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Engineering » Chemical Engineering » "Distillation - Innovative Applications and Modeling", book edited by Marisa Fernandes Mendes, ISBN 978-953-51-3202-8, Print ISBN 978-953-51-3201-1, Published: June 28, 2017 under CC BY 3.0 license. © The Author(s).

Chapter 5

Enhanced Distillation Under Infrared Characteristic Radiation

By Kuo-Ting Wang, M. Quinn Brewster and Wei-Hsiang Lai
DOI: 10.5772/67401

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Definitions for thermodynamic states, energy fluxes, and coordinate systems at vapor-liquid interface for semi-infinite water.
Figure 1. Definitions for thermodynamic states, energy fluxes, and coordinate systems at vapor-liquid interface for semi-infinite water.
Lewis number, Le, for saturated air and dry air at one atmosphere. Numerical values are shown in Table 4.
Figure 2. Lewis number, Le, for saturated air and dry air at one atmosphere. Numerical values are shown in Table 4.
Energy states (2: gaseous; 1: liquid) and phase-transition radiation in the condensation/evaporation process.
Figure 3. Energy states (2: gaseous; 1: liquid) and phase-transition radiation in the condensation/evaporation process.
Population distribution functions of vapor molecules at different temperatures (duplicated from [1]).
Figure 4. Population distribution functions of vapor molecules at different temperatures (duplicated from [1]).
Different photon sources (1: external, diffuse; 2: internal, diffuse; 3: external, collimated) on the interface.
Figure 5. Different photon sources (1: external, diffuse; 2: internal, diffuse; 3: external, collimated) on the interface.
Surface absorption efficiency fs.
Figure 6. Surface absorption efficiency fs.
A flowchart for computer-aided calculations.
Figure 7. A flowchart for computer-aided calculations.
RHS and LHS curves for Psat,s/P in Example 3 with respect to guessed temperatures for Ts.
Figure 8. RHS and LHS curves for Psat,s/P in Example 3 with respect to guessed temperatures for Ts.
Quasi-steady supersaturations caused by diffuse background radiation sources characterized by Blackbody temperatures Tbkgd for surface temperatures Ts = 20–50°C.
Figure 9. Quasi-steady supersaturations caused by diffuse background radiation sources characterized by Blackbody temperatures Tbkgd for surface temperatures Ts = 20–50°C.

Enhanced Distillation Under Infrared Characteristic Radiation

Kuo-Ting Wang1, 2, M. Quinn Brewster1 and Wei-Hsiang Lai2
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This chapter introduces quasi-steady water vaporization under mid-infrared (IR) radiation and the IR absorption of characteristic radiation associated with the first-kind liquid-gaseous phase transition of water. When characteristic radiation in the mid-IR spectral range is applied to water surface, the strong volumetric absorption of radiation energy in the liquid-phase causes water to be nearly isothermal. In addition to volumetric absorption, surface absorption of characteristic radiation induces vaporization of water. The complete mechanism of liquid-gaseous phase-transition radiation involves the direct surface absorption/emission of infrared energy accompanied by evaporation/condensation of water. A direct consequence of excess characteristic radiation upon water surface is the induced supersaturation. This mechanism opens up a door for enhanced distillation under characteristic radiation. Blackbody-like materials such as black anodized aluminum surfaces and metal surfaces painted in black are recommended to be heated to ~250°C to serve as economical radiation sources. For isothermal water at room temperatures, ~20% supersaturation can be induced by hemispherical Blackbody radiation with temperature ~11°C higher than the water temperature. In this situation, energy extracted from the ambient for water vaporization can be as much as 80% of latent heat. With radiation-enhanced evaporation, the production cost for distilled water is significantly reduced as compared to distillation at the boiling point.

Keywords: water, evaporation, supersaturation, infrared, radiation, phase-transition radiation

1. Introduction

While latent heat of evaporation is a fixed amount of energy needed to vaporize liquid-water, how energy is supplied to cause evaporation is an open area for engineers to explore to achieve their design goals. Evaporation is a process that water molecules go through the phase transition of the first kind from the liquid phase to the gaseous phase. This process is driven by the concentration gradient of water molecules on the vapor side of the water surface. When water is heated up to the boiling point, the saturation pressure of water is increased to exceed the ambient water-vapor pressure not only on the water surface but also in the bulk so that “evaporation” (boiling) takes place everywhere in the water. For water purification purposes, water can be distilled in this way. One advantage of this type of water purification is that distillation can be quickly carried out by supplying sufficient heat. However, one obvious disadvantage at the same time is that a significant amount of energy is lost to the ambient in order to maintain water temperature at the boiling point.

This chapter suggests another way of distillation that enables water to be supersaturated on the surface so as to enhance evaporation. This method utilizes the mechanism of so-called phase-transition radiation to enhance evaporation without requiring water to reach the boiling point. Since liquid-water molecules are constantly experiencing breaking and formation of hydrogen bonds due to intermolecular vibrations, there are moments when some water molecules are weakly bonded. When photons hit such molecules on the surface, the photons that carry enough energy to break the hydrogen bond will be absorbed to cause transitions of energy states, namely evaporation. The spectral range of the evaporative absorption defines the spectrum of characteristic radiation, which is in the mid-IR range. A good amount of effort [1] has been spent on the characteristic wavelength of phase-transition radiation in vapor condensation process.

