Abstract
Large black holes of millions of solar masses are known to be present in the centre of galaxies. Their mass is negligible compared to the mass of the luminous matter, but their entropy far exceeds the entropy of the latter by 10 orders of magnitude. Strong gravitational fields make them ‘black’—but at the same time, they cause them to emit radiation—so they are not ‘dark’. What is the meaning of their borders that may only be crossed once and that leads to the information paradox and what are the properties of their interiors? In discussing these and related questions (is it possible that the volume of a black hole might be infinite?), we uncover the unexpected meaning of the term ‘strong gravity’.
Keywords
- gravity
- black holes
- horizon
- interior
- information paradox
1. Introduction
Black holes (BHs) are sources of the strongest gravitational fields in the Universe. On the other hand, they are also the outcomes of these strong gravitational fields. The first time they appeared in science was as a result of speculation. At the end of the XVIIIC, the English geologist (and astronomer) John Michell and the famous French mathematician Pierre-Simon Laplace independently considered the consequences of the presence of a large, compact massive object producing gravitational fields so strong that even light could not escape from them. For obvious reasons, discussions of this kind were limited in their nature at that time.
The next step came at the beginning of 1916, when Karl Schwarzschild, a mathematician and an army officer, found a specific solution for the field equations of Einstein’s General Theory of Relativity. He found the solution for the particular case of a static, spherically symmetric spacetime. Schwarzschild sent the results of these studies to Albert Einstein in the form of two chapters. The second of these two chapters contained what was, to Einstein, a controversial result. If the mass of the source of the gravitational field was both big enough and compact enough, then the solution was singular: a particular element of the metric tensor, a tool for describing the geometric properties of the spacetime, became infinite at some distance from the centre. Einstein was concerned by this effect and consequently had been slow to respond; in the meantime, Schwarzschild had died.
Schwarzschild’s solution [1] (see subsequent text) reveals a specific form of behaviour and leads to the conclusion that in some circumstances, a so-called horizon (termed an event horizon) is formed around the black hole. Such a horizon acts as a semi-permeable ‘membrane’ [2]: it may be crossed only once and in one direction only. The radius of the event horizon is called the gravitational radius or the critical or Schwarzschild radius.
The term ‘Black Hole’, proposed in the 1960s by J.A. Wheeler, represents the reality of a strong gravitational field in which neither massive nor massless objects (i.e. light in the form of photons) could leave its interior. Black holes (BHs) had been regarded as hypothetical objects even as late as the early 1970s; at that time, a famous bet between two prominent physicists, Kip Thorn (Nobel Prize winner in Physics in 2017) and Stephen Hawking, was set. The subject of the bet was the experimental confirmation of the presence of black holes (the annual delivery of a journal from a building sector was the pledge for this bet).
Currently, it is assumed that there is a massive BH with a mass of millions of solar masses
Hence contributes a negligible fraction of the total energy density. An interesting fact, however, is that the total entropy of black holes,
(see subsequent text), so
some 20 orders of magnitude smaller than the maximal entropy of our Universe.
The purpose of this exposition is to illuminate the properties of strong gravitational fields. This will be achieved via a discussion of particular processes and phenomena in the vicinity of the event horizon of black holes, on both sides of this horizon.
2. The Schwarzschild solution and the event horizon
Let us consider the case of mass
where
3. Exterior of the Schwarzschild BH
The meaning of a strong gravitational field is revealed via investigation of the properties of the exterior and then the interior of a BH. It is natural to start from the former region. Let us underline the first, nearly trivial fact that the (relativistic) definition of the gravitational radius as the singularity of the metric (2.1) coincides with a purely classical physics definition of a critical radius such that the escape velocity becomes equal to the speed of light in a vacuum,
in a standard manner leading to the Euler–Lagrange equations;
One can determine then arbitrary geodesics from the normalization condition
where
Using Eqs. (6)–(9), one can characterize both types of geodesics and illustrate in this way selected features of gravitational fields outside the BH horizon.
Apart from geodesic motions, we will also be employing systems of static observers, SO, whose spatial coordinates are fixed. They are characterized by velocity four-vector,
3.1. Travel time towards BH horizon
Let us consider the situation of observer A (Alice) whose frame of reference is in a radial free fall,
It diverges,
turns out to be finite. This illustrates a manifestation of the most dramatic time delay: for distant observers (but actually for all observers exterior to the horizon), Alice’s frame of reference would need an infinite time to reach the event horizon, while a finite time elapses for the co-moving observer, Alice herself. Another aspect of this outcome has already been mentioned. The speed,
One finds then a general outcome: the speed of a test particle radially freely falling
approaching the event horizon tends to the value of the speed of light in the vacuum. And this result is independent of the initial conditions. One may ask: how would that speed be changing inside the horizon? We discuss this question subsequently.
