Comparisons of miss distances (m).

## Abstract

In this chapter, a robust guidance scheme utilizing a line-of-sight (LOS) observation is presented. Initial relative speed and distance, and error boundaries of them are estimated in accordance with the interceptor-target relative motion kinematics. A robust guidance scheme based on the sliding mode control (SMC) is developed, which requires the boundaries of the target maneuver, and inevitably has jitter phenomenon. For solving above-mentioned problems, an estimation to the target acceleration’s boundary is developed for enhancing robustness of the guidance scheme and the Lyapunov stabilization is analyzed. The proposed robust guidance scheme’s brief characteristic is to reduce the effect of relative speed and distance, to reduce the effect of target maneuverability on the guidance precision, and to strengthen the influence of line-of-sight angular velocity. The proposed scheme’s performances are validated by the simulations of different target maneuvers under two worst-case conditions.

### Keywords

- robust guidance scheme
- line-of-sight angular velocity
- sliding mode control
- boundary of target maneuver
- Lyapunov stability

## 1. Introduction

The traditional Proportional Navigation Guidance (PNG) schemes including their extensions have been widely employed in interceptors because of their efficiencies and simplifications (only need line-of-sight information). PNG makes the normal load of interceptor proportional to the line-of-sight (LOS) angular velocity [1]. Nevertheless, the target can add the miss distance by acting evading maneuver because the target maneuvers are ahead of the guidance commands from PNG. For achieving desired interception performances, even for the target maneuver, it is necessary to develop advanced guidance schemes [1, 2]. These advanced guidance schemes usually require more information, like relative speed and distance, target’s acceleration, or time-to-go.

For passive seekers, which are equipped with electro-optical or infrared sensors, the line-of-sight **a**ngular velocity can be observed only. If an estimation equation is assumed to estimate target kinematics, relative speed and distance and target’s acceleration will be identified. The commonly used estimation model is a Kalman filter. At the same time, one must select a target’s motion model, like the current statistical model, the Singer model, or the interactive multi-model scheme [3]. For polishing up the estimating performance of the target’s maneuvers, observability of the interception problem with LOS angular velocity measurement is analyzed [4]. It concludes that current homing guidance schemes result in a decrease in observability of tracking the target. Because relative distance cannot be observed from the line-of-sight measurement, it is necessary to use a special type of self-motion to solve this problem. Thus, the method of introducing LOS angular oscillatory motion is presented in [4] to improve the observability. The oscillatory motion of the LOS angle improves observability, but the trajectories generated by the guidance schemes are inevitably influenced by this motion mode and affect final guidance precision. Therefore, the target maneuver estimation is constrained by a lot of practical limitations.

The sliding mode control (SMC) is robust to disturbances. Therefore, it is employed to develop adaptive guidance schemes for target’s unpredictable maneuver without requirements to estimate the target’s acceleration. Recently, many guidance schemes based on the SMC have been proposed, for instance, the guidance schemes based on the adaptive and optimal SMC [5–7], the high-order SMC [8, 9], SMC-based integrated guidance and control (IGC) [10, 11], and SMC with impacting angle constraint [12–14].

SMC-based optimal and adaptive guidance schemes have become a focus since the 1990s. An adaptive sliding mode guidance (ASMG) scheme is presented in [5] for target maneuvering and parameter disturbance of the guidance system. In addition, an optimal sliding mode guidance (OSMG) scheme is deduced from the ASMG, and the optimal guidance coefficients are given in [6]. In [7], the Fuzzy OSMG (FOSMG) formulated by the OSMG and PNG is stated by adjusting the weights of the OSMG and PNG using fuzzy logic. It is noted that the FOSMG owns the advantages of the PNG for nonmaneuvering targets and the OSMG for maneuvering targets. The ASMG, OSMG, and FOSMG have practical advantages of simple expressions. Nevertheless, it is essential to identify the target’s normal load to adjust weights of the FOSMG.

The higher order sliding mode guidance (HOSMG) scheme is a current research highlight. While the SMC-based first-order guidance is a balance between smoothing jitter and ensuring robustness through switching frequently, the HOSMG generates control commands smoothly to systems with relative degree arbitrarily. A smooth guidance scheme based on a second-order sliding mode is developed for solving the uncertainties of the actuator and the target’s maneuver [8]. In [9], a terminal guidance law with known convergent time is proposed by using the finite-time mean-square practical convergence as sliding surfaces. It validates that HOSMG is robust to stochastic noises and bounded uncertainty and does not have high-frequency jitters. The HOSMG’s flaw exists in converging slowly for real time due to complex algorithms.

Integrated guidance and control (IGC) which is based on the SMC has become an unusual approach for developing a guidance system. The traditional timescale separation method splits the guidance system into an inner loop autopilot and an outer loop command system. The IGC system merges the two loops into a unique loop. Based on self-motion and relative motion states, the IGC produces commands to aero surfaces straight. Zero effort miss is used to be a sliding surface for developing the IGC [10, 11]. Due to the complex coupling between guidance and control states, this method does not spread more widely than an intuitive timescale separation method.