Quasi-steady equations for radiation absorption in semi-infinite liquid-water as well as their dilute approximations are presented in this chapter. Semi-infinite liquid-water is selected to represent a common scenario for engineering distillation applications. These equations deal with liquid phase, vapor phase, and the vapor liquid interface in the presence of IR characteristic radiation. In addition to volumetric absorption of radiation, which is commonly recognized as far as radiative heat transfer is concerned, surface absorption of radiation is taken into account in the liquid-phase equations. Based on the IR absorption characteristics in the liquid-water, the liquid phase is essentially isothermal under moderate radiation strength in the mid-IR range. In the equations for vapor phase and interface, the situation of supersaturation triggered by an excess amount of IR characteristic radiation is presented for the first time. Enhanced evaporation as a result of supersaturation is exemplified in dilute systems. Although the enhanced evaporation rate by IR radiation may not be as fast as that of the traditional way of boiling water, this method is more energy efficient and economical when continual distillation is needed for a larger amount of water.

In the last section of this chapter, the theory of phase-transition radiation is extended to the situation of supersaturation for semi-infinite water. The evaporation flux due to phase-transition radiation is linked to characteristic radiation and supersaturation. The equation for quasi-steady supersaturation is obtained and used to close the mathematic problem when vapor pressure at water surface is no longer subject to saturation conditions.

2. Quasi-steady semi-infinite water

2.1. Liquid phase

A sketch for the thermodynamic system of semi-infinite water is shown in Figure 1. In the liquid phase, the temperature distribution is subject to three heat transfer modes: conduction, convection, and radiation,



Figure 1.

Definitions for thermodynamic states, energy fluxes, and coordinate systems at vapor-liquid interface for semi-infinite water.

where q denotes heat flux, kl thermal conductivity of liquid-water, m˙ mass flux, C heat capacity of water, fs the fraction of surface absorption of radiation, and qr radiative heat flux. Surface absorption efficiency fs is defined later in Section 2.4 and its values (0 ≤ fs ≤ 1) are plotted in Figure 6.

A general temperature equation can be obtained by imposing constant heat flux conditions at quasi-steady state with respect to water depth (i.e., x-direction in Figure 1),


For the radiative heat transfer with absorption coefficient Ka in liquid-water,


which leads to


Temperature boundary conditions (BCs) at surface (i.e., Ts at x = 0) and at a sufficiently deep location (either T at x → ∞ or dT/dx = 0 at x → ∞) can be specified to solve Eq. (4).

  • BCs: T|x = 0 = Ts, dTdxx=0 or T|x → ∞ = To.

2.1.1. Nondimensionalization

For small temperature changes (i.e., a few degrees C), physical properties (Ka, kl, C, fs) can be assumed to be constant and a general form for the liquid-phase equation is obtained following a nondimensionalization analysis with,


In Eq. (5) different scales for length (characteristic length for IR absorption δr and convective length scale δt) as well as temperature (ΔTmax) [2] are used to formulate the nondimensional form. Based on two different kinds of BCs, two different forms of solutions are obtained,

  • General solution: T¯=A+Bex¯δr/δtex¯ (A, B: constants);

  • Case 1: BCs T¯x¯=0=0, dT¯dx¯x¯=0, solution: T¯=ex¯δr/δtex¯;

  • Case 2: BCs T¯x¯=0=0, T¯x¯=ToTs/ΔTmax=To¯, solution: T¯=To¯+1To¯ex¯δr/δtex¯.

2.1.2. Isothermal water under mid-IR

Based on the mid-IR absorption spectrum of liquid-water, water is fairly opaque under mid-IR radiation and the attenuation of mid-IR radiation occurs within only several microns [2]. The characteristic length for IR absorption δr (which is inversely proportional to the absorption coefficient) is much smaller than the convective length scale of water δt in typical conditions. As a result, the convection term in the liquid-phase temperature equation can be ignored. The simplified equation has the following form,


and the same simplified solution for both Cases 1 and 2,


Eq. (7) leads to an important feature for liquid-phase quasi-steady temperature distribution: water is essentially isothermal under mid-IR radiation with moderate strength [2], as illustrated in Example 1.

The liquid-phase enthalpy changes from the top (x = 0) to the bottom (x → ∞) can be described in terms of conductive and radiative heat transfer by applying integration to Eq. (4) from x = 0 to x → ∞:


Normally the temperature gradient vanishes at the bottom, qc,o = 0, giving,


2.2. Vapor phase

Basic definitions related to water vapor-air mixtures in the vapor phase are reviewed before introducing vapor-phase equations. We shall limit our discussions to two-species mixtures.

2.2.1. Basic definitions


Assuming ideal gas for water vapor and air, vapor mass fraction m1 becomes,


where the ratio of air molecular weight to vapor, M2/M1 = 28.97/18 = 1.61, and the partial pressure of vapor P1 = (RH) (Psat). This form of m1 and its dilute approximation are listed in Table 3. Reference values for air molecular weight and other properties are available at [3].

2.2.2. Mass transfer of water vapor

The transport of water vapor can be divided into two parts: the microscopic molecular diffusion and the macroscopic convection. When vapor mass fraction is much less than unity, i.e., m1 << 1, the macroscopic convection term is often negligible, leaving the diffusion term described by Fick’s law in the dilute system. Mass flux of water vapor is described by,


The quasi-steady equation for vapor mass transport is obtained assuming constant D,


The algebraic formula for mass diffusivity D is listed in Table 1.