3.2. Generalized Doppler shift: how to fix the instant of crossing of the Schwarzschild BH horizon
It is a well-known fact that due to the equivalence principle, an observer confined within a frame freely falling towards the horizon cannot identify the instant at which he/she crosses the horizon and if a black hole is large enough, such an observer would harmlessly cross the horizon without even noticing [6]. On the other hand, one can quite precisely determine that instant. How is this seeming contradiction possible?
Before resolving this, let us recollect a well-known result, that of the gravitational frequency shift. In order to do this, one considers radial signals of a fixed frequency,
where ± corresponds to out- and ingoing rays, respectively. If MS emits such a signal with frequency
SO records it at
so
The frequency recorded by SO is indefinitely blueshifted: when
When such radial signals are recorded by Alice,
where
Exchanging such signals, one can observe a (generalized) Doppler shift of the following form [7]:
and
The meaning of result (22) is as follows: signals coming from a frame infalling towards the black hole horizon are indefinitely redshifted (and ultimately disappear from the screens/sensors)—such a journey seems to take infinitely long for external observers. This confirms our former conclusion. The result (21) on the other hand means that the Doppler shift of signals coming from MS allows Alice to identify the horizon quite precisely—the Doppler shift reaches a value of ½ on the horizon.
3.3. Image collision or the ‘touching ghosts’ anomaly
With the speed of free fall tending to the speed of light in a vacuum, the generalized Doppler shift as characterized by Eqs. (21) and (22) and the dramatic form of the time delay in this case, this leads to yet another anomaly—
Let us consider another observer, B (Bob), whose spaceship also starts from MS, following Alice’s spaceship. Alice and Bob exchange electromagnetic signals; how (when) does Bob perceive the instant of Alice’s crossing of the horizon? The answer has been referred to as ‘image collision’ or ‘touching ghosts’ and it is as follows [8, 9]. Alice sends an encoded message: a signal that means ‘I am crossing the horizon’ (at the instant when her Doppler shift is half); Bob receives that message at the instant when he himself crosses the horizon. An interesting fact is that this effect, originally illustrated by means of Kruskal-Szekeres coordinates, may be interpreted in a general manner, without reference to any specific system of coordinates. Indeed, if Bob received such a message before crossing the horizon, that information would be transmitted to our part of the universe; this would contradict the fact that the horizon crossing can never be observed.
3.4. Photon sphere
In the case of null geodesics in the equatorial plane, the wave vector components are as follows:
where
is small for large values of b—light rays are only slightly deflected. It grows indefinitely as the impact parameter value tends to its critical value,
which are (unstable) null geodesics:
3.5. The shape of light cones
It should be noted that in approaching an event horizon, the shape of a light cone evolves in a characteristic manner. Indeed, observing radial in- and outgoing signals
one finds,
which may be illustrated as a sequence of vanishingly narrow cones.
4. Interior of Schwarzschild BH
In order to describe the interior of the horizon of the Schwarzschild spacetime, one can follow an approach proposed by Doran et al. [12]. These authors showed that discussing the problem of an empty, but dynamically changing spacetime, one finds, using specific boundary conditions, the metric (4) of the interior of the Schwarzschild spacetime, that is,
for
Therefore, one can consider spacetime (29) as representing the interior of a Schwarzschild black hole. Accordingly, analogues of the phenomena described above outside the horizon will be analyzed.
First, one introduces a class of resting observers, RO, that is, those, whose spatial coordinates,
The class of infalling test particles located in Alice’s frame of reference is described in the same way as given outside the horizon (Eqs. (6)–(9))—in this case, however,
differ from their counterparts outside the horizon by a small but important feature—the
4.1. The speed of an infalling test particle
A test particle located in A’s framework (Eqs. (6)–(9)),
One finds then that (c.f. Eq. (14))
This is, at first sight, a rather unexpected outcome: the speed is given by a formula inverse to the one obtained outside the horizon, Eq. (14). Another aspect of this result is revealed when one illustrates the speed outside and inside the horizon as measured by observers that are static, SO, and resting, RO (30), respectively (see Figure 2).
4.2. The Doppler shift
Let us consider an analogy of the generalized Doppler effect inside the horizon.
