Open access peer-reviewed chapter

Efficient Asset Management Practices for Power Systems Using Expert Systems

By Danilo Spatti, Luisa H.B. Liboni, Marcel Araújo, Renato Bossolan and Bruno Vitti

Submitted: July 17th 2019Reviewed: September 17th 2019Published: November 13th 2019

DOI: 10.5772/intechopen.89766

Downloaded: 101


Electric power companies have high financial costs due to poor asset management practices. Therefore, it is crucial to use decision-making processes to decrease the global costs of an active asset and to extend its lifetime to a maximum. Asset management programs, which are frequently used to tackle optimization problems, aim to guide the use of the physical assets of a business, mainly by optimizing their lifetime. Efficient asset management practices establish operation and maintenance for each equipment, from the time the equipment is acquired until the appropriate time for its replacement. So, based on these assumptions, we propose a method to assist asset management decision-making in the electric power companies, which is embodied by computer software.


  • expert systems
  • asset management
  • power systems

1. Introduction

The big challenge involving asset management in electric systems is to seek a solution that enables the electric sector to reconcile interests with the environmental, economic, market, technological, regulatory and corporate constraints.

Still, the first parameters to be considered in the asset management of electrical systems can be listed as follows:

  • Equipment lifetime

  • Operating conditions

  • External conditions

Additionally, directly or indirectly, operational context aspects must also be considered, such as:

  • Type of operation requests (existence of redundancies or equipment in standby)

  • Requirement level to be met or minimum performance requirement

  • Operational safety risks to be assumed

  • Environmental standards

  • Equipment life cycle

  • Maintenance logistics

  • Regulatory standards and legislation

With a large amount of information currently available from assets, it is critical that standalone or semi-autonomous machine learning techniques should be able to extract knowledge and increase the performance or robustness of a system or process. These algorithms and techniques are vast and are also used in non-database applications—for example; such methods can directly interact with the environment to accomplish the tasks discussed above [1, 2].

The computational tools and techniques based on machine learning help to solve problems related to the extraction of information and knowledge from data. For example, machine learning applied to data mining is capable of performing specific tasks such as:

  • Pattern recognition

  • Data processing

  • Data clustering

  • Feature selection (selection of the most critical variables in a process, system, or database)

  • Regressions

  • Data sorting

The purpose of this chapter is to present a case study involving the processing of asset databases of an electrical transmission system in order to create subsidies for the development of an efficient asset management system.

2. Database studies

The databases in this case study are composed of data from power transformers. Such databases contain nominal values from the devices, data from laboratory tests, and maintenance data. The database consists of 6929 records, with the attributes shown in Table 1.

ManufacturerYear of construction
Time in operationFeeder phase
Did achieve its lifetime according to regulation policies?Power
Level of priority of the maintenancesPreventive maintenance dates
Technical maintenance teamCorrective maintenance dates
Age of the transformer when corrective maintenance was performed

Table 1.

Attributes from the power transformers database.

Data preprocessing methods consists of database conditioning, inconsistent data correction and the analysis of the data through relational graphs and probability distributions in order to extract knowledge and useful information.

Figure 1 shows a histogram of the transformers with respect to their manufacturing date and Figure 2 shows a histogram of the transformers with respect to their age. Table 2 shows the records for the voltage attribute of the transformers.

Figure 1.

Histogram (count percentage) of the transformers with respect to their manufacturing date.

Figure 2.

Histogram (count percentage) of the transformers with respect to their age.

Voltage (kV)Records

Table 2.

Voltage attribute from the power transformers database.

By using data from maintenance records, one can classify maintenance tasks as Preventive Maintenance and Corrective Maintenance. One of the critical analysis that must be done by an efficient asset management system is to take into account the lifetime of the power transformer and the maintenance procedures held during its lifetime [3, 4]. Such analysis is shown in Figure 3.

Figure 3.

Histogram (count percentage) of the transformers with respect to preventive and corrective maintenance, taking into account if the lifetime was achieved (1) or not (0).

3. Statistical distribution analysis

One can verify, in Figure 4, the relationship between the probability of maintenance as a function of the lifetime of the power transformers. In this figure, the cumulative distribution functions of preventive and corrective maintenance are shown and have, clearly, a bathtub shape (Figure 5) [5].

Figure 4.

Cumulative probability function of the power transformers.