OutputInputAlgebraic formulaMax errorReference
Tsat [°C]Psat [atm]Tsat=237.3×log10Psat0.006037.5log10Psat0.00603<1%[4]
Psat [atm]Tsat [°C]Psat=0.00603×107.5Tsat237.3+Tsat<1%[4]
D [m2/s]P [atm], T [°C]D=1.97×105273.15+T2561.6851.013P[2]
αsat [m2/s]T [°C]αsat=i=04SAiTii[5]
αdry [m2/s]k [W/m-K], ρ [g/m3], Cp [kJ/kg-K]αdry=kρCpDefinition
k [W/m-K]T [K]k=i=05KAiTii[5]
Cp,2 [kJ/kg-K]T [K]Cp,2=i=04CAiTii1[5]
ρ2 [g/m3]P [Pa], T [K]ρ2=PMairRTIdeal gas
h2 [kJ/kg]T [°C]h2 = 2501 + T
h1,u [kJ/kg]T [°C]h1,u = 4.2T<1%

Table 1.

Algebraic formulae for selected properties.

Errors are based on comparisons with available data from steam tables for T = 1–100°C.

2.2.3. Heat transfer in water vapor-air mixtures

For the mixture heat flux, conduction is included in addition to diffusion and convection,


In the two-species system, since m = m1 + m2 = 1 = constant, it follows that dm2 = −dm1, and,


where Lewis number Le = D/α and thermal diffusivity α = k/ρCp. Numerical values of Le for dry air and saturated air at different temperatures are tabulated in Table 4 and plotted in Figure 2. The algebraic formula for α can be found in Table 1 with the corresponding curve-fit coefficients available in Table 2 [5].


Figure 2.

Lewis number, Le, for saturated air and dry air at one atmosphere. Numerical values are shown in Table 4.

αsat [m2/s]k [W/m-K]Cp,2 [kJ/kg-K]ρ [g/m3]
SA0 = 1.847185729E-5KA0 = −2.276501E-3CA0 = 1.03409Mair = 28.97 [g/mol] [3]
SA1 = 1.161914598E-7KA1 = 1.2598485E-4CA1 = −2.84887E-4R = 8.314 [J/mol-K]
SA2 = 2.373056947E-10KA2 = −1.4815235E-7CA2 = 7.816818E-7
SA3 = −5.769352751E-12KA3 = 1.73550646E-10CA3 = −4.970786E-10
SA4 = −6.369279936E-14KA4 = −1.066657E-13CA4 = 1.077024E-13
KA5 = 2.47663035E-17

Table 2.

A supplemental table with numerical coefficients and constants for Table 1.

The heat flux equation can be simplified if any of the following conditions are valid: (1) dilute; (2) nearly equal enthalpy for two species; (3) Le ≈ 1, which is generally true for air-vapor mixtures under atmospheric conditions. The condition of nearly equal enthalpy is achievable with properly chosen reference enthalpies for air and vapor. To achieve this condition, enthalpies of liquid-water and vapor are taken from steam tables and the reference enthalpy of air is set to h2,ref = 2501 kJ/kg at Tref = 0°C to give,


where Cp,2 ≈ 1 kJ/kg-K for T = 0–100°C. The liquid-water enthalpy is approximated (within 1% errors for T = 1–99°C as compared to steam tables) by,


This leads to a simplified heat flux equation,


and its quasi-steady equation,


Dilute approximations for mixture enthalpy h and specific heat Cp are listed in Table 3. Algebraic forms for air enthalpy h2 and specific heat Cp,2 are tabulated in Table 1. Curve-fit coefficients for Cp,2 are placed in Table 2 [5].

VariableOriginal formAlgebraic formulaDilute approximation (m1<<1)
m.ραLln1+BhραLln1+hehshsh1,o+qr,s/m.ραLCpTeTs+Tr,shsh1,o, Tr,s=qr,sLk
Cpm2Cp,1 + m2Cp,2Cp,2
Hm1h1 + m2h2h2

Table 3.

Different forms of selected variables and their dilute approximations.

2.3. Vapor-liquid interface

Vapor-liquid interface equations are obtained by matching the mass flux of species 1 (vapor or liquid-water) and energy flux at the interface.

Mass flux of species 1:

Together with the mass diffusion equation (11), mass flux can be solved for,


Its dilute approximation is listed in Table 3.

Heat flux:

Eq. (20) is based on enthalpy formulation. Alternatively, the heat flux equation can be obtained based on temperature formulation without approximations,

Based on Eq. (20) and the heat diffusion equation (17), an alternative form for mass flux can be obtained to relate it to heat transfer variables,


At the first glance evaporation flux in Eq. (22) seems to be influenced by fs. However, its dependency on fs is eliminated [2] when the energy balance for the entire liquid is taken into account as done in Example 2, giving,


The corresponding dilute approximation for mass flux is shown in Table 3.

Given (RH)e, these two forms of mass flux are instrumental in evaluating surface temperature Ts—even without the knowledge of the vapor layer thickness L. For an isothermal dilute system (see approximated forms in Table 3), an implicit form for Ts is obtained by equating the two mass-flux forms, giving,




in which the unit for temperature (i.e., for Te, Ts, and Tr,s) is [°C]. Figure 2 shows the relationship of Lewis number Le with T and RH at one atmosphere. For evaporation taking place at a moderate-temperature (0–40°C) under atmospheric conditions, Le ≈ 1.18 appears to be a good approximation for water vapor-air mixtures.

To facilitate numerical calculations, algebraic formulas for thermal properties are listed below.

