDT in combination with different laser exposure parameters on C. albicans colonies. They verified that the 460-nm laser in combination with CUR has the maximum antifungal efficiency against C. albicans.
Although we have described herein many in vitro studies examining synergistic effects among potential antifungal biomolecules and traditional antifungal agents, the mechanisms underlying these synergistic effects are poorly understood. Randomized and controlled analyses have been performed with the objective of verifying the efficacy and risks of using traditional antifungal combinations; however, the results are poor and contradictory. High cost to conduct these strategies, reduced number of clinical cases, and the existence of confusing variables are factors that contribute to the obtaining of vague and non-reproducible results.
Therefore, it is extremely relevant to examine carefully possible synergism between new phytocompounds and conventional antimycotic drugs in order to obtain more insight. Understanding the cellular action of each substance in the combination process is also a key step in inferring ways to employ strategy in the clinic. A lack of consensus in the medical clinic emphasizes the need to conduct further clinical trials using combinations of antifungals. The experiments and results addressed herein support further investigation of new plant constituents with antifungal properties and the efficacy of combination therapies involving phytocomponents and traditional antifungal agents as an important start for the development of unusual and original antifungal therapies.
6. Conclusions
The increase in Candida and Cryptococcus infections is alarming leading to high rates of morbidity and mortality worldwide. Concomitantly with the increase in fungal infections, species emerged, and the resistance phenomenon increased so that the available antifungal arsenal becomes irrelevant in the face of the problem. In addition, there are limitations manifested by some antifungal agents such as fungistatic character, severe toxicity, and renal dysfunction. Therefore, it is crucial to develop new drugs as alternative therapies that are potentially active against Cryptococcus and Candida. Plants are considered abundant and safe sources of phytochemicals endowed with many biological activities. Several polyphenols have been isolated and studied in relation to their anti-yeast and anti-virulence activities and may be useful in obtaining promising, efficient, and cost-effective drugs for the inhibition of Candida and Cryptococcus infections. Many phytosubstances are extremely effective in combination therapy with traditional or other phytochemicals, which can be further exploited to lead to novel drug therapies against recalcitrant infections.
Acknowledgments
Authors thank Ceuma University for their contribution to the work.
Conflict of interest
The authors declare no competing interests.
\n',keywords:"medicinal plants, yeast infections, antifungal agents, antifungal activity, phytochemicals",chapterPDFUrl:"https://cdn.intechopen.com/pdfs/67874.pdf",chapterXML:"https://mts.intechopen.com/source/xml/67874.xml",downloadPdfUrl:"/chapter/pdf-download/67874",previewPdfUrl:"/chapter/pdf-preview/67874",totalDownloads:689,totalViews:0,totalCrossrefCites:1,totalDimensionsCites:2,hasAltmetrics:0,dateSubmitted:"March 14th 2019",dateReviewed:"June 5th 2019",datePrePublished:"July 2nd 2019",datePublished:"February 12th 2020",dateFinished:"June 26th 2019",readingETA:"0",abstract:"The rate of fungal infections is increasing rapidly, and pathogenesis of their species is poorly understood. Among fungi, Candida species are a major cause of morbidity and mortality worldwide and thus represent a serious threat to public health. In addition, Cryptococcus spp. are yeasts responsible for serious lung infections and meningitis. Polyenes, fluoropyrimidines, echinocandins, and azoles are used as commercial antifungal agents to treat fungal infections. However, the presence of intrinsic and developed resistance against azole antifungals has been extensively documented. The re-emergence of classical fungal diseases has occurred because of the increment of the antifungal resistance phenomenon. In this way, the development of new satisfactory therapy for fungal diseases persists as a major challenge of present-day medicine. The urgent need includes the development of alternative drugs that are more efficient and tolerant than those traditional already in use. The identification of new substances with potential antifungal effect at low concentrations or in combination is also a possibility. This chapter briefly examines the infections caused by Candida and Cryptococcus species and focuses on describing some of the promising alternative molecules and/or substances that could be used as antifungal agents, their mechanisms of action, and their use in combination with traditional drugs.",reviewType:"peer-reviewed",bibtexUrl:"/chapter/bibtex/67874",risUrl:"/chapter/ris/67874",book:{slug:"phytochemicals-in-human-health"},signatures:"Cristina de Andrade Monteiro and Julliana Ribeiro Alves dos Santos",authors:null,sections:[{id:"sec_1",title:"1. Introduction",level:"1"},{id:"sec_2",title:"2. Pathogenic yeast infections: a serious health problem",level:"1"},{id:"sec_3",title:"3. Traditional antifungal agents against yeasts",level:"1"},{id:"sec_4",title:"4. Resistance in pathogenic yeasts: a significant problem",level:"1"},{id:"sec_5",title:"5. Medicinal plants as a source of antifungal agents",level:"1"},{id:"sec_5_2",title:"5.1 Phytochemicals: polyphenols as substances most found in plants",level:"2"},{id:"sec_6_2",title:"5.2 Essential oils as potential antifungal",level:"2"},{id:"sec_7_2",title:"5.3 Synergistic action between phytochemicals and antifungals",level:"2"},{id:"sec_9",title:"6. Conclusions",level:"1"},{id:"sec_10",title:"Acknowledgments",level:"1"},{id:"sec_13",title:"Conflict of interest",level:"1"}],chapterReferences:[{id:"B1",body:'Vallabhaneni S, Chiller TM. Fungal infections and new biologic therapies. Current Rheumatology Reports. 2016;18:29. DOI: 10.1007/s11926-016-0572-1'},{id:"B2",body:'Brown GD, Denning DW, Gow NAR, Levitz SM, Netea MG, White TC. Hidden killers: Human fungal infections. Science Translational Medicine. 2012;4:165rv13. DOI: 10.1126/scitranslmed.3004404'},{id:"B3",body:'López-Martínez R. Candidosis, a new challenge. Clinics in Dermatology. 2010;28:178-184. 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Journal of Dental Research. 2007;86:694-707'},{id:"B176",body:'Sanitá PV, Pavarina AC, Dovigo LN, Ribeiro APD, Andrade MC, Mima E. Curcumin-mediated anti-microbial photodynamic therapy against Candida dubliniensis biofilms. Lasers in Medical Science. 2018;33:709-717. DOI: 10.1007/s10103-017-2382-8'},{id:"B177",body:'Daliria F, Azizia A, Goudarzib M, Lawafc S, Rahimid A. In vitro comparison of the effect of photodynamic therapy with curcumin and methylene blue on Candida albicans colonies. Photodiagnosis and Photodynamic Therapy. 2019;26:193-198. DOI: 10.1016/j.pdpdt.2019.03.017'}],footnotes:[],contributors:[{corresp:"yes",contributorFullName:"Cristina de Andrade Monteiro",address:"cristina.monteiro@ceuma.br",affiliation:'
Universidade Ceuma, Brazil
'},{corresp:null,contributorFullName:"Julliana Ribeiro Alves dos Santos",address:null,affiliation:'
Universidade Ceuma, Brazil
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1. Introduction
The demand for alternate energy of fossil fuel becomes a challenging task for the researcher and scientist. A possible strategy for an alternate energy source is thermoelectric (TE) materials, whereby unwanted heat is changed to useful electrical energy with no harmful emissions compared to other traditional power plants. [1, 2] The performance of a TE materials can be evaluated by the figure of merit, zT = S2σT/κ, where σ represents the electrical conductivity, S is the Seebeck coefficient, T is the temperature, and κ is the thermal conductivity. [3, 4] The high zT can be obtained with high electrical conductivity, high Seebeck coefficient, and low thermal conductivity. However, the correlations between them are complex and cannot be treated independently. [5, 6] For instance, the increase in the carrier concentration, rises the electrical conductivity, drop the Seebeck coefficient, and rise the electronic thermal conductivity. [7] Therefore, the optimization of TE performance is a challenging task.
