The transmitted coefficients and scattered coefficients

## Abstract

It is known that the very low frequency (VLF) signals propagating at long distances over a terrestrial waveguide will experience a diurnal interference across the sunrise and sunset transitions. Early studies indicated that cascaded terrestrial waveguides can be applied to investigate the cycle-clip behaviors of amplitude and phase for VLF waves, with an abrupt effective height change by 20 km to represent the night and day transitions. Based on the knowledge, this chapter starts with some basic concepts on VLF wave propagation in the presence of an anisotropic terrestrial waveguide. Then, by performing the method of field matching at the discontinuous junctions, the coefficients of transmitted and scattered vectors are resulted from two derived matrix equations. Finally, the synthetic fields are calculated to simulate the VLF waves, which are subjected to an oblique geomagnetic field during long-distance propagation. The purpose of the present chapter is to illustrate the disturbing nature during sunrise and sunset for the VLF waves with periodic variations in amplitudes interfered by multimodes over long propagation paths.

### Keywords

- VLF waves
- mode-conversion coefficient
- sunrise transition
- sunset transition
- terrestrial cascaded waveguides

## 1. Introduction

The very low frequency (VLF) waves, namely, the radio waves whose wavelengths are between 10 and 100 km and operate at the frequencies ranging from 3 to 30 kHz, are usually used for long-distance propagations. In this frequency band, both the ground medium (occupied by land, lake, or seawater) and the ionosphere (the sky region of the height over 60–90 km distinct from daytime to nighttime states) are strongly reflecting for the excited waves, so that the VLF waves are conducted to propagate in free space between the two parallel reflecting walls. This is the so-called terrestrial waveguide. Generally, a vertical electric dipole antenna, polarized in perpendicular to the ground interface, can be idealized to generate these guiding waves in transverse magnetic (TM) modes, whereas the transverse electric (TE) modes generated by a horizontally polarized electric dipole antenna would not propagate along the radial direction. Assuming that the spherical coordinate system has been established, “the ground-ionosphere waveguide” is formed by the two concentric spherical shells.

Along a great propagation path across two states of the daytime and nighttime sections, the resulted cycle clips by interferences would be observed in phase for VLF radio waves [1, 2, 3, 4, 5, 6, 7]. Most of the early explanations of this phenomenon [8, 9, 10] were based on the ray-optic model; however, it seems unlikely to be accountable correctly for the mentioned matter for a long-distance propagation. That is because, on the one hand, it would be required to include lots of ray paths in explaining the VLF wave propagation at great distances, yet only a few low-order modes are necessary; and on the other hand, there should be consideration of including the diffraction corrections for using ray-optic models over a curved earth.

For a better knowledge of diurnal behaviors as phase and amplitude variations for VLF radio waves, extensive studies had been developed over the years by researchers. In the 1960s, the effect of multimode interferences had been addressed by Wait [11, 12] for VLF radio waves in the presence of a nonuniform earth-ionosphere waveguide. Later, the study had been extended by Bahar in the 1970s [13, 14, 15, 16] where the inhomogeneous waveguide was assumed to be represented by successive cascaded earth-ionosphere waveguides, for which the height variations were accounted for the day-to-night transition. In these analyses, the mode-conversion coefficients had been formulated by employing the orthogonal properties of basis functions. Consequently, the resulted coefficients could be utilized to derive a set of coupled first-order differential equations for the forward and backward wave amplitudes in the transition region, to extend the study into a more general case with arbitrarily varying effective height. However, it should be pointed out that these computational schemes by previous treatments had neglected the influence of the geomagnetic field. In the study by Galejs [17, 18], the transition geometry of waveguide with an abrupt height change of d*h* was equivalent to that of a waveguide with identical height boundaries but different surface impedances, representing the anisotropic ionosphere in daytime and nighttime, respectively. However, the author also indicated the derived reflection coefficients would be of even smaller significance in a more realistic problem of gradual height or impedance changes. Therefore, the mode-conversion coefficients remain to be formulated for higher accuracy of the VLF radio waves to include the influence of geomagnetic field at great propagation path across daytime and nighttime states.

The analytical formulas for mode-conversion coefficients have been derived in the circadian transitional period by Pan et al. [19, 20, 21] applied in ELF/SLF electromagnetic wave propagation in earth-ionosphere waveguide due to sunrise and sunset. Apart from its simplicity, the proposed computations are also feasible for studying the influence of the anisotropic behavior from the ionosphere, including reflection characteristics of the transitional daytime and nighttime sections. The study leads us to treat the ionosphere as anisotropic plasma medium and derive the mode-conversion coefficients resulted from the daytime and nighttime transitions for VLF waves.