2.4. Supersaturation by characteristic radiation

2.4.1. Energy distributions of water molecules in gaseous and liquid phases

Unlike conventional two-energy-level models characterized by discrete absorption lines, phase-transition radiation is accompanied by a continuous absorption band. The “band” feature of the characteristic radiation is primarily a result of the convolution of population distributions for translational energy and rotational energy of vapor molecules. Since vapor molecules can be treated as a continuum in atmospheric conditions, the population distribution of translational energy at thermodynamic equilibrium is described by the Maxwell-Boltzmann distribution. Consequently vapor molecules are continuously populated as demonstrated in Figure 3. Descriptions for this model can be found in [1]. Intermolecular vibrations of water molecules in the liquid phase broaden the characteristic radiation band and smooth out its far wings. Although the peak value of the population distribution function is slightly brought down as a result of the broadening at the lower energy state, a previous work [6] has shown that the shapes of population distributions with and without invoking broadening effects of intermolecular vibrations in liquid-water are similar to each other.


Figure 3.

Energy states (2: gaseous; 1: liquid) and phase-transition radiation in the condensation/evaporation process.

For modeling purposes, vapor molecules are distributed over a continuous band by energy convolution and liquid-water molecules are treated as at the same energy level to simplify mathematical formulations. In other words, the broadening of the lower energy state is ignored. Modeling intermolecular vibrations of water molecules is in fact a very challenging task because the hydrogen bonds, which directly affect intermolecular vibrations, are constantly breaking and forming and are highly dependent on temperature.

Since mathematical forms for population distribution functions for vapor molecules have been established in the previous work [6], their derivations are skipped in this chapter. Together with population distribution functions and related parameters, equations for evaporation fluxes related to absorption, spontaneous emission, and induced emission are outlined in Table 5.

T [°C]Dry air, αdry [m2/s]Saturated air, αsat [m2/s]D [m2/s]Dry air, LeSaturated air, Le

Table 4.

Diffusion properties at different temperatures based on algebraic formulae in Table 1.

Type/nameMathematical formSupplemental formula(e)Reference
Rotational energyG1λrT=NJ,τN=gJ,τexpeJ,τkTZrgJ,τ=32J+1,ifτ=odd2J+1,ifτ=even
Translational energyF1λtT=dNNd1λt=2πhckThckT1λt12exphckT1λt[8]
Convolution, wave number basisH1λt,rT=1/λr1/λt,rF1λt,r1λrT*G1λrT0H1/λt,rd1/λt,r=1[1]
Convolution, wavelength basisHλt,r=H1/λt,rλt,r2H1/λt,rd1/λt,r=Hλt,rdλt,r
Energy releaseΔe=et32kT+eJ,τ32kTHHBHHB = −23324.4 J/mol[9]
Wave number basis1λ=1λt+1λr+1λcut=ethc+eJ,τhc+1hcHHB3kT1λcut=1hcHHB3kT[1]
Evaporation flux related to absorptionNgabs=120c12YλLλdλY1/λ=iωiIλ,ihc/λcosθidωi
Evaporation flux related to spontaneous emissionNgspon=0a21ZHλdλZ=14ngu¯, u¯=8kTπmg[8]
Evaporation flux related to induced emissionNgind=0c21XλHλdλXλ=12ngπrg2iαrgωiIλ,ihc/λcosθidωi, α ~ O [1]
Einstein’s relationa21ng¯u¯4πIb,λhc/λ1Hλ=c12Lλc21αng¯πrg3HλIb,λ=2hc2ehcλkT11λ5Wm2srμm
Blackbody radiation intensityIb,1/λ=2hc2ehcλkT11λ3Wm2srcm1Ib,ν=2hν3c2ehνkT1Wm2srs1
Net evaporation fluxNgλ=12Iλdλhc/λcosθδωa21ng¯u¯4πIb,λhc/λ1Hλ12sIb,λdλhc/λ2πa21ng¯u¯4πIb,λhc/λ1Hλa21ng¯u¯4πIb,λhc/λ1Hλc21αng¯πrg3Hλ

Table 5.

Population distribution functions for water-vapor molecules and equations related to phase-transition radiation.

2.4.2. Characteristic wavelength

Population distributions in Figure 4 suggest the active spectral range for characteristic radiation. For T = 0–100°C characteristic wavelength peaks at 5–6 μm in the mid-IR range, which is outside the visible spectrum. Figure 4 is a duplicate of wavelength-based population distributions H(λ, T) in [1] for vapor molecules with respect to the transition with one hydrogen bond (HB) breaking/formation. The integration of the population distribution function over the entire wavelength range is unity by definition and is confirmed through numerical tests.


Figure 4.

Population distribution functions of vapor molecules at different temperatures (duplicated from [1]).

2.4.3. Evaporation flux equations

Phase-transition radiation involves three energy transition modes when photons interact with water molecules on the vapor-liquid interface: absorption, spontaneous emission, and induced emission. Evaporation fluxes related to these three modes for vapor molecules, Ng [#/m2-s], can be associated with phase-transition radiation through (1) collision rates of water molecules and photons at the interface and (2) Einstein’s coefficients. To avoid lengthy descriptions, evaporation flux equations are tabulated in Table 5. The spirit of these equations is that when photons interact with water molecules at the interface, there are chances for phase transitions to happen. These possibilities are described as Einstein’s coefficients for absorption (c12), spontaneous emission (a21), and induced emission (c21).

Figure 5 shows three typical radiation sources on the vapor-liquid interface: (1) external diffuse-radiation Iλ,1; (2) internal diffuse-radiation Iλ,2; and (3) external collimated-radiation Iλ,3. Einstein’s relation in Table 5 is obtained by letting Iλ,1 = Iλ,2 = Ib,λ (Blackbody radiation) and Iλ,3 = 0.


Figure 5.

Different photon sources (1: external, diffuse; 2: internal, diffuse; 3: external, collimated) on the interface.