To date, many innovative TE materials like Bi2Te3, PbTe, CoSb3 XNiSn, and SiGe have been commercially applied because of their high performance as compared to other TE materials. [5, 8, 9, 10, 11, 12] However, these materials have restricted applications due to their high price, instability in oxidizing atmospheres, and the most important toxicity. [8, 13, 14, 15] Therefore, many studies on alternative TE materials with low cost, high efficiency, and environmentally friendly characteristics have been explored. [16, 17, 18] In this relay, oxide materials have been considered as the best alternative, such as layered cobalt oxide (NaCo2O4), and strontium titanium oxide (SrTiO3) due to their low price, thermal stability, and eco-friendly compatibility. [19, 20] For TE applications, n-type and p-type materials should be coupled. So it is important to develop high performance both n-type and p-type materials.
Layered structure p-type NaCo2O4 has been explored and is considered as one of the candidate materials for TE applications. [16, 21] This layered structure contains two layers CoO2 and Na. The CoO2 layers play the role of electron source which results in high electrical conductivity, while the layer of Na ions is sandwiched among nearby CoO2 layers which decreases the thermal conductivity along the stacking direction. [22, 23] Various studies propose that such layered structured CoO2 exhibits low thermal conductivity with metallic-like electrical conductivity, which is very attractive for TE applications. [16, 24]
Similar to highly studied NaCoO2 TE material, LiNbO2 has a layered configuration in which the NbO6 trigonal-prismatic layers and Li planes are stacked, as shown in the schematic Figure 1(a). This similarity proposes that LiNbO2 could be a new promising TE material. LiNbO2 is a sub-oxide of the main (LiNbO3), and its Li-intercalated structure Li1-xNbO2 was first explored as a promising superconductor. [25, 26, 27] It has also been considered as a potential candidate material for numerous technological applications. [28, 29, 30, 31] The removal of Li atoms provide additional holes to the valence band, made up of Nb dZ2 states, which affects the oxidation of the Nb-atoms and raises the density of states (DOS) at the Fermi level (just like when holes are introduced into NaCoO2). These Li-vacancies increase the carrier concentration, which will raise the electrical conductivity. Moreover, the intrinsic defects in Li1-xNbO2 would act as a scattering center for thermal conductivity. So, defected Li1-xNbO2 is estimated to be extremely favorable for TE applications because of higher electrical and lower thermal conductivities.
Figure 1.
Schematic illustration of (a) LiNbO2 (b) SrTiO3.
Stoichiometric SrTiO3 has a cubic perovskite structure, where oxygen anions form an octahedron with one Ti4+ atom lying at the center as shown in the schematic Figure 1(b). SrTiO3 have been studied widely and is considered as one of the favorite n-type TE materials due to its high absolute Seebeck coefficient. [32, 33]. Virgin SrTiO3 is considered to be an insulator and with a bandgap of 3.25 eV. [34] To boost the power factor (PF), only the electrical conductivity needs to be increased through appropriate doping on A-site and/or B-site. [19, 35, 36, 37, 38, 39]. The role of the oxygen vacancy, which also acts as electron dopants, is very important for TE materials. Besides, creating oxygen vacancies offer a chance to decrease thermal conductivity through phonon scattering without remarkably affecting electrical conductivity. [40, 41, 42] The cationic nonstoichiometry and controlling oxygen partial pressure in SrTiO3 can produce cation and oxygen vacancies, which play an important role in the TE performance. To understand the defect chemistry and its consequence on the TE performance, pure SrTiO3 should be considered.
Considering the importance of defects in oxide materials as discussed above, it is important to study cation and anion defect engineering in oxide materials. Here in this chapter we have considered LiNbO2 (p-type) and SrTiO3 (n-type) with different vacancy concentrations and explore the experimental observations and correlate them with density functional theory (DFT). We elucidate that the defect engineering which may provide a new track for enhancing the TE performance.
2. Cation defect engineering
2.1 Experimental and computational approaches
2.1.1 Preparation of Li1-xNbO2 compounds
Nonstiochiometric Li1-xNbO2 (x = 0–0.6) compounds were prepared by conventional solid-state reaction using commercially available Li2CO3, NbO, and Nb2O5 with purity level more than 99.99%. First, Li3-yNbO4 was prepared by mixing Li2CO3 and Nb2O5 (y = 0, 0.015, 0.3, 0.6, 0.9, 1.2, and 1.8) at 1173 K in air for 50 hrs. Next, Li1-xNbO2 (x = 0–0.6) were prepared by mixing Li3-yNbO4 (y = 0, 0.015, 0.3, 0.6, 0.9, 1.2, and 1.8) for corresponding x = (0, 0.05, 0.1, 0.2, 0.4 and 0.6), and NbO in a ratio of 1: 2 for 24 hrs in ethanol. The dried slurries were crushed, sieved, and consulidated by spark plasma sintering (SPS) at 1323 K under 50 MPa for 15 min. [43]
2.1.2 Theoretical calculations of Li1-xNbO2
The electronic structures of Li1-xNbO2 were explored using DFT with the local density approximations. [44] The lattice constants were calculated and all the atomic sites were relaxed till the forces were met to less than 0.01 eV/Å. For Li-vacancies computations various supercells (1x1x1, 1x1x2, 2x2x1, and 2x2x2) were considered. For the TE calculations, the BolzTraP package based on the Boltzmann transport theory and a constant relaxation time were applied. [45, 46] For band structures calculations QE code and the energy dispersion relation E(n,k) as a function of band index n and wave vector k were used.