In this chapter, the matter of VLF wave propagation is addressed in the presence of an earth-ionosphere cavity. Considering the diurnal behavior caused by sunrise and sunset transitions, the mode-conversion coefficients in an earth-ionosphere waveguide have been derived under an abrupt effective height change. The proposed computational scheme guarantees satisfactory accuracy of the electromagnetic field in the transition ranges and can be developed in the derivation of the coupled differential equations for the wave amplitudes in a transition section of gradually varying height. Additionally, the mode interference has been analyzed. The time dependence

## 2. VLF radio wave propagation in the presence of an anisotropic earth-ionosphere waveguide

In this section, the expressions of electromagnetic components have been addressed for VLF radio waves propagating in an anisotropic earth-ionosphere waveguide. The computations are based on an analysis of exploiting the concept that the VLF radio waves propagate in a spherical earth-ionosphere waveguide, with finite surface impedance boundaries. Wave components are formulated in the expression of Airy functions for the VLF radio waves in the context.

### 2.1 Formulation

Assume that the strength of geomagnetic field *-*

in which the constant

where the variable

### 2.2 Expressions of the components for VLF radio waves in an anisotropic terrestrial waveguide

In what follows, it is assumed that the characteristics of VLF radio waves are determined by propagation paths from the exciting source to the receiving field point, that is, the characteristics of propagation will not be affected by other propagation paths.

#### 2.2.1 Computational expressions

In an idealized geometry, the ionosphere layers are regarded as the anisotropic plasma, and the waveguide is occupied by free space, characterized by the permeability

in which the functions

in which

with

In the above formulas, the variable *n*th wave impedance defined by

The coupling impedance

and the

where the variable

#### 2.2.2 Definition of the airy functions

In the evaluation of Eq. (8) to Eq. (9), the Airy functions have been employed. In order to clarify these special functions, the following expressions provided by the use of Bessel functions are defined as follows [23]:

in which the Airy functions are defined by the first- and second-kind Hankel functions of one third or two third order. In addition, the Wronskian equality for the Airy function is defined as follows:

### 2.3 Computation and discussion

In what follows, the propagation parameters are computed for VLF waves and quantitatively compared to the isotropic case to study the anisotropic ionosphere properties influenced by the geomagnetic fields.

#### 2.3.1 Impedance matrix of ionosphere

To consider an anisotropic ground-ionosphere waveguide, the surface impedance matrix for the field components has been applied to terminate the source-free waveguide at the same altitude as in the region of the waveguide source. In Figures 1 and 2, the elements of impedance matrix have been computed at an operating frequency by ^{−3}, and electron collision frequency is ν = ^{−1}. And the ground (assumed to be occupied by seawater) is characterized by the relative dielectric constant ^{−1}. In the numerical examples, the incident angles

The diagonal elements

#### 2.3.2 Attenuations and velocities of the VLF radio waves

At VLF radio frequencies, the surface impedance of the ground is much smaller than that of the ionosphere. This makes the change of the ground conductivity to have little effect on the phase velocity and attenuation rate of the waves [19]. In the following computations, the ground is assumed to be idealized to the sea surface. By the proposed formulas, we will compute the anisotropic ionosphere parameters. To begin with, the modal equation of VLF wave propagation can be solved readily by (8), so that the characteristic parameters are calculated correspondingly. In Figures 3(a) and 3(b), with the conductivity and the relative dielectric constant of sea water being

As is depicted from Figure 3(a), the attenuation rates of lower modes are raised by increasing the operating frequencies. But for the higher modes, the attenuation rates decrease on the same condition. This is because the fundamental mode as the ground wave term cannot propagate at great propagation distances, whereas the high modes as sky waves, multi-reflected by the ground and ionosphere walls, will propagate through long path. Considering that both the radiating antenna and the receiving antenna are located in the same state of daytime or nighttime, the equivalent altitude of the ionosphere is quite different from each state along with propagation path. In Figure 3, it is shown that the attenuation rates of lower modes have different behaviors for daytime and nighttime [

As is shown in Figures 4(a) and 4(b), the relative phase velocities are evaluated, correspondingly, in variance of the normalized frequencies (with

In conclusion, the attenuation rates and phase velocities of the ground wave mode are affected by strength and inclination angles of earth geomagnetic field. However, at a greater geomagnetic angle, the attenuation rate becomes larger, and the relative phase velocity decreases correspondingly. On the other hand, the influences of the attenuation rates and the phase velocities are weakened by propagating direction. For fundamental modes, there exist directional actions in attenuation rate and phase velocity. For example, the attenuation rate propagating westward will be greater than that propagating eastward, if the relative phase velocity propagating eastward is also smaller than that propagating westward [19].