2.4.4. Supersaturation by characteristic radiation

Assuming ideal gas for water vapor and using overbar to indicate saturation conditions, vapor number density ng is related to supersaturation s via, ng=ng¯1+s. Saturated air with 100% relative humidity is equivalent to “zero” supersaturation.

2.4.5. Net evaporation flux

For semi-infinite water exposed to (1) Blackbody radiation Ib,λ at the same temperature as water surface and (2) collimated radiation Iλ with solid angle δω at angle θ (see Figure 5 with Iλ,1 = Iλ,2 = Ib,λ and Iλ,3 = Iλ), invoking Einstein’s relation, the net evaporation flux [#/m2-s] for λλ + is,


The collimated radiation Iλ can be regarded as an excess radiation in addition to the background Blackbody radiation at thermodynamic equilibrium. If Iλ is taken away from Eq. (26), the net evaporation flux will automatically vanish to satisfy thermodynamic equilibrium conditions. Since s is a finite number, a simple form for evaporation flux is obtained assuming that spontaneous emission dominates the emission contribution in Einstein’s relation (which is based on thermodynamic equilibrium conditions), giving,


2.4.6. Supersaturation = 0

Local thermodynamic equilibrium (LTE) with s = 0 can be assumed when the collimated incident radiation Iλ is much weaker than Blackbody radiation Ib,λ. This leads to a much simpler form for the net evaporation flux in λλ + ,


The resulting evaporation flux is expected to be small. The surface absorption efficiency fs can be defined as the ratio of the net evaporation flux to the incident photon flux of the collimated radiation [6],


Eq. (29) can also be interpreted as the fraction of radiation absorbed at interface [2].

Einstein’s coefficient of spontaneous emission a21 is a small number on the order of 10−7 to 10−8 [10, 11]. With a21 = 3 × 10−8 [10] Eq. (29) is plotted in Figure 6. Readers shall not be bothered by the peaks of fs between 2.5 and 3 μm because the evaporative flux in Eq. (28) is predominantly subject to the population distribution function Hλ.


Figure 6.

Surface absorption efficiency fs.

2.4.7. Supersaturation ≠ 0

If the collimated radiation is of moderate strength (i.e., not large enough to break LTE), absorption of excess radiation may result in elevated evaporation flux and thus supersaturation. Eq. (27) in λλ + can be written in terms of fs,


2.4.8. Quasi-steady supersaturation

Relation between supersaturation and incident radiation can be established for a thermodynamic system at quasi-steady state. Consider such a system originally at quasi-steady state without excess IR radiation to drive out water molecules from the surface and that there is neither curvature effects nor salutes to exert additional influences on equilibrium pressure. Vapor pressure at interface is just the saturation pressure at the surface temperature. As soon as an additional mid-IR radiation field is applied to the system, the evaporation rate begins to exceed the condensation rate, and more vapor pressure starts to build up on water surface before vapor diffuses away. This is the onset of supersaturation.

As a result of the elevated vapor pressure on the surface, molecular diffusion is boosted by the increased vapor concentration gradient, leading to a higher evaporation rate. Consequently, surface temperature drops in response to the enhanced evaporation, which takes heat away from all possible sources (such as air, water, and radiation sources in all available spectral ranges) as the system tries to move toward another equilibrium state. Since saturation pressure is strongly dependent on temperature, the degree of supersaturation will be further lifted up as the surface temperature drops. Eventually supersaturation will increase to reach a new quasi-steady state at which absorption of characteristic radiation (“+” term) can no longer surpass emission (“−” term) in Eq. (30). The new quasi-steady supersaturation is assumed to be,


which gives a zero evaporation flux in Eq. (30) for the integration value over the entire spectral range. Note that Iλ here is the excess radiation intensity and the quasi-steady s is independent of the probability constant a21. For diffuse radiation with intensity Iλ coming from above (i.e., hemispherical radiation intensity independent of incident angle), the quasi-steady supersaturation is,


Supersaturations caused by background Blackbody radiation with temperature Tbkgd is plotted in Figure 9 following Example 5. The elevated supersaturation due to excess IR radiation enhances evaporation by uplifting the surface vapor mass fraction, m1,s, in Eq. (19). In distillation applications, this mechanism allows enhanced evaporation to take place below the boiling point.

In Eqs. (26)(32), (H/Ib) is dependent on temperature but invariant with respect to the evaluation basis (wave number 1 or frequency ν, or even wavelength λ). To facilitate engineering analysis, coefficients for curve-fits of (H/Ib) defined in Eq. (33) are tabulated in Table 6 for λ from 2.5 μm to the far wing where Hλ approaches zero (see Figure 4, generally >7.25 μm, depending on T). The units for λ and (H/Ib) in Eq. (33) are, respectively, [μm] and [cm2-sr/W].


T (°C)P(6)P(5)P(4)P(3)P(2)P(1)P(0)

Table 6.

Curve-fit coefficients for (H/Ib) in Eq. (33).

2.4.9. Local stability of quasi-steady supersaturation

The quasi-steady supersaturation in Eq. (31) or (32) is in favor of the local stability of the thermodynamic system. This is explained as follows. For a system already at quasi-steady state under IR characteristic radiation, a perturbation is added to the established supersaturation to examine the stability of the system. The perturbation can be either positive or negative with respect to the quasi-steady supersaturation. For a positively perturbed supersaturation, the net radiation-induced evaporation rate in Eq. (30) will become negative as a result of the slightly increased supersaturation to bring the system back to its original quasi-steady state. On the contrary, a negative perturbation for supersaturation results in a positive net radiation-induced evaporation rate to restore the system to its prior unperturbed quasi-steady state. Therefore a locally stable state is established at the quasi-steady supersaturation.