2.1.3 Characterization of Li1-xNbO2
X-ray diffraction (XRD) analysis was performed by Rigaku D/MAX-2500/PC with Cu Kα emission. The pictographs of the samples were observed by using the scanning electron microscope (SEM, Verios 460 L, FEI). Rectangular specimens were cut for the measurements of the electrical properties using (ZEM-3, ULVAC-RIKO). Temperature-dependent charge transport properties were measured using HT-Hall, Toyo Corporation, ResiTest 8400. Circular discs were used for thermal diffusivity measurement (DLF-1300, TA instrument). All samples have ≥95% of the theoretical density.
2.2 Results and discussion
Figure 2(a) displays the XRD patterns of all samples. The main peaks of the compounds were indexed according to the LiNbO2 hexagonal structure which can be regarded as alternatively arranged close-packed Li-layers inserted among the two O-Nb-O slabs along the c-axis. [29] In addition to the main peaks, all samples showed small impurity peaks of LiNbO3 and NbO2. LiNbO3 peaks are expected due to moderate PO2 level during the consolidation process, which changes the oxidation state from Nb3+ to Nb5+. The additional NbO2 peaks can be described by the following defect reaction (1).
Figure 2.
(a) X-ray diffraction patterns and (b-g) microstructure for Li1-xNbO2 samples. [43].
2NbO+Li3NbO4→3LiNbO2E1
At lower Li-vacancy concentrations, the Li atoms to combine with Nb3+ ([1/3Nb5++2/3Nb2+]3+) make LiNbO2. But, at high Li-vacancy concentrations, there are insufficient Li-atoms to react with Nb3+ ([1/3Nb5++2/3Nb2+]3+) atoms to form LiNbO2 which turn into the NbO2 phase. Furthermore, at lower oxygen partial pressure the Nb5+ in the Li3NbO4 compound is thermally reduced to Nb4+ which is the consequence of the NbO2 phase. Additionally, the Li-vacancies lead to an increase in the repulsive force among the two adjacent oxygen layers which increases the c-lattice of the unit cell. In the meantime, the a lattice decreases due to the shrinkage of Nb-O bonds in NbO6 octahedra. The experimental lattice constant shown in the inset Figure 2(a) is close to reported work and with our DFT results. [47, 48]
Figure 2(b)-(f) displays the fractured cross-section of Li1-xNbO2 samples. The dense of all the samples support the high relative densities larger than 95%. All grains are homogeneously distributed, no obvious segregations, and are randomly oriented. Moreover, the Li-vacancy concentrations have no significant effects on the size and shape of the grains.
Figure 3(a) shows the temperature-dependent electrical conductivities of Li1-xNbO2 samples. At first, the electrical conductivities of the samples increased with Li-vacancy concentrations, suggesting that more holes are created, as shown in the defect reaction [2]. The decreasing trends in the electrical conductivity measurements with temperature suggesting metallic behavior. However, for higher Li-vacancies concentrations, i.e., x ≥ 0.4, and at high temperatures the metallic conduction changed to semiconducting-like behavior. For high Li-vacancy concentrations, this transition point is moved to lower temperatures, suggesting that hole creation is inhibited by electrons formed by the replacement of Nb with Li atoms. Above this transition point, the electrical conductivity is governed by electrons which can be described by the defect reactions displayed in Eqs. (3)–(5).
Figure 3.
(a) Temperature dependence of electrical conductivity and (b) calculated electronic density of states of Li1-xNbO2 (x = 0, 0.2, 0.4, 0.6, and 0.6). [43].
Li2O+Nb2O3→2VLi′+2h.+2NbNbX+4OOXE2
Li2O+Nb2O3→VLi′+NbNb..+LiLiX+NbNbX+4OOXE3
Li2O+Nb2O3→NbLi..+VLi′+e′+NbNbX+4OOXE4
Li2O+Nb2O3→NbLi..+2e′+LiLiX+NbNbX+4OOXE5
To deeply understand the above experimental results DFT calculations were also employed and the electronic structures were calculated. The calculated electronic structure suggests that virgin LiNbO2 has a band-gap of 1.65 eV. It should be noted that DFT-LDA generally miscalculates the band-gap. But, the calculated band-gap in our work is consistent with the reported works. [45] Figure 3(b) summarizes the electronic DOS for various holes concentrations. It suggests that virgin LiNbO2 is a semiconductor and suggesting a metallic behavior for holes incorporated samples. Besides, the DOS at the Fermi energy also increases, suggesting that the electrical conductivity of Li1-xNbO2 should increase with increasing holes concentrations.
Figure 4(a) shows the temperature-dependent Seebeck coefficients (S) for all samples. It can be seen that both the calculated and experimentally observed S are very close. The positive sign indicates that holes are the majority carrier which can be connected to the deviation from stoichiometry in the Li- sublattice. [49] The S values of x ≤ 0.1 samples increase with temperature, showing a degenerately doped semiconductor. Sample with x = 0.2 and at high temperatures the increasing trend in the S values is low suggesting that the hole generation is suppressed by an electron. Additional increase in the Li-vacancy concentrations (x > 0.2) and at high temperatures, the S values starts decreasing, and finally, a changeover is observed. This changeover from p-type to n-type could be due to cation disorder which is very similar to the σ-T as displayed in Figure 3(a). The behavior could be clearly understood by the defect reaction (2)– (5).
Figure 4.
Temperature dependence of (a) Seebeck coefficient, (b) carrier concentration, (c) carrier mobility, and (d) normalized mobility as a function of Tr−1r=12and−12,ofLi1−xNbO2. [43].