4.2.1. Frequency shift of signals coming from MS
4.2.1.1. Resting observers
One can start from an analogy of the gravitational frequency shift: a resting observer (30) records radially incoming signals coming from the Mother Station. Then, according to Eq. (18), the frequency shift is
One finds then that the gravitational frequency shift of the signals coming from MS and recorded by static, SO, and resting, RO, observers, outside and inside the horizon, respectively, as having a symmetric form with respect to the horizon itself (see Eqs. (19) and (34)).
4.2.1.2. Freely falling observers
The frequency shift of signals coming from MS and recorded by Alice, who is radially freely falling, is
Expression (35) is the same as its counterpart outside the horizon (21): it turns out that the frequency shift is a continuous and decreasing function from 1 to 0 during the trip through the horizon; as emphasized earlier, with the factor
4.2.2. Frequency shift of signals inside the horizon of BH
One can consider the exchange of signals by observers at rest inside the horizon. One can distinguish two types of signals: going along the direction of homogeneity, that is, the t-axis, and signals propagating perpendicularly to this axis.
4.2.2.1. Signals propagating along the t-axis
The frequency shift of signals exchanged by two observers at rest at
One finds that in this case, the frequency redshift tends to zero at the ultimate singularity (see Figure 4).
4.2.2.2. Signals propagating perpendicularly to the t-axis
The wave vector of signals propagating perpendicularly to the t-axis has two non-vanishing components
One finds an indefinite blueshift at the ultimate singularity (see Figure 5).
4.3. Photon sphere analogue
Null geodesics propagating perpendicularly to the t-axis resemble trajectories belonging to the photon sphere. Indeed, they are determined by the wave vector,
having only one spatial component, the angular component,
that the rate of change of the radius of such a sphere is proportional to
The answer to this question is quite unexpected: it is exactly
Indeed, by using Eq. (39), one obtains
This means that the angle traversed by a light ray is equal in this case to
5. The horizon of a Schwarzschild BH
Among various interesting properties of the Schwarzschild BHs horizon, there are at least two that are relevant to our discussion.
The first relates to the speed of an object crossing the horizon. As described earlier, the value of the speed of Alice’s spaceship tends to the value of the speed of light
The second is linked to any outgoing light ray trapped at the horizon. It may be a signal emitted by Alice at the instant she was crossing the horizon with the encoded message: ‘I am crossing the horizon now’. If it was a signal of some specific frequency, what would be its frequency as recorded by Bob, when he crossed the horizon? It turns out that such a signal ‘ages’: it is redshifted and the value of the redshift becomes greater as the original distance between Alice and Bob increases [15].
6. The meaning of a strong gravitational field
Let us underline the rather unexpected and counterintuitive observations that accompany the presence of the event horizon of a Schwarzschild BH. The strange intimate symmetry of the outer versus inner region: static observers outside the horizon and observers at rest inside the horizon measuring the Doppler shift of signals incoming from MS would record basically the same outcomes. The speed of a test particle falling towards the BH appears to be impeded after crossing the horizon. As described elsewhere, the speed of a test particle uniformly accelerated inside the horizon after reaching its maximal value starts to diminish. A null geodesic follows exactly half a circular orbit within the horizon. Signals exchanged within the horizon seem to mimic the cosmological model expanding along one specific direction and contracting perpendicularly to this direction. All of these are manifestations of the presence of such a strong gravitational field that the event horizon of the BH is developed.
Inside the horizon of a Schwarzschild BH, one comes across a unique phenomenon: an interchange of the roles of the
Such an interchange results in a dramatic difference of the symmetry properties of the spacetime. As mentioned earlier, the Schwarzschild spacetime outside the horizon is static, independent of time and isotropic; this results in the conservation of energy and angular momentum, respectively. Inside the horizon, the spacetime is still independent of
All of this presents the above-seemingly unexpected or counterintuitive phenomena in a new perspective. The speed of the infalling test particle is measured as ‘distance’/‘time’ so the interchange of the roles of ‘distance’ and ‘time’ leads to the inverse expressions to those exterior to the horizon,
Let us emphasize that the common sense property of the BH, namely. ‘nothing, not even light can leave their interior’ takes on a new sense now: crossing the event horizon, a test object can never reach it again as this would mean travelling backwards in time.
There is a more formal interpretation of the interchange of the role of radial and temporal coordinates in the theory of relativity. The Killing vector representing time independence symmetry, being time-like outside the horizon becomes space-like inside the horizon—this actually means that the time-like component of the momentum four vector is converted into a space-like momentum component, respectively. This opens the door for radiation emitted by black holes—Hawking radiation.