2.5. Materials and methods

The most crucial part in the engineering application of radiation-enhanced evaporation is the selection of the IR radiation source. Since the characteristic radiation is in the mid-IR spectral range, lasers and LEDs designed for this range fit in well for this purpose. However, they are not economically feasible on industrial scales. An alternative way of generating mid-IR radiation is to heat up a Blackbody-like material to a desired temperature such that the peak of its Blackbody-like radiation locates within the spectral range of characteristic radiation. Based on Wien’s displacement law (λmax [μm] × T [K] = 2898 [μm-K]), T = 200300°C corresponds to λmax = 6.125.06 μm. At T = 250°C, the corresponding λmax (=5.54 μm) appears to be a preferred choice because it is near the maximums of population distributions in Figure 4.

Surface treatment is perhaps one of the most affordable methods to create Blackbody-like surfaces. Applying paints over surfaces can achieve this purpose because paints are usually “black” in the mid-IR spectral range. Anodized aluminum coating, which is commonly practiced in industries to passivate aluminum surfaces, is able to produce a moderately high emittance (~0.85, depending on several factors such as temperature, color, thickness, and roughness) [12] to somewhat resemble Blackbody surfaces. If there is no appearance preference in the engineering design, black color is generally recommended for surface treatment to mimic the Blackbody emittance.

As far as mass and heat transfer analysis is concerned, the temperature at water surface Ts needs to be determined before other thermal variables can be calculated. This can be done by plotting Eq. (25) in spreadsheet to visually determine Ts, as shown in Example 3. Alternatively, a computational method for computer-aided calculations is suggested in Figure 7. The logic behind this method for finding Ts is explained also in the same example.


Figure 7.

A flowchart for computer-aided calculations.

2.6. Results and discussion

This section guides readers through examples to deal with water vaporization problems in distillation applications. Comments are made following the results of these examples to help readers understand methodologies presented in this chapter.

2.6.1. Example 1—isothermal water under mid-IR radiation

Consider a still lake with surface temperature Ts fixed at 20°C and a temperature gradient that vanishes at the bottom of the lake. Provided that a diffuse mid-IR radiation field with qr,s = 1000 W/m2 is applied to water surface from above, estimate the maximum temperature change from its surface to the bottom due to radiative heating. Assume cloudy sky to skip solar radiation and evaporation flux, m˙=104kg/m2s.


  • Ts= 20°C: kl = 0.6 W/m-K, C= 4.2 kJ/kg-K, ″= 10-4 kg/m2-s => δt = kl / (C) = 1.42 m >>δr ~ 20 μm.

  • 0 ≤ fs ≤ 1, qr,s = 1000 W/m2 => ΔTmax ≈ (1 − fs)qr,sδr/kl ≤ 0.033°C.

  • maxTTsΔTmaxeKax+1x=ΔTmax0.033°C.

The maximum temperature change from water surface to the bottom is estimated to be 0.033°C increase for qr,s = 1000 W/m2.

This example shows that, without other heating sources, water exposed to moderate strength of mid-IR radiation is essentially isothermal at quasi-steady state. A direct conclusion of the simplified equation is that water can be treated isothermal (Tx = Ts), regardless of the value of surface absorption coefficient fs.

For distillation applications, IR radiation sources can be designed to primarily cover the spectral range of characteristic radiation. The external IR radiation fields are intended to be used as means to generate supersaturations instead of as major heat sources. The idea here is to apply the right amount of IR radiation in the right spectral range so that the desired supersaturation can be achieved in an economical way.

2.6.2. Example 2—economic evaluation

Given that the cost of household electricity is $0.2 USD/kWh (for example in Cambridge, Massachusetts, USA) and the desired evaporation flux is 10−4 kg/m2-s, evaluate the minimum cost ($USD/Ga) for water distillation at 100°C. In the economic evaluation ignore heat loss/recovery, sensible heat for water to reach 100°C and costs related to vapor condensation and water collection.


  • Heat of vaporization at 100°C: 2257 kJ/kg.

  • Water density at 100°C: 958 kg/m3.

  • Gallon to cubit meter conversion: 0.003785 m3/Ga.

  • Cost per kg: $0.2USDkWh×2257kJkg×hour3600s=$0.125USD/kg.

  • Cost per gallon: $0.125USDkg×958kgm3×0.003785m3Ga=$0.453USD/Ga.

Note that at room temperatures water density is 4% larger than that at 100°C, giving an adjusted minimum distillation cost $0.47 USD/Ga. The retail price of distilled water at Walmart (brand: Great Value Distilled Water, 1 Gal) is $0.88 USD/Ga. There are several options to reduce the production cost of distilled water: choosing a cheaper energy source, minimizing heat loss while vaporizing water, recovering heat release during vapor condensation, or using a new method for water vaporization such as what is proposed in this chapter.

2.6.3. Example 3—computational methods

Given that the temperature at the top of vapor layer thickness is Te = 30°C and the corresponding relative humidity (RH)e = 0.8 and ignoring radiation effects, calculate the quasi-steady surface temperature Ts at P = 1 atm. For vapor layer thickness L = 1 mm, what is the quasi-steady evaporation flux?

Solution Surface temperature

Since radiative heating is ignored, the isothermal approximation is applicable for liquid-water, i.e., h1,o = h1,u = 4.2Ts[°C], and there is no IR induced supersaturation, i.e., (RH)s = 1.