Figure 4(b)-(d) shows the temperature-dependent Hall measurements for all Li1-xNbO2 samples. The obtained by the Hall measurements agreed with the electrical conductivity and Seebeck coefficient data. It can be seen clearly that the carrier concentration increases with the creations of Li-vacancies 2VLi′→2h.. Samples with lower Li-vacancy concentrations (x ≤ 0.2) were not influenced by temperature, suggesting degenerately doped behavior. However, high Li-vacancy concentrations (x ≥ 0.4), and at high temperatures show a slight rise in the carrier concentration. This tendency is similar to the Seebeck coefficients as shown in Figure 4(a). In the case of a degenerately doped p-type semiconductor, the Fermi level lies below the valence band maxima (VBM) and the carrier concentration is temperature independent of up to the intrinsic-extrinsic transition temperature. [50] Therefore, it is expected that Li1-xNbO2 is a heavily doped semiconductor. Figure 4(c) shows the temperature dependence mobility of nonstoichiometric Li1-xNbO2 compound and the carrier mobility decreases with increasing temperature. Together with the Hall measurements and the defect reactions (2)– (5), it is expected that the tendency in electrical conductivity is directed by mobility in the region holes are dominant and by carrier concentration in the region where electrons are dominant (x ≥ 0.4 and at high temperature). All samples show negative temperature-dependence carrier mobility, resulting from the phonon scattering (μ ∝ Tr−1), where r=−12,12,and32 signify acoustic, optical, and ionized impurity phonon scattering, respectively. [51, 52, 53] To know the scattering mechanism in Li1-xNbO2, mobilities were re-plotted as a function of Tr−1 and shown in Figure 4(d). The samples x ≤ 0.2 shown a linear correlation with T−1/2, suggesting that mobility is dominantly encountered by optical phonon scattering. However, samples with x ≥ 0.4, as shown in Figure 4(d) inset, displayed a linear relationship with T−3/2, suggesting that the mobility is encountered by acoustic phonon scattering. The transition mechanism is not clear, however, it could be due to the dominant defect change with Li-vacancies, corresponding to Equations (2) and (3), to Nb replacements for Li sites, corresponding to Eqs. (4) and (5).
Figure 5(a) represents the temperature-dependent total thermal conductivities (κtot) of Li1-xNbO2 samples. It can be seen that total thermal conductivity is decreased significantly with increasing Li-vacancies. The Wiedemann-Franz relationship was used to estimate the electronic and lattice thermal conductivity as shown in the inset of Figure 5(a). [54] It is found that the main influence on the total thermal conductivity originates from lattice vibrations and decreased substantially with Li-vacancies. This suggests that Li-vacancies act as a scattering center for phonons. However, for higher vacancy concentrations (x ≥ 0.2), the thermal conductivity increases to some extent. This increase could be due to a change in the scattering mechanism from optical phonon to acoustic phonon by NbLi⋅⋅ contribution as described above. This mechanism is schematically illustrated in Figure 5(b)-(d). Therefore, it could be suggested that samples with low Li-vacancies concentrations may have localized double phonon (optical and acoustic phonons), which may play a role as a phonon scattering center, showing a substantial decrease of lattice thermal conductivity. However, with higher Li-vacancies concentrations, the lattice vibration is scattered by a single phonon type of acoustic phonon. Also, the increase in the thermal conductivity could be due to secondary phases [55] as detected in XRD (see Figure 2(a)).
Figure 5.
Temperature-dependent (a) total thermal conductivities for Li1-xNbO2 sample and (b-d) schematic illustration of phonon scattering. [43].
The figure-of-merit (zT) for all Li1-xNbO2 samples is presented in Figure 6. A substantial improvement in zT is observed in the whole temperature range and reaches a maximum value of 0.125 at 970 K, which is around ~220% (3-times) higher compared to the virgin LiNbO2 sample. The observed tendency suggests that zT could be higher at higher temperatures. The samples after high-temperature measurement were rechecked by XRD and found that all Li1-xNbO2 samples are highly stable as shown in the inset of Figure 6. This confirms that all samples are stable and can be utilized as a new promising material for high-temperature TE applications.
Figure 6.
Temperature dependence of the dimensionless figure of merit of Li1-xNbO2 samples. [43].
3. Anion defect engineering
3.1 Experimental and computational methods
3.1.1 Preparation of SrTiO3-δ
Pristine SrTiO3 samples were synthesized by using conventional solid-state reaction techniques, using TiO2 and SrCO3 with a purity level higher than 99.9%. The stoichiometric powders were ball-milled for 24 hr. Next, the ball-milled powders were calcined at 1373 K for 3 hrs. The powders were then sieved and pressed into thicknesses of 3 mm. The pressed pellets were sintered at 1573 K for 30 hrs under the air atmosphere. To create an Anion defect in SrTiO3 (Oxygen vacancies), the samples were annealed by allowing 1%H2/Ar, 5%H2/Ar, 10%H2/Ar, and 20%H2/Ar gases at 1573 K for 30 hrs, and the samples were designated with the prefix “1HAr, 5HAr, 10HAr, and 20HAr”, respectively.
3.1.2 Theoretical calculations of SrTiO3-δ
To understand the anion defect engineering in SrTiO3, DFT with the local density approximations were applied and correlated with experimental work. [44, 56] To properly pronounce the electronic band structures of pristine and O-vacancies in SrTiO3, we also considered the LDA + U methodology by selecting the effective on-site Coulomb modification (U = 5.0 eV) is applied to d-orbital electrons in Ti-atom in agreement with the reported works. [57, 58] To compute the oxygen vacancy in SrTiO3, a 2 × 2 × 2 supercell was considered and the BoltzTraP program was used for TE properties. [45, 46].
3.1.3 Charascterization of SrTiO3-δ
For SrTiO3-δ characterizations, the same techniques were followed as described in section 2.1.3.
3.2 Results and discussion
Figure 7 shows the XRD pattern of the reduced SrTiO3-δ samples. The XRD patterns of all reduced samples exhibit a single-phase perovskite cubic structure. The lattice constant of the reduced samples was refined through Rietveld refinements. The lattice constant increased with decreasing PO2 levels. The variations in the lattice constant are similar to the reported values. [36, 59] The variations in the lattice constant indicate that during the annealing process, the oxygen in SrTiO3 sublattice combine with H2 which increases the O-vacancies among the cations, and thus the coulombic repulsion force of cations increases. This leads to a rise in the lattice constant as presented in Table 1.
Figure 7.
Refined XRD patterns of oxygen-deficient SrTiO3-δ. ceramics annealed at 1573 K for 30 hrs in (a) 1%H2/Ar (1HAr), (b) 5%H2/Ar (5HAr), (c) 10%H2/Ar (10HAr), and (d) 20%H2/Ar (20HAr) atmospheres [60].
Sample
Lattice parameter (Å)
Carrier concentration (×1019 cm−3)
Oxygen vacancies (×1019 cm−3)
Mobility (cm2V−1 s−1)
Estimated PO2 (atm)
[1HAr]
3.8991
0.106
0.0530
6.316
2.24 × 10−11
[5HAr]
3.8999
0.198
0.099
5.373
7.78 × 10−15
[10HAr]
3.9012
5.24
2.62
4.885
2.23 × 10−23
[20HAr]
3.9047
10.660
5.33
3.694
3.17 × 10−25
Table 1.