## 3. Mode interferences of VLF waves in an anisotropic waveguide due to sunrise and sunset

In this section, the orthogonal properties of basis functions are considered at each side of daytime and nighttime waveguides, respectively, while the ionosphere layer has been treated as anisotropic plasma. The transmission and reflection coefficients are determined by the resulting linear equations from field matching. Thus, the mode-conversion coefficients are obtained for VLF waves propagating in the terrestrial waveguide during sunrise and sunset.

### 3.1 Mode-conversion coefficients across abrupt discontinuity

The idealized model representing the sunrise or sunset transition is depicted in Figure 5, where a cascading anisotropic waveguide is formed by two sections with different effective heights. Each section of the ionosphere layer is regarded as anisotropic plasma, and the waveguide is occupied by the free space, characterized by the permeability

In region

In Eq. (16), the different phase velocities, attenuation rates, and height functions are taken into consideration for the incident wave and the reflected wave for each wave type, respectively. In region

in which

The superscript

At the junctions of day and night sections, the interferences of VLF radio waves occur due to discontinuity of abrupt effective heights. Assume that the electromagnetic waves are incident at the junction from port

The symbol

#### 3.1.1 Field matching

At the junction of the waveguide sections with

in which the column vectors

#### 3.1.2 VLF waves across abrupt junctions

Taking into account the properties of height-gain functions, the row vectors

in which matrix

It yields

in which

Therefore, the reflection scattering matrix can be approximated by

with

where the elements of the matrices

and

where

in which

whose elements are

in which the delta function

It is noted that Eq. (37) and Eq. (38) define the reflection matrix

### 3.2 VLF waves across cascaded waveguides

Due to the revolution of the earth, the boundary of daytime and nighttime regions is moving over time. Thus, in the period of the daytime and nighttime transitions, the received phase of VLF radio waves in a receiving antenna appears a regular fluctuation. This is called the transition period interfered by mode conversions.

In Figure 6, the geometries of the transition model are presented by cascaded terrestrial waveguides, respectively. These models are approximated by an inhomogeneous waveguide represented in Figure 7 with a varying height. The height function can be defined as follows:

in which

with

In this case, the scattered coefficients derived in Eq. (36) to Eq. (37) can be developed as follows:

So that, we have

and

in which

and

respectively.

### 3.3 Computation and discussion

In the following computations, numerical solutions are obtained by computer software, such as Matlab, to quantitatively evaluate the resulted formulas for mode-conversion coefficients of VLF radio waves due to sunrise and sunset.

#### 3.3.1 Mode-conversion coefficients of reflected and scattered vectors

During long-distance propagation across the transition regions, several modes contribute to the net fields. Based on the derived formulas, the vertical electric field component can be determined by the distance variations, so that the mode-conversion coefficients can be obtained, correspondingly. Consider that the altitude of the lower ionosphere is assumed to be at

Nth | Anisotropic ionosphere | |||
---|---|---|---|---|

Re ( | Im ( | Re ( | Im ( | |

1 | 1.0554 | 0.1188i | −1.5452 | −0.0717i |

2 | −0.5785 | −0.0165i | 0.4090 | 0.0143i |

3 | 0.2533 | 0.0071i | −0.1753 | −0.0061i |

4 | −0.1415 | −0.0039i | 0.0974 | 0.0034i |

5 | 0.0902 | 0.0025i | −0.0620 | −0.0022i |

Nth | Anisotropic ionosphere | |||
---|---|---|---|---|

Re ( | Im ( | Re ( | Im ( | |

1 | 0.9883 | 0.0014i | −0.0939 | −0.0372i |

2 | 0.0946 | 0.0080i | 0.1188 | 0.0074i |

3 | −0.0167 | −0.0038i | −0.0509 | −0.0032i |

4 | 0.0069 | 0.0021i | 0.0283 | 0.0018i |

5 | −0.0038 | −0.0014i | −0.0180 | −0.0011i |

6 | 0.0025 | 0.0009i | 0.0125 | 0.0008i |

7 | −0.0017 | −0.0007i | −0.0091 | −0.0006i |

8 | 0.0013 | 0.0005i | 0.0070 | 0.0004 |

Technically, the magnitudes of the first-second and second-first mode-conversion coefficients will affect more than the higher modes [19]. It is seen that more summation terms would be required to guarantee accuracies of calculations at high operating frequencies. In Tables 1 and 2, the determined elements of the reflected and transmitted scattering matrix are calculated by Eq. (36) and Eq. (37), respectively. The derived matrix is subjected to modal equations by Eq. (8). It is noted that for more complicated case of varying ionosphere heights, these coefficients can be derived by Eq. (42) and Eq. (43) which are not addressed in the illustrative example for simplicity.