In Figure 2 Le for saturated air (Le ≈ 1.19) can be used because of the high relative humidity. From steam tables, Psat,e (Te = 30°C) = 0.0419 atm. To begin with we shall assume a dilute system, in which Cp ≈ 1 kJ/kg-K. The value of m1,e supports this assumption,


Eq. (25) gives,


Two methods are used to obtain Ts.

Method 1: The correct value of Ts can be found by plotting the right hand side (RHS) and left hand side (LHS) values for Psat,s/P (based on either steam tables or Table 1 for Psat) with respect to guessed Ts in spreadsheet. The results are shown in Figure 8. The LHS curve intersects with the RHS to give the correct Ts = 27°C.


Figure 8.

RHS and LHS curves for Psat,s/P in Example 3 with respect to guessed temperatures for Ts.

Method 2: As shown in Figure 7 the value of Ts needs to be guessed to find the corresponding Psat,s. Plugging in the guessed Ts the RHS result is compared with the LHS for Psat,s/P. If further guesses are needed, the RHS value of the present guess can be conveniently used as the LHS value of the new guess. This guessing method is applicable because the RHS and LHS curves come across each other at the right Ts as shown in Figure 8.

Saturation pressure Psat and temperature Ts can be calculated using formulas for Psat and Tsat in Table 1.

  • 1st guess: Tsat,s = 30°C => Psat,s/P = 0.04189 => RHS = 0.03353 < 0.04189 = LHS.

  • 2nd guess: Psat,s/P = 0.03353 => Tsat,s = 26.18°C => RHS = 0.03566 < 0.03353 = LHS.

  • 3rd guess: Psat,s/P = 0.03566 => Tsat,s = 27.22°C => RHS = 0.03510 < 0.03566 = LHS.

  • 4th guess: Psat,s/P = 0.03510 => Tsat,s = 26.95°C => RHS = 0.03524 ≈ 0.03510 = LHS.

The 4th guess gives a fairly good match between RHS and LHS. For Ts = 27°C, the mass fraction of vapor at surface m1,s is 0.0222, which also supports the dilute assumption. This method seems to be tedious but becomes powerful in computer-aided computations, in which the iteration method can easily be implemented in the code. Evaporation flux

Table 1: for T = Tavg = (Te + Ts)/2 = 28.5°C => ρ = 1.17 kg/m3, D = 2.60×10-5 m2/s.


The calculated Ts (=27°C) is quite close to the wet-bulb temperature for the high RH condition in this example. Based on the online RH calculator by National Weather Service Weather Forecast Office (, the web-based wet-bulb temperature is 27.13°C.

2.6.4. Example 4—enhanced evaporation by supersaturation

Following Example 3, assume that surface supersaturation can be elevated to 20% by mid-IR radiation for the isothermal liquid, and calculate the quasi-steady surface temperature and evaporation flux. Assume radiative heating in the mid-IR range can be neglected, i.e., Tr,s << (TeTs), in this example (for practical situations see Example 5).

Solution Surface temperature

To approach the right value of Ts Eq. (25) is employed with (RH)s = 1.2 and Tr,s = 0. Table 1 is used to calculate Psat and Tsat at surface. Le is approximated by 1.19 for this high RH system. Based on Method 2 in Example 3 (also shown in Figure 7), surface temperature can be evaluated to give Ts = 24.56°C. The quasi-steady surface temperature is brought down by ~2.5°C as compared to the saturated water surface in Example 3. Evaporation flux

Table 3: for Ts = 24.56°C => m1,e = 0.0211, m1,s = 0.0230.

Table 1: for T = Tavg = (Te + Ts)/2 = 27.28°C => ρ = 1.17 kg/m3, D = 2.58×10-5 m2/s.


By boosting supersaturation to 20%, evaporation mass flux is 70% higher than that (=3.35 × 10−5 kg/m2-s) in Example 3. The amount of mass flux may not seem appealing in this high RH example. Nevertheless, through this pure diffusion problem it is shown that supersaturation significantly enhances evaporation.

2.6.5. Example 5—engineering application of induced supersaturation for water vaporization

Consider a still indoor pool with uniform water temperature 293.15K and the temperature of the ceiling is the same as the ambient at 303.15K. Assume Blackbody for the ceiling and water surface, and calculate the quasi-steady supersaturation and the relative humidity above vapor layer. For vapor layer thickness L = 1 mm, compute the evaporation flux and analyze how heat is supplied to liquid-water during the evaporation process. If radiation energy from the ceiling is supplied by electric heating, what is the unit cost for water vaporization based on the electricity price in Example 2 (i.e., $0.2 USD/kWh)?

Solution Supersaturation

The quasi-steady supersaturation is evaluated using Eq. (32) with the background Blackbody temperature Tbkgd = 303.15K and the surface Blackbody temperature Ts = 293.15K,.


Using Table 5 for Hλ, the integration result for s is s = 0.185. A slightly different value of s = 0.187 is obtained based on H/Ib curve-fit values from Table 6.

In the midst of various sources of experimental uncertainties, the elevated supersaturation can easily be misidentified as a different thermodynamic variable such as a higher surface temperature. It is shown in the next example that, without considering Eq. (32) or (34), increasing Ts by 2°C gives s = 0 to satisfy mass and heat transfer equations at a different evaporation rate. This temperature difference (2°C) is within the accuracy range of K-type thermocouples [13]. Relative humidity

The radiation characteristic temperature Tr,s is taken into account to solve for the value of (RH)e.