Based on the SMC, the guidance scheme with impacting angle constraint is designed to solve the problem of directional impacting. In practical cases, a specific impacting angle is desired to directionally hit the target or to better detect thee target. Under the impacting angle constraint, the result from ideal initial attack conditions can meet the interception requirements for nonmaneuvering and step-maneuvering targets [12–14]. However, the guidance accuracy of the target’s complicated maneuver will decrease.

To sum up, although guidance schemes based on the SMC and target’s maneuver estimation algorithms act excellently in simulation, the computation degrees of them have become too complex to realize. In fact, one needs a simple-expression guidance scheme based on the SMC, and if not requiring the target acceleration, it will be better. In addition, the discontinuous characteristic induced by the sliding mode part can cause jitter of guidance commands that is detrimental to the aero fins. The coefficient of sliding mode part indicates target acceleration’s boundary. Actually, it is hard to get the boundary. If setting the boundary too great, the autopilot might be saturated; if setting the boundary too tiny, the sliding mode’s presence cannot be guaranteed. With the target acceleration’s unknown boundary, for ensuring the stability, the simplified guidance schemes based on the SMC including the FOSMG, OSMG, and ASMG have greater sliding mode part, which might cause jitter. Adaptive control offers a solution. The unknown parameters can be estimated in the online identification for the uncertain system. Nevertheless, it has no capability to suppress disturbances. Thus, the adaptive control to identify the upper boundary of the system uncertainty is merged with the SMC to suppress disturbances [15].

An interceptor-target pursuit-evasion game which only employs the line-of-sight angular velocity is under consideration in this chapter. The target maneuver is treated as a bounded perturbation. More states are demanded, including initial relative speed and distance and error boundaries of them. It is derived from recursive estimation of relative motion kinematics and obtains approximations of relative speed and distance. A simplified sliding mode guidance scheme is given, which requires target acceleration’s boundary and inevitably has jitter phenomenon. For overcoming the above shortcomings, an adaptive parameter is utilized to estimate target acceleration’s boundary and to adaptively adjust in terms of the line-of-sight angular velocity; moreover, the Lyapunov stabilization has been analyzed. The proposed guidance scheme’s brief characteristic is to decrease the effect of relative speed and distance on the guidance precision and to strengthen the influence of line-of-sight angular velocity.

This chapter’s rest part is listed hereafter. The problem statement is given in Section 2. Two robust guidance schemes based on the SMC are presented in Section 3. Section 4 carries out simulations, and conclusions are given in Section 5.

## 2. Pursuit-evasion game

### 2.1. Relative motion kinematics

The interceptor’s movement consists of two orthogonal channels. The pursuit-evasion game is decomposed into two 2D channels.

Figure 1 shows the geometric diagram of the interceptor-target relative motion kinematics. A Cartesian reference system is denoted by “*X*-*O*-*Y.*” The interceptor and target are denoted by “*M*” and “*T*”. The line-of-sight angle is denoted by “*q*”. The relative distance is denoted by “*r*”. Flight path angles of the interceptor and target are denoted by “*ϕm *” and “*ϕt *”. Velocities of the interceptor and target are denoted by “*Vm *” and “*Vt *”.

Endgame relative motion kinematics are given by

Let the relative speed

For simplification, we get

where acceleration components of the interceptor and target along the line-of-sight are denoted by “

Assume the line-of-sight angular velocity is accurately observed at each instant. Initial relative speed and distance and error boundaries of them are obtained as

where initial relative speed and distance are denoted by “

**Remark 1.**

### 2.2. Kinematics simplification

For successfully intercepting the target, the line-of-sight angular velocity should be constrained [5, 6]. In this chapter, seeker and autopilot loops are not considered. With this premise, relative equation of the line-of-sight angular velocity *v* alters as

Define

According to Eq. (9), initial states for Eq. (11) to get

Equations (12)–(14) are employed to calculate Eq. (11). Boundaries of

## 3. Guidance scheme design

### 3.1. Guidance scheme based on the sliding mode control

A sliding surface is determined by

In accordance with Eq. (16), forcing

**Theorem 1.** A sliding mode control-based guidance (SMCG) scheme described by

where

**Proof**. Compute Eq. (11) with Eq. (9) and define

where derivations between estimations and real values are denoted by “

In terms of the deduction in Section 2, we have

Define a Lyapunov function:

Since

Then,

Equation (11) is solved with Eq. (12) or (14). Then, we get

Equation (11) is solved with Eq. (9) or (13). Because

Next, the following is obtained:

Since

Because

**Remark 2.** The “sgn” function in Eq. (17) is replaced by the following function to suppress the jitter:

where

### 3.2. Improved guidance scheme based on the SMCG

**Proposition 1.** An unchanged constant

where upper boundaries’ estimations of

**Theorem 2.** An improved sliding mode control-based guidance (ISMCG) scheme described by

where

**Proof**. Define

Then,

According to Eq. (28) and

In accordance with condition (25), because

**Remark 3.**

## 4. Simulations

### 4.1. Initial conditions

Simulations will be conducted to validate the feasibility and superiority of the proposed schemes in this part. In simulations, the maximum acceleration limit of the interceptor is 10 g for verifying the performance of the interceptor with a rather constrained maneuverability. Assume that the target is less agile than the interceptor. Control systems of them are expressed by the following first-order systems:

where the guidance commands are denoted by “

Initial conditions are preset to *N* = 3, *ε* = 8 g, Δ = 0.0001, and *γ* = 125. Two worst-case conditions of the initial observed relative speed

Condition 1 (C1):

Condition 2 (C2):

Following maneuver modes of the target, including case 1, case 2, and case 3, are used to test the performance of the proposed schemes. Assume that the interceptor is detected by the target in 2 s and then the target begins to escape.

Case 1: Square maneuver in the direction of the axis *Y*.

Case 2: Sine maneuver in the direction of the axis *Y*.

Case 3: Step maneuver in the direction of the axis *Y*.

### 4.2. Comparisons between the OSMG and the APNG

Compare the ISMCG and SMCG with the APNG and OSMG. The actual target normal load and relative speed are considered known in the APNG; thereby, neither Condition 1 nor Condition 2 can affect the APNG. For the OSMG, it owns a simplified formulation which has robustness to target’s maneuver, and it is popular in practice. Its simplified realization for online is as follows [6].

where the initial observed relative speed is denoted by “

The expression of the APNG is obtained as [16]

where the actual target normal load and the relative speed are denoted by “

The missing distance is illustrated in Table 1 , and the guidance commands and the line-of-sight angular velocities are shown in Figures 2 – 7 . As shown in Table 1 , these four guidance schemes all accomplish the interception task with the constraint

Schemes | Case 1 | Case 2 | Case 3 | |||
---|---|---|---|---|---|---|

Condition 1 | Condition 2 | Condition 1 | Condition 2 | Condition 1 | Condition 2 | |

APNG | 0.0831 | 0.0831 | 2.7448 | 2.7448 | 0.0173 | 0.0173 |

OSMG | 0.0525 | 0.0819 | 0.0129 | 0.1148 | 0.0010 | 0.0015 |

ISMCG | 0.0050 | 0.0003 | 0.0010 | 0.0019 | 0.0020 | 0.0036 |

SMCG | 0.0289 | 0.0645 | 0.1115 | 0.1253 | 0.0010 | 0.0013 |

From Figures 2 – 7 , the APNG is not very appropriate to intercept complicated maneuvering targets because line-of-sight angular velocities of the APNG are greater. As a whole, the plots of the OSMG and the SMCG have little difference between each other. Their line-of-sight angular velocities are very small before the end of case 1 and case 2. Nevertheless, although continuous functions are employed to take the place of the “sgn” functions in the OSMG and the SMCG, guidance commands of the OSMCG and the SMCG all have jitters, which are detrimental to aero fins. Line-of-sight angular velocities of the ISMCG are less than those of the APNG with the actual target’s acceleration. From Figures 2(a) , 3(a) , 4(a) , and 5(a) , in case 1 and case 2, ISMCG’s guidance commands are smoother than others, which are appropriate for continuous aero surfaces to track. From Figures 2(b) , 3(b) , 4(b) , and 5(b) , because the ISMCG uses an adaptive estimation to identify

From Figure 8 , it illustrates the **Figure 8(e, f) **,

## 5. Conclusions

In this chapter, robust guidance schemes are presented, which require states such as initial relative speed, relative distance, and error boundaries of them besides line-of-sight angular velocity. Proposed schemes’ performances are validated by simulating under uncertainties for different target’s maneuver modes. Two guidance schemes hit and kill maneuverable targets with fairly limited maneuverability. By comparisons with the APNG and OSMG, the ISMCG is superior, and the OSMG and SMCG perform similarly, whereas the APNG’s miss distances are greater. Moreover, guidance commands of the APNG and ISMCG are smoother than those of the OSMG and SMCG for complicated maneuver modes of the target. In conclusion, ISMCG’s advantage is that the guidance scheme is not required to obtain the target acceleration under uncertain conditions for different target maneuvers.

The future work concentrates on adapting the interceptor’s maximum maneuverability to be a constraint condition in the proposed guidance scheme. Anti-saturation design is studied to address the control-saturation problem in Eq. (4) [18–20].

## Acknowledgments

This chapter is supported by National Key R&D Program of China under Grant Nos. 2017YFD0701000 and 2016YFD0200700, National Natural Science Foundation of China under Grant Nos. 51475472 and 61403396, and Beijing Youth Top-notch Talent Support Program under Grant No. 2017000026833ZK23.