#### 3.3.2 Interference behaviors of VLF radio waves across abrupt discontinuity

For a better understanding of the interference pattern by the use of the obtained formulas, the following computations are developed when the ionosphere layer is composed of a succession of two bounded layers, each with a distinct character. Assuming that the transmitting antenna is placed on the sea surface in region

From Figure 8(c) and Figure 8(d), the distributions of the electromagnetic field strength for VLF waves due to sunrise are depicted at the operating frequency *f* = 10 kHz. From Figure 8(e) to Figure 8(g), it is depicted that the field components in the sections are quite different at different propagation distances and different altitudes. Obviously, the interference occurs at the abrupt junction of two cascaded waveguides.

In a similar manner, the wave components are evaluated through a D-to-N propagation path. Considering that all parameters are chosen as same as those in Figure 8, the spatial distribution of the scattered field is depicted in Figure 9(d) through a D-to-N propagation path. However, it is seen that the interference pattern is unlikely in agreement with reciprocity in which the section on the right side is subjected to different incident angles. This shall also be affected by the earth geomagnetic field inclination angle and the propagation angle. However, the proposed computational scheme is in advantage of providing a straightforward in calculation for nonreciprocal model. In Figure 9(e), the electromagnetic field in the transition region by corresponding formulas is plotted versus the propagation distance in the same figure at the operating frequency

#### 3.3.3 Comparing with the experimental data for the VLF radio wave at 20.5 kHz due to sunrise

In Figure 10(a), the interfered electric field due to sunrise is computed as comparing with that for a homogeneous waveguide representing for daytime and nighttime, respectively. It is seen that the interference subjected to mode conversion is resulted from discontinuousness from distinct ionosphere boundaries due to day and night propagation paths.

In order to validate of the proposed computational scheme, the simulation has been compared with the experimental data addressed in a recent paper [25] in Figure 10(b). The radiation power is 250 kw, and the radiating device is chosen by un-directional antenna. The experimental data are measured at the operating frequency *f* = 20.5 kHz in the same location from the time 4 o’clock a.m. to 8 o’clock a.m. in east-to-west direction. Taking into account that both the observation point and transmitting antennas are located on the ground, with the same operating frequency, the conductivity and relative dielectric constant of sea water being *σ*_{1} = 4 S/m and *ε*_{r1} = 80, the amplitudes of synthetic fields are computed along an idealized N-to-D transition propagation path. The synthetic fields contain two parts: the first section before a sunrise line (including the incident wave and scattered wave) and the second section across a sunrise line (standing for the transmitted wave).

It is shown from Figure 10(b) that the calculated result as synthetic field being interfered by multimode-conversion effect is closer to the experimental data measured on 4 o’clock and 5 o’clock than measured on 6, 7, and 8 o’clock data near the sunrise line. Additionally, the measured data after 6 o’clock does not change too much since process of sunrise passed. Taking into account that the difference between calculated data and the measured data is resulted from the applied models and specific measuring conditions, such as the time, locations, and propagation paths, the proposed computational scheme would be more helpful by adjusting it into more practical models than a simple structure with abrupt discontinuity in height boundaries.

## 4. Conclusions

In this chapter, the effect of multimode interferences is investigated for VLF radio waves due to sunrise and sunset based on an idealized cascaded anisotropic inhomogeneous terrestrial waveguide. The coefficients of mode conversion for scattered vectors and transmitted vectors are evaluated at the junction of abrupt discontinuity representing the nighttime and daytime transition. The treatment provided can be enhanced in the future by a more practical terrestrial waveguide with varying effective ionosphere height rather than the abrupt one. The study may provide with some help in the applications of long-distance communication and navigation.

## Acknowledgments

The authors are grateful to all referees for their constructive comments and suggestions in improving the quality of this chapter. The authors thank all associate editors very much for their help and encouragements.

## Conflict of interest

No potential conflict of interest was reported by the authors.