The carrier concentration, the lattice constant, oxygen vacancies, mobility, and estimated PO2 of SrTiO3−δ samples. [60].
Figure 8 shows the microstructure of thermally etched SrTiO3-δ samples in high vacuum conditions. It shows that all samples have similar microstructures, well densified, and support the measured densities>95%. There is no substantial variance in the size and shape of the grains.
Figure 8.
SrTiO3-δ. ceramics annealed at 1573 K for 30 hrs in (a) 1%H2/Ar (1HAr), (b) 5%H2/Ar (5HAr), (c) 10%H2/Ar (10HAr), and (d) 20%H2/Ar (20HAr) atmospheres [60].
Figure 9 displays the high-resolution transmission electron microscopy (HRTEM) of oxygen-deficient SrTiO3-δ samples. It is interesting to see that the sample reduced under different PO2 levels shows different reduction levels. In the case of low oxygen-deficient samples, we could not see a clear defective area. However, for the high oxygen-deficient samples, we identify two different kinds of defected areas labeled by A1 and A2 in Figure 9(c,d). The area labeled by A1 denotes the local lattice defect which is due to high oxygen vacancy in the lattice and area A2 shows a different lattice structure from the matrix. It is expected that the area A2 is probably related to the Ruddlesden-Popper phases [SrO·(SrTiO3)n] [61], which could be the reason for the metallic conduction in highly reduced samples.
Annealing under a reducing atmosphere at ambient temperature leads to different kinds of defects in materials. Oxygen vacancies could be one of the main defects in the SrTiO3 due to the low formation-energy compared to other atoms in the lattice. Below Eq. (6) shows in the Kröger-Vink notation. [62]
OOx↔12O2+VO⋅⋅+2e′E6
where VO⋅⋅ denotes the doubly ionized oxygen vacancy and OOx denotes the neutral oxygen that exists on its lattice position. The quasi-free electrons generated by oxygen vacancies was determined using the Hall measurements and then using the free electrons, the oxygen partial pressure PO2 was estimated using Eq.(7) (See Table 1). [63]
PO2=M213K013exp−ΔhRe3kBTne6E7
where ∆hRe represents the enthalpy for reduction, M is the number of oxygen atoms in unit volume (cm−3), kB is the Boltzmann’s constant, K0 is a constant including an entropy term, ne is nominal carrier concentration, and T is the annealing temperature.
The observed carrier concentrations in our samples are in the range of 1018 to 1020/cm3, which is a typical range for Mott transition, i.e., insulator–metal transition. This transition can be calculated from the Mott criterion, ne1/3a0 ~ 0.25, where a0 is the Bohr radius related to the carrier and ne which represents the electronic carrier concentration. [64] In the case of 1HAr and 5HAr samples, the calculated Mott transition is on the boundary of Mott transitions, and 10HAr and 20HAr samples are metallic-like, which supports the temperature-dependency of electrical conductivity.
The temperature-dependent electrical conductivity and Seebeck coefficient of reduced SrTiO3-δ samples are represented in Figure 10(a) and (b). As abovementioned that each O-vacancy produces two electrons through charge neutrality conditions, ne≈2VO••, and henceforth the carrier concentrations would increase, causing an enhance in the electrical conductivity. [63] Moreover, as shown in Figure 10(a) that the electrical conductivities for low reduced samples i.e., 1HAr and 5HAr-annealed are low (0.5 to 2 S/cm, correspondingly) in the entire temperature with semiconducting-like. However, in the case of highly reduced samples (increasing O-vacancies (δ) as shown in Table 1) i.e., 10HAr and 20HAr samples, the electrical conductivities are relatively higher (41 and 63 S/cm, correspondingly). This increase of electrical conductivity evidently suggests electron doping due to oxygen vacancy, which is analogous to donor-doped SrTiO3. [65] This would fill the n-type conduction band (CB), which evident by the negative sign of the Seebeck coefficient as shown in Figure 10b. Additionally, the increase in n-type charge carrier from 1HAr to 20HAr is consistent with the electrical conductivity and Seebeck coefficient data.
Figure 10.
(a) Temperature-dependent electrical conductivity and (b) Seebeck coefficient of O-deficient SrTiO3-δ, (c) band structure, and (d) total and projected density of states of SrTiO3-δ. [60].
DFT calculations were also used to understand the effect of O-vacancies in SrTiO3. The electronic band structures of virgin and O-deficient SrTiO3 samples were calculated using DFT + U, and the results are presented in Figure 10(c). Our DFT + U calculated electronic band-gap results suggest that of virgin SrTiO3 at Г-point is 2.31 eV (1.93 eV), which is close reported work. [34, 66] However, in the case of oxygen-deficient SrTiO3, the electronic band-gap is reduced to 2.18 eV at Г-point. The band structure calculations show a band below the conduction band, and an electron pocket which can be seen at the Г- point. Such an electronic pocket suggests electrons in the conduction band, which is largely formed by the Ti-d electrons. This electron pocket not only decreases the bandgap but also raises the carrier concentrations that can additionally improve the electrical conductivity of SrTiO3-δ. The projected density of states in Figure 10(d) shows that the electron pockets are primarily contributed by the Ti-d and Sr-p electrons nearby the oxygen vacancy. We also found that at a large O-vacancy concentration, an insulator–metal transition occurs. In addition to this, the charge transfer study also suggests that O-vacancies change the conduction mechanism from nondegenerate to degenerate. We also calculated the room temperature DOS effective mass md∗ using nondegenerate and degenerate models Eqs. (8) and (9).
S=−kBelnNc/ne+AE8
S=8πkB23eh2π3n23md∗TE9
where kB represents the Boltzmann constant, h is the Planck constant, n is the carrier concentration, NcT=2⋅2πkBTm∗/h23/2 is the effective density of states in the conduction band, A is the scattering factor, usually ranges between 0 and 4. By fitting Eq. (8) as shown in Figure 11a with A = 1, 2, and 3, it can be seen that the effective mass for low O-vacancies samples suggests a nondegenerate semiconductor. However, the Pisarenko relation fitting Eq. 9 suggests that high O-vacancies samples have degenerate semiconducting like behavior. Furthermore, the DOS effective mass rises with increasing O-vacancies as shown in Figure 11b. This increase from 0.43 m°to 4.4 m° could be a reason for Hall mobilities reduction as shown in Table 1.
Figure 11.