Table 1: for Tavg = 25°C => k = 2.59 × 10−2 W/m-K (curve-fit coefficients in Table 2 [5]), and


Using Method 1 from Example 3 with (RH)s = 1 + s = 1.19 and Le = 1.19, the relative humidity above vapor layer is (RH)e = 0.49. Mass and heat transfer

Vapor mass fractions at the s- and e-states are, respectively, m1,s = 0.01724 and m1,e = 0.01286. The dilute approximation is valid. For Tavg = (303.15K + 293.15K)/2 = 25°C, the corresponding evaporation flux is

  • From steam tables, heat of evaporation: hfg (20°C) = 2453 [kJ/kg].

  • Total heat flux required for evaporation: Hfg = ṁ″ × hfg = 323 [W/m2].

Since the liquid is essentially isothermal under mid-IR radiation, Eqs. (8) and (21) can be combined to give,


The conduction contribution to Hfg is


The radiation term qr,s from (b) is 60 W/m2. Most of energy required for evaporation, 80% (=259/323), is conducted from the air. Economic evaluation

  • Radiation energy per unit mass: 60Wm2÷1.318×104kgm2s=455.2kJ/kg

  • Water density at 20°C: 998 kg/m3.

  • Gallon to cubit meter conversion: 0.003785 m3/Ga.

  • Cost per kg: $0.2USDkWh×455.2kJkg×hour3600s=$0.0253USD/kg

  • Cost per gallon: $0.0253USDkg×998kgm3×0.003785m3Ga=$0.096USD/Ga.

As compared to Example 2, the unit cost (per gallon) for water vaporization is reduced from $47 cents to $10 cents. In practical engineering applications, the ceiling temperature, which reflects Tbkgd for the radiation source, can be different from the ambient temperature and the production volume can be scaled up by increasing water surface area.

Eq. (34) describes general situations for quasi-steady supersaturations induced by background (hemispherical) Blackbody radiation sources. Figure 9 is constructed based on Eq. (34) to give supersaturations for some representative surface temperatures Ts and background Blackbody temperatures Tbkgd. It is seen in Figure 9 that a higher Ts corresponds to a lower quasi-steady s for a fixed Tbkgd, which is the upper limit of Ts to give s = 0. In order to achieve s = 0.2, Tbkgd needs to be higher than Ts by 10.7–13.0°C respectively for Ts = 20–50°C. For a fixed Ts at 20°C, s can be uplifted from 0.2 to 0.6 by increasing Tbkgd from 30.7 to 46.0°C.


Figure 9.

Quasi-steady supersaturations caused by diffuse background radiation sources characterized by Blackbody temperatures Tbkgd for surface temperatures Ts = 20–50°C.

Note that a recommended Blackbody temperature to induce supersaturation is 250°C as discussed in Section 2.5. Since it is costly to attain such a high temperature for the entire hemispherical surface above water surface on industrial scales, a radiation source with this temperature can be combined with other radiation sources in the engineering design. Eq. (31) can be used to integrate contributions from all radiation sources.

2.6.6. Example 6—conventional engineering analysis ignoring phase-transition radiation

Following Example 5, with the same ambient temperature, ceiling temperature, and (RH)e (=0.49), assume saturated water for the pool surface, i.e., s = 0 or (RH)s = 1, calculate the corresponding surface temperature, evaporation flux, and the amount of heat conducted from air to the pool surface. In this example the effect of characteristic radiation on supersaturation is ignored.

Solution Surface temperature

Surface temperature Ts is expected to be slightly higher than that in Example 5 for a lower (RH)s. From Table 1, for a slightly higher Tavg, a slightly higher k = 2.6 × 10−2 W/m-K (curve-fit coefficients in Table 2 [5]) can be used. Using Method 1 from Example 3 with (RH)s = 1, (RH)e = 0.49, and Le = 1.19 => Tr,s = 1.87°C and Ts = 22°C. Mass and heat transfer

Vapor mass fractions at the s- and e-states are, respectively, m1,s = 0.01638 and m1,e = 0.01286. For Tavg = (30°C + 22°C)/2 = 26°C, the corresponding evaporation rate is

  • From steam tables, heat of evaporation: hfg (22°C) = 2449 [kJ/kg].

  • Total heat flux needed for evaporation: Hfg = ṁ″ × hfg = 260 [W/m2].

The conduction contribution to Hfg is


The radiation contribution is 49 W/m2. The evaporation flux without supersaturation drops by ~20% as compared to that in Example 5 and the amount of heat conducted/extracted from air also drops by ~20%.

3. Conclusion

For semi-infinite water under mid-IR radiation, the liquid phase is essentially isothermal as a result of the pronounced IR absorption of radiation in liquid-water. When vapor mass fraction is small compared to the air, the dilute approximation can be made and equations for mass and heat transfer can be significantly simplified. Together with these simplified forms for dilute approximations, empirical forms for thermodynamic properties are also presented in this chapter to facilitate engineering analysis.

The situation of supersaturation induced by IR characteristic radiation suggests a potential way to enhance evaporation below the boiling point. Characteristic radiation applied on the water surface directly drives water molecules out from the surface to cause evaporation. When excess IR radiation is continually applied over the surface, the quasi-steady supersaturation can be reached to enhance evaporation. Since water is nearly isothermal under mid-IR radiation with moderate radiation strength, a significant amount of heat is extracted from the air to supply the latent heat of evaporation. Blackbody-like materials heated to ~250°C can serve as mid-IR radiation sources. Economical Blackbody-like materials include black anodized aluminum surfaces and metal surfaces painted in black. With supersaturation induced by characteristic radiation in the mid-IR range, this chapter offers an economical way to enhance evaporation in distillation applications.


The second author would like to acknowledge the support of the Hermia G. Soo Professorship and NSF Grant 1457128.


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