7. Astrophysical black holes
Generations of thermonuclear reactions support stars against gravitational collapse [3, 20]. The first stage is a process of hydrogen burning to make helium. When a substantial amount of hydrogen is exhausted, gravitational contraction raises the temperature until helium burning, the so-called triple alpha process, can start. This evolution eventually leads, for massive stars, to the last stage where an element with the largest binding energy per nucleon,
One can consider the state of a star of mass
and a positive one, the kinetic energy of the electronic gas:
where
one obtains for a nonrelativistic range of energies,
It appears that the kinetic energy term dominates in the range of decreasing values of
In such a case for a mass M larger than the Chandrasekhar limit,
For even more massive stars, one comes across inverse beta decay leading to the formation of a neutron star core. In such a case, the Pauli exclusion principle, this time for neutrons, prevents gravitational collapse, up to some specific limit,
8. Entropy and Hawking radiation
In early 1970s, it was indicated by Bekenstein [21] and Hawking [22] that BH entropy is proportional to their surface area:
where
and identifying
where we use standard notation. It was Hawking’s idea that black holes should lead to a new kind of uncertainty [23], other than the one having a quantum mechanical origin. When matter or radiation falling in towards a black hole crosses its horizon, the information it carries is inevitably lost. This led to two controversies. Firstly, information itself is lost. Secondly, one can consider black hole formation due to the gravitational collapse of matter (or radiation) as the unitary evolution of a pure quantum state. After the formation of the horizon, further evolution has to be regarded in terms of mixed states due to the loss of information. This means the breakdown of quantum mechanical predictability. Both elements of such an information problem, loss of information and breakdown of unitary quantum evolution, were objected to from the very beginning.
Hawking himself [24] formulated the idea of black hole decay. Due to the existence of an event horizon and the conversion of one of the Killing vectors from a temporal to a spatial one, a pair of entangled particles, one of positive and one of negative energy, would be created in the proximity of the horizon. Two scenarios are then possible when one (the one with negative energy) or both of the particles fall behind the horizon. The point is that the particle with negative energy could not ‘survive’ in our part of the Universe for fundamental reasons, but it could exist within the horizon. This is so because the energy, the
Therefore, BHs turn out to be evaporating nonequilibrium systems with a decay time
fifty seven orders of magnitude larger than the age of the Universe for moderate BH masses
yet the entropy of the respective BH radiation is larger by one-third [26].
One may suspect that information lost due to the presence of the horizon may be retrieved due to evaporation, thus restoring this fundamental aspect of quantum mechanical unitary evolution [27, 28, 29]. A closer scrutiny shows that this is not so obvious: at the initial stages of the BH decay, both BH and radiation are close to their maximally mixed states, thus no information is retrieved. Although the process of releasing information might be of a non-perturbative character, the information problem (referred to as the information paradox) still remains unsolved. It was indicated that smooth quantum mechanical unitary evolution should lead to the breakdown of the smoothness of the proximity of the event horizon, leading to a ‘firewall’ [30]. This concept was objected to in more recent papers [31, 32, 33]; nevertheless, the information paradox is still far from being removed. It may currently be formulated in many different ways and one of those ways can be expressed as follows:
Hawking radiation consists of particles born as entangled pairs; those recorded far away are then entangled with a diminishing BH. Finally, the BH disappears. What, then, are those particles recorded at distant locations still entangled with [34]?
9. Final remarks
The purpose of this presentation was to illustrate selected features of strong gravitational fields. Black holes are the sources of the strongest gravitational field in the sense that an event horizon has developed. Let us briefly consider the point ‘
The outcome of the presence of the horizon of the BH is a dramatic difference in the symmetry properties of the exterior and interior of the BH. Energy conservation related to the time-like Killing vector is changed into a corresponding momentum component conservation as the Killing vector is converted into a space-like one. That is a consequence of the static spacetime outside the horizon being transformed into a homogeneous one, along the t-direction, but it also becomes a dynamically changing spacetime inside the horizon: expanding along the homogeneity direction and contracting perpendicularly to that direction. On the one hand, this leads to the information paradox. On the other hand, the presence of the BH’s event horizon may be interpreted as an interchange of the roles of the time and radial coordinates. And this leads to unexpected scenarios, with some surprising processes and phenomena taking place outside the horizon yet with even more striking properties of the interior of the horizon. It should be underlined that the discussion presented here has dealt mostly with eternal BHs, which have not been created due to gravitational collapse but rather have existed forever (since the Big Bang). However different these may seem, they have a lot in common. They both decay due to Hawking radiation [2]; as suggested by various authors [16], the interior of gravitationally collapsing black holes is also of a cylindrical shape, and both eternal and collapsing BHs share one more common but bizarre property, their volume is
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