(a) Seebeck coefficients as a function of carrier concentration: The solid lines represent the estimated Seebeck coefficients using a degenerate semiconducting model and dashed lines for a nondegenerate semiconducting model. (b) DOS effective mass md∗ resulting from Seebeck coefficient and carrier concentration. [60].
Figure 12(a) represents the temperature-dependent thermal conductivity of SrTiO3-δ samples. This decreasing tendency suggests that O-vacancies act as phonon scattering centers despite their electrical conductivity increased as shown in Figure 10(a). Using Wiedemann-Franz law relation with Lorentz number of (2.45 × 10−8 V2K−2), the influence of electronic (κe) and phononic (κL) to total thermal conductivity was calculated and observed that the lattice thermal conductivity is dominant as presented in Figure 12(b). The lattice thermal conductivity was also plotted as a function of T−1 as shown in inset Figure 12(b). The linear connection proposes that the lattice thermal conductivity is affected dominantly by Umklapp scattering. [67] Also, one should note that the similar grain sizes as shown in Figure 8, suggests that the reduction in thermal conductivity is mainly due to oxygen vacancy rather than grain boundary scattering.
Figure 12.
Temperature-dependent (a) total thermal conductivity, (b) lattice thermal conductivity, (c) power factor, (d) DFT calculated powder factor for various carriers concentrations, (e) temperature-dependent ratio of the electrical to thermal properties (σ/κ), and (d) ZT values of various oxygen-deficient SrTiO3 samples. [60].
Figure 12(c) illustrates the temperature-dependent PF for various oxygen-deficient SrTiO3 samples. The substantial enhancement in the PF is due to the combination of moderate Seebeck coefficient values and high electrical conductivity. The PF obtained in this work is comparable to the PF obtained in doped-SrTiO3. [65] The DFT calculated PF for various carrier concentrations (1018–1022/cm3) suggests that the highly reduced SrTiO3 samples would have higher PF as shown in Figure 12(d). [68] Additionally, one of the most remarkable features of this study is the decoupling among electrical and thermal conductivity of SrTiO3-δ through solely oxygen vacancy as shown in Figure 12(e). This opposite behavior led to a significant increase in the ratio of electrical to thermal conductivity (σ/κ), which is a key motive for TE materials. The complete outcome of oxygen vacancies in the TE materials can be represented by the temperature dependence of the ZT as shown in Figure 12(f). It can be observed that the introduction of oxygen vacancy substantially increases the ZT value of 4.7 × 10−2 for [20HAr] reduced samples at 670 K. Therefore, we suggest that carefully adjusting the oxygen vacancy could be an effective strategy for oxide TE materials.
Table 2 shows that the efforts in the layer-structured cobaltites and SrTiO3 based materials. It shows that significant improvements have been achieved in oxide TE materials, which could be of great interest for power generation applications at high operating temperatures. As compared with other oxides, the materials investigated in this study show relatively low figure of merit (zT), which is because the investigated Li1-xNbO2 and SrTiO3-δ are pure, undoped materials to understand the mechanism for cation and anion defects effects.
The dimensionless figure of merit zT of p-type and n-type oxide thermoelectric materials for comparison.
Figure 9.
High-resolution transmission electron microscopy for 1HAr (a, b) and 20HAr (c, d) SrTiO3-δ. [60].
3.3 Conclusion
In conclusion, this work demonstrated that cation and anion vacancies can successfully control the thermoelectric performance of oxide-based thermoelectric materials. These findings suggest that both cation defect and anion defect can be engineered by reducing atmospheres and the defects in oxide thermoelectric materials simultaneously act as a source of charge carriers and phonon scattering centers. This decoupled behavior between electrical conductivity and thermal conductivity can lead to a substantial increase in the thermoelectric performance of oxide materials. The concept applied in this work is generally important and has the possibility of impacting the thermoelectric performance of oxide thermoelectrics and other functional oxide materials.
Acknowledgments
The experimental work was conducted by using the facilities in the Korea Institute of Ceramic Engineering and Technology (KICET). The authors, Jamil Ur Rahman and Soonil Lee are grateful to all colleagues for help and support in the same research group at KICET.
Conflicts of interest
There are no conflicts of interest to declare.
\n',keywords:"thermoelectrics, nonstoichiometry, defect, phonon scattering, conductive oxide, charge transport",chapterPDFUrl:"https://cdn.intechopen.com/pdfs/75364.pdf",chapterXML:"https://mts.intechopen.com/source/xml/75364.xml",downloadPdfUrl:"/chapter/pdf-download/75364",previewPdfUrl:"/chapter/pdf-preview/75364",totalDownloads:40,totalViews:0,totalCrossrefCites:0,dateSubmitted:"October 6th 2020",dateReviewed:"January 28th 2021",datePrePublished:"March 3rd 2021",datePublished:null,dateFinished:"February 23rd 2021",readingETA:"0",abstract:"Oxide thermoelectric materials are considered promising for high-temperature thermoelectric applications in terms of low cost, temperature stability, reversible reaction, and so on. Oxide materials have been intensively studied to suppress the defects and electronic charge carriers for many electronic device applications, but the studies with a high concentration of defects are limited. It desires to improve thermoelectric performance by enhancing its charge transport and lowering its lattice thermal conductivity. For this purpose, here, we modified the stoichiometry of cation and anion vacancies in two different systems to regulate the carrier concentration and explored their thermoelectric properties. Both cation and anion vacancies act as a donor of charge carriers and act as phonon scattering centers, decoupling the electrical conductivity and thermal conductivity.",reviewType:"peer-reviewed",bibtexUrl:"/chapter/bibtex/75364",risUrl:"/chapter/ris/75364",signatures:"Jamil Ur Rahman, Gul Rahman and Soonil Lee",book:{id:"10037",title:"Thermoelectricity",subtitle:null,fullTitle:"Thermoelectricity",slug:null,publishedDate:null,bookSignature:"Mr. Guangzhao Qin",coverURL:"https://cdn.intechopen.com/books/images_new/10037.jpg",licenceType:"CC BY 