Figure 5.

Maintenance rate with respect to the age of the assets.

The curves in Figure 4 raise a management question, and, therefore, explain the importance of such analysis: the more preventive maintenance, the less corrective maintenance? This hypothesis can be tested by a correlation analysis, which indicates a Correlation between preventive and corrective maintenance of −0.9367, i.e., the two types of maintenances are firmly negatively correlated.

One can observe that preventive maintenance in equipment such as power transformers is made in a more uniform way throughout its operating lifespan. This result corroborates with the fact that this kind of equipment is crucial and should be robust and faultless, as is shown in Figure 6.

Figure 6.

Cumulative probability function for corrective maintenance.

To explore the hypothesis mentioned above, two manufacturers were chosen, namely A and B, and the following analysis was performed. The results are shown in Figures 7 and 8.

Figure 7.

Maintenance rate with respect to the age of the assets for manufacturer A.

Figure 8.

Maintenance rate with respect to the age of the assets for manufacturer B.

By analyzing these curves, some questions can be raised concerning asset management in order to help decision-making. For example, in this scenario, would it be possible to purchase more equipment with this specific nominal voltage from Manufacturer 2?

These analyses can be extended for other voltage classes, such as 345 and 440 kV, as can be seen in Figures 9 and 10.

Figure 9.

Maintenance rate with respect to the age of the assets for voltage 345 kV.

Figure 10.

Maintenance rate with respect to the age of the assets for voltage 440 kV.

4. Risk analysis

Defining a process for creating a condition index for an asset is very important since the index can be used for asset management. For example, managers could consider alternative manufacturer scenarios, replacement or new acquisitions. Thus, the condition index of equipment can be an important feedback tool for the electric utility regulator since good maintenance practices dictated by the regulator, such as the frequencies for maintenance, can be updated [6, 7].

Also, risk assessment allows the analysis of failure probability, as shown in Figures 11 and 12, in which all power transformers in the database were analyzed.

Figure 11.

Corrective maintenance rate against operating time.

Figure 12.

Probability of failure of all transformers with respect to their age.

Alternatively, it can also be established that the reliability function R (t) is given by R (t) = 1 − F (t), where F (t) is the cumulative probability function. Function R (t) can be used to analyze the probability of failure of an asset above a particular range or age, as shown in Figure 13.

Figure 13.

Reliability rate of all transformers with respect to their age.

As a case study, one can then investigate what the failure rate would be for a particular transformer cluster. Now, suppose the cluster composed of all equipment from Manufacturer 1 and with nominal voltage of 138 kV. We then obtain the results shown in Figures 14 and 15. Figure 16 shows the approximation of this distribution.

Figure 14.

Manufacturer 1 maintenance rate (138 kV) with respect to operating time.

Figure 15.

Failure rate of manufacturer 1 transformers (138 kV) with respect to their age.

Figure 16.

Empirical distribution approximation.

In this case, for a particular transformer, i.e., transformer ID 147511 (manufacturer 1 // voltage class 138 kV // age 48 years), one can observe that the failure rate of this asset will increase 7%, between 48 and 49 years of age. The results of such analysis can be seen from the examination of Figure 17.

Figure 17.

Transformer ID 147511 (manufacturer 1) failure rate will increase by 7% between 48 and 49 years of age of the asset.

5. Critical state index estimation

The so-called critical state index allows one to verify if the failure rate of the asset is coherent with the moment in its life cycle. Thus, it becomes possible, by considering the age of the asset and its history of failures, to point out the assets that require distinguished attention [7].

There are different methodologies for identifying and determining the type of defect or failure in equipment immersed in insulating mineral oil based on the results of chromatographic analysis. These methods, such as those listed as follows, are directives for estimating a state index for transformers:

  • Key Gas

  • Roger

  • Doernenburg

  • IEC ratio

  • IEEE

  • Duval triangle

These methods analyze gas concentration limits to estimate the state of the transformer, i.e., gas concentrations are used to diagnose the equipment. To make this diagnosis, that is, to quantify the probability of a transformer defect, the following information in Table 3 can be employed.

GasLimit L1 (ppm)Limit G2 (ppm per month)

Table 3.

Duval criteria for identifying transformer defects.