3.0",editedByType:null,isbn:"978-1-83962-610-4",printIsbn:"978-1-83962-382-0",pdfIsbn:"978-1-83962-611-1",editors:[{id:"188870",title:"Mr.",name:"Guangzhao",middleName:null,surname:"Qin",slug:"guangzhao-qin",fullName:"Guangzhao Qin"}],productType:{id:"1",title:"Edited Volume",chapterContentType:"chapter",authoredCaption:"Edited by"}},authors:null,sections:[{id:"sec_1",title:"1. Introduction",level:"1"},{id:"sec_2",title:"2. Cation defect engineering",level:"1"},{id:"sec_2_2",title:"2.1 Experimental and computational approaches",level:"2"},{id:"sec_2_3",title:"2.1.1 Preparation of Li1-xNbO2 compounds",level:"3"},{id:"sec_3_3",title:"2.1.2 Theoretical calculations of Li1-xNbO2",level:"3"},{id:"sec_4_3",title:"2.1.3 Characterization of Li1-xNbO2",level:"3"},{id:"sec_6_2",title:"2.2 Results and discussion",level:"2"},{id:"sec_8",title:"3. Anion defect engineering",level:"1"},{id:"sec_8_2",title:"3.1 Experimental and computational methods",level:"2"},{id:"sec_8_3",title:"3.1.1 Preparation of SrTiO3-δ",level:"3"},{id:"sec_9_3",title:"3.1.2 Theoretical calculations of SrTiO3-δ",level:"3"},{id:"sec_10_3",title:"3.1.3 Charascterization of SrTiO3-δ",level:"3"},{id:"sec_12_2",title:"3.2 Results and discussion",level:"2"},{id:"sec_13_2",title:"3.3 Conclusion",level:"2"},{id:"sec_15",title:"Acknowledgments",level:"1"},{id:"sec_18",title:"Conflicts of interest",level:"1"}],chapterReferences:[{id:"B1",body:'G. 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He, Y. Ba, K. Koumoto, Effects of mesoporous silica addition on thermoelectric properties of Nb-doped SrTiO3. J. Alloys Compd.497, 308-311 (2010)'},{id:"B73",body:'S. Ohta, T. Nomura, H. Ohta, K. Koumoto, High-temperature carrier transport and thermoelectric properties of heavily La-or Nb-doped SrTiO3 single crystals. J. Appl. Phys.97, 034106 (2005)'},{id:"B74",body:'A. M. Dehkordi, S. Bhattacharya, J. He, H. N. Alshareef, T. M. Tritt, Significant enhancement in thermoelectric properties of polycrystalline Pr-doped SrTiO3−δ ceramics originating from nonuniform distribution of Pr dopants. Appl. Phys. Lett.104, 193902 (2014)'}],footnotes:[],contributors:[{corresp:null,contributorFullName:"Jamil Ur Rahman",address:null,affiliation:'
Department of Physics, Centre for Materials Science and Nanotechnology, University of Oslo, Norway
School of Materials Science and Engineering/Department of Materials Convergence and System Engineering, Changwon National University, Korea
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Ove Odredbe i uvjeti ističu pravila i regulacije u svezi korištenja IntechOpenove stranice www.intechopen.com i svih poddomena u vlasništvu IntechOpena, tvrtke sa sjedištem u 5 Princes Gate Court, London, SW7 2QJ, Ujedinjeno Kraljevstvo.
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1. Odredbe
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Pristupom na stranicu www.intechopen.com slažete se s ovim odredbama, sa svim primjenjivim zakonskim odredbama, te se slažete s poštovanjem svih lokalnih zakona. Korištenje i/ili pristup ovoj stranici temelji se na potpunom prihvaćanju ovih odredbi. Svi materijali na ovoj stranici zaštićeni su primjenjivim zakonima o autorskim pravima i žigu.
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Sljedeća terminologija odnosi se na Odredbe i uvjete, te na sve naše ugovore:
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Klijent, stranka, vi, vaš odnosi se na vas, osobu koja pristupa ovoj stranici i prihvaća IntechOpenove Odredbe i uvjete;
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Kompanija, tvrtka, mi, naše odnosi se na tvrtku IntechOpen;
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Stranke, strane odnosi se na klijenta i na nas, ili samo na klijenta ili nas.
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Sve odredbe koje se odnose na ponudu, prihvat ili razmatranje plaćanja, a za koja mi pružamo asistenciju klijentu, bilo na ugovoreni ili fiksni način, a s ciljem da se ostvare potrebe i želje klijenta u svezi s našim uslugama, su podložne zakonskim odredbama Ujedinjenog Kraljevstva.
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2. Licenca
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Osim ako nije suprotno navedeno, IntechOpen i/ili svi davatelji licence vlasnici su intelektualnog vlasništva nad svim materijalima na www.intechopen.com. Sva prava intelektualnog vlasništva su pridržana. Stranice sa www.intechopen.com možete gledati, preuzimati, dijeliti, dijeliti poveznice i printati za osobnu uporabu, a temeljem pravila sadržanih u ovim Odredbama i uvjetima.
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3. Kolačići
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Mi koristimo kolačiće. Korištenjem IntechOpenove stranice slažete se s korištenjem kolačića u skladu s IntechOpenovom Politikom privatnosti. Većina modernih, interaktivnih stranica koristi kolačiće kako bi omogućila ponovno pronalaženje korisničkih detalja kod svakog posjeta. Na našoj stranici kolačići se uglavnom koriste kako bi omogućili funkcionalnost i olakšali posjetiteljima korištenje stranice.
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4. Ograničenja odgovornosti
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IntechOpen ili njegovi suradnici niti u jednom slučaju neće biti odgovorni za štete (štete uključuju gubitak podataka ili profita, druge poslovne prekide, te sve ostale štete) koje nastanu zbog korištenja materijala na IntechOpenovoj stranici ili nemogućnosti da se iste koriste, čak i ako je IntechOpen ili njegov predstavnik o takvoj šteti obaviješten pismenim ili usmenim putem. Neke jurisdikcije ne dozvoljavaju ograničenja garancija ili ograničenja obveza za posljedične ili slučajne štete pa se u tom slučaju ova ograničenja možda ne odnose na vas.
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5. Točnost materijala
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Materijali koji se pojavljuju na IntechOpenovoj stranici mogu sadržavati manje greške, tipfelere ili fotografske greške. IntechOpen može napraviti promjene na bilo kojem materijalu koji se nalazi na stranici u bilo koje vrijeme.
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6. Poveznice
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IntechOpen nije formalno povezan niti s jednom vanjskom stranicom čije poveznice vode na www.intechopen.com, osim ako to nije izravno navedeno. Iz tog razloga IntechOpen nije odgovoran za sadržaj koji se pojavljuje na takvim stranicama. Poveznica na IntechOpenovu stranicu ne implicira povezanost sa IntechOpenom. Korištenje takvih poveznica isključiva je odgovornost korisnika.