To confirm the existence of a fault, one of the gases shown in Table 3 must have a concentration equal to or higher than L1 and more significant than the value indicated by G2. Thus, this methodology has an appropriate way to evaluate the condition of a transformer based on the historical data about its chromatographic assays.

When the historical data are not available, the IEEE method can be more efficient, since it uses four conditions to identify failure states:

  • Condition 1 refers to a normal operating condition, that is, if the dissolved gases are at levels below those presented in Table 3, then the transformer is considered to be operating correctly.

  • Condition 2 indicates a possible failure and many mineral oil samples should be taken to determine the tendency of gas growth.

  • Condition 3 indicates a high level of cellulose and/or mineral oil decomposition, and there is probably a transformer failure.

  • In condition 4 there is an indication of excessive cellulose and/or mineral oil decomposition. Continued operation under Condition 4 may result in a total fault.

The joint assessment between the equipment critical state index and its risk analysis, which is based on the history of maintenance procedures, allows for a more assertive decision-making process. To illustrate how the decision-making process can be enriched with both information, consider a 440 kV power transformer that entered into operation in 1981. The graph shown by Figure 18 illustrates the number of accumulated failures since the last total fault, which has required intervention, as a function of the operating time.

Figure 18.

Number of failures since the last intervention for a given transformer.

Figure 18 shows that a number of failures between 1.3 and 1.6 failures were expected since the last intervention. This analysis is made with a 90% confidence level by considering the asset history and the database of similar assets.

In order to construct curves involving the operating state of the devices, more than 25,000 gas chromatography assays were evaluated. The tests date from 1977 to the present day, and each test was evaluated according to the standards: IEEE, IEC, Duval, Doernenburg, Roger, and Key Gas. The IEEE criterion was adopted to evaluate the operating condition, as represented by Figures 1922.

Figure 19.

Percentage of transformers in condition 1.

Figure 20.

Percentage of transformers in condition 2.

Figure 21.

Percentage of transformers in condition 3.

Figure 22.

Percentage of transformers in condition 4.

The integrated Analysis, which is made by considering the mean behavior from all assays can be shown in Figure 23.

Figure 23.

Integrated analysis.

6. Conclusions

Critical assets in the transmission and distribution industries need special care and attention, mainly regarding the aging of the equipment since their lifespan impacts profits as well as the reliability and safety of the electric system.

As the lifetime of these devices become longer, it is justifiable to develop methods to identify their health condition, taking into account not only historical data but also all available asset management tools that companies currently own.

As the vast majority of companies still struggle to learn from the abundant data acquired, such a method should have significant implications in helping managers evaluate and question in-company policies regarding manufacturers and preventive maintenance practices.

In this context, the methodology presented in this chapter can be applied to determine the lifespan of transmission system equipment, based on the determination of failure rates, by using statistical analysis.


The authors thank the ANEEL R & D Program, contract number PD-0068-0037/2016.

© 2019 The Author(s). Licensee IntechOpen. This chapter is distributed under the terms of the Creative Commons Attribution 3.0 License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

How to cite and reference

Link to this chapter Copy to clipboard

Cite this chapter Copy to clipboard

Danilo Spatti, Luisa H.B. Liboni, Marcel Araújo, Renato Bossolan and Bruno Vitti (November 13th 2019). Efficient Asset Management Practices for Power Systems Using Expert Systems, Application of Expert Systems - Theoretical and Practical Aspects, Ivan Nunes da Silva and Rogério Andrade Flauzino, IntechOpen, DOI: 10.5772/intechopen.89766. Available from:

chapter statistics

101total chapter downloads

More statistics for editors and authors

Login to your personal dashboard for more detailed statistics on your publications.

Access personal reporting

Related Content

This Book

Next chapter

Computational Intelligence to Estimate Fault Rates in Power Transformers

By Danilo Spatti, Luisa H.B. Liboni, Marcel Araújo, Renato Bossolan and Bruno Vitti

Related Book

First chapter

Preface: Swarm Intelligence, Focus on Ant and Particle Swarm Optimization

By Felix T.S. Chan and Manoj Kumar Tiwari

We are IntechOpen, the world's leading publisher of Open Access books. Built by scientists, for scientists. Our readership spans scientists, professors, researchers, librarians, and students, as well as business professionals. We share our knowledge and peer-reveiwed research papers with libraries, scientific and engineering societies, and also work with corporate R&D departments and government entities.

More About Us