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Zadržavamo pravo vlasništva nad cjelokupnom stranicom www.intechopen.com i nad svim materijalom na toj stranici. Koristeći se našim uslugama, slažete se da maknete sve poveznice na našu stranicu odmah nakon što to od vas zatražimo. Također, zadržavamo pravo da ove Odredbe i uvjete, i politiku o poveznicama izmjenimo u bilo koje vrijeme. Koristeći se poveznicama na naše stranice slažete se s ovim Odredbama i uvjetima.
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Ako smatrate da je bilo koja poveznica na našoj stranici sumnjiva iz bilo kojeg razloga, molimo vas da nas kontaktirate. U tom slučaju razmotrit ćemo micanje poveznice s naše stranice, iako nismo obvezni to napraviti.
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7. Okviri (Frames)
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Bez prethodne privole i izričite pisane dozvole, ne možete stvarati okvire oko naših stranica ili koristiti druge tehnike koje na bilo koji način mogu promijeniti prezentaciju ili izgled naše stranice.
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8. Promjene
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IntechOpen može ove Odredbe izmijeniti u bilo koje vrijeme i bez prethodne obavijesti. Koristeći ovu stranicu vi se slažete s trenutnim Odredbama i uvjetima koje su na snazi.
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9. Nadležno pravo
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Ove Odredbe i uvjeti su sastavljeni u skladu s odredbama prava Ujedinjenog Kraljevstva, a za sve sporove nadležan je sud u Londonu, Ujedinjeno Kraljevstvo.
Pristupom na stranicu www.intechopen.com slažete se s ovim odredbama, sa svim primjenjivim zakonskim odredbama, te se slažete s poštovanjem svih lokalnih zakona. Korištenje i/ili pristup ovoj stranici temelji se na potpunom prihvaćanju ovih odredbi. Svi materijali na ovoj stranici zaštićeni su primjenjivim zakonima o autorskim pravima i žigu.
\n\n
Sljedeća terminologija odnosi se na Odredbe i uvjete, te na sve naše ugovore:
\n\n
Klijent, stranka, vi, vaš odnosi se na vas, osobu koja pristupa ovoj stranici i prihvaća IntechOpenove Odredbe i uvjete;
\n\n
Kompanija, tvrtka, mi, naše odnosi se na tvrtku IntechOpen;
\n\n
Stranke, strane odnosi se na klijenta i na nas, ili samo na klijenta ili nas.
\n\n
Sve odredbe koje se odnose na ponudu, prihvat ili razmatranje plaćanja, a za koja mi pružamo asistenciju klijentu, bilo na ugovoreni ili fiksni način, a s ciljem da se ostvare potrebe i želje klijenta u svezi s našim uslugama, su podložne zakonskim odredbama Ujedinjenog Kraljevstva.
\n\n
2. Licenca
\n\n
Osim ako nije suprotno navedeno, IntechOpen i/ili svi davatelji licence vlasnici su intelektualnog vlasništva nad svim materijalima na www.intechopen.com. Sva prava intelektualnog vlasništva su pridržana. Stranice sa www.intechopen.com možete gledati, preuzimati, dijeliti, dijeliti poveznice i printati za osobnu uporabu, a temeljem pravila sadržanih u ovim Odredbama i uvjetima.
\n\n
3. Kolačići
\n\n
Mi koristimo kolačiće. Korištenjem IntechOpenove stranice slažete se s korištenjem kolačića u skladu s IntechOpenovom Politikom privatnosti. Većina modernih, interaktivnih stranica koristi kolačiće kako bi omogućila ponovno pronalaženje korisničkih detalja kod svakog posjeta. Na našoj stranici kolačići se uglavnom koriste kako bi omogućili funkcionalnost i olakšali posjetiteljima korištenje stranice.
\n\n
4. Ograničenja odgovornosti
\n\n
IntechOpen ili njegovi suradnici niti u jednom slučaju neće biti odgovorni za štete (štete uključuju gubitak podataka ili profita, druge poslovne prekide, te sve ostale štete) koje nastanu zbog korištenja materijala na IntechOpenovoj stranici ili nemogućnosti da se iste koriste, čak i ako je IntechOpen ili njegov predstavnik o takvoj šteti obaviješten pismenim ili usmenim putem. Neke jurisdikcije ne dozvoljavaju ograničenja garancija ili ograničenja obveza za posljedične ili slučajne štete pa se u tom slučaju ova ograničenja možda ne odnose na vas.
\n\n
5. Točnost materijala
\n\n
Materijali koji se pojavljuju na IntechOpenovoj stranici mogu sadržavati manje greške, tipfelere ili fotografske greške. IntechOpen može napraviti promjene na bilo kojem materijalu koji se nalazi na stranici u bilo koje vrijeme.
\n\n
6. Poveznice
\n\n
IntechOpen nije formalno povezan niti s jednom vanjskom stranicom čije poveznice vode na www.intechopen.com, osim ako to nije izravno navedeno. Iz tog razloga IntechOpen nije odgovoran za sadržaj koji se pojavljuje na takvim stranicama. Poveznica na IntechOpenovu stranicu ne implicira povezanost sa IntechOpenom. Korištenje takvih poveznica isključiva je odgovornost korisnika.
\n\n
Zadržavamo pravo vlasništva nad cjelokupnom stranicom www.intechopen.com i nad svim materijalom na toj stranici. Koristeći se našim uslugama, slažete se da maknete sve poveznice na našu stranicu odmah nakon što to od vas zatražimo. Također, zadržavamo pravo da ove Odredbe i uvjete, i politiku o poveznicama izmjenimo u bilo koje vrijeme. Koristeći se poveznicama na naše stranice slažete se s ovim Odredbama i uvjetima.
\n\n
Ako smatrate da je bilo koja poveznica na našoj stranici sumnjiva iz bilo kojeg razloga, molimo vas da nas kontaktirate. U tom slučaju razmotrit ćemo micanje poveznice s naše stranice, iako nismo obvezni to napraviti.
\n\n
7. Okviri (Frames)
\n\n
Bez prethodne privole i izričite pisane dozvole, ne možete stvarati okvire oko naših stranica ili koristiti druge tehnike koje na bilo koji način mogu promijeniti prezentaciju ili izgled naše stranice.
\n\n
8. Promjene
\n\n
IntechOpen može ove Odredbe izmijeniti u bilo koje vrijeme i bez prethodne obavijesti. Koristeći ovu stranicu vi se slažete s trenutnim Odredbama i uvjetima koje su na snazi.
\n\n
9. Nadležno pravo
\n\n
Ove Odredbe i uvjeti su sastavljeni u skladu s odredbama prava Ujedinjenog Kraljevstva, a za sve sporove nadležan je sud u Londonu, Ujedinjeno Kraljevstvo.
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